0001209191-17-044671.txt : 20170710
0001209191-17-044671.hdr.sgml : 20170710
20170710183225
ACCESSION NUMBER: 0001209191-17-044671
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170706
FILED AS OF DATE: 20170710
DATE AS OF CHANGE: 20170710
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tintri, Inc.
CENTRAL INDEX KEY: 0001554875
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 262906978
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 303 RAVENDALE DR
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
BUSINESS PHONE: 650-810-8200
MAIL ADDRESS:
STREET 1: 303 RAVENDALE DR
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Harty Kieran
CENTRAL INDEX KEY: 0001709555
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38117
FILM NUMBER: 17958755
MAIL ADDRESS:
STREET 1: C/O TINTRI, INC.
STREET 2: 303 RAVENDALE DRIVE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-07-06
0
0001554875
Tintri, Inc.
TNTR
0001709555
Harty Kieran
C/O TINTRI, INC.
303 RAVENDALE DRIVE
MENLO PARK
CA
94043
1
1
0
0
Chief Technology Officer
Common Stock
2017-03-30
4
A
0
5952
A
1621934
D
Common Stock
2017-03-30
4
A
0
41666
A
1663600
D
Common Stock
2017-05-30
4
A
0
250000
A
1913600
D
Common Stock
2017-07-06
4
C
0
46666
A
1960266
D
Common Stock
2017-07-06
4
C
0
18150
A
18150
I
By Wife
Stock Option (right to buy)
13.68
2017-05-30
4
A
0
83333
0.00
A
2017-05-30
Common Stock
83333
83333
D
Series A Preferred Stock
2017-07-06
4
C
0
46666
0.00
D
Common Stock
46666
0
D
Series C Preferred Stock
2017-07-06
4
C
0
18150
0.00
D
Common Stock
18150
0
I
By Wife
Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. 100% of the RSUs vest on March 15, 2018, provided that certain Issuer performance milestones are achieved.
Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. 50% of the RSUs vest on March 19, 2018 and the remaining 50% of the RSUs shall vest on an annual basis over the following 2 years.
Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. 3/8 of the RSU's vest on March 15, 2018 and an additional 1/8 of the RSU's shall vest every three months thereafter.
The Series A Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock did not have an expiration date.
The Series C Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C Preferred Stock did not have an expiration date.
1/24 of the shares subject to the option will vest on August 1, 2017 and an additional 1/24 of the shares vest monthly thereafter.
/s/ Michael Coleman, by power of attorney
2017-07-10