0001209191-17-044671.txt : 20170710 0001209191-17-044671.hdr.sgml : 20170710 20170710183225 ACCESSION NUMBER: 0001209191-17-044671 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170706 FILED AS OF DATE: 20170710 DATE AS OF CHANGE: 20170710 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tintri, Inc. CENTRAL INDEX KEY: 0001554875 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 262906978 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 303 RAVENDALE DR CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 650-810-8200 MAIL ADDRESS: STREET 1: 303 RAVENDALE DR CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harty Kieran CENTRAL INDEX KEY: 0001709555 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38117 FILM NUMBER: 17958755 MAIL ADDRESS: STREET 1: C/O TINTRI, INC. STREET 2: 303 RAVENDALE DRIVE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-07-06 0 0001554875 Tintri, Inc. TNTR 0001709555 Harty Kieran C/O TINTRI, INC. 303 RAVENDALE DRIVE MENLO PARK CA 94043 1 1 0 0 Chief Technology Officer Common Stock 2017-03-30 4 A 0 5952 A 1621934 D Common Stock 2017-03-30 4 A 0 41666 A 1663600 D Common Stock 2017-05-30 4 A 0 250000 A 1913600 D Common Stock 2017-07-06 4 C 0 46666 A 1960266 D Common Stock 2017-07-06 4 C 0 18150 A 18150 I By Wife Stock Option (right to buy) 13.68 2017-05-30 4 A 0 83333 0.00 A 2017-05-30 Common Stock 83333 83333 D Series A Preferred Stock 2017-07-06 4 C 0 46666 0.00 D Common Stock 46666 0 D Series C Preferred Stock 2017-07-06 4 C 0 18150 0.00 D Common Stock 18150 0 I By Wife Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. 100% of the RSUs vest on March 15, 2018, provided that certain Issuer performance milestones are achieved. Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. 50% of the RSUs vest on March 19, 2018 and the remaining 50% of the RSUs shall vest on an annual basis over the following 2 years. Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. 3/8 of the RSU's vest on March 15, 2018 and an additional 1/8 of the RSU's shall vest every three months thereafter. The Series A Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock did not have an expiration date. The Series C Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C Preferred Stock did not have an expiration date. 1/24 of the shares subject to the option will vest on August 1, 2017 and an additional 1/24 of the shares vest monthly thereafter. /s/ Michael Coleman, by power of attorney 2017-07-10