6-K 1 f6k_122216.htm FORM 6-K

UNITED STATES   

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 6-K

  

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16

of the Securities Exchange Act of 1934

 

For the month of December 2016
Commission File No.:001-35773

 

REDHILL BIOPHARMA LTD.

(Translation of registrant’s name into English)

 

21 Ha'arba'a Street, Tel Aviv, 64739, Israel

(Address of principal executive offices)

 

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F. 

 

Form 20-F ☒ Form 40-F ☐

 

Indicate by check mark if the Registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ____ 

 

Indicate by check mark if the Registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ____ 

 

Attached hereto and incorporated by reference herein are the following exhibits:

 

Exhibit 1.1: Underwriting and Placement Agency Agreement, dated December 21, 2016, between the Registrant and Roth Capital Partners, LLC, as representative of the several Underwriters and the Placement Agent

 

Exhibit 4.1: Subscription Agreement, dated as of December 21, 2016, by and between the Registrant and EMC2 Fund Ltd.

 

Exhibit 4.2: Form of Warrant to Purchase American Depositary Shares

 

Exhibit 5.1: Opinion of Gross, Kleinhendler, Hodak, Halevy, Greenberg & Co.

 

Exhibit 5.2: Opinion of Haynes and Boone, LLP

 

Exhibit 23.1: Consent of Gross, Kleinhendler, Hodak, Halevy, Greenberg & Co. (included in Exhibit 5.1).

 

Exhibit 23.2: Consent of Haynes and Boone, LLP (included in Exhibit 5.2).

 

This Form 6-K shall not constitute an offer to sell or the solicitation of an offer to buy, nor shall there be any sale of ADSs or warrants in any jurisdiction in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such jurisdiction.

 

 
 

 

This Form 6-K is incorporated by reference into the Company's Registration Statements on Form S-8 filed with the Securities and Exchange Commission on May 2, 2013 (Registration No. 333-188286) and on October 29, 2015 (Registration No. 333-207654) and its Registration Statement on Form F-3 filed with the Securities and Exchange Commission on February 25, 2016 (Registration No. 333- 209702).

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 
 

 

Signatures 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. 

 

   REDHILL BIOPHARMA LTD.
  (the "Registrant")  
       
Date: December 23, 2016 By: /s/ Dror Ben-Asher  
  Dror Ben-Asher  
  Chief Executive Officer