UNITED
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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM
CURRENT
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SECURITIES EXCHANGE ACT OF 1934
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Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.
On May 23, 2023, Splash Beverage Group, Inc. (the “Company”) received a notice from NYSE Regulation of noncompliance with the NYSE American continued listing standards (the “Notice”). The Company failed to timely file the Quarterly Report on Form 10-Q for the period ended March 31, 2023 (the “10-Q”), which was due to be filed with the Securities and Exchange Commission (“SEC”) no later than May 22, 2023 (the “Filing Delinquency”). As required by the Notice, the Company will issue a press release disclosing the occurrence of the Filing Delinquency.
The Company was unable to file the 10-Q because as reported on the Forms 8-K filed with the SEC on March 15, 2023 and May 9, 2023 the Company changed its auditor and the company had prepared the statements on time as in previous filings however the newly engaged auditor incorporated new procedures and an extra layer of partner approval requiring additional time to complete the review of the financial statements for the period ended March 31, 2023. The Company intends to file its 10-Q as soon as practicable.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: May 30, 2023
| SPLASH BEVERAGE GROUP, INC. | |
| /s/ Robert Nistico | |
| Robert Nistico | |
| Chief Executive Officer |