0001104659-23-094989.txt : 20230824 0001104659-23-094989.hdr.sgml : 20230824 20230824192636 ACCESSION NUMBER: 0001104659-23-094989 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230822 FILED AS OF DATE: 20230824 DATE AS OF CHANGE: 20230824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Klein David Eric CENTRAL INDEX KEY: 0001553612 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38496 FILM NUMBER: 231203482 MAIL ADDRESS: STREET 1: 207 HIGH POINT DRIVE CITY: VICTOR STATE: NY ZIP: 14564 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Canopy Growth Corp CENTRAL INDEX KEY: 0001737927 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] IRS NUMBER: 000000000 STATE OF INCORPORATION: Z4 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1 HERSHEY DRIVE CITY: SMITH FALLS STATE: A6 ZIP: K7A0A8 BUSINESS PHONE: 855-558-9333 MAIL ADDRESS: STREET 1: 1 HERSHEY DRIVE CITY: SMITH FALLS STATE: A6 ZIP: K7A0A8 4 1 tm2322295-11_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2023-08-22 0 0001737927 Canopy Growth Corp CGC 0001553612 Klein David Eric C/O CANOPY GROWTH CORPORATION 1 HERSHEY DRIVE SMITHS FALLS A6 K7A 0A8 ONTARIO, CANADA 1 1 0 0 Chief Executive Officer 0 Common Shares 2023-08-22 4 A 0 6975 0 A 189610 D Common Shares 2023-08-22 4 A 0 49894 0 A 239504 D Common Shares 2023-08-22 4 A 0 2358217 0 A 2597721 D Represents conversion of performance stock units ("PSUs") to restricted stock units ("RSUs") upon determination by the Issuer's corporate governance, compensation & nominating committee ("CGCN Committee") regarding the level of achievement of performance metrics, and such RSUs vest on June 9, 2024. Represents conversion of PSUs to RSUs upon determination by the Issuer's CGCN Committee regarding the level of achievement of performance metrics, and such RSUs vest on June 14, 2025. The shares reported herein were granted on August 22, 2023, in the form of RSUs. These RSUs vest in three equal installments on the first, second and third anniversaries of the grant date. Includes 1,654 common shares acquired under the Canopy Growth Corporation Employee Stock Purchase Plan (the "ESPP") on August 15, 2022 and 704 common shares acquired under the ESPP on February 16, 2023. /s/ Ben Winnick, Attorney-in-fact for David Eric Klein 2023-08-24