0001104659-15-072810.txt : 20151026 0001104659-15-072810.hdr.sgml : 20151026 20151026200027 ACCESSION NUMBER: 0001104659-15-072810 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151022 FILED AS OF DATE: 20151026 DATE AS OF CHANGE: 20151026 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SFX Entertainment, INC CENTRAL INDEX KEY: 0001553588 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 902 BROADWAY STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 646-561-6400 MAIL ADDRESS: STREET 1: 902 BROADWAY STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 FORMER COMPANY: FORMER CONFORMED NAME: SFX HOLDING Corp DATE OF NAME CHANGE: 20120705 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rosenstein Richard Jay CENTRAL INDEX KEY: 0001582752 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36119 FILM NUMBER: 151176037 MAIL ADDRESS: STREET 1: 430 PARK AVENUE STREET 2: 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 a4.xml 4 X0306 4 2015-10-22 0 0001553588 SFX Entertainment, INC SFXE 0001582752 Rosenstein Richard Jay 902 BROADWAY, FLOOR 15 NEW YORK NY 10022 0 1 0 0 CFO & Chief Admin. Officer Common Stock 2015-10-22 4 A 0 500000 0 A 1100000 D Options (right to buy) 1.00 2015-10-22 4 A 0 200000 0 A 2025-10-22 Common Stock 200000 200000 D Of these restricted shares of common stock, 218,750 shares will vest on January 1, 2016, 62,500 shares will vest on July 1, 2016, and the remaining 218,750 shares will vest on January 1, 2017, subject to the Reporting Person's continued employment with the Issuer and as further provided in the Reporting Person's employment agreement with the Issuer. Of these options, 50,000 options vested immediately on the grant date and the remaining 150,000 options will vest in equal installments on each anniversary of the grant date, and as such, 50,000 options will vest on each of October 22, 2016, October 22, 2017 and October 22, 2018, subject to the Reporting Person's continued employment with the Issuer and as further provided in an option award agreement with the Issuer. /s/ Richard Rosenstein 2015-10-26