0001104659-15-072810.txt : 20151026
0001104659-15-072810.hdr.sgml : 20151026
20151026200027
ACCESSION NUMBER: 0001104659-15-072810
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151022
FILED AS OF DATE: 20151026
DATE AS OF CHANGE: 20151026
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SFX Entertainment, INC
CENTRAL INDEX KEY: 0001553588
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 902 BROADWAY
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10010
BUSINESS PHONE: 646-561-6400
MAIL ADDRESS:
STREET 1: 902 BROADWAY
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10010
FORMER COMPANY:
FORMER CONFORMED NAME: SFX HOLDING Corp
DATE OF NAME CHANGE: 20120705
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rosenstein Richard Jay
CENTRAL INDEX KEY: 0001582752
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36119
FILM NUMBER: 151176037
MAIL ADDRESS:
STREET 1: 430 PARK AVENUE
STREET 2: 6TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
a4.xml
4
X0306
4
2015-10-22
0
0001553588
SFX Entertainment, INC
SFXE
0001582752
Rosenstein Richard Jay
902 BROADWAY, FLOOR 15
NEW YORK
NY
10022
0
1
0
0
CFO & Chief Admin. Officer
Common Stock
2015-10-22
4
A
0
500000
0
A
1100000
D
Options (right to buy)
1.00
2015-10-22
4
A
0
200000
0
A
2025-10-22
Common Stock
200000
200000
D
Of these restricted shares of common stock, 218,750 shares will vest on January 1, 2016, 62,500 shares will vest on July 1, 2016, and the remaining 218,750 shares will vest on January 1, 2017, subject to the Reporting Person's continued employment with the Issuer and as further provided in the Reporting Person's employment agreement with the Issuer.
Of these options, 50,000 options vested immediately on the grant date and the remaining 150,000 options will vest in equal installments on each anniversary of the grant date, and as such, 50,000 options will vest on each of October 22, 2016, October 22, 2017 and October 22, 2018, subject to the Reporting Person's continued employment with the Issuer and as further provided in an option award agreement with the Issuer.
/s/ Richard Rosenstein
2015-10-26