Office and Compliance Admin

0001553540-24-000002.txt : 20240117 0001553540-24-000002.hdr.sgml : 20240117 20240117134814 ACCESSION NUMBER: 0001553540-24-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240117 DATE AS OF CHANGE: 20240117 EFFECTIVENESS DATE: 20240117 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Smith Anglin Financial, LLC CENTRAL INDEX KEY: 0001553540 ORGANIZATION NAME: IRS NUMBER: 260778361 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21287 FILM NUMBER: 24537730 BUSINESS ADDRESS: STREET 1: 14755 PRESTON ROAD STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75254 BUSINESS PHONE: 972-267-1244 MAIL ADDRESS: STREET 1: 14755 PRESTON ROAD STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75254 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001553540 XXXXXXXX 12-31-2023 12-31-2023 Smith Anglin Financial, LLC

14755 PRESTON ROAD SUITE 700 DALLAS TX 75254

13F HOLDINGS REPORT 028-21287 000144386 80-68157 N Anneliese Griego Office and Compliance Admin 9722671244 Anneliese Griego Dallas TX 01-17-2024 0 185 871463274 false INFORMATION TABLE 2 SmithAnglinFinancial_13f.xml ABBOTT LABS COM 002824100 386626 3513 SH SOLE 0 0 0 3513 ABBVIE INC COM 00287Y109 508461 3281 SH SOLE 0 0 0 3281 ADOBE INC COM 00724F101 402108 674 SH SOLE 0 0 0 674 ADVANCED MICRO DEVICES INC COM 007903107 503110 3413 SH SOLE 0 1 0 3412 ALPHABET INC CAP STK CL C 02079K107 445240 3159 SH SOLE 0 0 0 3159 ALPHABET INC CAP STK CL A 02079K305 830736 5947 SH SOLE 0 0 0 5947 ALTRIA GROUP INC COM 02209S103 297504 7375 SH SOLE 0 0 0 7375 AMAZON COM INC COM 023135106 6271961 41279 SH SOLE 0 0 0 41279 AMERICAN CENTY ETF TR US EQT ETF 025072885 40041436 491005 SH SOLE 0 1238 0 489767 AMERICAN LITHIUM CORP COM NEW 027259209 178095 161905 SH SOLE 0 0 0 161905 AMNEAL PHARMACEUTICALS INC COM STK CL A 03168L105 176030 29000 SH SOLE 0 0 0 29000 AMTD DIGITAL INC SPONSORED ADS 00180N101 84484 20260 SH SOLE 0 0 0 20260 APPLE INC COM 037833100 21188532 110053 SH SOLE 0 0 0 110053 ARK ETF TR INNOVATION ETF 00214Q104 3664451 69972 SH SOLE 0 22 0 69950 ARK ETF TR NEXT GNRTN INTER 00214Q401 1489097 19619 SH SOLE 0 0 0 19619 AUTOMATIC DATA PROCESSING IN COM 053015103 213956 918 SH SOLE 0 0 0 918 BANK AMERICA CORP COM 060505104 397996 11821 SH SOLE 0 0 0 11821 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2368637 6641 SH SOLE 0 25 0 6616 BLACKSTONE INC COM 09260D107 285705 2182 SH SOLE 0 0 0 2182 BOEING CO COM 097023105 1022017 3921 SH SOLE 0 0 0 3921 BROADCOM INC COM 11135F101 419147 375 SH SOLE 0 0 0 375 BUILDERS FIRSTSOURCE INC COM 12008R107 503825 3018 SH SOLE 0 0 0 3018 CAMBRIA ETF TR EMRG SHAREHLDR 132061706 24914085 794708 SH SOLE 0 1886 0 792821 CAMBRIA ETF TR CAMBRIA FGN SHR 132061300 16490662 639669 SH SOLE 0 1158 0 638511 CAMBRIA ETF TR SHSHLD YIELD ETF 132061201 57982308 858107 SH SOLE 0 2274 0 855834 CATERPILLAR INC COM 149123101 538937 1823 SH SOLE 0 0 0 1823 CHEVRON CORP NEW COM 166764100 886108 5941 SH SOLE 0 0 0 5941 CINTAS CORP COM 172908105 204459 339 SH SOLE 0 0 0 339 CISCO SYS INC COM 17275R102 236276 4677 SH SOLE 0 0 0 4677 CNS PHARMACEUTICALS INC COM NEW 18978H201 63500 50000 SH SOLE 0 0 0 50000 COCA COLA CO COM 191216100 1377781 23380 SH SOLE 0 0 0 23380 COGNITION THERAPEUTICS INC COM 19243B102 22200 12000 SH SOLE 0 0 0 12000 CONOCOPHILLIPS COM 20825C104 280172 2414 SH SOLE 0 0 0 2414 CORTEVA INC COM 22052L104 285999 5968 SH SOLE 0 0 0 5968 COSTCO WHSL CORP NEW COM 22160K105 836748 1268 SH SOLE 0 0 0 1268 CSX CORP COM 126408103 250554 7227 SH SOLE 0 0 0 7227 DANAHER CORPORATION COM 235851102 218072 943 SH SOLE 0 0 0 943 DELTA AIR LINES INC DEL COM NEW 247361702 1384897 34424 SH SOLE 0 0 0 34424 DEVON ENERGY CORP NEW COM 25179M103 259068 5719 SH SOLE 0 0 0 5719 DIGITAL RLTY TR INC COM 253868103 316460 2351 SH SOLE 0 0 0 2351 DIREXION SHS ETF TR TSLA BULL 1.5X 25460G286 569502 39659 SH SOLE 0 0 0 39659 DISNEY WALT CO COM 254687106 1012454 11213 SH SOLE 0 0 0 11213 DOW INC COM 260557103 224292 4090 SH SOLE 0 0 0 4090 EA SERIES TRUST FREEDOM 100 EM 02072L607 18541706 563578 SH SOLE 0 1397 0 562181 ELEVANCE HEALTH INC COM 036752103 207502 440 SH SOLE 0 0 0 440 ELI LILLY & CO COM 532457108 344179 590 SH SOLE 0 0 0 590 ENLINK MIDSTREAM LLC COM UNIT REP LTD 29336T100 611671 50302 SH SOLE 0 0 0 50302 EXXON MOBIL CORP COM 30231G102 2166928 21674 SH SOLE 0 0 0 21674 FEDEX CORP COM 31428X106 1197882 4735 SH SOLE 0 0 0 4735 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 1038151 5565 SH SOLE 0 0 0 5565 GENERAL ELECTRIC CO COM NEW 369604301 440220 3449 SH SOLE 0 0 0 3449 GLOBAL X FDS CYBRSCURTY ETF 37954Y384 248402 8475 SH SOLE 0 0 0 8475 HERSHEY CO COM 427866108 335937 1802 SH SOLE 0 0 0 1802 HOME DEPOT INC COM 437076102 689554 1990 SH SOLE 0 0 0 1990 HONEYWELL INTL INC COM 438516106 229985 1097 SH SOLE 0 0 0 1097 INNOVATOR ETFS TR US EQTY PWR BUF 45782C508 749123 20116 SH SOLE 0 0 0 20116 INNOVATOR ETFS TR US EQTY PWR BUF 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ETF 464286608 411418 8672 SH SOLE 0 0 0 8672 ISHARES TR CORE US AGGBD ET 464287226 2398884 24170 SH SOLE 0 105 0 24065 ISHARES TR US AER DEF ETF 464288760 2002223 15815 SH SOLE 0 0 0 15815 ISHARES TR CORE DIV GRWTH 46434V621 36027283 669403 SH SOLE 0 1858 0 667545 ISHARES TR US TREAS BD ETF 46429B267 444039 19273 SH SOLE 0 0 0 19273 ISHARES TR 1 3 YR TREAS BD 464287457 343155 4183 SH SOLE 0 0 0 4183 ISHARES TR S&P MC 400GR ETF 464287606 896042 11311 SH SOLE 0 0 0 11311 ISHARES TR CORE S&P MCP ETF 464287507 4753949 17153 SH SOLE 0 0 0 17153 ISHARES TR S&P 500 GRWT ETF 464287309 79530777 1058998 SH SOLE 0 2724 0 1056274 ISHARES TR RUSSELL 2000 ETF 464287655 554649 2763 SH SOLE 0 0 0 2763 ISHARES TR S&P 500 VAL ETF 464287408 65438907 376324 SH SOLE 0 1094 0 375230 ISHARES TR MSCI ACWI ETF 464288257 215716 2120 SH SOLE 0 11 0 2109 ISHARES TR RUS 1000 ETF 464287622 242328 924 SH SOLE 0 0 0 924 ISHARES TR 10-20 YR TRS ETF 464288653 43630611 403017 SH SOLE 0 621 0 402396 ISHARES TR MSCI ACWI EX US 464288240 1105969 21669 SH SOLE 0 0 0 21669 ISHARES TR SP SMCP600VL ETF 464287879 1831200 17767 SH SOLE 0 3 0 17763 ISHARES TR CORE S&P SCP ETF 464287804 538026 4970 SH SOLE 0 0 0 4970 ISHARES TR U.S. INSRNCE ETF 464288786 1009162 10079 SH SOLE 0 0 0 10079 ISHARES TR SHRT NAT MUN ETF 464288158 657962 6241 SH SOLE 0 0 0 6241 ISHARES TR NATIONAL MUN ETF 464288414 870976 8034 SH SOLE 0 0 0 8034 ISHARES TR SELECT DIVID ETF 464287168 1809532 15437 SH SOLE 0 0 0 15437 ISHARES TR CORE S&P500 ETF 464287200 71672462 150059 SH SOLE 0 399 0 149660 ISHARES TR MODERT ALLOC ETF 464289875 2579731 62147 SH SOLE 0 0 0 62147 ISHARES TR ISHS 1-5YR INVS 464288646 210416 4104 SH SOLE 0 0 0 4104 ISHARES TR MSCI EAFE ETF 464287465 2040249 27077 SH SOLE 0 0 0 27077 ISHARES TR 20 YR TR BD ETF 464287432 328825 3325 SH SOLE 0 0 0 3325 ISHARES TR CORE 1 5 YR USD 46432F859 218745 4599 SH SOLE 0 0 0 4599 ISHARES TR S&P MC 400VL ETF 464287705 1441920 12644 SH SOLE 0 0 0 12644 ISHARES TR S&P SML 600 GWT 464287887 2952431 23593 SH SOLE 0 0 0 23593 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 753784 13710 SH SOLE 0 0 0 13710 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 335329 6676 SH SOLE 0 0 0 6676 JETBLUE AWYS CORP COM 477143101 122100 22000 SH SOLE 0 0 0 22000 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 62648873 1189686 SH SOLE 0 2468 0 1187218 JOHNSON & JOHNSON COM 478160104 939534 5994 SH SOLE 0 0 0 5994 JPMORGAN CHASE & CO COM 46625H100 456091 2681 SH SOLE 0 0 0 2681 KLA CORP COM NEW 482480100 239853 413 SH SOLE 0 0 0 413 LOWES COS INC COM 548661107 302183 1358 SH SOLE 0 0 0 1358 LULULEMON ATHLETICA INC COM 550021109 351768 688 SH SOLE 0 0 0 688 MASTERCARD INCORPORATED CL A 57636Q104 543105 1273 SH SOLE 0 0 0 1273 MCDONALDS CORP COM 580135101 796567 2686 SH SOLE 0 0 0 2686 MCKESSON CORP COM 58155Q103 359231 776 SH SOLE 0 0 0 776 META PLATFORMS INC CL A 30303M102 2291537 6474 SH SOLE 0 0 0 6474 MICROSOFT CORP COM 594918104 4835482 12859 SH SOLE 0 0 0 12859 NETFLIX INC COM 64110L106 214408 440 SH SOLE 0 0 0 440 NEXTERA ENERGY INC COM 65339F101 219153 3608 SH SOLE 0 0 0 3608 NIKE INC CL B 654106103 865661 7973 SH SOLE 0 0 0 7973 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 21015 65000 SH SOLE 0 0 0 65000 NVIDIA CORPORATION COM 67066G104 3560734 7190 SH SOLE 0 0 0 7190 ORACLE CORP COM 68389X105 340219 3227 SH SOLE 0 0 0 3227 ORION ENERGY SYS INC COM 686275108 12999 15000 SH SOLE 0 0 0 15000 PEPSICO INC COM 713448108 1357597 7993 SH SOLE 0 0 0 7993 PFIZER INC COM 717081103 283237 9838 SH SOLE 0 0 0 9838 PIONEER NAT RES CO COM 723787107 774583 3444 SH SOLE 0 0 0 3444 PROCTER AND GAMBLE CO COM 742718109 1271051 8674 SH SOLE 0 0 0 8674 PROSHARES TR SP500 EX FINLS 74347B573 6522837 63681 SH SOLE 0 179 0 63502 PROSHARES TR S&P 500 DV ARIST 74348A467 203148 2134 SH SOLE 0 0 0 2134 QUALCOMM INC COM 747525103 295645 2044 SH SOLE 0 0 0 2044 QUANTA SVCS INC COM 74762E102 207600 962 SH SOLE 0 0 0 962 ROYAL CARIBBEAN GROUP COM V7780T103 235283 1817 SH SOLE 0 0 0 1817 S&P GLOBAL INC COM 78409V104 212789 483 SH SOLE 0 0 0 483 SALESFORCE INC COM 79466L302 254983 969 SH SOLE 0 0 0 969 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 792900 14243 SH SOLE 0 0 0 14243 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 3943637 47537 SH SOLE 0 0 0 47537 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 3187568 41870 SH SOLE 0 0 0 41870 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 2776268 49225 SH SOLE 0 0 0 49225 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 458904 9714 SH SOLE 0 0 0 9714 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 3416953 48744 SH SOLE 0 0 0 48744 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 1532531 20347 SH SOLE 0 0 0 20347 SELECT SECTOR SPDR TR ENERGY 81369Y506 717659 8560 SH SOLE 0 0 0 8560 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 424483 5893 SH SOLE 0 0 0 5893 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 242984 3344 SH SOLE 0 0 0 3344 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 634285 4651 SH SOLE 0 0 0 4651 SIMPLIFY EXCHANGE TRADED FUN SHORT TERM TREA 82889N657 307471 13282 SH SOLE 0 0 0 13282 SIMPLIFY EXCHANGE TRADED FUN VOLATILITY PREM 82889N863 1611869 70758 SH SOLE 0 0 0 70758 SOFI TECHNOLOGIES INC COM 83406F102 102485 10300 SH SOLE 0 0 0 10300 SOUTHERN CO COM 842587107 316944 4520 SH SOLE 0 0 0 4520 SOUTHWEST AIRLS CO COM 844741108 4026166 139410 SH SOLE 0 0 0 139410 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 6345705 16838 SH SOLE 0 0 0 16838 SPDR GOLD TR GOLD SHS 78463V107 1589461 8314 SH SOLE 0 0 0 8314 SPDR S&P 500 ETF TR TR UNIT 78462F103 18633231 39202 SH SOLE 0 28 0 39175 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 6988248 13773 SH SOLE 0 0 0 13773 SPDR SER TR NUVEEN BLOOMBERG 78464A284 408912 16163 SH SOLE 0 0 0 16163 SPDR SER TR S&P 400 MDCP VAL 78464A839 1611980 21968 SH SOLE 0 0 0 21968 SPDR SER TR PORTFOLIO SH TSR 78468R101 27819842 957654 SH SOLE 0 1396 0 956257 SPDR SER TR S&P 400 MDCP GRW 78464A821 1257181 16614 SH SOLE 0 0 0 16614 SPDR SER TR PRTFLO S&P500 GW 78464A409 377348 5800 SH SOLE 0 0 0 5800 ST JOE CO COM 790148100 225811 3752 SH SOLE 0 0 0 3752 STARBUCKS CORP COM 855244109 253898 2644 SH SOLE 0 0 0 2644 TELLURIAN INC NEW COM 87968A104 10578 14000 SH SOLE 0 0 0 14000 TESLA INC COM 88160R101 1837686 7396 SH SOLE 0 0 0 7396 TEXAS INSTRS INC COM 882508104 896706 5261 SH SOLE 0 0 0 5261 UNION PAC CORP COM 907818108 250856 1021 SH SOLE 0 0 0 1021 UNITED AIRLS HLDGS INC COM 910047109 281723 6828 SH SOLE 0 0 0 6828 UNITEDHEALTH GROUP INC COM 91324P102 629471 1196 SH SOLE 0 0 0 1196 UNIVERSAL DISPLAY CORP COM 91347P105 383471 2005 SH SOLE 0 0 0 2005 VALARIS LTD CL A G9460G101 243424 3550 SH SOLE 0 0 0 3550 VANECK ETF TRUST SEMICONDUCTR ETF 92189F676 515472 2948 SH SOLE 0 0 0 2948 VANECK ETF TRUST MRNGSTR WDE MOAT 92189F643 17318125 204055 SH SOLE 0 0 0 204055 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 224169 2911 SH SOLE 0 0 0 2911 VANGUARD INDEX FDS SMALL CP ETF 922908751 1879135 8809 SH SOLE 0 0 0 8809 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 903058 2067 SH SOLE 0 0 0 2067 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1238358 5640 SH SOLE 0 0 0 5640 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 692370 16846 SH SOLE 0 0 0 16846 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 446903 6931 SH SOLE 0 0 0 6931 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 1813531 22627 SH SOLE 0 84 0 22542 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 25144489 309356 SH SOLE 0 482 0 308874 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 22775374 133658 SH SOLE 0 0 0 133658 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 1397049 29166 SH SOLE 0 0 0 29166 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 201479 1805 SH SOLE 0 0 0 1805 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 229200 914 SH SOLE 0 0 0 914 VERIZON COMMUNICATIONS INC COM 92343V104 537441 14256 SH SOLE 0 0 0 14256 VISA INC COM CL A 92826C839 1464736 5626 SH SOLE 0 0 0 5626 WALMART INC COM 931142103 1626643 10318 SH SOLE 0 0 0 10318 WINGSTOP INC COM 974155103 996647 3884 SH SOLE 0 0 0 3884 WORLD GOLD TR SPDR GLD MINIS 98149E303 358044 8752 SH SOLE 0 0 0 8752 XCEL ENERGY INC COM 98389B100 327031 5282 SH SOLE 0 0 0 5282