Compliance and Office Administrator

0001553540-23-000005.txt : 20231011 0001553540-23-000005.hdr.sgml : 20231011 20231011131124 ACCESSION NUMBER: 0001553540-23-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231011 DATE AS OF CHANGE: 20231011 EFFECTIVENESS DATE: 20231011 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Smith Anglin Financial, LLC CENTRAL INDEX KEY: 0001553540 IRS NUMBER: 260778361 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21287 FILM NUMBER: 231320127 BUSINESS ADDRESS: STREET 1: 14755 PRESTON ROAD STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75254 BUSINESS PHONE: 972-267-1244 MAIL ADDRESS: STREET 1: 14755 PRESTON ROAD STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75254 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001553540 XXXXXXXX 09-30-2023 09-30-2023 Smith Anglin Financial, LLC

14755 PRESTON ROAD SUITE 700 DALLAS TX 75254

13F HOLDINGS REPORT 028-21287 000144386 80-68157 N Anneliese Griego Compliance and Office Administrator 972-267-1244 Anneliese Griego Dallas TX 10-11-2023 0 175 822608415 false INFORMATION TABLE 2 SmithAnglinFinancial_13f.xml Q3 2023 SMITH ANGLIN INFORMATION TABLE ABBOTT LABS COM 002824100 468934 4842 SH SOLE 0 0 0 4842 ABBVIE INC COM 00287Y109 480749 3225 SH SOLE 0 0 0 3225 ADOBE INC COM 00724F101 343673 674 SH SOLE 0 0 0 674 ADVANCED MICRO DEVICES INC COM 007903107 349588 3400 SH SOLE 0 0 0 3400 ALPHABET INC CAP STK CL C 02079K107 389524 2954 SH SOLE 0 0 0 2954 ALPHABET INC CAP STK CL A 02079K305 778224 5947 SH SOLE 0 0 0 5947 ALTRIA GROUP INC COM 02209S103 275123 6543 SH SOLE 0 0 0 6543 AMAZON COM INC COM 023135106 5297751 41675 SH SOLE 0 0 0 41675 AMERICAN CENTY ETF TR US EQT ETF 025072885 37848333 516630 SH SOLE 0 1435 0 515196 AMERICAN LITHIUM CORP COM NEW 027259209 213975 149633 SH SOLE 0 0 0 149633 AMNEAL PHARMACEUTICALS INC COM STK CL A 03168L105 122380 29000 SH SOLE 0 0 0 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534573 ELEVANCE HEALTH INC COM 036752103 234170 538 SH SOLE 0 0 0 538 ELI LILLY & CO COM 532457108 316867 590 SH SOLE 0 0 0 590 ENLINK MIDSTREAM LLC COM UNIT REP LTD 29336T100 614689 50302 SH SOLE 0 0 0 50302 ESS TECH INC COMMON STOCK 26916J106 26884 14300 SH SOLE 0 0 0 14300 EXXON MOBIL CORP COM 30231G102 2536171 21570 SH SOLE 0 0 0 21570 FEDEX CORP COM 31428X106 1206586 4555 SH SOLE 0 0 0 4555 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 714893 4479 SH SOLE 0 0 0 4479 FORD MTR CO DEL COM 345370860 166796 13430 SH SOLE 0 0 0 13430 GENERAL ELECTRIC CO COM NEW 369604301 381626 3452 SH SOLE 0 0 0 3452 GLOBAL X FDS CYBRSCURTY ETF 37954Y384 459300 18909 SH SOLE 0 0 0 18909 HEICO CORP NEW COM 422806109 247925 1531 SH SOLE 0 0 0 1531 HERSHEY CO COM 427866108 383309 1916 SH SOLE 0 0 0 1916 HOME DEPOT INC COM 437076102 599261 1983 SH SOLE 0 0 0 1983 HONEYWELL INTL INC COM 438516106 200808 1087 SH SOLE 0 0 0 1087 INNOVATOR ETFS TR US EQTY PWR BUF 45782C508 699964 20116 SH SOLE 0 0 0 20116 INNOVATOR ETFS TR US EQTY PWR BUF 45782C383 404681 12084 SH SOLE 0 0 0 12084 INNOVATOR ETFS TR US EQTY PWR BUF 45782C318 444751 15066 SH SOLE 0 0 0 15066 INNOVATOR ETFS TR US EQT ULTRA BF 45782C730 332444 11747 SH SOLE 0 0 0 11747 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 1566568 11056 SH SOLE 0 0 0 11056 INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 46137V233 1420724 41835 SH SOLE 0 0 0 41835 INVESCO QQQ TR UNIT SER 1 46090E103 3222741 8995 SH SOLE 0 0 0 8995 INVESCO SR INCOME TR COM 46131H107 39656 10116 SH SOLE 0 0 0 10116 INVITATION HOMES INC COM 46187W107 333379 10520 SH SOLE 0 0 0 10520 ISHARES INC MSCI GBL ETF NEW 46434G848 843598 21217 SH SOLE 0 0 0 21217 ISHARES INC MSCI EURZONE ETF 464286608 363640 8609 SH SOLE 0 0 0 8609 ISHARES TR ISHS 5-10YR INVT 464288638 3246664 66735 SH SOLE 0 71 0 66664 ISHARES TR CORE US AGGBD ET 464287226 5210857 55411 SH SOLE 0 63 0 55348 ISHARES TR US AER DEF ETF 464288760 1726660 16294 SH SOLE 0 0 0 16294 ISHARES TR CORE DIV GRWTH 46434V621 28396685 573323 SH SOLE 0 1535 0 571788 ISHARES TR S&P MC 400GR ETF 464287606 39467638 546341 SH SOLE 0 1194 0 545147 ISHARES TR S&P 500 GRWT ETF 464287309 69848874 1020884 SH SOLE 0 2186 0 1018698 ISHARES TR CORE MSCI EAFE 46432F842 421231 6546 SH SOLE 0 0 0 6546 ISHARES TR RUSSELL 2000 ETF 464287655 454956 2574 SH SOLE 0 0 0 2574 ISHARES TR S&P 500 VAL ETF 464287408 55242066 359088 SH SOLE 0 1103 0 357985 ISHARES TR CORE 1 5 YR USD 46432F859 2810141 60590 SH SOLE 0 77 0 60512 ISHARES TR S&P MC 400VL ETF 464287705 26826047 265789 SH SOLE 0 761 0 265027 ISHARES TR MSCI ACWI ETF 464288257 456422 4941 SH SOLE 0 11 0 4930 ISHARES TR RUS 1000 ETF 464287622 217527 926 SH SOLE 0 0 0 926 ISHARES TR CORE S&P MCP ETF 464287507 55960876 224427 SH SOLE 0 425 0 224002 ISHARES TR MSCI ACWI EX US 464288240 1220185 25956 SH SOLE 0 0 0 25956 ISHARES TR U.S. INSRNCE ETF 464288786 922036 10060 SH SOLE 0 0 0 10060 ISHARES TR SP SMCP600VL ETF 464287879 16112952 180598 SH SOLE 0 574 0 180024 ISHARES TR CORE S&P SCP ETF 464287804 7793369 82618 SH SOLE 0 195 0 82423 ISHARES TR 1 3 YR TREAS BD 464287457 11988395 148060 SH SOLE 0 247 0 147813 ISHARES TR US TREAS BD ETF 46429B267 20721696 940186 SH SOLE 0 1350 0 938835 ISHARES TR SHRT NAT MUN ETF 464288158 525616 5110 SH SOLE 0 0 0 5110 ISHARES TR NATIONAL MUN ETF 464288414 688589 6715 SH SOLE 0 0 0 6715 ISHARES TR SELECT DIVID ETF 464287168 2202697 20464 SH SOLE 0 0 0 20464 ISHARES TR CORE S&P500 ETF 464287200 63911569 148829 SH SOLE 0 382 0 148447 ISHARES TR MODERT ALLOC ETF 464289875 2420642 62179 SH SOLE 0 0 0 62179 ISHARES TR MSCI EAFE ETF 464287465 1913590 27765 SH SOLE 0 0 0 27765 ISHARES TR 20 YR TR BD ETF 464287432 233221 2630 SH SOLE 0 0 0 2630 ISHARES TR ISHS 1-5YR INVS 464288646 202024 4054 SH SOLE 0 0 0 4054 ISHARES TR S&P SML 600 GWT 464287887 4557708 41555 SH SOLE 0 13 0 41542 ISHARES U S ETF TR BLOOMBERG ROLL 46431W598 895812 17391 SH SOLE 0 0 0 17391 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 432802 8625 SH SOLE 0 0 0 8625 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 469637 8768 SH SOLE 0 0 0 8768 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 617808 13056 SH SOLE 0 0 0 13056 JOHNSON & JOHNSON COM 478160104 928119 5959 SH SOLE 0 0 0 5959 JPMORGAN CHASE & CO COM 46625H100 391893 2702 SH SOLE 0 0 0 2702 KLA CORP COM NEW 482480100 234613 512 SH SOLE 0 0 0 512 LOWES COS INC COM 548661107 281054 1352 SH SOLE 0 0 0 1352 LULULEMON ATHLETICA INC COM 550021109 289208 750 SH SOLE 0 0 0 750 MASTERCARD INCORPORATED CL A 57636Q104 502362 1269 SH SOLE 0 0 0 1269 MCDONALDS CORP COM 580135101 705168 2677 SH SOLE 0 0 0 2677 MCKESSON CORP COM 58155Q103 336930 775 SH SOLE 0 0 0 775 META PLATFORMS INC CL A 30303M102 1969678 6561 SH SOLE 0 0 0 6561 MICROSOFT CORP COM 594918104 4089870 12953 SH SOLE 0 0 0 12953 NETFLIX INC COM 64110L106 206310 546 SH SOLE 0 0 0 546 NEXTERA ENERGY INC COM 65339F101 388950 6789 SH SOLE 0 0 0 6789 NIKE INC CL B 654106103 770734 8060 SH SOLE 0 0 0 8060 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 21138 65000 SH SOLE 0 0 0 65000 NVIDIA CORPORATION COM 67066G104 3252794 7478 SH SOLE 0 0 0 7478 ORACLE CORP COM 68389X105 340629 3216 SH SOLE 0 0 0 3216 ORION ENERGY SYS INC COM 686275108 18900 15000 SH SOLE 0 0 0 15000 PEPSICO INC COM 713448108 1379393 8141 SH SOLE 0 0 0 8141 PFIZER INC COM 717081103 412806 12445 SH SOLE 0 0 0 12445 PIONEER NAT RES CO COM 723787107 788097 3433 SH SOLE 0 0 0 3433 PLUG POWER INC COM NEW 72919P202 386460 50850 SH SOLE 0 0 0 50850 PROCTER AND GAMBLE CO COM 742718109 1260216 8640 SH SOLE 0 0 0 8640 QUALCOMM INC COM 747525103 225873 2034 SH SOLE 0 0 0 2034 QUANTA SVCS INC COM 74762E102 245531 1313 SH SOLE 0 0 0 1313 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 3680693 50615 SH SOLE 0 0 0 50615 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 2958920 41816 SH SOLE 0 0 0 41816 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 3694516 73014 SH SOLE 0 0 0 73014 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 579800 13998 SH SOLE 0 0 0 13998 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 707058 14184 SH SOLE 0 0 0 14184 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 2136912 31574 SH SOLE 0 0 0 31574 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 4574534 70967 SH SOLE 0 0 0 70967 SELECT SECTOR SPDR TR ENERGY 81369Y506 1017300 11255 SH SOLE 0 0 0 11255 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 563678 4378 SH SOLE 0 0 0 4378 SIMPLIFY EXCHANGE TRADED FUN VOLATILITY PREM 82889N863 1143026 50779 SH SOLE 0 0 0 50779 SIMPLIFY EXCHANGE TRADED FUN US EQT PLS DWNSD 82889N202 349944 13346 SH SOLE 0 0 0 13346 SOFI TECHNOLOGIES INC COM 83406F102 92285 11550 SH SOLE 0 0 0 11550 SOUTHERN CO COM 842587107 292213 4515 SH SOLE 0 0 0 4515 SOUTHWEST AIRLS CO COM 844741108 3877900 143255 SH SOLE 0 0 0 143255 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 6518603 19461 SH SOLE 0 0 0 19461 SPDR GOLD TR GOLD SHS 78463V107 961044 5605 SH SOLE 0 0 0 5605 SPDR S&P 500 ETF TR TR UNIT 78462F103 16847121 39410 SH SOLE 0 28 0 39383 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 6289384 13773 SH SOLE 0 0 0 13773 SPDR SER TR S&P 400 MDCP VAL 78464A839 2119973 32685 SH SOLE 0 0 0 32685 SPDR SER TR NUVEEN BLOOMBERG 78464A284 437790 18379 SH SOLE 0 0 0 18379 SPDR SER TR S&P 400 MDCP GRW 78464A821 1729952 25021 SH SOLE 0 0 0 25021 SPDR SER TR PRTFLO S&P500 GW 78464A409 343824 5800 SH SOLE 0 0 0 5800 ST JOE CO COM 790148100 247202 4550 SH SOLE 0 0 0 4550 STARBUCKS CORP COM 855244109 245465 2689 SH SOLE 0 0 0 2689 TESLA INC COM 88160R101 2331477 9318 SH SOLE 0 0 0 9318 TEXAS INSTRS INC COM 882508104 830574 5223 SH SOLE 0 0 0 5223 UIPATH INC CL A 90364P105 407167 23797 SH SOLE 0 0 0 23797 UNION PAC CORP COM 907818108 208069 1022 SH SOLE 0 0 0 1022 UNITED AIRLS HLDGS INC COM 910047109 262514 6206 SH SOLE 0 0 0 6206 UNITEDHEALTH GROUP INC COM 91324P102 592736 1176 SH SOLE 0 0 0 1176 UNIVERSAL DISPLAY CORP COM 91347P105 314189 2001 SH SOLE 0 0 0 2001 VALARIS LTD CL A G9460G101 266179 3550 SH SOLE 0 0 0 3550 VANECK ETF TRUST SEMICONDUCTR ETF 92189F676 388038 2676 SH SOLE 0 0 0 2676 VANECK ETF TRUST MRNGSTR WDE MOAT 92189F643 16998527 224137 SH SOLE 0 0 0 224137 VANECK ETF TRUST OIL SERVICES ETF 92189H607 209439 607 SH SOLE 0 0 0 607 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 216668 2882 SH SOLE 0 0 0 2882 VANGUARD INDEX FDS SMALL CP ETF 922908751 1660665 8783 SH SOLE 0 0 0 8783 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 807305 2056 SH SOLE 0 0 0 2056 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1098488 5640 SH SOLE 0 0 0 5640 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 11727962 299106 SH SOLE 0 681 0 298425 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 398667 6882 SH SOLE 0 0 0 6882 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 28007032 391050 SH SOLE 0 543 0 390507 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 21601689 284308 SH SOLE 0 447 0 283861 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 21633659 139231 SH SOLE 0 0 0 139231 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 33757188 772122 SH SOLE 0 1456 0 770666 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 292243 1243 SH SOLE 0 0 0 1243 VERIZON COMMUNICATIONS INC COM 92343V104 463043 14287 SH SOLE 0 0 0 14287 VISA INC COM CL A 92826C839 1294984 5630 SH SOLE 0 0 0 5630 WALMART INC COM 931142103 1641692 10265 SH SOLE 0 0 0 10265 WINGSTOP INC COM 974155103 697936 3881 SH SOLE 0 0 0 3881 WORLD GOLD TR SPDR GLD MINIS 98149E303 290384 7921 SH SOLE 0 0 0 7921 XCEL ENERGY INC COM 98389B100 263335 4602 SH SOLE 0 0 0 4602