Operations Administrator

0001553540-23-000004.txt : 20230710 0001553540-23-000004.hdr.sgml : 20230710 20230710133940 ACCESSION NUMBER: 0001553540-23-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230710 DATE AS OF CHANGE: 20230710 EFFECTIVENESS DATE: 20230710 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Smith Anglin Financial, LLC CENTRAL INDEX KEY: 0001553540 IRS NUMBER: 260778361 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21287 FILM NUMBER: 231079237 BUSINESS ADDRESS: STREET 1: 14755 PRESTON ROAD STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75254 BUSINESS PHONE: 972-267-1244 MAIL ADDRESS: STREET 1: 14755 PRESTON ROAD STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75254 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001553540 XXXXXXXX 06-30-2023 06-30-2023 Smith Anglin Financial, LLC

14755 PRESTON ROAD SUITE 700 DALLAS TX 75254

13F HOLDINGS REPORT 028-21287 000144386 80-68157 N Anneliese Griego Operations Administrator 972-267-1244 Anneliese Griego Dallas TX 07-10-2023 0 170 823823891 false INFORMATION TABLE 2 SmithAnglinFinancial_13f.xml ABBOTT LABS COM 002824100 526566 4830 SH SOLE 0 0 0 4830 ABBVIE INC COM 00287Y109 430569 3196 SH SOLE 0 0 0 3196 ADOBE SYSTEMS INCORPORATED COM 00724F101 342782 701 SH SOLE 0 0 0 701 ADVANCED MICRO DEVICES INC COM 007903107 329769 2895 SH SOLE 0 0 0 2895 ALPHABET INC CAP STK CL A 02079K305 739387 6177 SH SOLE 0 0 0 6177 ALPHABET INC CAP STK CL C 02079K107 408189 3374 SH SOLE 0 0 0 3374 ALTRIA GROUP INC COM 02209S103 292529 6458 SH SOLE 0 0 0 6458 AMAZON COM INC COM 023135106 5624335 43145 SH SOLE 0 0 0 43145 AMERICAN CENTY ETF TR US EQT ETF 025072885 38468639 511619 SH SOLE 0 0 0 511619 AMNEAL PHARMACEUTICALS INC COM STK CL A 03168L105 89900 29000 SH SOLE 0 0 0 29000 AMTD DIGITAL INC SPONSORED ADS 00180N101 324177 50260 SH SOLE 0 0 0 50260 APPLE INC COM 037833100 22657002 116807 SH SOLE 0 0 0 116807 ARK ETF TR INNOVATION ETF 00214Q104 2636558 59732 SH SOLE 0 0 0 59732 ARK ETF TR NEXT GNRTN INTER 00214Q401 1186711 20248 SH SOLE 0 0 0 20248 ARK ETF TR AUTNMUS TECHNLGY 00214Q203 226723 4023 SH SOLE 0 0 0 4023 AUTOMATIC DATA PROCESSING IN COM 053015103 228377 1039 SH SOLE 0 0 0 1039 BANK AMERICA CORP COM 060505104 295282 10292 SH SOLE 0 0 0 10292 BAXTER INTL INC COM 071813109 243688 5349 SH SOLE 0 0 0 5349 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1815020 5323 SH SOLE 0 0 0 5323 BLACKSTONE INC COM 09260D107 200080 2152 SH SOLE 0 0 0 2152 BOEING CO COM 097023105 1006031 4764 SH SOLE 0 0 0 4764 BROADCOM INC COM 11135F101 325665 375 SH SOLE 0 0 0 375 BUILDERS FIRSTSOURCE INC COM 12008R107 410448 3018 SH SOLE 0 0 0 3018 CAMBRIA ETF TR EMRG SHAREHLDR 132061706 8624218 309885 SH SOLE 0 0 0 309885 CAMBRIA ETF TR CAMBRIA FGN SHR 132061300 13234998 551229 SH SOLE 0 0 0 551229 CAMBRIA ETF TR SHSHLD YIELD ETF 132061201 25104626 410407 SH SOLE 0 0 0 410407 CATERPILLAR INC COM 149123101 448431 1823 SH SOLE 0 0 0 1823 CHEVRON CORP NEW COM 166764100 725839 4613 SH SOLE 0 0 0 4613 CISCO SYS INC COM 17275R102 201556 3896 SH SOLE 0 0 0 3896 COCA COLA CO COM 191216100 1487322 24698 SH SOLE 0 0 0 24698 COINBASE GLOBAL INC COM CL A 19260Q107 559163 7815 SH SOLE 0 0 0 7815 CONOCOPHILLIPS COM 20825C104 247794 2392 SH SOLE 0 0 0 2392 CORTEVA INC COM 22052L104 342549 5978 SH SOLE 0 0 0 5978 COSTCO WHSL CORP NEW COM 22160K105 673665 1251 SH SOLE 0 0 0 1251 CSX CORP COM 126408103 244918 7182 SH SOLE 0 0 0 7182 DANAHER CORPORATION COM 235851102 229081 955 SH SOLE 0 0 0 955 DELTA AIR LINES INC DEL COM NEW 247361702 1592093 33490 SH SOLE 0 0 0 33490 DEVON ENERGY CORP NEW COM 25179M103 262929 5439 SH SOLE 0 0 0 5439 DIGITAL RLTY TR INC COM 253868103 247843 2177 SH SOLE 0 0 0 2177 DISNEY WALT CO COM 254687106 988451 11071 SH SOLE 0 0 0 11071 DOW INC COM 260557103 218396 4101 SH SOLE 0 0 0 4101 EA SERIES TRUST FREEDOM 100 EM 02072L607 15264640 486833 SH SOLE 0 0 0 486833 ELEVANCE HEALTH INC COM 036752103 231960 522 SH SOLE 0 0 0 522 ENERPLUS CORP COM 292766102 361750 25000 SH SOLE 0 0 0 25000 ENLINK MIDSTREAM LLC COM UNIT REP LTD 29336T100 533200 50302 SH SOLE 0 0 0 50302 EXXON MOBIL CORP COM 30231G102 2305752 21499 SH SOLE 0 0 0 21499 FEDEX CORP COM 31428X106 926107 3736 SH SOLE 0 0 0 3736 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 730032 4479 SH SOLE 0 0 0 4479 FORD MTR CO DEL COM 345370860 225571 14909 SH SOLE 0 0 0 14909 GENERAL ELECTRIC CO COM NEW 369604301 378877 3449 SH SOLE 0 0 0 3449 GLOBAL X FDS CYBRSCURTY ETF 37954Y384 458732 18909 SH SOLE 0 0 0 18909 HERSHEY CO COM 427866108 475701 1905 SH SOLE 0 0 0 1905 HOME DEPOT INC COM 437076102 599629 1930 SH SOLE 0 0 0 1930 HONEYWELL INTL INC COM 438516106 224619 1083 SH SOLE 0 0 0 1083 INNOVATOR ETFS TR US EQTY PWR BUF 45782C508 706276 20116 SH SOLE 0 0 0 20116 INNOVATOR ETFS TR US EQTY PWR BUF 45782C383 363049 10751 SH SOLE 0 0 0 10751 INNOVATOR ETFS TR US EQTY PWR BUF 45782C318 469902 15742 SH SOLE 0 0 0 15742 INNOVATOR ETFS TR US EQT ULTRA BF 45782C730 335848 11747 SH SOLE 0 0 0 11747 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 1802269 12044 SH SOLE 0 0 0 12044 INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 46137V233 1460338 4176 SH SOLE 0 0 0 4176 INVESCO QQQ TR UNIT SER 1 46090E103 2871302 7772 SH SOLE 0 0 0 7772 INVITATION HOMES INC COM 46187W107 361888 10520 SH SOLE 0 0 0 10520 ISHARES INC MSCI GBL ETF NEW 46434G848 497971 12308 SH SOLE 0 0 0 12308 ISHARES INC MSCI EURZONE ETF 464286608 394460 8609 SH SOLE 0 0 0 8609 ISHARES TR ISHS 5-10YR INVT 464288638 2153374 42582 SH SOLE 0 0 0 42582 ISHARES TR CORE DIV GRWTH 46434V621 28135225 545997 SH SOLE 0 0 0 545997 ISHARES TR CORE US AGGBD ET 464287226 3412133 34835 SH SOLE 0 0 0 34835 ISHARES TR US AER DEF ETF 464288760 1859820 15941 SH SOLE 0 0 0 15941 ISHARES TR S&P 500 GRWT ETF 464287309 69142032 981016 SH SOLE 0 0 0 981016 ISHARES TR S&P MC 400GR ETF 464287606 39718529 529580 SH SOLE 0 0 0 529580 ISHARES TR CORE MSCI EAFE 46432F842 470914 6977 SH SOLE 0 0 0 6977 ISHARES TR RUSSELL 2000 ETF 464287655 482062 2574 SH SOLE 0 0 0 2574 ISHARES TR RUS 1000 ETF 464287622 225703 926 SH SOLE 0 0 0 926 ISHARES TR S&P 500 VAL ETF 464287408 53293420 330625 SH SOLE 0 0 0 330625 ISHARES TR MSCI ACWI ETF 464288257 499294 5204 SH SOLE 0 0 0 5204 ISHARES TR CORE S&P MCP ETF 464287507 57201805 218762 SH SOLE 0 0 0 218762 ISHARES TR CORE 1 5 YR USD 46432F859 1726901 37026 SH SOLE 0 0 0 37026 ISHARES TR S&P MC 400VL ETF 464287705 26584629 248153 SH SOLE 0 0 0 248153 ISHARES TR SELECT DIVID ETF 464287168 2526886 22303 SH SOLE 0 0 0 22303 ISHARES TR SHRT NAT MUN ETF 464288158 511769 4919 SH SOLE 0 0 0 4919 ISHARES TR NATIONAL MUN ETF 464288414 718645 6733 SH SOLE 0 0 0 6733 ISHARES TR MSCI ACWI EX US 464288240 1197077 24321 SH SOLE 0 0 0 24321 ISHARES TR U.S. INSRNCE ETF 464288786 884209 10060 SH SOLE 0 0 0 10060 ISHARES TR SP SMCP600VL ETF 464287879 16135184 169683 SH SOLE 0 0 0 169683 ISHARES TR CORE S&P SCP ETF 464287804 7381798 74077 SH SOLE 0 0 0 74077 ISHARES TR US TREAS BD ETF 46429B267 21353022 932446 SH SOLE 0 0 0 932446 ISHARES TR 1 3 YR TREAS BD 464287457 11840252 146032 SH SOLE 0 0 0 146032 ISHARES TR S&P SML 600 GWT 464287887 4395969 38249 SH SOLE 0 0 0 38249 ISHARES TR ISHS 1-5YR INVS 464288646 201684 4020 SH SOLE 0 0 0 4020 ISHARES TR MSCI EAFE ETF 464287465 2120653 29250 SH SOLE 0 0 0 29250 ISHARES TR CORE S&P500 ETF 464287200 61891118 138860 SH SOLE 0 0 0 138860 ISHARES TR MODERT ALLOC ETF 464289875 2498975 61841 SH SOLE 0 0 0 61841 ISHARES U S ETF TR BLOOMBERG ROLL 46431W598 1164382 23518 SH SOLE 0 0 0 23518 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 478637 9546 SH SOLE 0 0 0 9546 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 409043 7393 SH SOLE 0 0 0 7393 JOHNSON & JOHNSON COM 478160104 981574 5930 SH SOLE 0 0 0 5930 JPMORGAN CHASE & CO COM 46625H100 318595 2191 SH SOLE 0 0 0 2191 LATTICE STRATEGIES TR HARTFORD MLT ETF 518416102 228554 8684 SH SOLE 0 0 0 8684 LILLY ELI & CO COM 532457108 348164 742 SH SOLE 0 0 0 742 LOWES COS INC COM 548661107 304121 1347 SH SOLE 0 0 0 1347 LULULEMON ATHLETICA INC COM 550021109 283875 750 SH SOLE 0 0 0 750 MASTERCARD INCORPORATED CL A 57636Q104 416282 1058 SH SOLE 0 0 0 1058 MCDONALDS CORP COM 580135101 796037 2668 SH SOLE 0 0 0 2668 MCKESSON CORP COM 58155Q103 330663 774 SH SOLE 0 0 0 774 META PLATFORMS INC CL A 30303M102 1849586 6445 SH SOLE 0 0 0 6445 MICROSOFT CORP COM 594918104 4410054 12950 SH SOLE 0 0 0 12950 NETFLIX INC COM 64110L106 223492 507 SH SOLE 0 0 0 507 NEXTERA ENERGY INC COM 65339F101 502311 6770 SH SOLE 0 0 0 6770 NIKE INC CL B 654106103 887828 8044 SH SOLE 0 0 0 8044 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 15600 65000 SH SOLE 0 0 0 65000 NVIDIA CORPORATION COM 67066G104 2736456 6469 SH SOLE 0 0 0 6469 ORACLE CORP COM 68389X105 369937 3106 SH SOLE 0 0 0 3106 ORION ENERGY SYS INC COM 686275108 19560 12000 SH SOLE 0 0 0 12000 PEPSICO INC COM 713448108 1475379 7966 SH SOLE 0 0 0 7966 PFIZER INC COM 717081103 451479 12309 SH SOLE 0 0 0 12309 PIONEER NAT RES CO COM 723787107 609480 2942 SH SOLE 0 0 0 2942 PROCTER AND GAMBLE CO COM 742718109 1277556 8419 SH SOLE 0 0 0 8419 QUALCOMM INC COM 747525103 240504 2020 SH SOLE 0 0 0 2020 QUANTA SVCS INC COM 74762E102 260172 1324 SH SOLE 0 0 0 1324 RAYTHEON TECHNOLOGIES CORP COM 75513E101 201197 2054 SH SOLE 0 0 0 2054 SALESFORCE INC COM 79466L302 200274 948 SH SOLE 0 0 0 948 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 730512 14130 SH SOLE 0 0 0 14130 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 645916 14747 SH SOLE 0 0 0 14747 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 4119801 78667 SH SOLE 0 0 0 78667 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 3085498 42488 SH SOLE 0 0 0 42488 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 3591601 47920 SH SOLE 0 0 0 47920 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 2437382 34315 SH SOLE 0 0 0 34315 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 4984223 74292 SH SOLE 0 0 0 74292 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 420628 3169 SH SOLE 0 0 0 3169 SELECT SECTOR SPDR TR ENERGY 81369Y506 773466 9529 SH SOLE 0 0 0 9529 SIMPLIFY EXCHANGE TRADED FUN VOLATILITY PREM 82889N863 1230948 53636 SH SOLE 0 0 0 53636 SIMPLIFY EXCHANGE TRADED FUN US EQT PLS DWNSD 82889N202 383559 14045 SH SOLE 0 0 0 14045 SIMPLIFY EXCHANGE TRADED FUN MANAGED FUTURES 82889N699 210034 8237 SH SOLE 0 0 0 8237 SOFI TECHNOLOGIES INC COM 83406F102 96327 11550 SH SOLE 0 0 0 11550 SOUTHERN CO COM 842587107 316809 4510 SH SOLE 0 0 0 4510 SOUTHWEST AIRLS CO COM 844741108 5404245 149247 SH SOLE 0 0 0 149247 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 6804686 19790 SH SOLE 0 0 0 19790 SPDR GOLD TR GOLD SHS 78463V107 994103 5576 SH SOLE 0 0 0 5576 SPDR S&P 500 ETF TR TR UNIT 78462F103 17258993 38935 SH SOLE 0 0 0 38935 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 6578581 13737 SH SOLE 0 0 0 13737 SPDR SER TR S&P 400 MDCP VAL 78464A839 2408580 35019 SH SOLE 0 0 0 35019 SPDR SER TR NUVEEN BLOOMBERG 78464A284 452749 18103 SH SOLE 0 0 0 18103 SPDR SER TR PRTFLO S&P500 GW 78464A409 353858 5800 SH SOLE 0 0 0 5800 SPDR SER TR S&P 400 MDCP GRW 78464A821 1884467 26301 SH SOLE 0 0 0 26301 STARBUCKS CORP COM 855244109 280606 2833 SH SOLE 0 0 0 2833 TESLA INC COM 88160R101 1908516 7291 SH SOLE 0 0 0 7291 TEXAS INSTRS INC COM 882508104 936967 5205 SH SOLE 0 0 0 5205 UIPATH INC CL A 90364P105 284623 17177 SH SOLE 0 0 0 17177 UNION PAC CORP COM 907818108 211814 1035 SH SOLE 0 0 0 1035 UNITED AIRLS HLDGS INC COM 910047109 340413 6204 SH SOLE 0 0 0 6204 UNITEDHEALTH GROUP INC COM 91324P102 516549 1075 SH SOLE 0 0 0 1075 UNIVERSAL DISPLAY CORP COM 91347P105 287798 1997 SH SOLE 0 0 0 1997 VANECK ETF TRUST MRNGSTR WDE MOAT 92189F643 18626063 233439 SH SOLE 0 0 0 233439 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 216426 2864 SH SOLE 0 0 0 2864 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1332520 3272 SH SOLE 0 0 0 3272 VANGUARD INDEX FDS SMALL CP ETF 922908751 1892721 9516 SH SOLE 0 0 0 9516 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1243863 6045 SH SOLE 0 0 0 6045 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 11255342 276680 SH SOLE 0 0 0 276680 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 422741 6852 SH SOLE 0 0 0 6852 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 29799765 379663 SH SOLE 0 0 0 379663 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 22230573 281293 SH SOLE 0 0 0 281293 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 23318181 143558 SH SOLE 0 0 0 143558 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 32086364 694811 SH SOLE 0 0 0 694811 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 286013 1168 SH SOLE 0 0 0 1168 VERIZON COMMUNICATIONS INC COM 92343V104 387770 10427 SH SOLE 0 0 0 10427 VISA INC COM CL A 92826C839 1327877 5592 SH SOLE 0 0 0 5592 WALMART INC COM 931142103 1582953 10071 SH SOLE 0 0 0 10071 WINGSTOP INC COM 974155103 775661 3875 SH SOLE 0 0 0 3875 WORLD GOLD TR SPDR GLD MINIS 98149E303 244919 6430 SH SOLE 0 0 0 6430 XCEL ENERGY INC COM 98389B100 283841 4566 SH SOLE 0 0 0 4566