0000899243-23-017273.txt : 20230707 0000899243-23-017273.hdr.sgml : 20230707 20230707164013 ACCESSION NUMBER: 0000899243-23-017273 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230707 DATE AS OF CHANGE: 20230707 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SALISBURY DAVID J CENTRAL INDEX KEY: 0001553036 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41279 FILM NUMBER: 231077359 MAIL ADDRESS: STREET 1: 59 NORTH 100 EAST STREET 2: PO BOX 228 CITY: NEWTON STATE: UT ZIP: 84327 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 5E Advanced Materials, Inc. CENTRAL INDEX KEY: 0001888654 STANDARD INDUSTRIAL CLASSIFICATION: MINING, QUARRYING OF NONMETALLIC MINERALS (NO FUELS) [1400] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 9329 MARIPOSA STREET 2: SUITE 210 CITY: HESPERIA STATE: CA ZIP: 92344 BUSINESS PHONE: 442 292 2120 MAIL ADDRESS: STREET 1: 9329 MARIPOSA STREET 2: SUITE 210 CITY: HESPERIA STATE: CA ZIP: 92344 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-06-30 0 0001888654 5E Advanced Materials, Inc. FEAM 0001553036 SALISBURY DAVID J C/O 5E ADVANCED MATERIALS, INC. 19500 STATE HIGHWAY 249 SUITE 125 HOUSTON TX 77070 1 0 0 0 0 Common Stock 2023-07-03 4 M 0 4061 A 11347 D Common Stock 2023-07-03 4 F 0 1503 3.34 D 9844 D Common Stock 2023-07-03 4 M 0 1981 A 11825 D Common Stock 2023-07-03 4 F 0 733 3.34 D 11092 D Common Stock 2023-07-03 4 M 0 2240 A 13332 D Common Stock 2023-07-03 4 F 0 829 3.34 D 12503 D Common Stock 2023-07-03 4 M 0 7753 A 20256 D Common Stock 2023-07-03 4 F 0 2869 3.34 D 17387 D Director RSUs 2023-06-30 4 A 0 7753 0.00 A Common Stock 7753 7753 D Director RSUs 2023-07-03 4 M 0 4061 0.00 D Common Stock 4061 0 D Director RSUs 2023-07-03 4 M 0 1981 0.00 D Common Stock 1981 0 D Director RSUs 2023-07-03 4 M 0 2240 0.00 D Common Sock 2240 0 D Director RSUs 2023-07-03 4 M 0 7753 0.00 D Common Stock 7753 0 D Each Director RSU represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Company") common stock (the "common stock"). The Director RSUs vest on July 3, 2023. Director RSUs convert into common stock on a one-for-one basis. On January 1, 2023, the reporting person was granted 4,061 Director RSUs, vesting on July 1, 2023. Director RSUs convert into common stock on a one-for-one basis. On July 1, 2022, the reporting person was granted 1,981 Director RSUs, vesting on July 1, 2023. Director RSUs convert into common stock on a one-for-one basis. On October 1, 2022, the reporting person was granted 2,240 Director RSUs, vesting on July 1, 2023. Director RSUs convert into common stock on a one-for-one basis. On June 30, 2023, the reporting person was granted 7,753 Director RSUs, vesting on July 1, 2023. /s/ Paul Weibel as Attorney-in-Fact 2023-07-07