0001144204-18-038306.txt : 20180713 0001144204-18-038306.hdr.sgml : 20180713 20180713142932 ACCESSION NUMBER: 0001144204-18-038306 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180713 DATE AS OF CHANGE: 20180713 EFFECTIVENESS DATE: 20180713 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AETNA MULTI-STRATEGY 1099 FUND CENTRAL INDEX KEY: 0001552250 IRS NUMBER: 364735143 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-22713 FILM NUMBER: 18952299 BUSINESS ADDRESS: STREET 1: C/O UMB FUND SERVICES STREET 2: 235 WEST GALENA STREET CITY: MILWAUKEE STATE: WI ZIP: 53212 BUSINESS PHONE: 414-299-2200 MAIL ADDRESS: STREET 1: C/O UMB FUND SERVICES STREET 2: 235 WEST GALENA STREET CITY: MILWAUKEE STATE: WI ZIP: 53212 N-PX 1 tv498542_n-px.htm N-PX

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-22713

 

 

Aetna Multi-Strategy 1099 Fund

 

(Exact name of registrant as specified in charter)

 

c/o UMB Fund Services, Inc.

235 West Galena Street

Milwaukee, WI 53212

 

(Address of principal executive offices) (Zip code)

 

Terrance P. Gallagher

235 West Galena Street

Milwaukee, WI 53212

(414) 299-2270

 

(Name and address of agent for service)

 

Registrant's telephone number, including area code: 212.240.9721

 

Date of fiscal year end: March 31

 

Date of reporting period: July 1, 2017 - June 30, 2018

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.

 

 

 

 

PROXY VOTING RECORD

 

For the Aetna Multi-Strategy 1099 Fund

 

Aetna Multi-Strategy 1099 Fund- Proxy Voting Record 7/1/2017 - 6/30/2018

 

  TICKER CUSIP SHARE-HOLDER   DID FUND WHAT VOTE FOR OR AGAINST
NAME OF ISSUER SYMBOL NUMBER MEETING DATE MATTER VOTED ON VOTE WAS CAST MANAGEMENT
JHL Capital Group Fund Ltd. N/A N/A 10/13/2017 To continue participating in JHL's interest in Secure Natural Resources and MP Mine Operations. Yes Not in Favor n/a
               
Pine River Liquid Rates Fund Ltd. N/A N/A 11/14/2017 To stay invested and have the assets transferred to a new vehicle called Elan Capital Management. The new vehicle would have monthly liquidity and a 25% Investor Level Gate. Yes Not in Favor n/a

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

Registrant    Aetna Multi-Strategy 1099 Fund

 

 

By (Signature and Title) /s/ Jon Rooney                   

Jon Rooney, Managing Director

 

Date    July 12, 2018