0001144204-14-050573.txt : 20140815 0001144204-14-050573.hdr.sgml : 20140815 20140815115513 ACCESSION NUMBER: 0001144204-14-050573 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140815 DATE AS OF CHANGE: 20140815 EFFECTIVENESS DATE: 20140815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AETNA MULTI-STRATEGY 1099 FUND CENTRAL INDEX KEY: 0001552250 IRS NUMBER: 364735143 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-22713 FILM NUMBER: 141045684 BUSINESS ADDRESS: STREET 1: C/O UMB FUND SERVICES STREET 2: 803 WEST MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53201 BUSINESS PHONE: 414-299-2200 MAIL ADDRESS: STREET 1: C/O UMB FUND SERVICES STREET 2: 803 WEST MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53201 N-PX 1 v386749_npx.htm N-PX

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-22713

 

Aetna Multi-Strategy 1099 Fund

 

(Exact name of registrant as specified in charter)

 

c/o UMB Fund Services, Inc.

235 West Galena Street

Milwaukee, WI 53212

 

(Address of principal executive offices) (Zip code)

 

Victor Fontana

c/o Registered Fund Solutions, LLC

125 Maiden Lane

New York, NY 10038

 

(Name and address of agent for service)

 

Registrant's telephone number, including area code: 212.240.9721

 

Date of fiscal year end: March 31

 

Date of reporting period: July 1, 2013 - June 30, 2014

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.

 

 
 

 

PROXY VOTING RECORD

 

For the Aetna Multi-Strategy 1099 Fund

 

Aetna Multi-Strategy 1099 Fund- Proxy Voting Record 7/1/2013 - 6/30/2014

   
NAME OF ISSUER TICKER
SYMBOL		 CUSIP
NUMBER		 SHARE-HOLDER
MEETING
DATE		 MATTER VOTED ON DID
FUND
VOTE		 WHAT
VOTE
WAS
CAST		 FOR OR
AGAINST
MANAGEMENT
Citadel Kensington Global Strategies Fund Ltd. N/A N/A 12/18/2013 Migration of domicile from Bermuda to the Cayman Islands Yes In Favor For
Discovery Global Opportunity Fund, Ltd. N/A N/A 1/31/2014 Amendment of CEM and Articles of Association to reflect a change to series accounting from equalization accounting as well as other minor updates to the CEM.  The fund is also increasing the authorized share capital of the company. Yes In Favor For

 

 
 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Registrant                     Aetna Multi-Strategy 1099 Fund

 

By (Signature and Title) /s/ Mark Garber                                 

Mark Garber, President

 

Date August 15, 2014