0000950123-20-011270.txt : 20201112 0000950123-20-011270.hdr.sgml : 20201112 20201112062127 ACCESSION NUMBER: 0000950123-20-011270 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201112 DATE AS OF CHANGE: 20201112 EFFECTIVENESS DATE: 20201112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMBC Nikko Securities Inc. CENTRAL INDEX KEY: 0001552241 IRS NUMBER: 000000000 STATE OF INCORPORATION: M0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-NT SEC ACT: 1934 Act SEC FILE NUMBER: 028-20371 FILM NUMBER: 201303115 BUSINESS ADDRESS: STREET 1: 3-1, MARUNOUCHI 3-CHOME, CHIYODA-KU, CITY: TOKYO STATE: M0 ZIP: 100-8325 BUSINESS PHONE: 81-3-5644-3111 MAIL ADDRESS: STREET 1: 3-1, MARUNOUCHI 3-CHOME, CHIYODA-KU, CITY: TOKYO STATE: M0 ZIP: 100-8325 13F-NT 1 primary_doc.xml 13F-NT LIVE false true false 0001552241 XXXXXXXX 09-30-2020 09-30-2020 SMBC Nikko Securities Inc.

3-1, Marunouchi 3-chome, Chiyoda-ku, Tokyo M0 100-8325

13F NOTICE 028-20371 SUMITOMO MITSUI FINANCIAL GROUP, INC N Kenichi Igawa 81-3-5204-5830 /s/ Kenichi Igawa Tokyo M0 11-12-2020