0001144204-14-033836.txt : 20140528 0001144204-14-033836.hdr.sgml : 20140528 20140528080615 ACCESSION NUMBER: 0001144204-14-033836 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20140528 ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20140528 DATE AS OF CHANGE: 20140528 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WhiteHorse Finance, Inc. CENTRAL INDEX KEY: 0001552198 IRS NUMBER: 454247759 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 814-00967 FILM NUMBER: 14871375 BUSINESS ADDRESS: STREET 1: 1450 Brickell Avenue, 31st Floor CITY: Miami STATE: FL ZIP: 33131 BUSINESS PHONE: (305) 379-2322 MAIL ADDRESS: STREET 1: 1450 Brickell Avenue, 31st Floor CITY: Miami STATE: FL ZIP: 33131 FORMER COMPANY: FORMER CONFORMED NAME: WhiteHorse Finance, LLC DATE OF NAME CHANGE: 20120613 8-K 1 v379907_8k.htm FORM 8-K

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report: May 28, 2014

(Date of earliest event reported)

 

 

WhiteHorse Finance, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

         
Delaware   814-00967   45-4247759

(State or other jurisdiction

of incorporation)

 

 

 

 

(Commission

File Number)

 

 

(IRS Employer

Identification Number)

 

   

1450 Brickell Avenue, 31st Floor

Miami, Florida

  33131
(Address of principal executive offices)   (Zip Code)

 

(305) 381-6999

(Registrant’s telephone number, including area code)

 

Not Applicable

(Former Name or Former Address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
 

  

Item 7.01. Regulation FD Disclosure

 

On May 28, 2014, WhiteHorse Finance, Inc. (the “Company”) issued a press release announcing a distribution. A copy of this press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.

 

The information in Item 7.01 of this Current Report on Form 8-K, including Exhibit 99.1 furnished herewith, is being furnished and shall not be deemed “filed” for any purpose of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of such Section. The information in this Current Report on Form 8-K shall not be deemed to be incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.

 

Forward-Looking Statements

 

This Current Report on Form 8-K, including Exhibit 99.1 furnished herewith, may contain “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. Statements other than statements of historical facts included in this Current Report on Form 8-K may constitute forward-looking statements and are not guarantees of future performance or results and involve a number of risks and uncertainties. Actual results may differ materially from those in the forward-looking statements as a result of a number of factors, including those described from time to time in filings with the Securities and Exchange Commission. The Company undertakes no duty to update any forward-looking statement made herein. All forward-looking statements speak only as of the date of this Current Report on Form 8-K.

 

Item 9.01. Financial Statements and Exhibits

 

(d) Exhibits

 

         
  99.1     Press Release of WhiteHorse Finance, Inc. dated May 28, 2014

 

 

 
 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

             
Dated: May 28, 2014       WHITEHORSE FINANCE, INC.
       
      By:  

/s/ Alastair Merrick

            Alastair Merrick
            Chief Financial Officer & Treasurer

 

 

 
 

  

Exhibit Index

     

Exhibit
No.

 

Description

   
99.1   Press Release of WhiteHorse Finance, Inc. dated May 28, 2014

 

 

 

 

EX-99.1 2 v379907_ex99-1.htm PRESS RELEASE

 

WhiteHorse Finance, Inc. Announces Quarterly Distribution

 

NEW YORK, NY, May 28, 2014 – WhiteHorse Finance, Inc. (or the "Company") (NASDAQ: WHF) today announced that its board of directors has declared a distribution of $0.355 per share in respect to the quarter ending June 30, 2014. The distribution will be payable on July 3, 2014 to shareholders of record as of June 20, 2014.

 

Distributions are paid from taxable earnings and may include return of capital and/or capital gains. The specific tax characteristics of the distributions will be reported to stockholders on Form 1099-DIV after the end of the calendar year and in the Company's periodic reports filed with the Securities and Exchange Commission.

 

About WhiteHorse Finance, Inc.

WhiteHorse Finance, Inc. is a business development company that originates and invests in loans to privately held small-cap companies across a broad range of industries. The Company’s investment activities are managed by its investment adviser, H.I.G. WhiteHorse Advisers, LLC, an affiliate of H.I.G. Capital, L.L.C. (“H.I.G. Capital”). H.I.G. Capital is a leading global alternative asset manager managing approximately $15 billion of capital as of March 31, 2014 across a number of funds focused on the small and mid-cap markets. For more information about H.I.G. Capital, please visit http://www.higcapital.com. For more information about the Company, please visit http://www.whitehorsefinance.com.

 

Forward-Looking Statements

This press release may contain “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. Statements other than statements of historical facts included in this press release may constitute forward-looking statements and are not guarantees of future performance or results and involve a number of risks and uncertainties. Actual results may differ materially from those in the forward-looking statements as a result of a number of factors, including those described from time to time in filings with the Securities and Exchange Commission. The Company undertakes no duty to update any forward-looking statement made herein. All forward-looking statements speak only as of the date of this press release.

 

Contacts

Alastair Merrick

WhiteHorse Finance, Inc.

212-506-0500

amerrick@whitehorsefinance.com

 

Brian Schaffer

Prosek Partners

212-279-3115

bschaffer@prosek.com

 

Source: WhiteHorse Finance, Inc.

 

 

 

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