0001104659-20-035505.txt : 20200318 0001104659-20-035505.hdr.sgml : 20200318 20200318190448 ACCESSION NUMBER: 0001104659-20-035505 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200316 FILED AS OF DATE: 20200318 DATE AS OF CHANGE: 20200318 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Aronson Stuart D CENTRAL INDEX KEY: 0001675841 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00967 FILM NUMBER: 20726014 MAIL ADDRESS: STREET 1: C/O WHITEHORSE FINANCE, INC. STREET 2: 1450 BRICKELL AVENUE, 31ST FLOOR CITY: MIAMI STATE: FL ZIP: 33131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WhiteHorse Finance, Inc. CENTRAL INDEX KEY: 0001552198 IRS NUMBER: 454247759 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1450 Brickell Avenue, 31st Floor CITY: Miami STATE: FL ZIP: 33131 BUSINESS PHONE: (305) 379-2322 MAIL ADDRESS: STREET 1: 1450 Brickell Avenue, 31st Floor CITY: Miami STATE: FL ZIP: 33131 FORMER COMPANY: FORMER CONFORMED NAME: WhiteHorse Finance, LLC DATE OF NAME CHANGE: 20120613 4 1 tm2013101d1_4.xml OWNERSHIP DOCUMENT X0306 4 2020-03-16 0 0001552198 WhiteHorse Finance, Inc. WHF 0001675841 Aronson Stuart D C/O WHITEHORSE FINANCE, INC. 1450 BRICKELL AVENUE, 31ST FLOOR MIAMI FL 33131 1 1 0 0 Chief Executive Officer Common Stock, par value $0.001 per share 2020-03-16 4 P 0 4000 9.25 A 28000 D Common Stock, par value $0.001 per share 2020-03-16 4 P 0 4000 7.05 A 32000 D Common Stock, par value $0.001 per share 2020-03-18 4 P 0 4000 6.30 A 36000 D /s/ Stuart D. Aronson 2020-03-18