0001714465-17-000011.txt : 20171103 0001714465-17-000011.hdr.sgml : 20171103 20171103163340 ACCESSION NUMBER: 0001714465-17-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171101 FILED AS OF DATE: 20171103 DATE AS OF CHANGE: 20171103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cello Todd M CENTRAL INDEX KEY: 0001714465 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37470 FILM NUMBER: 171176884 MAIL ADDRESS: STREET 1: C/O TRANSUNION STREET 2: 555 WEST ADAMS STREET CITY: CHICAGO STATE: IL ZIP: 60661 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TransUnion CENTRAL INDEX KEY: 0001552033 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] IRS NUMBER: 611678417 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 555 WEST ADAMS STREET CITY: CHICAGO STATE: IL ZIP: 60661 BUSINESS PHONE: (312) 985-2000 MAIL ADDRESS: STREET 1: 555 WEST ADAMS STREET CITY: CHICAGO STATE: IL ZIP: 60661 FORMER COMPANY: FORMER CONFORMED NAME: TransUnion Holding Company, Inc. DATE OF NAME CHANGE: 20120612 4 1 wf-form4_150974120453922.xml FORM 4 X0306 4 2017-11-01 0 0001552033 TransUnion TRU 0001714465 Cello Todd M C/O TRANSUNION 555 WEST ADAMS STREET CHICAGO IL 60661 0 1 0 0 EVP & CFO Common Stock 2017-11-01 4 M 0 5893 4.99 A 21963 D Common Stock 2017-11-01 4 M 0 1500 22.50 A 23463 D Common Stock 2017-11-01 4 S 0 4110 52.97 D 19353 D Stock Options (right to buy) 4.99 2017-11-01 4 M 0 5893 4.99 D 2022-08-01 Common Stock 5893.0 0 D Stock Options (right to buy) 22.5 2017-11-01 4 M 0 1500 22.50 D 2025-06-24 Common Stock 1500.0 5700 D Reflects shares received in connection with the exercise of 7,393 stock options and sold to cover the stock option cost, taxes, and brokerage fees and commissions. Mr. Cello retained the remaining 3,283 option shares. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $52.96 to $52.975, inclusive. The reporting person undertakes to provide to TransUnion, any security holder of TransUnion, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Represents an initial grant of 58,918 stock options, 40% of which vest upon the attainment of time-based vesting criteria and 60% of which vest upon the attainment of both time-based and performance-based vesting criteria. The performance-based vesting criteria was satisfied on February 22, 2017, and all options now follow the time-based vesting criteria as follows: 20% on the first anniversary of the date of grant and 5% on the last day of each subsequent full calendar quarter. Represents an initial grant of 10,000 stock options, 40% of which vest upon the attainment of time-based vesting criteria and 60% of which vest upon the attainment of both time-based and performance-based vesting criteria. The performance-based vesting criteria was satisfied on February 22, 2017, and all options now follow the time-based vesting criteria as follows: 20% on the first anniversary of the date of grant and 5% on the last day of each subsequent full calendar quarter. /s/ Michael J. Forde, by power of attorney 2017-11-03