0001714465-17-000011.txt : 20171103
0001714465-17-000011.hdr.sgml : 20171103
20171103163340
ACCESSION NUMBER: 0001714465-17-000011
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171101
FILED AS OF DATE: 20171103
DATE AS OF CHANGE: 20171103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cello Todd M
CENTRAL INDEX KEY: 0001714465
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37470
FILM NUMBER: 171176884
MAIL ADDRESS:
STREET 1: C/O TRANSUNION
STREET 2: 555 WEST ADAMS STREET
CITY: CHICAGO
STATE: IL
ZIP: 60661
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TransUnion
CENTRAL INDEX KEY: 0001552033
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320]
IRS NUMBER: 611678417
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 555 WEST ADAMS STREET
CITY: CHICAGO
STATE: IL
ZIP: 60661
BUSINESS PHONE: (312) 985-2000
MAIL ADDRESS:
STREET 1: 555 WEST ADAMS STREET
CITY: CHICAGO
STATE: IL
ZIP: 60661
FORMER COMPANY:
FORMER CONFORMED NAME: TransUnion Holding Company, Inc.
DATE OF NAME CHANGE: 20120612
4
1
wf-form4_150974120453922.xml
FORM 4
X0306
4
2017-11-01
0
0001552033
TransUnion
TRU
0001714465
Cello Todd M
C/O TRANSUNION
555 WEST ADAMS STREET
CHICAGO
IL
60661
0
1
0
0
EVP & CFO
Common Stock
2017-11-01
4
M
0
5893
4.99
A
21963
D
Common Stock
2017-11-01
4
M
0
1500
22.50
A
23463
D
Common Stock
2017-11-01
4
S
0
4110
52.97
D
19353
D
Stock Options (right to buy)
4.99
2017-11-01
4
M
0
5893
4.99
D
2022-08-01
Common Stock
5893.0
0
D
Stock Options (right to buy)
22.5
2017-11-01
4
M
0
1500
22.50
D
2025-06-24
Common Stock
1500.0
5700
D
Reflects shares received in connection with the exercise of 7,393 stock options and sold to cover the stock option cost, taxes, and brokerage fees and commissions. Mr. Cello retained the remaining 3,283 option shares.
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $52.96 to $52.975, inclusive. The reporting person undertakes to provide to TransUnion, any security holder of TransUnion, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Represents an initial grant of 58,918 stock options, 40% of which vest upon the attainment of time-based vesting criteria and 60% of which vest upon the attainment of both time-based and performance-based vesting criteria. The performance-based vesting criteria was satisfied on February 22, 2017, and all options now follow the time-based vesting criteria as follows: 20% on the first anniversary of the date of grant and 5% on the last day of each subsequent full calendar quarter.
Represents an initial grant of 10,000 stock options, 40% of which vest upon the attainment of time-based vesting criteria and 60% of which vest upon the attainment of both time-based and performance-based vesting criteria. The performance-based vesting criteria was satisfied on February 22, 2017, and all options now follow the time-based vesting criteria as follows: 20% on the first anniversary of the date of grant and 5% on the last day of each subsequent full calendar quarter.
/s/ Michael J. Forde, by power of attorney
2017-11-03