0001645773-18-000011.txt : 20180731
0001645773-18-000011.hdr.sgml : 20180731
20180731174151
ACCESSION NUMBER: 0001645773-18-000011
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180727
FILED AS OF DATE: 20180731
DATE AS OF CHANGE: 20180731
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Peck James M
CENTRAL INDEX KEY: 0001645773
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37470
FILM NUMBER: 18982225
MAIL ADDRESS:
STREET 1: C/O TRANSUNION
STREET 2: 555 WEST ADAMS STREET
CITY: CHICAGO
STATE: IL
ZIP: 60661
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TransUnion
CENTRAL INDEX KEY: 0001552033
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320]
IRS NUMBER: 611678417
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 555 WEST ADAMS STREET
CITY: CHICAGO
STATE: IL
ZIP: 60661
BUSINESS PHONE: (312) 985-2000
MAIL ADDRESS:
STREET 1: 555 WEST ADAMS STREET
CITY: CHICAGO
STATE: IL
ZIP: 60661
FORMER COMPANY:
FORMER CONFORMED NAME: TransUnion Holding Company, Inc.
DATE OF NAME CHANGE: 20120612
4
1
wf-form4_153307329542950.xml
FORM 4
X0306
4
2018-07-27
0
0001552033
TransUnion
TRU
0001645773
Peck James M
C/O TRANSUNION
555 WEST ADAMS STREET
CHICAGO
IL
60661
1
1
0
0
President and CEO
Common Stock
2018-07-27
4
M
0
131750
4.99
A
389377
D
Common Stock
2018-07-27
4
S
0
131750
71.745
D
257627
D
Common Stock
307380
I
By limited liability company
Stock Options (right to buy)
4.99
2018-07-27
4
M
0
131750
4.99
D
2022-12-31
Common Stock
131750.0
567860
D
The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $70.815 to $73.26, inclusive. The reporting person undertakes to provide to TransUnion, any security holder of TransUnion, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Represents an initial grant of 1,848,517 stock options, 40% of which vest upon the attainment of time-based vesting criteria and 60% of which vest upon the attainment of both time-based and performance-based vesting criteria. The performance-based vesting criteria was satisfied on February 22, 2017, and all options now follow the time-based vesting criteria as follows: 20% on the first anniversary of the date of grant and 5% on the last day of each subsequent full calendar quarter.
/s/ Michael J. Forde, by power of attorney
2018-07-31