0001969223-23-000208.txt : 20230721 0001969223-23-000208.hdr.sgml : 20230721 20230721162234 ACCESSION NUMBER: 0001969223-23-000208 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230721 DATE AS OF CHANGE: 20230721 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: 9 METERS BIOPHARMA, INC. CENTRAL INDEX KEY: 0001551986 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 273948465 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-37797 FILM NUMBER: 231102750 BUSINESS ADDRESS: STREET 1: 4509 CREEDMOOR ROAD STREET 2: SUITE 600 CITY: RALEIGH STATE: NC ZIP: 27612 BUSINESS PHONE: 919-275-1933 MAIL ADDRESS: STREET 1: 4509 CREEDMOOR ROAD STREET 2: SUITE 600 CITY: RALEIGH STATE: NC ZIP: 27612 FORMER COMPANY: FORMER CONFORMED NAME: INNOVATE BIOPHARMACEUTICALS, INC. DATE OF NAME CHANGE: 20180201 FORMER COMPANY: FORMER CONFORMED NAME: Monster Digital, Inc. DATE OF NAME CHANGE: 20150930 FORMER COMPANY: FORMER CONFORMED NAME: Tandon Digital, Inc. DATE OF NAME CHANGE: 20120611 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Sensenig Bethany CENTRAL INDEX KEY: 0001899935 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: C/O 9 METERS BIOPHARMA, INC. STREET 2: 8480 HONEYCUTT ROAD, SUITE 120 CITY: RALEIGH STATE: NC ZIP: 27615 144 1 primary_doc.xml 144 0001899935 XXXXXXXX LIVE 0001551986 9 Meters BioPharma Inc 001-37797 8480 Honeycutt Road, Suite 120 Raleigh NC 27615 9192751933 BETHANY SENSENIG Officer common UBS Financial Services Inc

1000 Harbor Blvd 3rd Floor Weehawken NJ 07086

15989 2273.69 14459690 07/21/2023 nasdaq common shares 04/15/2023 rsu vesting 9 Meters BioPharma Inc N 15989 07/25/2023 Fed Fund Wire Y 07/21/2023 /s/ UBS Financial Services Inc, as attorney-in-fact for BETHANY SENSENIG