EX-FILING FEES 5 tm2218142d2_ex-filingfees.htm EX-FILING FEES

Exhibit (s)

 

CALCULATION OF REGISTRATION FEE UNDER THE SECURITIES ACT OF 1933

 

Table 1: Newly Registered and Carry Forward Securities

 

   Security
Type		  Security
Class Title		  Fee
Calculation
or Carry
Forward
Rule (3)		   Amount
Registered
(2)		   Proposed
Maximum
Offering
Price Per
Unit		   Maximum
Aggregate
Offering Price
(1)		   Fee Rate   Amount of
Registration
Fee		   Carry
Forward
Form
Type		   Carry
Forward
File
Number		   Carry
Forward
Initial
Effective
Date		   Filing Fee
Previously
Paid in
Connection
with Unsold
Securities to
be Carried
Forward		 
 Newly Registered Securities
  Equity   Common Stock                                        
   Equity   Preferred Stock                                                  
   Other   Subscription Rights                                                  
   Other   Warrants                                                  
   Debt   Debt Securities                                                  
Fees to Be Paid                        300,000,000    0.00009270   $27,810                     
Fees Previously Paid                                                        
 Carry Forward Securities
Carry Forward Securities (4)                                                        
Total Offering Amounts (5)        300,000,000        $27,810                     
Total Fees Previously Paid                                        
Total Fee Offset                 $7,685.75                     
Net Fee Due                 $20,124.25                     

 

(1)Estimated pursuant to Rule 457(o) under the Securities Act of 1933, as amended (the “Securities Act”), solely for the purpose of determining the registration fee. The proposed maximum offering price per security will be determined, from time to time, by Stellus Capital Investment Corporation (the “Registrant”) in connection with the sale of the securities registered under this Registration Statement.

 

(2)Subject to note 5 below, there is being registered hereunder an indeterminate number of shares of common stock, preferred stock, or subscription rights as may be sold, from time to time.

 

(3)Pursuant to Rule 457(p), $7,685.75 of the total filing fee of $27,810 required in connection with this registration statement is being offset against the filing fee associated with the unsold securities registered under the prior registration statement and the balance of $20,124.25 is submitted herewith.

 

(4)Prior to the filing of this registration statement $91,095,791 aggregate principal amount of securities remained registered and unsold pursuant to a registration statement on Form N-2 (File No. 333-231111), which was initially filed by the Registrant on April 29, 2019.

 

(5)In no event will the aggregate offering price of all securities issued from time to time by the Registrant pursuant to this Registration Statement exceed $300,000,000.

 

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Table 2: Fee Offset Claims and Sources

 

  Registrant
or Filer
Name		  Form or
Filing
Type		  File
Number		  Initial
Filing
Date		  Filing
Date		  Fee Offset
Claimed		   Security
Type
Associated
with Fee
Offset
Claimed		  Unsold
Security
Associates
with Fee
Offset
Claimed		  Unsold
Aggregate
Offering
Amount
Associated
with Fee
Offset
Claims		   Fee Paid
with Fee
Offset
Source		 
Rule 457(p)
                Equity   Common Stock        
                       Equity   Preferred Stock          
                       Other   Subscription Rights          
                       Other   Warrants          
                       Debt   Debt Securities          
Fee Offset Claims   Stellus Capital Investment Corporation   Form N-2   File No. 
333-231111		   April 29, 2019    $7,685.75       $91,095,791     
Fee Offset Sources   Stellus Capital Investment Corporation   Form N-2   File No. 
333-231111		      April 29, 2019              $16,873.23 

 

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