0001104659-20-108356.txt : 20200924
0001104659-20-108356.hdr.sgml : 20200924
20200924172108
ACCESSION NUMBER: 0001104659-20-108356
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200923
FILED AS OF DATE: 20200924
DATE AS OF CHANGE: 20200924
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ladd Robert T.
CENTRAL INDEX KEY: 0001561515
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00971
FILM NUMBER: 201196081
MAIL ADDRESS:
STREET 1: STELLUS CAPITAL
STREET 2: 10000 MEMORIAL DRIVE STE 500
CITY: HOUSTON
STATE: TX
ZIP: 77024
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Stellus Capital Investment Corp
CENTRAL INDEX KEY: 0001551901
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4400 POST OAK PARKWAY
STREET 2: SUITE 2200
CITY: HOUSTON
STATE: TX
ZIP: 77027
BUSINESS PHONE: (713) 292-5400
MAIL ADDRESS:
STREET 1: 4400 POST OAK PARKWAY
STREET 2: SUITE 2200
CITY: HOUSTON
STATE: TX
ZIP: 77027
4
1
tm2031748d1_4.xml
OWNERSHIP DOCUMENT
X0306
4
2020-09-23
0
0001551901
Stellus Capital Investment Corp
SCM
0001561515
Ladd Robert T.
C/O STELLUS CAPITAL INVESTMENT CORP
4400 POST OAK PARKWAY, SUITE 2200
HOUSTON
TX
77027
1
1
0
0
President and CEO
Common Stock
2020-09-23
4
P
0
2000
8.105
A
608653.845
D
Common Stock
2020-09-23
4
P
0
2000
8.1355
A
610653.845
D
Common Stock
2020-09-23
4
P
0
2000
8.1145
A
612653.845
D
Common Stock
2020-09-23
4
P
0
2000
8.1195
A
614653.845
D
Common Stock
2020-09-23
4
P
0
2000
8.093
A
616653.845
D
/s/ W. Todd Huskinson, attorney-in-fact
2020-09-24