Chief Compliance Officer

0001214659-19-003033.txt : 20190430 0001214659-19-003033.hdr.sgml : 20190430 20190430130158 ACCESSION NUMBER: 0001214659-19-003033 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190430 DATE AS OF CHANGE: 20190430 EFFECTIVENESS DATE: 20190430 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Litman Gregory Asset Management LLC CENTRAL INDEX KEY: 0001551867 IRS NUMBER: 680362255 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15324 FILM NUMBER: 19779968 BUSINESS ADDRESS: STREET 1: 1676 N. CALIFORNIA BLVD., SUITE 500 CITY: WALNUT CREEK STATE: CA ZIP: 94596 BUSINESS PHONE: 925-254-8999 MAIL ADDRESS: STREET 1: 1676 N. CALIFORNIA BLVD., SUITE 500 CITY: WALNUT CREEK STATE: CA ZIP: 94596 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001551867 XXXXXXXX 03-31-2019 03-31-2019 false Litman Gregory Asset Management LLC

1676 N. California Blvd., Suite 500 Walnut Creek CA 94596

13F HOLDINGS REPORT 028-15324 N Jennifer Ceccarelli Chief Compliance Officer 925-253-5244 /s/ Jennifer Ceccarelli Walnut Creek CA 04-29-2019 0 132 367256 INFORMATION TABLE 2 infotable.xml Apple Computer, Inc. Stock 037833100 899 4733 SH SOLE 4733 0 0 Abbott Laboratories Stock 002824100 16 200 SH SOLE 200 0 0 iShares Barclays Aggregate Bond Fund (ETF) ETF 464287226 14293 131045 SH SOLE 131045 0 0 American Intl Group Inc Wt Exp 01/19/202 Stock 026874156 2 413 SH SOLE 413 0 0 Jp Morgan Alerian MLP ETN Stock 46625H365 8 320 SH SOLE 320 0 0 American States Water Co Stock 029899101 71 1000 SH SOLE 1000 0 0 American Express Stock 025816109 22 200 SH SOLE 200 0 0 Boeing Stock 097023105 153 400 SH SOLE 400 0 0 Alibaba Group Holding Limited Stock 01609W102 5 27 SH SOLE 27 0 0 Bank of America Stock 060505104 1078 39055 SH SOLE 39055 0 0 Vanguard Total Bond Market (ETF) ETF 921937835 1348 16608 SH SOLE 16608 0 0 Bank Of Commerce Holdings Inc Stock 06424J103 21 2000 SH SOLE 2000 0 0 PIMCO Total Return (ETF) ETF 72201R775 16 150 SH SOLE 150 0 0 British Pete PLC Stock 055622104 23 530 SH SOLE 530 0 0 Berkshire Hathaway Class B Stock 084670702 60 300 SH SOLE 300 0 0 Citigroup, Inc. Stock 172967424 14 220 SH SOLE 220 0 0 Barclays ETN Shiller Capet Stock 06742A669 6 45 SH SOLE 45 0 0 Cigna Corp. Stock 125523100 25 156 SH SOLE 156 0 0 iShares Cali AMT-Free Muni Bond (ETF) ETF 464288356 676 11344 SH SOLE 11344 0 0 Compass Minerals International Stock 20451N101 6 113 SH SOLE 113 0 0 Campbell Soup Co Stock 134429109 5 124 SH SOLE 124 0 0 Salesforce.com, Inc. Stock 79466L302 9 57 SH SOLE 57 0 0 Chevron Corporation Stock 166764100 149 1213 SH SOLE 1213 0 0 Deutsche X-trackers MSCI Europe Hedged Equity (ETF) ETF 233051853 5 191 SH SOLE 191 0 0 Guggenheim Defensive Equity (ETF) ETF 46138J775 5 100 SH SOLE 100 0 0 Diageo PLC Stock 25243Q205 9 53 SH SOLE 53 0 0 Discover Financial Services Stock 254709108 107 1500 SH SOLE 1500 0 0 iShares MSCI KLD 400 Social ETF 464288570 2942 27890 SH SOLE 27890 0 0 Doubleline Income Solutions Fund ETF 258622109 625 31374 SH SOLE 31374 0 0 iShares Select Dividend (ETF) ETF 464287168 5 53 SH SOLE 53 0 0 WisdomTree International Equity (ETF) ETF 97717W703 572 11300 SH SOLE 11300 0 0 iShares MSCI Emerging Market Fund (ETF) ETF 464287234 766 17840 SH SOLE 17840 0 0 iShares MSCI Emerging Markets Sm-Cp (ETF) ETF 464286475 43 960 SH SOLE 960 0 0 iShares MSCI Emerging Mkt Min Vol Index (ETF) ETF 464286533 10 175 SH SOLE 175 0 0 iShares MSCI EAFE Index Fund (ETF) ETF 464287465 8857 136559 SH SOLE 136559 0 0 iShares J.P. Morgan USD Emerging Markets Bond (ETF) ETF 464288281 3574 32471 SH SOLE 32471 0 0 iShares MSCI EAFE ESG Optimized (ETF) ETF 46435G516 1603 25366 SH SOLE 25366 0 0 iShares MSCI EM ESG Optimized (ETF) ETF 46434G863 2118 62193 SH SOLE 62193 0 0 iShares MSCI USA Small-Cap ESG Optimized (ETF) ETF 46435U663 28 1057 SH SOLE 1057 0 0 First Trust Dow Jones Internet (ETF) ETF 33733E302 17 125 SH SOLE 125 0 0 General Electric Company Stock 369604103 23 2310 SH SOLE 2310 0 0 General Finance Corp Stock 369822101 475 50913 SH SOLE 50913 0 0 FlexShares Morningstar Global Upstream Natural Resources Index Fund (ETF) ETF 33939L407 2812 85849 SH SOLE 85849 0 0 iShares High Dividend Equity Fund (ETF) ETF 46429B663 1849 19818 SH SOLE 19818 0 0 Hecla Mining Company Stock 422704106 2 700 SH SOLE 700 0 0 Honda Motor Co. Stock 438128308 18 650 SH SOLE 650 0 0 iShares iBoxx High Yield Corp Bond Fund (ETF) ETF 464288513 4358 50400 SH SOLE 50400 0 0 International Business Machines Corp. Stock 459200101 7 50 SH SOLE 50 0 0 Invesco FTSE Intl Low Beta Eq Wt (ETF) ETF 46138E768 30 1086 SH SOLE 1086 0 0 iShares Barclays 7-10 Yr Treasury Bond Fund (ETF) ETF 464287440 4380 41060 SH SOLE 41060 0 0 iShares Core MSCI Emerging Markets (ETF) ETF 46434G103 5825 112657 SH SOLE 112657 0 0 iShares Core MSCI Europe (ETF) ETF 46434V738 16826 366825 SH SOLE 366825 0 0 iShares S&P MidCap 400 Value Index (ETF) ETF 464287705 13 83 SH SOLE 83 0 0 iShares S&P Mid-Cap 400 Growth (ETF) ETF 464287606 14 64 SH SOLE 64 0 0 iShares S&P Small-Cap 600 Index (ETF) ETF 464287804 217 2819 SH SOLE 2819 0 0 iShares Core S&P Total US Stock Market (ETF) ETF 464287150 20483 318055 SH SOLE 318055 0 0 iShares Core S&P U.S. Value (ETF) ETF 464287663 75 1359 SH SOLE 1359 0 0 iShares S&P 500/Barra Value (ETF) ETF 464287408 127 1126 SH SOLE 1126 0 0 iShares S&P 500 Index Fund (ETF) ETF 464287200 38972 136956 SH SOLE 136956 0 0 iShares S&P 500 Growth Index (ETF) ETF 464287309 209 1213 SH SOLE 1213 0 0 iShares Russell 1000 Index Fund (ETF) ETF 464287622 97 618 SH SOLE 618 0 0 iShares Russell 1000 Value Index Fund (ETF) ETF 464287598 31 250 SH SOLE 250 0 0 iShares Russell 1000 Growth Index Fund (ETF) ETF 464287614 26 169 SH SOLE 169 0 0 iShares Russell 2000 Index Fund (ETF) ETF 464287655 12270 80147 SH SOLE 80147 0 0 iShares Russell 2000 Value Index Fund (ETF) ETF 464287630 3 26 SH SOLE 26 0 0 iShares Russell 2000 Growth Index (ETF) ETF 464287648 11 54 SH SOLE 54 0 0 iShares Russell Mid-Cap (ETF) ETF 464287499 924 17128 SH SOLE 17128 0 0 iShares Russell Midcap (ETF) ETF 464287473 36 416 SH SOLE 416 0 0 iShares US Financials (ETF) ETF 464287788 30 251 SH SOLE 251 0 0 Johnson & Johnson Stock 478160104 60 426 SH SOLE 426 0 0 JP Morgan & Co. Stock 46625H100 93 920 SH SOLE 920 0 0 The Kraft Heinz Co Stock 500754106 5 138 SH SOLE 138 0 0 Lockheed Martin Corporation Stock 539830109 76 254 SH SOLE 254 0 0 Mondelez Intl Inc Com Stock 609207105 21 415 SH SOLE 415 0 0 SPDR S&P MidCap 400 (ETF) ETF 78467Y107 55 158 SH SOLE 158 0 0 Vanguard Mega Cap Growth Index Fund (ETF) ETF 921910816 3067 24662 SH SOLE 24662 0 0 Altria Group Inc. Stock 02209S103 34 600 SH SOLE 600 0 0 Nuveen ESG US Aggregate Bond (ETF) ETF 67092P870 10 415 SH SOLE 415 0 0 NuShares ESG Small-Cap (ETF) ETF 67092P607 114 3968 SH SOLE 3968 0 0 Novartis AG Stock 66987V109 38 400 SH SOLE 400 0 0 iShares S&P 100 Index Fund (ETF) ETF 464287101 192 1536 SH SOLE 1536 0 0 PG & E Corporation Stock 69331C108 21 1162 SH SOLE 1162 0 0 PIMCO Dynamic Credit and Mortgage Income Fund ETF 72202D106 954 40707 SH SOLE 40707 0 0 Pimco Dynamic Income ETF 72201Y101 64 2000 SH SOLE 2000 0 0 Pepsico Inc. Stock 713448108 109 892 SH SOLE 892 0 0 Pfizer Inc. Stock 717081103 92 2170 SH SOLE 2170 0 0 Pershing Gold Corp Stock 715302204 1 555 SH SOLE 555 0 0 Philip Morris Intl Inc Stock 718172109 53 600 SH SOLE 600 0 0 PowerShares FTSE RAFI US 1500 Small-Mid (ETF) ETF 46137V597 69 539 SH SOLE 539 0 0 Guggenheim S&P 500 Equal ETF 46137V357 21 204 SH SOLE 204 0 0 Raytheon Co. Stock 755111507 91 500 SH SOLE 500 0 0 Guggenheim S&P 500 Equal Weight Health Care (ETF) ETF 46137V332 38 193 SH SOLE 193 0 0 Seabridge Gold Inc. Stock 811916105 4 300 SH SOLE 300 0 0 Schwab US Broad Market (ETF) ETF 808524102 9 125 SH SOLE 125 0 0 Schwab U.S. Large-Cap Growth (ETF) ETF 808524300 7 91 SH SOLE 91 0 0 Schwab U.S. TIPS (ETF) ETF 808524870 3830 69645 SH SOLE 69645 0 0 Powershares S&P 500 Low Volatility Portfolio (ETF) ETF 46138E354 15 278 SH SOLE 278 0 0 SPDR Portfolio Short Term Corporate Bond (ETF) ETF 78464A474 2006 65675 SH SOLE 65675 0 0 SPDR S&P 500 (ETF) ETF 78462F103 1644 5821 SH SOLE 5821 0 0 iShares MSCI USA ESG Select (ETF) ETF 464288802 530 4481 SH SOLE 4481 0 0 SPDR MFS Systematic Core Equity (ETF) ETF 78467V806 4 55 SH SOLE 55 0 0 SPDR DoubleLine Total Return Tact (ETF) ETF 78467V848 7754 160366 SH SOLE 160366 0 0 TCW Strategic Income Fund, Inc. ETF 872340104 89 16200 SH SOLE 16200 0 0 Tesla Motors Inc Stock 88160R101 36 130 SH SOLE 130 0 0 Textron Inc. Stock 883203101 20 400 SH SOLE 400 0 0 iShares MSCI World (ETF) ETF 464286392 342 3850 SH SOLE 3850 0 0 Invesco Russell 1000 Low Beta Eq Wt (ETF) ETF 46138E412 50 1566 SH SOLE 1566 0 0 Visa, Inc. Stock 92826C839 12 75 SH SOLE 75 0 0 Vanguard Small Cap (ETF) ETF 922908751 16 106 SH SOLE 106 0 0 Vanguard Small-Cap Growth Index Fund (ETF) ETF 922908595 13 75 SH SOLE 75 0 0 Vanguard Small-Cap Value Index Fund (ETF) ETF 922908611 12 97 SH SOLE 97 0 0 Vanguard FTSE Developed Markets (ETF) ETF 921943858 47130 1153164 SH SOLE 1153164 0 0 Vanguard FTSE All-World Ex-US (ETF) ETF 922042775 3356 66913 SH SOLE 66913 0 0 Vanguard FTSE Europe (ETF) ETF 922042874 43160 805079 SH SOLE 805079 0 0 Vanguard Long-Term Treasury (ETF) ETF 92206C847 7 90 SH SOLE 90 0 0 Vanguard Health Care (ETF) ETF 92204A504 487 2823 SH SOLE 2823 0 0 Vanguard Dividend Appreciation (ETF) ETF 921908844 5052 46082 SH SOLE 46082 0 0 Vanguard REIT (ETF) ETF 922908553 2241 25788 SH SOLE 25788 0 0 Vodafone Airtouch ADR Stock 92857W308 4 238 SH SOLE 238 0 0 Vanguard S&P 500 (ETF) ETF 922908363 3362 12955 SH SOLE 12955 0 0 Vanguard FTSE Pacific Index Fund (ETF) ETF 922042866 146 2217 SH SOLE 2217 0 0 Vanguard Total Stock Market (ETF) ETF 922908769 25056 173148 SH SOLE 173148 0 0 Vanguard Value (ETF) ETF 922908744 285 2648 SH SOLE 2648 0 0 Vanguard FTSE Emerging Markets (ETF) ETF 922042858 64627 1520631 SH SOLE 1520631 0 0 Vanguard Extended Market (ETF) ETF 922908652 138 1191 SH SOLE 1191 0 0 Verizon Communication Stock 92343V104 7 114 SH SOLE 114 0 0 Wabtec Stock 929740108 1 12 SH SOLE 12 0 0 Wells Fargo & Company Stock 949746101 42 870 SH SOLE 870 0 0 Wheaton Precious Metals Corp Stock 962879102 3 105 SH SOLE 105 0 0 Aqua America Inc Stock 03836W103 51 1400 SH SOLE 1400 0 0 Industrial Select Sector SPDR (ETF) ETF 81369Y704 57 766 SH SOLE 766 0 0 Exxon Mobil Corporation Stock 30231G102 39 487 SH SOLE 487 0 0