Chief Compliance Officer

0001214659-18-005304.txt : 20180809 0001214659-18-005304.hdr.sgml : 20180809 20180809110244 ACCESSION NUMBER: 0001214659-18-005304 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180809 DATE AS OF CHANGE: 20180809 EFFECTIVENESS DATE: 20180809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Litman Gregory Asset Management LLC CENTRAL INDEX KEY: 0001551867 IRS NUMBER: 680362255 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15324 FILM NUMBER: 181003975 BUSINESS ADDRESS: STREET 1: 1676 N. CALIFORNIA BLVD., SUITE 500 CITY: WALNUT CREEK STATE: CA ZIP: 94596 BUSINESS PHONE: 925-254-8999 MAIL ADDRESS: STREET 1: 1676 N. CALIFORNIA BLVD., SUITE 500 CITY: WALNUT CREEK STATE: CA ZIP: 94596 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001551867 XXXXXXXX 06-30-2018 06-30-2018 false Litman Gregory Asset Management LLC

1676 N. CALIFORNIA BLVD., SUITE 500 WALNUT CREEK CA 94596

13F HOLDINGS REPORT 028-15324 N Jennifer Ceccarelli Chief Compliance Officer 925-253-5244 /s/ Jennifer Ceccarelli Walnut Creek CA 08-08-2018 0 100 253889 INFORMATION TABLE 2 infotable.xml American Express Stock 025816109 20 200 SH SOLE 200 0 0 American Intl Group Wt Exp 01/19/202 Stock 026874156 6 413 SH SOLE 413 0 0 Apple Computer Stock 037833100 29 158 SH SOLE 158 0 0 Bank of Commerce Holdings Inc Stock 06424J103 26 2000 SH SOLE 2000 0 0 Campbell Soup Co Stock 134429109 5 124 SH SOLE 124 0 0 Chevron Corp. Stock 166764100 22 172 SH SOLE 172 0 0 Compass Minerals Stock 20451N101 7 113 SH SOLE 113 0 0 Deutsche X-trackers MSCI Europe Hedged Equity ETF 233051853 19 674 SH SOLE 674 0 0 Diageo PLC ADR 25243Q205 8 53 SH SOLE 53 0 0 Discover Financial Services Stock 254709108 106 1500 SH SOLE 1500 0 0 Exxon Mobil Corp. Stock 30231G102 30 400 SH SOLE 400 0 0 FlexShares Global Upstream Natural Resources Index Fund (ETF) ETF 33939L407 110 3256 SH SOLE 3256 0 0 General Finance Corp. Stock 369822101 472 34827 SH SOLE 34827 0 0 Hecla Mining Company Stock 422704106 2 700 SH SOLE 700 0 0 Intl Business Machines Corp. Stock 459200101 7 50 SH SOLE 50 0 0 iShares Barclays 7-10 Yr Treasury Bond Fund (ETF) ETF 464287440 3720 36291 SH SOLE 36291 0 0 iShares Cali AMT-Free Muni Bond ETF 464288356 552 9423 SH SOLE 9423 0 0 iShares Core MSCI Europe (ETF) ETF 46434V738 5723 120276 SH SOLE 120276 0 0 iShares Core S&P Total U.S. Stock Market (ETF) ETF 464287150 839 13422 SH SOLE 13422 0 0 iShares Barclays US Aggregate Bond (ETF) ETF 464287226 66 623 SH SOLE 623 0 0 iShares High Dividend Equity Fund (ETF) ETF 46429B663 1901 22365 SH SOLE 22365 0 0 iShares iBoxx $ High Yield Corporate Bond (ETF) ETF 464288513 41 477 SH SOLE 477 0 0 iShares J.P.Morgan USD Emerging Markets Bond (ETF) ETF 464288281 74 690 SH SOLE 690 0 0 iShares MSCI EAFE ESG Select (ETF) ETF 46435G516 1358 20174 SH SOLE 20174 0 0 iShares MSCI EAFE Index Fund (ETF) ETF 464287465 5638 80906 SH SOLE 80906 0 0 iShares MSCI EM ESG (ETF) ETF 46434G863 2359 31154 SH SOLE 31154 0 0 iShares MSCI Emerging Market Fund (ETF) ETF 464287234 179 3713 SH SOLE 3713 0 0 iShares MSCI USA ESG Select (ETF) ETF 464288802 434 3849 SH SOLE 3849 0 0 iShares Russell 1000 Growth Index Fund ETF 464287614 48 331 SH SOLE 331 0 0 iShares Russell 1000 Index Fund ETF 464287622 94 618 SH SOLE 618 0 0 iShares Russell 2000 Index Fund (ETF) ETF 464287655 7643 46670 SH SOLE 46670 0 0 iShares S&P 100 Index Fund (ETF) ETF 464287101 203 1699 SH SOLE 1699 0 0 iShares S&P 500 Index Fund (ETF) ETF 464287200 20682 75746 SH SOLE 75746 0 0 Johnson & Johnson Stock 478160104 29 236 SH SOLE 236 0 0 JPMorgan Alerian MLP Index (ETF) ETF 46625H365 148 5570 SH SOLE 5570 0 0 JPMorgan Chase & Co. Stock 46625H100 96 920 SH SOLE 920 0 0 Pepsico Inc Stock 713448108 10 92 SH SOLE 92 0 0 Pfizer Inc. Stock 717081103 79 2170 SH SOLE 2170 0 0 PIMCO Total Return (ETF) ETF 72201R775 78 756 SH SOLE 756 0 0 PowerShares FTSE RAFI US 1500 Small-Mid (ETF) ETF 73935X567 75 539 SH SOLE 539 0 0 Schwab U.S. TIPS ETF ETF 808524870 39 705 SH SOLE 705 0 0 Seabridge Gold Inc. Stock 811916105 3 300 SH SOLE 300 0 0 SPDR Doubleline Ttl Rtrn ETF 78467V848 5212 109608 SH SOLE 109608 0 0 SPDR Industrial Select Sector (ETF) ETF 81369Y704 61 847 SH SOLE 847 0 0 SPDR S&P 500 (ETF) ETF 78462F103 1054 3886 SH SOLE 3886 0 0 SPDR S&P MidCap 400 (ETF) ETF 78467Y107 59 167 SH SOLE 167 0 0 UBS ETRACS Alerian MLP Infrastructure Index ETN due 4/2/2040 ETF 902641646 95 4150 SH SOLE 4150 0 0 Vanguard Dividend Appreciation ETF 921908844 5370 52840 SH SOLE 52840 0 0 Vanguard FTSE All-World ex US (ETF) ETF 922042775 3784 72985 SH SOLE 72985 0 0 Vanguard FTSE Developed Markets (ETF) ETF 921943858 27515 641372 SH SOLE 641372 0 0 Vanguard FTSE Emerging Markets (ETF) ETF 922042858 53739 1273442 SH SOLE 1273442 0 0 Vanguard FTSE Europe (ETF) ETF 922042874 54539 971650 SH SOLE 971650 0 0 Vanguard Health Care (ETF) ETF 92204A504 573 3600 SH SOLE 3600 0 0 Vanguard Mega Cap Growth (ETF) ETF 921910816 3566 29971 SH SOLE 29971 0 0 Vanguard MSCI Pacific (ETF) ETF 922042866 318 4353 SH SOLE 4353 0 0 Vanguard REIT (ETF) ETF 922908553 2492 30590 SH SOLE 30590 0 0 Vanguard S&P 500 (ETF) ETF 922908363 1910 7655 SH SOLE 7655 0 0 Vanguard Total Bond Market (ETF) ETF 921937835 733 9260 SH SOLE 9260 0 0 Vanguard Total Stock Market (ETF) ETF 922908769 19930 141923 SH SOLE 141923 0 0 Wells Fargo & Co. Stock 949746101 39 700 SH SOLE 700 0 0 Abbott Laboratories Stock 002824100 12 200 SH SOLE 200 0 0 Boeing Stock 097023105 134 400 SH SOLE 400 0 0 Alibaba Group Holding Limited Stock 01609W102 5 27 SH SOLE 27 0 0 Bank of America Stock 060505104 1045 37055 SH SOLE 37055 0 0 Berkshire Hathaway Class B Stock 084670702 37 200 SH SOLE 200 0 0 Salesforce.com, Inc. Stock 79466L302 8 57 SH SOLE 57 0 0 iShares MSCI KLD 400 Social Stock 464288570 2737 27116 SH SOLE 27116 0 0 WisdomTree International Equity (ETF) Stock 97717W703 807 15300 SH SOLE 15300 0 0 General Electric Company Stock 369604103 225 16545 SH SOLE 16545 0 0 iShares S&P Small-Cap 600 Index (ETF) Stock 464287804 24 282 SH SOLE 282 0 0 Ishares Core S&P US Stock 464287671 40 694 SH SOLE 694 0 0 Ishares Core S&P US Stock 464287663 72 1359 SH SOLE 1359 0 0 iShares S&P National Muni Bond (ETF) ETF 464288414 45 413 SH SOLE 413 0 0 Novartis AG Stock 66987V109 30 400 SH SOLE 400 0 0 Renasant Corp Stock 75970E107 86 1891 SH SOLE 1891 0 0 Raytheon Co. Stock 755111507 97 500 SH SOLE 500 0 0 Textron Inc. Stock 883203101 26 400 SH SOLE 400 0 0 Visa, Inc. Stock 92826C839 10 75 SH SOLE 75 0 0 Vanguard Small Cap (ETF) ETF 922908751 6 41 SH SOLE 41 0 0 Wheaton Precious Metals Corp Stock 962879102 2 105 SH SOLE 105 0 0 Materials Select Sector SPDR Stock 81369Y100 1 22 SH SOLE 22 0 0 Energy Select Sector SPDR Stock 81369Y506 4 56 SH SOLE 56 0 0 Financial Select Sector SPDR Stock 81369Y605 2 92 SH SOLE 92 0 0 Sector SPDR Tech Select Shares of Benefici Stock 81369Y803 8 120 SH SOLE 120 0 0 Consumer Staples Select Sector SPDR Stock 81369Y308 5 93 SH SOLE 93 0 0 Health Care Select Sector SPDR Stock 81369Y209 7 82 SH SOLE 82 0 0 Consumer Discretionary Select Sector SPDR Fund Stock 81369Y407 3 30 SH SOLE 30 0 0 Exxon Mobil Corporation Stock 30231G102 8 100 SH SOLE 100 0 0 iShares Core MSCI Emerging Markets ETF 46434G103 4362 83063 SH SOLE 83063 0 0 iShares MSCI EAFE ESG Optimized (ETF) ETF 46435G516 1344 20640 SH SOLE 20640 0 0 iShares MSCI EAFE Index Fund (ETF) ETF 464287465 5310 79286 SH SOLE 79286 0 0 iShares MSCI EM ESG Optimized (ETF) ETF 46434G863 2147 63789 SH SOLE 63789 0 0 iShares MSCI Emerging Market Fund (ETF) ETF 464287234 164 3788 SH SOLE 3788 0 0 iShares Russell 2000 Growth Index (ETF) ETF 464287648 35 171 SH SOLE 171 0 0 iShares Russell Mid-Cap (ETF) ETF 464287499 689 3250 SH SOLE 3250 0 0 iShares S&P 500 Growth Index (ETF) ETF 464287309 13 80 SH SOLE 80 0 0 iShares S&P 500/Barra Value (ETF) ETF 464287408 8 75 SH SOLE 75 0 0 Vanguard Extended Market (ETF) ETF 922908652 140 1191 SH SOLE 1191 0 0 Vanguard FTSE Pacific Index Fund (ETF) ETF 922042866 209 2993 SH SOLE 2993 0 0 Vanguard Small-Cap Growth Index Fund (ETF) ETF 922908595 13 75 SH SOLE 75 0 0