0001214659-12-002631.txt : 20120612
0001214659-12-002631.hdr.sgml : 20120612
20120612110701
ACCESSION NUMBER: 0001214659-12-002631
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120612
DATE AS OF CHANGE: 20120612
EFFECTIVENESS DATE: 20120612
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ABSOLUTE INVESTMENT MANAGEMENT LLC
CENTRAL INDEX KEY: 0001551727
IRS NUMBER: 264133685
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14993
FILM NUMBER: 12902226
BUSINESS ADDRESS:
STREET 1: 7315 WISCONSIN AVE
STREET 2: SUITE 750 WEST TOWER
CITY: BETHESDA
STATE: MD
ZIP: 20814
BUSINESS PHONE: 301-907-6794
MAIL ADDRESS:
STREET 1: 7315 WISCONSIN AVE
STREET 2: SUITE 750 WEST TOWER
CITY: BETHESDA
STATE: MD
ZIP: 20814
13F-HR
1
s6712013fhr.txt
REPORT FOR THE CALENDAR YEAR ENDED DECEMBER 31, 2011
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2011
Check here if Amendment [ ]; Amendment Number: __
This Amendment (Check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Absolute Investment Management LLC
Address: 7315 Wisconsin Ave., Suite 750 West Tower
Bethesda, MD 20814
Form 13F File Number:
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Daniel Cohen
Title: Managing Director
Phone: 301-907-6795
Signature, Place, and Date of Signing:
/s/ Daniel Cohen Bethesda, MD June 11, 2012
----------------------- ------------------------ ---------------------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
NONE
FORM 13F SUMMARY PAGE
REPORT SUMMARY:
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 118
FORM 13F INFORMATION TABLE VALUE TOTAL: $148,438
(thousands)
LIST OF OTHER INCLUDED MANAGERS:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
ABSOLUTE INVESTMENT MANAGEMENT LLC
FORM 13F HOLDINGS REPORT
TITLE VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
AOL INC COM 00184X105 0 2.00 SH Sole None 0 0 0
AT&T INC COM 00206R102 166 5,478.00 SH Sole None 0 0 166
AGNICO EAGLE MINES LTD COM 008474108 18 500.00 SH Sole None 0 0 18
ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 0 3.00 SH Sole None 0 0 0
ALTAIR NANOTECHNOLOGIES INC COM NEW 021373204 0 125.00 SH Sole None 0 0 0
ALTRIA GROUP INC COM 02209S103 229 7,707.87 SH Sole None 0 0 229
AMERICAN CAPITAL AGENCY CORP COM 02503X105 606 21,573.32 SH Sole None 0 0 606
AMERICAN ELEC PWR INC COM 025537101 45 1,100.00 SH Sole None 0 0 45
AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 0 1.00 SH Sole None 0 0 0
AMERICAN INTL GROUP INC COM NEW 026874784 0 2.00 SH Sole None 0 0 0
ANNALY CAP MGMT INC COM 035710409 563 35,303.67 SH Sole None 0 0 563
APPLE INC COM 037833100 2 5.00 SH Sole None 0 0 2
ATMOS ENERGY CORP COM 049560105 1,864 55,877.89 SH Sole None 0 0 1,864
BP PLC SPONSORED ADR 055622104 4 100.00 SH Sole None 0 0 4
BARRICK GOLD CORP COM 067901108 20 444.00 SH Sole None 0 0 20
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 57 750.00 SH Sole None 0 0 57
BRISTOL MYERS SQUIBB CO COM 110122108 141 4,000.00 SH Sole None 0 0 141
CH ENERGY GROUP INC COM 12541M102 0 1.00 SH Sole None 0 0 0
CALAMOS GBL DYN INCOME FUND COM 12811L107 19 2,584.00 SH Sole None 0 0 19
CAPSTEAD MTG CORP COM NO PAR 14067E506 634 50,957.04 SH Sole None 0 0 634
CEL-SCI CORP COM NEW 150837409 0 2.00 SH Sole None 0 0 0
CENTRAL FD CDA LTD CL A 153501101 36 1,825.00 SH Sole None 0 0 36
CHEVRON CORP NEW COM 166764100 160 1,500.00 SH Sole None 0 0 160
CHIMERA INVT CORP COM 16934Q109 2 750.00 SH Sole None 0 0 2
CHINA FD INC COM 169373107 2 100.00 SH Sole None 0 0 2
CISCO SYS INC COM 17275R102 0 1.00 SH Sole None 0 0 0
COLGATE PALMOLIVE CO COM 194162103 16 175.00 SH Sole None 0 0 16
CONSOL ENERGY INC COM 20854P109 4 100.00 SH Sole None 0 0 4
CONSOLIDATED EDISON INC COM 209115104 3,232 52,109.06 SH Sole None 0 0 3,232
CONTANGO OIL & GAS COMPANY COM NEW 21075N204 3 57.00 SH Sole None 0 0 3
CONTINENTAL RESOURCES INC COM 212015101 7 100.00 SH Sole None 0 0 7
CORNING INC COM 219350105 5 400.00 SH Sole None 0 0 5
CROWN HOLDINGS INC COM 228368106 7 200.00 SH Sole None 0 0 7
CURRENCYSHARES SWISS FRANC T SWISS FRANC SH 23129V109 1,962 18,670.00 SH Sole None 0 0 1,962
CURRENCYSHARES CDN DLR TR CDN DOLLAR SHS 23129X105 7,615 78,006.52 SH Sole None 0 0 7,615
DST SYS INC DEL COM 233326107 8 186.00 SH Sole None 0 0 8
DEUTSCHE BK AG LONDON BRH INV JAP GOV BD 25154P170 4 200.00 SH Sole None 0 0 4
DISNEY WALT CO COM DISNEY 254687106 0 5.00 SH Sole None 0 0 0
DOMINION RES INC VA NEW COM 25746U109 37 704.00 SH Sole None 0 0 37
DUKE ENERGY CORP NEW COM 26441C105 3,512 159,643.05 SH Sole None 0 0 3,512
ETFS GOLD TR SHS 26922Y105 1,321 8,525.00 SH Sole None 0 0 1,321
EXELON CORP COM 30161N101 20 472.00 SH Sole None 0 0 20
FIRST MAJESTIC SILVER CORP COM 32076V103 2 100.00 SH Sole None 0 0 2
FIRST TR HIGH INCOME L/S FD COM 33738E109 0 14.00 SH Sole None 0 0 0
FREEPORT-MCMORAN COPPER & GO COM 35671D857 7 200.00 SH Sole None 0 0 7
GENERAL ELECTRIC CO COM 369604103 1 50.00 SH Sole None 0 0 1
GENON ENERGY INC COM 37244E107 0 2.00 SH Sole None 0 0 0
GOLDEN STAR RES LTD CDA COM 38119T104 5 3,000.00 SH Sole None 0 0 5
GOVERNMENT PPTYS INCOME TR COM SHS BEN INT 38376A103 7 300.00 SH Sole None 0 0 7
GREAT PLAINS ENERGY INC COM 391164100 1 50.00 SH Sole None 0 0 1
HEALTH CARE REIT INC COM 42217K106 6 115.00 SH Sole None 0 0 6
HELIOS HIGH INCOME FD INC COM NEW 42327X204 0 6.00 SH Sole None 0 0 0
INDIA FD INC COM 454089103 2 54.10 SH Sole None 0 0 2
INTERNATIONAL BUSINESS MACHS COM 459200101 6 35.00 SH Sole None 0 0 6
INVESCO MORTGAGE CAPITAL INC COM 46131B100 4 250.00 SH Sole None 0 0 4
ISHARES GOLD TRUST ISHARES 464285105 214 14,040.00 SH Sole None 0 0 214
ISHARES INC MSCI BRAZIL 464286400 1 14.14 SH Sole None 0 0 1
ISHARES TR BARCLYS TIPS BD 464287176 25,060 214,761.17 SH Sole None 0 0 25,060
ISHARES TR BARCLYS 20+ YR 464287432 9 75.00 SH Sole None 0 0 9
ISHARES TR BARCLYS 7-10 YR 464287440 82 775.00 SH Sole None 0 0 82
ISHARES TR BARCLYS 1-3 YR 464287457 9,543 112,935.95 SH Sole None 0 0 9,543
ISHARES TR AGENCY BD FD 464288166 1,087 9,625.00 SH Sole None 0 0 1,087
ISHARES TR BARCLYS 3-7 YR 464288661 18,504 151,619.71 SH Sole None 0 0 18,504
ISHARES TR US PFD STK IDX 464288687 11 300.00 SH Sole None 0 0 11
ISHARES SILVER TRUST ISHARES 46428Q109 79 2,950.00 SH Sole None 0 0 79
JOHNSON & JOHNSON COM 478160104 3 50.00 SH Sole None 0 0 3
KRAFT FOODS INC CL A 50075N104 5 142.00 SH Sole None 0 0 5
MANPOWERGROUP INC COM 56418H100 0 2.00 SH Sole None 0 0 0
MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 303 5,890.95 SH Sole None 0 0 303
MARKET VECTORS ETF TR JR GOLD MINERS E 57060U589 11 460.00 SH Sole None 0 0 11
MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 78 1,650.00 SH Sole None 0 0 78
MAXIMUS INC COM 577933104 1 20.00 SH Sole None 0 0 1
MERCK & CO INC NEW COM 58933Y105 0 6.00 SH Sole None 0 0 0
NEWMONT MINING CORP COM 651639106 193 3,210.00 SH Sole None 0 0 193
NUVEEN FLOATING RATE INCOME COM 67072T108 10 963.00 SH Sole None 0 0 10
NYMOX PHARMACEUTICAL CORP COM 67076P102 5 550.00 SH Sole None 0 0 5
PG&E CORP COM 69331C108 14 351.00 SH Sole None 0 0 14
PENGROWTH ENERGY CORP COM 70706P104 12 1,143.71 SH Sole None 0 0 12
PENNYMAC MTG INVT TR COM 70931T103 2 100.00 SH Sole None 0 0 2
PFIZER INC COM 717081103 2 75.00 SH Sole None 0 0 2
PHILIP MORRIS INTL INC COM 718172109 246 3,134.70 SH Sole None 0 0 246
POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 16 550.00 SH Sole None 0 0 16
POWERSHS DB US DOLLAR INDEX DOLL INDX BEAR 73936D206 7,074 263,465.00 SH Sole None 0 0 7,074
PROCTER & GAMBLE CO COM 742718109 28 420.00 SH Sole None 0 0 28
PROGRESS ENERGY INC COM 743263105 1,244 22,200.00 SH Sole None 0 0 1,244
PROSHARES TR PSHS ULTSH 20YRS 74347R297 72 4,000.00 SH Sole None 0 0 72
PROSHARES TR PSHS ULSHT 7-10Y 74347R313 31 1,000.00 SH Sole None 0 0 31
PROSHARES TR PSHS SHRT S&P500 74347R503 32,546 805,391.00 SH Sole None 0 0 32,546
PROSHARES TR PSHS SHORT DOW30 74347R701 1,086 28,000.00 SH Sole None 0 0 1,086
PROSHARES TR PSHS SHTRUSS2000 74347R826 3,541 119,290.00 SH Sole None 0 0 3,541
PROSHARES TR PSHS ULSHT SP500 74347R883 17 900.00 SH Sole None 0 0 17
QUALCOMM INC COM 747525103 52 955.00 SH Sole None 0 0 52
REYNOLDS AMERICAN INC COM 761713106 7 174.00 SH Sole None 0 0 7
ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 0 2.00 SH Sole None 0 0 0
ROYAL GOLD INC COM 780287108 18 271.00 SH Sole None 0 0 18
SPDR GOLD TRUST GOLD SHS 78463V107 18,439 121,319.00 SH Sole None 0 0 18,439
SCHLUMBERGER LTD COM 806857108 1 15.00 SH Sole None 0 0 1
SCHWAB CHARLES CORP NEW COM 808513105 0 0.39 SH Sole None 0 0 0
SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 0 0.68 SH Sole None 0 0 0
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 5,735 159,399.32 SH Sole None 0 0 5,735
SEMPRA ENERGY COM 816851109 25 448.00 SH Sole None 0 0 25
SILVER WHEATON CORP COM 828336107 14 475.00 SH Sole None 0 0 14
SMUCKER J M CO COM NEW 832696405 0 1.00 SH Sole None 0 0 0
SOUTHERN CO COM 842587107 3 73.00 SH Sole None 0 0 3
SPECTRA ENERGY CORP COM 847560109 102 3,304.00 SH Sole None 0 0 102
STRYKER CORP COM 863667101 1 25.00 SH Sole None 0 0 1
SYNTROLEUM CORP COM 871630109 0 200.00 SH Sole None 0 0 0
TERADATA CORP DEL COM 88076W103 6 130.56 SH Sole None 0 0 6
TIMBERLINE RES CORP COM 887133106 1 2,000.00 SH Sole None 0 0 1
TOREADOR RES CORP COM 891050106 2 450.00 SH Sole None 0 0 2
VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 293 3,625.00 SH Sole None 0 0 293
VERIZON COMMUNICATIONS INC COM 92343V104 67 1,680.00 SH Sole None 0 0 67
WAL MART STORES INC COM 931142103 91 1,525.00 SH Sole None 0 0 91
WALTER INVT MGMT CORP COM 93317W102 0 2.00 SH Sole None 0 0 0
WESTERN ASSET EMRG MKT DEBT COM 95766A101 8 400.00 SH Sole None 0 0 8
WILLIAMS COS INC DEL COM 969457100 33 1,000.00 SH Sole None 0 0 33
YAMANA GOLD INC COM 98462Y100 46 3,103.00 SH Sole None 0 0 46
BUNGE LIMITED COM G16962105 2 35.00 SH Sole None 0 0 2