0001179110-17-001837.txt : 20170206 0001179110-17-001837.hdr.sgml : 20170206 20170206204403 ACCESSION NUMBER: 0001179110-17-001837 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170202 FILED AS OF DATE: 20170206 DATE AS OF CHANGE: 20170206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sientra, Inc. CENTRAL INDEX KEY: 0001551693 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 205551000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 420 SOUTH FAIRVIEW AVENUE STREET 2: SUITE 200 CITY: SANTA BARBARA STATE: CA ZIP: 93117 BUSINESS PHONE: 805.679.8838 MAIL ADDRESS: STREET 1: 420 SOUTH FAIRVIEW AVENUE STREET 2: SUITE 200 CITY: SANTA BARBARA STATE: CA ZIP: 93117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Huiner Charles CENTRAL INDEX KEY: 0001622119 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36709 FILM NUMBER: 17577001 MAIL ADDRESS: STREET 1: C/O SIENTA, INC. STREET 2: 420 S. FAIRVIEW AVE, SUITE 200 CITY: SANTA BARBARA STATE: CA ZIP: 93117 4 1 edgar.xml FORM 4 - X0306 4 2017-02-02 0 0001551693 Sientra, Inc. SIEN 0001622119 Huiner Charles 420 SOUTH FAIRVIEW AVENUE, SUITE 200 SANTA BARBARA CA 93117 0 1 0 0 COO & SVP Corp. Dev. Strategy Employee Stock Option (right to buy) 8.50 2017-02-02 4 A 0 30000 0 A 2027-02-02 Common Stock 30000 187727 D The 30,000 option shares will vest and be exercisable in accordance with following vesting criteria: (a) 10,000 option shares shall vest and be exercisable when the consecutive 30-day average closing price of the Issuer's common stock is $15.00 per share or greater, (b) 10,000 options shares shall vest and be exercisable when the consecutive 30-day average closing price of the Issuer's common stock is $20.00 per share or greater, and (c) 10,000 options shares shall vest and be exercisable when the consecutive 30-day average closing price of the Issuer's common stock is $25.00 per share or greater, subject to continued service (as defined in the 2014 Plan) with the Issuer. /s/ Charles Huiner 2017-02-06