0001179110-17-001837.txt : 20170206
0001179110-17-001837.hdr.sgml : 20170206
20170206204403
ACCESSION NUMBER: 0001179110-17-001837
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170202
FILED AS OF DATE: 20170206
DATE AS OF CHANGE: 20170206
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sientra, Inc.
CENTRAL INDEX KEY: 0001551693
STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842]
IRS NUMBER: 205551000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 420 SOUTH FAIRVIEW AVENUE
STREET 2: SUITE 200
CITY: SANTA BARBARA
STATE: CA
ZIP: 93117
BUSINESS PHONE: 805.679.8838
MAIL ADDRESS:
STREET 1: 420 SOUTH FAIRVIEW AVENUE
STREET 2: SUITE 200
CITY: SANTA BARBARA
STATE: CA
ZIP: 93117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Huiner Charles
CENTRAL INDEX KEY: 0001622119
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36709
FILM NUMBER: 17577001
MAIL ADDRESS:
STREET 1: C/O SIENTA, INC.
STREET 2: 420 S. FAIRVIEW AVE, SUITE 200
CITY: SANTA BARBARA
STATE: CA
ZIP: 93117
4
1
edgar.xml
FORM 4 -
X0306
4
2017-02-02
0
0001551693
Sientra, Inc.
SIEN
0001622119
Huiner Charles
420 SOUTH FAIRVIEW AVENUE,
SUITE 200
SANTA BARBARA
CA
93117
0
1
0
0
COO & SVP Corp. Dev. Strategy
Employee Stock Option (right to buy)
8.50
2017-02-02
4
A
0
30000
0
A
2027-02-02
Common Stock
30000
187727
D
The 30,000 option shares will vest and be exercisable in accordance with following vesting criteria: (a) 10,000 option shares shall vest and be exercisable when the consecutive 30-day average closing price of the Issuer's common stock is $15.00 per share or greater, (b) 10,000 options shares shall vest and be exercisable when the consecutive 30-day average closing price of the Issuer's common stock is $20.00 per share or greater, and (c) 10,000 options shares shall vest and be exercisable when the consecutive 30-day average closing price of the Issuer's common stock is $25.00 per share or greater, subject to continued service (as defined in the 2014 Plan) with the Issuer.
/s/ Charles Huiner
2017-02-06