0001179110-16-018043.txt : 20160128 0001179110-16-018043.hdr.sgml : 20160128 20160128125032 ACCESSION NUMBER: 0001179110-16-018043 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160126 FILED AS OF DATE: 20160128 DATE AS OF CHANGE: 20160128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sientra, Inc. CENTRAL INDEX KEY: 0001551693 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 205551000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 420 SOUTH FAIRVIEW AVENUE STREET 2: SUITE 200 CITY: SANTA BARBARA STATE: CA ZIP: 93117 BUSINESS PHONE: (805) 562-3500 MAIL ADDRESS: STREET 1: 420 SOUTH FAIRVIEW AVENUE STREET 2: SUITE 200 CITY: SANTA BARBARA STATE: CA ZIP: 93117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Huiner Charles CENTRAL INDEX KEY: 0001622119 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36709 FILM NUMBER: 161367616 MAIL ADDRESS: STREET 1: C/O SIENTA, INC. STREET 2: 420 S. FAIRVIEW AVE, SUITE 200 CITY: SANTA BARBARA STATE: CA ZIP: 93117 4 1 edgar.xml FORM 4 - X0306 4 2016-01-26 0 0001551693 Sientra, Inc. SIEN 0001622119 Huiner Charles 420 SOUTH FAIRVIEW AVENUE, SUITE 200 SANTA BARBARA CA 93117 0 1 0 0 Chief Operating Officer Common Stock (RSU) 2016-01-26 4 A 0 110000 0 A 114933 D Employee Stock Option (right to buy) 15.65 2016-01-27 4 A 0 2500 0 A 2016-01-27 2025-01-27 Common Stock 2500 95227 D One-third (1/3) of the restricted stock units shall vest on the first anniversary of the vesting calculation date, one-third (1/3) of the restricted stock units shall vest on the second anniversary of the vesting calculation date and the remaining one-third (1/3) of the restricted stock units shall vest on the third anniversary of the vesting calculation date, subject to continued Service (as defined in the Sientra, Inc. 2014 Stock Incentive Plan) with the Company. Includes Employee Stock Purchase Plan purchases of 1,933 shares of Common Stock on July 20, 2015 and 3,000 shares of Common Stock on January 20, 2016 /s/ Matthew Pigeon, Attorney-in-fact for Charles Huiner 2016-01-28