0001551182-17-000105.txt : 20170324 0001551182-17-000105.hdr.sgml : 20170324 20170324141511 ACCESSION NUMBER: 0001551182-17-000105 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170315 FILED AS OF DATE: 20170324 DATE AS OF CHANGE: 20170324 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Eaton Corp plc CENTRAL INDEX KEY: 0001551182 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 981059235 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 PEMBROKE ROAD STREET 2: EATON HOUSE CITY: DUBLIN STATE: L2 ZIP: DUBLIN 4 BUSINESS PHONE: 353 1637 2900 MAIL ADDRESS: STREET 1: 30 PEMBROKE ROAD STREET 2: EATON HOUSE CITY: DUBLIN STATE: L2 ZIP: DUBLIN 4 FORMER COMPANY: FORMER CONFORMED NAME: Eaton Corp Ltd DATE OF NAME CHANGE: 20120530 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHERUVATATH NANDAKUMAR CENTRAL INDEX KEY: 0001698957 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54863 FILM NUMBER: 17712291 MAIL ADDRESS: STREET 1: 1000EATON BLVD. CITY: CLEVELAND STATE: OH ZIP: 44122 3 1 wf-form3_149037929572226.xml FORM 3 X0206 3 2017-03-15 0 0001551182 Eaton Corp plc ETN 0001698957 CHERUVATATH NANDAKUMAR 1000 EATON BLVD. CLEVELAND OH 44122 0 1 0 0 See Remarks below Ordinary Shares 8000 D Ordinary Shares 1244.80 I by trustee of ESP Restricted Stock Units 0.0 2016-02-24 Ordinary Shares 446.0 D Restricted Stock Units 0.0 2017-02-23 Ordinary Shares 2248.0 D Restricted Stock Units 0.0 2018-02-21 Ordinary Shares 2450.0 D Restricted Stock Units 0.0 2019-02-23 Ordinary Shares 4305.0 D Stock Option 41.565 2009-02-26 2018-02-26 Ordinary Shares 10000.0 D Stock Option 53.71 2012-02-22 2021-02-22 Ordinary Shares 6190.0 D Stock Option 51.94 2013-02-21 2022-02-21 Ordinary Shares 6400.0 D Stock Option 59.56 2014-02-26 2023-02-26 Ordinary Shares 7000.0 D Stock Option 75.36 2015-02-25 2024-02-25 Ordinary Shares 4400.0 D Stock Option 71.72 2016-02-24 2025-02-24 Ordinary Shares 6000.0 D Stock Option 56.55 2017-02-23 2026-02-23 Ordinary Shares 18100.0 D Stock Option 71.89 2018-02-21 2027-02-21 Ordinary Shares 12350.0 D These ordinary shares are held in the Eaton Savings Plan. These restricted stock units were granted on February 24, 2015 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. This field is not applicable. Each restricted stock unit represents a contingent right to receive one common share of the issuer. These restricted stock units were granted on February 23, 2016 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. These restricted stock units were granted on February 21, 2017 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. These restricted stock units vest on the third anniversary of the grant date. These options were granted on February 26, 2008, and are fully vested and exercisable. These options were granted on February 22, 2011, and are fully vested and exercisable. These options were granted on February 21, 2012, and are fully vested and exercisable. These options were granted on February 26, 2013, and are fully vested and exercisable. These options were granted on February 25, 2014, and are fully vested and exercisable. These options were granted on February 24, 2015, and are exercisable as follows: 33% on the first and second anniversaries of the grant date and 34% on the third anniversary of the grant date. These options were granted on February 23, 2016, and are exercisable as follows: 33% on the first and second anniversaries of the grant date and 34% on the third anniversary of the grant date. These options were granted on February 21, 2017, and are exercisable as follows: 33% on the first and second anniversaries of the grant date and 34% on the third anniversary of the grant date. President, Aerospace Group, of Eaton Corporation, a subsidiary of the Issuer. /s/ Lizbeth L. Wright, as Attorney-in-Fact 2017-03-23