0001104659-23-062693.txt : 20230519 0001104659-23-062693.hdr.sgml : 20230519 20230519161538 ACCESSION NUMBER: 0001104659-23-062693 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230518 FILED AS OF DATE: 20230519 DATE AS OF CHANGE: 20230519 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Okray Thomas B CENTRAL INDEX KEY: 0001689107 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54863 FILM NUMBER: 23940241 MAIL ADDRESS: STREET 1: 5008 AIRPORT ROAD NW CITY: ROANOKE STATE: VA ZIP: 24012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Eaton Corp plc CENTRAL INDEX KEY: 0001551182 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 981059235 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 PEMBROKE ROAD STREET 2: EATON HOUSE CITY: DUBLIN STATE: L2 ZIP: DUBLIN 4 BUSINESS PHONE: 353 1637 2900 MAIL ADDRESS: STREET 1: 30 PEMBROKE ROAD STREET 2: EATON HOUSE CITY: DUBLIN STATE: L2 ZIP: DUBLIN 4 FORMER COMPANY: FORMER CONFORMED NAME: Eaton Corp Ltd DATE OF NAME CHANGE: 20120530 4 1 tm2316339-1_4seq1.xml OWNERSHIP DOCUMENT X0407 4 2023-05-18 0 0001551182 Eaton Corp plc ETN 0001689107 Okray Thomas B 1000 EATON BOULEVARD CLEVELAND OH 44122 0 1 0 0 See Remarks below. 0 Ordinary Shares 2023-05-18 4 M 0 1644 121.54 A 9011 D Ordinary Shares 2023-05-18 4 S 0 1644 174.5684 D 7367 D Ordinary Shares 2023-05-18 4 M 0 6150 121.54 A 13517 D Ordinary Shares 2023-05-18 4 S 0 6150 170.8907 D 7367 D Ordinary Shares 2023-05-18 4 M 0 16170 139.49 A 23537 D Ordinary Shares 2023-05-18 4 S 0 16170 170.8244 D 7367 D Stock Option 121.54 2023-05-18 4 M 0 1644 0 D 2022-02-01 2031-02-01 Ordinary Shares 1644 10166 D Stock Option 121.54 2023-05-18 4 M 0 6150 0 D 2022-02-01 2031-02-01 Ordinary Shares 6150 4016 D Stock Option 139.49 2023-05-18 4 M 0 16170 0 D 2022-04-01 2031-04-01 Ordinary Shares 16170 8330 D These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $174.56 - $174.58. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $170.855 - $171.055. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $170.71 - $171.02. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Executive Vice President and Chief Financial Officer of Eaton Corporation, a subsidiary of the Issuer. /s/ Lizbeth L. Wright, as Attorney-in-Fact 2023-05-19