0001104659-23-025500.txt : 20230224 0001104659-23-025500.hdr.sgml : 20230224 20230224203352 ACCESSION NUMBER: 0001104659-23-025500 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230222 FILED AS OF DATE: 20230224 DATE AS OF CHANGE: 20230224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHERUVATATH NANDAKUMAR CENTRAL INDEX KEY: 0001698957 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54863 FILM NUMBER: 23669667 MAIL ADDRESS: STREET 1: 1000EATON BLVD. CITY: CLEVELAND STATE: OH ZIP: 44122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Eaton Corp plc CENTRAL INDEX KEY: 0001551182 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 981059235 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 PEMBROKE ROAD STREET 2: EATON HOUSE CITY: DUBLIN STATE: L2 ZIP: DUBLIN 4 BUSINESS PHONE: 353 1637 2900 MAIL ADDRESS: STREET 1: 30 PEMBROKE ROAD STREET 2: EATON HOUSE CITY: DUBLIN STATE: L2 ZIP: DUBLIN 4 FORMER COMPANY: FORMER CONFORMED NAME: Eaton Corp Ltd DATE OF NAME CHANGE: 20120530 4 1 tm237855-3_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2023-02-22 0 0001551182 Eaton Corp plc ETN 0001698957 CHERUVATATH NANDAKUMAR 1000 EATON BOULEVARD CLEVELAND OH 44122 0 1 0 0 See Remarks below. Ordinary Shares 2023-02-22 4 A 0 8224 0 A 24160 D Ordinary Shares 2023-02-22 4 M 0 462 0 A 24622 D Ordinary Shares 2023-02-22 4 F 0 189 171.79 D 24433 D Ordinary Shares 2023-02-23 4 M 0 606 0 A 25039 D Ordinary Shares 2023-02-23 4 F 0 210 171.59 D 24829 D Ordinary Shares 2373 I by trustee of ESP Stock Option 171.31 2023-02-22 4 A 0 5000 0 A 2024-02-22 2033-02-22 Ordinary Shares 5000 5000 D Restricted Stock Units 0.0 2023-02-22 4 A 0 1390 0 A 2024-02-22 Ordinary Shares 1390 1390 D Restricted Stock Units 0.0 2023-02-22 4 M 0 462 0 D 2023-02-22 Ordinary Shares 462 938 D Restricted Stock Units 0.0 2023-02-23 4 M 0 606 0 D 2022-02-23 Ordinary Shares 606 624 D These shares were acquired upon the vesting of performance share awards. These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. These restricted stock units were granted on February 22, 2023 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer. This field is not applicable. These restricted stock units were granted on February 22, 2022 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer. These restricted stock units were granted on February 23, 2021 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer. These ordinary shares are held in the Eaton Savings Plan. President - Aerospace Group of Eaton Corporation, a subsidiary of the Issuer. /s/ Lizbeth L. Wright, as Attorney-in-Fact 2023-02-24