0001438934-17-000058.txt : 20170810 0001438934-17-000058.hdr.sgml : 20170810 20170810120530 ACCESSION NUMBER: 0001438934-17-000058 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170810 DATE AS OF CHANGE: 20170810 EFFECTIVENESS DATE: 20170810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Horizons ETF Trust I CENTRAL INDEX KEY: 0001551030 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-22732 FILM NUMBER: 171020442 BUSINESS ADDRESS: STREET 1: 625 MADISON AVENUE STREET 2: 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-205-8300 MAIL ADDRESS: STREET 1: 625 MADISON AVENUE STREET 2: 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Recon Capital Series Trust DATE OF NAME CHANGE: 20150513 FORMER COMPANY: FORMER CONFORMED NAME: ETF Series Trust DATE OF NAME CHANGE: 20130816 FORMER COMPANY: FORMER CONFORMED NAME: Sage Quant ETF Trust DATE OF NAME CHANGE: 20120529 0001551030 S000042952 Horizons NASDAQ 100 Covered Call ETF C000133078 Horizons NASDAQ 100 Covered Call ETF QYLD 0001551030 S000046583 Horizons DAX Germany ETF C000145375 Horizons DAX Germany ETF DAX 0001551030 S000051542 BullMark LatAm Select Leaders ETF C000162215 BullMark LatAm Select Leaders ETF 0001551030 S000054349 Horizons USA Managed Risk ETF C000170759 Horizons USA Managed Risk ETF N-PX 1 BRDX5C_0001551030_2017.txt BRDX5C_0001551030_2017.TXT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-22732 NAME OF REGISTRANT: Horizons ETF Trust I ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 625 Madison Avenue 3rd Floor New York , NY 10022 NAME AND ADDRESS OF AGENT FOR SERVICE: Corporation Service Company 251 Little Falls Drive Wilmington, DE 19808 REGISTRANT'S TELEPHONE NUMBER: 302-636-5400 DATE OF FISCAL YEAR END: 10/31 DATE OF REPORTING PERIOD: 07/01/2016 - 06/30/2017 BMLA -------------------------------------------------------------------------------------------------------------------------- AES TIETE ENERGIA SA, BRAZIL Agenda Number: 707423428 -------------------------------------------------------------------------------------------------------------------------- Security: P30641115 Meeting Type: EGM Meeting Date: 31-Oct-2016 Ticker: ISIN: BRTIETCDAM15 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU CMMT THE BOARD / ISSUER HAS NOT RELEASED A Non-Voting STATEMENT ON WHETHER THEY RECOMMEND TO VOTE IN FAVOUR OR AGAINST FOR THE RESOLUTION "I"AND "III" I REPLACEMENT OF INDEPENDENT REGULAR MEMBER Mgmt No vote OF THE COMPANY'S BOARD OF DIRECTORS. NAME APPOINTED BY CONTROLLER SHAREHOLDER. PRINCIPAL MEMBER: FRANKLIN LEE FEDER II REPLACEMENT OF ALTERNATE MEMBER OF THE Mgmt No vote COMPANY'S FISCAL COUNCIL APPOINTED BY BNDES PARTICIPACOES S.A. BNDESPAR. SUBSTITUTE MEMBER: VIVIANE SANTOS VIVIAN III RECTIFICATION OF GLOBAL AMOUNT OF THE Mgmt No vote MANAGERS ANNUAL COMPENSATION. I. REPLACEMENT OF INDEPENDENT REGULAR MEMBER OF THE COMPANY'S BOARD OF DIRECTORS. NAME APPOINTED BY CONTROLLER SHAREHOLDER. PRINCIPAL MEMBER FRANKLIN LEE FEDER. II. REPLACEMENT OF ALTERNATE MEMBER OF THE COMPANY'S FISCAL COUNCIL APPOINTED BY BNDES PARTICIPACOES S.A. BNDES PAR. SUBSTITUTE MEMBER. VIVIANE SANTOS VIVIAN. III. RECTIFICATION OF GLOBAL A MOUNT OF THE MANAGERS ANNUAL COMPENSATION CMMT 21 OCT 2016: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION III AND MODIFICATION OF THE COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. -------------------------------------------------------------------------------------------------------------------------- AES TIETE ENERGIA SA, BRAZIL Agenda Number: 707871744 -------------------------------------------------------------------------------------------------------------------------- Security: P30641115 Meeting Type: AGM Meeting Date: 20-Apr-2017 Ticker: ISIN: BRTIETCDAM15 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE THAT SHAREHOLDERS CAN SUBMIT A Non-Voting MEMBER FROM THE CANDIDATES LIST OR ALTERNATIVELY A CANDIDATE OUTSIDE OF THIS LIST, HOWEVER WE CANNOT DO THIS THROUGH THE PROXYEDGE PLATFORM. IN ORDER TO SUBMIT A VOTE TO ELECT A CANDIDATE OUTSIDE THE LIST, CLIENTS MUST CONTACT THEIR CLIENT SERVICE REPRESENTATIVE TO INCLUDE THE NAME OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE ON THIS ITEM ARE RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK YOU CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/OR ABSTAIN ARE ALLOWED. THANK YOU 1 THE MANAGEMENTS ACCOUNTS, THE FINANCIAL Mgmt No vote STATEMENTS AND CORRESPONDING EXPLANATORY NOTES, THE INDEPENDENT AUDITORS REPORT AND THE ANNUAL MANAGEMENT REPORT FOR THE FISCAL YEAR ENDED ON DECEMBER 31, 2016 2 MANAGEMENTS PROPOSAL FOR THE COMPANY'S Mgmt No vote EARNINGS ALLOCATION, FOR THE FISCAL YEAR ENDED ON DECEMBER 31, 2016, UPON THE PAYMENT IN THE AMOUNT OF BRL 34,527,551.06, AS COMPLEMENTARY DIVIDENDS, EQUIVALENT TO BRL 0.01754997248 PER COMMON AND PREFERRED SHARE, TO BE DISTRIBUTED TO THE COMPANY'S SHAREHOLDERS ON THE BASE DATE OF APRIL 20, 2017 3 DETERMINATION OF THE NUMBER OF MEMBERS OF Mgmt No vote THE FISCAL COUNCIL. ELECTION, BY MAJORITY VOTE, OF AT LEAST 3 REGULAR MEMBERS AND THEIR RESPECTIVE ALTERNATES, AND THE BOARD MAY BE COMPRISED BY A MAXIMUM OF 5 REGULAR MEMBERS AND THEIR RESPECTIVE ALTERNATES, DEPENDING ON THE EXERCISE OR NOT OF THE SEPARATE VOTING RIGHTS OF THE MINORITY AND PREFERRED SHAREHOLDERS CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting SLATES OF FISCAL COUNCIL MEMBERS TO BE ELECTED, THERE IS ONLY 1 VACANCY AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 1 OF THE 2 SLATES OF FISCAL COUNCIL MEMBERS. THANK YOU CMMT THE BOARD / ISSUER HAS NOT RELEASED A Non-Voting STATEMENT ON WHETHER THEY RECOMMEND TO VOTE IN FAVOUR OR AGAINST THE BELOW SLATES UNDER RESOLUTIONS 4.1 AND 4.2 4.1 ELECTION OF MEMBERS OF THE FISCAL COUNCIL Mgmt No vote APPOINTED BY THE CONTROLLING SHAREHOLDER. MEMBERS. PRINCIPAL. MARIO SHINZATO, RAIMUNDO BATISTA AND MEMBER TO BE APPOINTED BY BNDESPAR. SUBSTITUTE. NEWTON AKIRA FUKUMITSU, ALBERTO IRAZE RIBEIRO AND MEMBER TO BE APPOINTED BY BNDESPAR. SHAREHOLDERS THAT VOTE IN FAVOR IN THIS ITEM CANNOT VOTE IN FAVOR FOR THE CANDIDATE APPOINTED BY MINORITARY COMMON SHARES 4.2 ELECTION OF MEMBERS OF THE FISCAL COUNCIL Mgmt No vote AND THEIR RESPECTIVE SUBSTITUTES. MEMBERS APPOINTED BY MINORITARY COMMON SHARES. MEMBERS. PRINCIPAL. ANDRE EDUARDO DANTAS. SUBSTITUTE. PAULO ROBERTO BELLENTANI BRANDAO. SHAREHOLDERS THAT VOTE IN FAVOR IN THIS ITEM CANNOT VOTE IN FAVOR FOR THE CANDIDATES APPOINTED BY CONTROLLER SHAREHOLDERS CMMT THE BOARD / ISSUER HAS NOT RELEASED A Non-Voting STATEMENT ON WHETHER THEY RECOMMEND TO VOTE IN FAVOUR OR AGAINST THE BELOW SLATE UNDER RESOLUTION 4.3 4.3 FISCAL COUNCIL MEMBERS ELECTION. CANDIDATE Mgmt No vote APPOINTED BY MINORITARY PREFERRED SHARES GASPART PARTICIPACOES. PRINCIPAL, CARLOS EDUARDO TEIXEIRA TAVEIROS AND JOAO GUSTAVO SPECIALSKI DA SILVEIRA, SUBSTITUTE. SHAREHOLDERS MAY ONLY VOTE IN FAVOR FOR ONE PREFERRED SHARES NAME APPOINTED -------------------------------------------------------------------------------------------------------------------------- AES TIETE ENERGIA SA, BRAZIL Agenda Number: 707863052 -------------------------------------------------------------------------------------------------------------------------- Security: P30641115 Meeting Type: EGM Meeting Date: 20-Apr-2017 Ticker: ISIN: BRTIETCDAM15 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU 1 PROPOSAL FOR THE DETERMINATION OF THE Mgmt No vote GLOBAL ANNUAL COMPENSATION OF THE MANAGEMENT IN BRL8.834.688 2 PROPOSAL FOR THE DETERMINATION OF THE Mgmt No vote COMPENSATION OF THE MEMBERS OF THE FISCAL COUNCIL IN BRL7,000.00 -------------------------------------------------------------------------------------------------------------------------- AES TIETE ENERGIA SA, BRAZIL Agenda Number: 708128625 -------------------------------------------------------------------------------------------------------------------------- Security: P30641115 Meeting Type: EGM Meeting Date: 29-May-2017 Ticker: ISIN: BRTIETCDAM15 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE THAT SHAREHOLDERS CAN SUBMIT A Non-Voting MEMBER FROM THE CANDIDATES LIST OR ALTERNATIVELY A CANDIDATE OUTSIDE OF THIS LIST, HOWEVER WE CANNOT DO THIS THROUGH THE PROXYEDGE PLATFORM. IN ORDER TO SUBMIT A VOTE TO ELECT A CANDIDATE OUTSIDE THE LIST, CLIENTS MUST CONTACT THEIR CLIENT SERVICE REPRESENTATIVE TO INCLUDE THE NAME OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE ON THIS ITEM ARE RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK YOU CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU 1 ACQUISITION, BY THE COMPANY, OF SHARES Mgmt No vote REPRESENTING THE ENTIRE SHARE CAPITAL OF NOVA ENERGIA HOLDING S.A. NOVA ENERGIA, CURRENTLY HELD BY RENOVA ENERGIA S.A. AND RENOVAPAR S.A., IN ACCORDANCE WITH THE MATERIAL FACT RELEASED ON JANUARY 13, 2017 AND APRIL 18, 2017, UNDER THE TERMS OF PARAGRAPH 1 OF ARTICLE 256 OF THE BRAZILIAN CORPORATIONS ACT, AND NEW ENERGY HOLDS THE ENTIRE CAPITAL STOCK OF RENOVA EOLICA PARTICIPACOES S.A., WHICH, IN TURN, INDIRECTLY OWNS THE SET OF WIND FARMS THAT CONSTITUTE THE ALTO SERTAO II COMPLEX 2 ELECTION OF THE ALTERNATE MEMBER FOR Mgmt No vote DIRECTOR ARMINIO FRANCISCO BORJAS HERRERA IN THE COMPANY'S BOARD OF DIRECTORS, REPLACEMENT OF THE REGULAR MEMBER OF THE COMPANY'S BOARD OF DIRECTORS, MR. KAZI KAMRUL HASAN AND THE ALTERNATE MEMBER FOR DIRECTOR VINCENT WINSLOW MATHIS IN THE COMPANY'S BOARD OF DIRECTORS, TO BE APPOINTED BY THE CONTROLLING SHAREHOLDER. . PRINCIPAL. KRISTA SWEIGART. ALTERNATE. KAZI KAMRUL HASAN AND AIRTON RIBEIRO DE MATOS -------------------------------------------------------------------------------------------------------------------------- AGUAS ANDINAS SA, SANTIAGO Agenda Number: 707981406 -------------------------------------------------------------------------------------------------------------------------- Security: P4171M125 Meeting Type: OGM Meeting Date: 24-Apr-2017 Ticker: ISIN: CL0000000035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 EXAMINATION OF THE REPORT FROM THE OUTSIDE Mgmt No vote AUDITORS, TO VOTE IN REGARD TO THE ANNUAL REPORT AND THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR THAT RAN FROM JANUARY 1 TO DECEMBER 31, 2016 2 TO RESOLVE ON THE DISTRIBUTION OF PROFIT Mgmt No vote AND PAYMENT OF DIVIDENDS FROM THE 2016 FISCAL YEAR 3 PRESENTATION IN REGARD TO THE DIVIDEND Mgmt No vote POLICY OF THE COMPANY 4 TO REPORT IN REGARD TO THE RELATED PARTY Mgmt No vote TRANSACTIONS UNDER TITLE XVI OF LAW 18,046 5 TO DESIGNATE THE INDEPENDENT OUTSIDE Mgmt No vote AUDITORS FOR THE 2017 FISCAL YEAR 6 TO DESIGNATE THE RISK RATING AGENCIES FOR Mgmt No vote THE 2017 FISCAL YEAR 7 TO ESTABLISH THE COMPENSATION OF THE Mgmt No vote MEMBERS OF THE BOARD OF DIRECTORS FOR THE 2017 FISCAL YEAR 8 TO GIVE AN ACCOUNTING OF THE EXPENSES OF Mgmt No vote THE BOARD OF DIRECTORS DURING 2016 9 TO ESTABLISH THE COMPENSATION AND THE Mgmt No vote EXPENSE BUDGET OF THE COMMITTEE OF DIRECTORS FOR THE 2017 FISCAL YEAR 10 TO GIVE AN ACCOUNTING OF THE ACTIVITIES AND Mgmt No vote EXPENSES OF THE COMMITTEE OF DIRECTORS DURING 2016 11 TO DETERMINE THE PERIODICAL IN WHICH THE Mgmt No vote SHAREHOLDER GENERAL MEETING CALL NOTICES AND OTHER MATTERS OF INTEREST TO THE SHAREHOLDERS WILL BE PUBLISHED 12 OTHER MATTERS OF CORPORATE INTEREST THAT Mgmt No vote ARE WITHIN THE AUTHORITY OF THE GENERAL MEETING -------------------------------------------------------------------------------------------------------------------------- ALMACENES EXITO SA, COLOMBIA Agenda Number: 707811231 -------------------------------------------------------------------------------------------------------------------------- Security: P3782F107 Meeting Type: OGM Meeting Date: 31-Mar-2017 Ticker: ISIN: COG31PA00010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE BE AWARE THAT SPLIT VOTING IS NOT Non-Voting ALLOWED IN THE COLOMBIAN MARKET. CLIENTS THAT DECIDE TO OPERATE UNDER THE STRUCTURE OF ONE TAX ID (NIT) WITH MULTIPLE ACCOUNTS ACROSS THE SAME OR DIFFERENT GLOBAL CUSTODIANS MUST ENSURE THAT ALL INSTRUCTIONS UNDER THE SAME TAX ID ARE SUBMITTED IN THE SAME MANNER. CONFLICTING INSTRUCTIONS UNDER THE SAME TAX ID EITHER WITH THE SAME GLOBAL CUSTODIAN OR DIFFERENT CUSTODIANS WILL BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. 1 QUORUM VERIFICATION Mgmt No vote 2 READING AND APPROVAL OF THE AGENDA Mgmt No vote 3 APPOINTMENT OF COMMISSIONERS FOR ELECTIONS Mgmt No vote AND REVIEW, APPROVAL AND SIGNING OF THE MEETING MINUTES 4 READING OF THE BOARD OF DIRECTORS AND THE Mgmt No vote PRESIDENT'S MANAGEMENT REPORT 5 READING OF THE CORPORATE GOVERNANCE REPORT Mgmt No vote 6 PRESENTATION OF FINANCIAL STATEMENTS, Mgmt No vote SEPARATE AND CONSOLIDATED, ITS ANNEXES AND OTHER DOCUMENTS LEGALLY REQUIRED, AS OF DECEMBER 31ST 2016 7 READ THE AUDITOR'S REPORTS Mgmt No vote 8 APPROVAL OF THE MANAGEMENT REPORT AND THE Mgmt No vote CORPORATE GOVERNANCE REPORT 9 APPROVAL OF THE FINANCIAL STATEMENTS REPORT Mgmt No vote 10.A ADMINISTRATION PROPOSITIONS: PROJECT PROFIT Mgmt No vote DISTRIBUTION AND DONATIONS: PROFIT DISTRIBUTION PROPOSALS 10.B ADMINISTRATION PROPOSITIONS: PROJECT PROFIT Mgmt No vote DISTRIBUTION AND DONATIONS: DONATION PROPOSALS 10.C ADMINISTRATION PROPOSITIONS: PROJECT PROFIT Mgmt No vote DISTRIBUTION AND DONATIONS: SOCIAL BYLAWS REFORM PROPOSALS 11 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote SHAREHOLDER PROPOSAL: PROPOSALS OF THE SHAREHOLDERS -------------------------------------------------------------------------------------------------------------------------- AMERICA MOVIL SAB DE CV, MEXICO Agenda Number: 707404721 -------------------------------------------------------------------------------------------------------------------------- Security: P0280A101 Meeting Type: EGM Meeting Date: 06-Oct-2016 Ticker: ISIN: MXP001691213 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 APPROVE DELISTING OF SHARES FROM NASDAQ AND Mgmt No vote LATIBEX 2 APPROVE OPTION TO RECEIVE SHARES OR CASH AS Mgmt No vote SECOND INSTALLMENT OF DIVIDEND OF MXN 0.14 PER SHARE APPROVED BY AGM ON APRIL 18, 2016 3 AUTHORIZE BOARD TO RATIFY AND EXECUTE Mgmt No vote APPROVED RESOLUTIONS -------------------------------------------------------------------------------------------------------------------------- AMERICA MOVIL SAB DE CV, MEXICO Agenda Number: 707847921 -------------------------------------------------------------------------------------------------------------------------- Security: P0280A101 Meeting Type: SGM Meeting Date: 05-Apr-2017 Ticker: ISIN: MXP001691213 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management I APPOINTMENT AND OR RATIFICATION, IF DEEMED Mgmt No vote APPROPRIATE, OF THE MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY WHO ARE TO BE DESIGNATED BY THE SERIES L SHAREHOLDERS. RESOLUTIONS IN THIS REGARD II DESIGNATION OF DELEGATES WHO WILL CARRY OUT Mgmt No vote THE RESOLUTIONS THAT ARE PASSED BY THIS GENERAL MEETING AND, IF DEEMED APPROPRIATE, FORMALIZE THEM AS IS PROPER. RESOLUTIONS IN THIS REGARD -------------------------------------------------------------------------------------------------------------------------- BANCO DE CHILE Agenda Number: 707806254 -------------------------------------------------------------------------------------------------------------------------- Security: P0939W108 Meeting Type: EGM Meeting Date: 23-Mar-2017 Ticker: ISIN: CLP0939W1081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting MEETING ID 723978 DUE TO ADDITION OF RESOLUTIONS 2 AND 3. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. 1 TO INCREASE THE CAPITAL OF THE BANK BY Mgmt No vote CAPITALIZING 40 PERCENT OF THE DISTRIBUTABLE NET PROFIT FOR THE 2016 FISCAL YEAR BY MEANS OF THE ISSUANCE OF BONUS SHARES, WITH NO PAR VALUE, ESTABLISHED AT AN AMOUNT OF CLP 73.28 PER SHARE AND DISTRIBUTED AMONG THE SHAREHOLDERS AT THE RATIO OF 0.02658058439 BONUS SHARES FOR EACH SHARE AND TO PASS THE RESOLUTIONS THAT ARE NECESSARY SUBJECT TO THE EXERCISE OF THE OPTIONS THAT ARE PROVIDED FOR IN ARTICLE 31 OF LAW NUMBER 19,396 2 TO AMEND ARTICLE 5 OF THE BYLAWS IN REGARD Mgmt No vote TO THE CAPITAL AND TO THE SHARES OF THE BANK AND TRANSITORY ARTICLE 1 OF THE BYLAWS 3 TO PASS THE OTHER RESOLUTIONS THAT ARE Mgmt No vote NECESSARY IN ORDER TO FORMALIZE THE BYLAWS AMENDMENTS THAT ARE RESOLVED ON AND TO MAKE THEM EFFECTIVE -------------------------------------------------------------------------------------------------------------------------- BANCO DE CHILE Agenda Number: 707806266 -------------------------------------------------------------------------------------------------------------------------- Security: P0939W108 Meeting Type: OGM Meeting Date: 23-Mar-2017 Ticker: ISIN: CLP0939W1081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting MEETING ID 724189 DUE TO ADDITION OF RESOLUTION 7. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. 1 APPROVAL OF THE ANNUAL REPORT, BALANCE Mgmt No vote SHEET, INCOME STATEMENT AND REPORT FROM THE OUTSIDE TO AUDITORS OF BANCO DE CHILE, FOR THE 2016 FISCAL YEAR 2 DISTRIBUTION OF THE DISTRIBUTABLE NET Mgmt No vote PROFIT FROM THE FISCAL YEAR THAT ENDED ON DECEMBER 31, 2016, AND APPROVAL OF DIVIDEND NUMBER 205 IN THE AMOUNT OF CLP 2.92173783704 PER EACH SHARE, WHICH CORRESPONDS TO 60 PERCENT OF THE MENTIONED DISTRIBUTABLE NET PROFIT. THE MENTIONED DIVIDEND, IF IT IS APPROVED BY THE GENERAL MEETING, WILL BE PAID WHEN THE GENERAL MEETING ENDS, AT THE OFFICES OF THE BANK 3 ELECTION OF THE BOARD OF DIRECTORS Mgmt No vote 4 COMPENSATION OF THE BOARD OF DIRECTORS Mgmt No vote 5 COMPENSATION OF THE COMMITTEE OF DIRECTORS Mgmt No vote AND AUDITING AND APPROVAL OF THE EXPENSE BUDGET FOR ITS OPERATION 6 DESIGNATION OF OUTSIDE AUDITORS Mgmt No vote 7 RATIFICATION OF PRIVATE RISK RATING Mgmt No vote AGENCIES 8 REPORT FROM THE COMMITTEE OF DIRECTORS AND Mgmt No vote AUDITING 9 INFORMATION REGARDING RELATED PARTY Mgmt No vote TRANSACTIONS AS PROVIDED FOR IN THE CORPORATIONS LAW 10 TO DEAL WITH THE OTHER MATTERS THAT ARE Mgmt No vote WITHIN THE AUTHORITY OF AN ANNUAL GENERAL MEETING OF SHAREHOLDERS, IN ACCORDANCE WITH THE LAW AND THE BYLAWS OF THE BANK -------------------------------------------------------------------------------------------------------------------------- BANCO SANTANDER (BRASIL) SA, SAO PAULO Agenda Number: 707608622 -------------------------------------------------------------------------------------------------------------------------- Security: P1505Z160 Meeting Type: EGM Meeting Date: 21-Dec-2016 Ticker: ISIN: BRSANBCDAM13 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU CMMT THE BOARD / ISSUER HAS NOT RELEASED A Non-Voting STATEMENT ON WHETHER THEY RECOMMEND TO VOTE IN FAVOUR OR AGAINST FOR THE RESOLUTION 1 1 TO ELECT TWO 2 NEW MEMBERS TO COMPOSE THE Mgmt No vote COMPANY'S BOARD OF DIRECTORS, FOR A COMPLEMENTARY MANDATE, CONFIRMING THE CURRENT COMPOSITION OF THE COMPANY'S BOARD OF DIRECTORS. CANDIDATES APPOINTED BY CONTROLLER SHAREHOLDERS. NOTE MEMBERS. DEBORAH PATRICIA WRIGHT E JOSE LUCIANO DUARTE PENIDO 2 TO CONFIRM THE ANNUAL GLOBAL REMUNERATION Mgmt No vote OF THE MANAGERS FOR FISCAL YEAR 2016 3 TO APPROVE THE REGULATION RELATED TO THE Mgmt No vote LONG TERM INCENTIVE GENERAL PLAN, FOR CERTAIN EMPLOYEES INCLUDING OF MANAGEMENT LEVEL AND MANAGERS OF THE COMPANY AND OR COMPANIES UNDER ITS CONTROL, ACCORDING TO THE PROPOSAL APPROVED BY THE BOARD OF DIRECTORS AT MEETING HELD ON OCTOBER 25TH, 2016 -------------------------------------------------------------------------------------------------------------------------- BANCO SANTANDER (BRASIL) SA, SAO PAULO Agenda Number: 707625591 -------------------------------------------------------------------------------------------------------------------------- Security: P1505Z160 Meeting Type: EGM Meeting Date: 28-Dec-2016 Ticker: ISIN: BRSANBCDAM13 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE I TO APPOINT MR. ALVA RO ANTONIO CARDOSO DE Mgmt No vote SOUZA, CURRENT DIRECTOR, AS CHAIRMAN OF THE COMPANY'S BOARD OF DIRECTORS II TO EXONERATE MR. JESUS MARIA ZABALZA LOTINA Mgmt No vote FROM THE POSITION OF VICE CHAIRMAN OF THE COMPANY'S BOARD OF DIRECTORS III TO APPOINT MR. SERGIO AGAPITO LIRES RIAL, Mgmt No vote CURRENT DIRECTOR, AS VICE CHAIRMAN OF THE COMPANY'S BOARD OF DIRECTORS CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU -------------------------------------------------------------------------------------------------------------------------- BANCO SANTANDER-CHILE Agenda Number: 707651863 -------------------------------------------------------------------------------------------------------------------------- Security: P1506A107 Meeting Type: EGM Meeting Date: 09-Jan-2017 Ticker: ISIN: CLP1506A1070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 TO MODIFY THE NAME OR BUSINESS NAME OF THE Mgmt No vote BANK, ONLY WITH THE PURPOSE OF ELIMINATING THE POSSIBILITY OF USING THE NAMES, BANCO SANTANDER SANTIAGO OR SANTANDER SANTIAGO 2 TO DIMINISH THE NUMBER OF REGULAR Mgmt No vote DIRECTORS, FROM 11 TO 9 MEMBERS, KEEPING THE 2 ALTERNATE DIRECTORS, AND IN LINE WITH THE ABOVE MENTIONED, THE MODIFICATION OF OTHER RELATED STATUTORY CLAUSES BY PROPOSING THAT THE PRESENT DIRECTORS MAY CONTINUE IN THEIR POSITIONS UNTIL THE NEXT ELECTION OF BOARD OF DIRECTORS, PURSUANT TO STATEMENTS IN THE BY LAWS 3 TO UPDATE THE CAPITAL STOCK ESTABLISHED IN Mgmt No vote THE BYLAWS IN ACCORDANCE WITH THE REVALUATION OF THE CORPORATE EQUITY THAT TOOK PLACE BETWEEN JANUARY 1ST, 2002 AND DECEMBER 31, 2008 4 ELIMINATION OF PROVISIONAL STATUTORY Mgmt No vote CLAUSES WHICH, UP TO THIS DATE, HAVE PRODUCED ALL THEIR EFFECTS 5 TO MODIFY OTHER ASPECTS OF THE BYLAWS TO Mgmt No vote ADJUST THEM TO THE LEGAL STANDARDS IN FORCE 6 TAKING INTO CONSIDERATION THE MODIFICATIONS Mgmt No vote LISTED ABOVE, TO APPROVE AN UPDATED INTEGRATED TEXT OF THE BYLAWS OF THE BANK 7 TO REPORT THE OPERATIONS REFERRED TO IN Mgmt No vote TITLE XVI OF THE LAW 18.046, AS REGARDS TO STOCK COMPANIES 8 TO ADOPT THE OTHER AGREEMENTS AND GRANTING Mgmt No vote OF POWERS OF ATTORNEY NECESSARY TO COMPLY WITH, AND CARRY OUT THE AGREEMENTS TO BE ADOPTED IN THIS MEETING -------------------------------------------------------------------------------------------------------------------------- BANCOLOMBIA SA, COLOMBIA Agenda Number: 707294168 -------------------------------------------------------------------------------------------------------------------------- Security: P1329P158 Meeting Type: EGM Meeting Date: 20-Sep-2016 Ticker: ISIN: COB07PA00086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE BE AWARE THAT SPLIT VOTING IS NOT Non-Voting ALLOWED IN THE COLOMBIAN MARKET. CLIENTS THAT DECIDE TO OPERATE UNDER THE STRUCTURE OF ONE TAX ID (NIT) WITH MULTIPLE ACCOUNTS ACROSS THE SAME OR DIFFERENT GLOBAL CUSTODIANS MUST ENSURE THAT ALL INSTRUCTIONS UNDER THE SAME TAX ID ARE SUBMITTED IN THE SAME MANNER. CONFLICTING INSTRUCTIONS UNDER THE SAME TAX ID EITHER WITH THE SAME GLOBAL CUSTODIAN OR DIFFERENT CUSTODIANS WILL BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. 1 VERIFICATION OF THE QUORUM Mgmt No vote 2 REVIEW AND APPROVAL OF THE AGENDA Mgmt No vote 3 ELECTION OF THE VOTING COMMISSION AND Mgmt No vote APPROVAL AND EXECUTION OF THE MEETING MINUTES 4 REVIEW AND APPROVAL OF THE MERGER AGREEMENT Mgmt No vote BETWEEN BANCOLOMBIA S.A (ACQUIRING COMPANY) AND LEASING BANCOLOMBIA S.A (TARGET) AND THE EXHIBITS CMMT 18 AUG 2016: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. -------------------------------------------------------------------------------------------------------------------------- BB SEGURIDADE PARTICIPACOES SA, BRASILIA, DF Agenda Number: 707861248 -------------------------------------------------------------------------------------------------------------------------- Security: P1R1WJ103 Meeting Type: AGM Meeting Date: 20-Apr-2017 Ticker: ISIN: BRBBSEACNOR5 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE 1 TO RECEIVE THE ADMINISTRATORS ACCOUNTS, TO Mgmt No vote EXAMINE, DISCUSS AND VOTE ON THE ADMINISTRATIONS REPORT, THE FINANCIAL STATEMENTS BY THE INDEPENDENT AUDITORS REPORT AND THE FISCAL COUNCIL REPORT REGARDING THE FISCAL YEAR ENDING ON DECEMBER 31, 2016 2 DESTINATION OF THE YEAR END RESULTS OF 2016 Mgmt No vote AND THE DISTRIBUTION OF DIVIDENDS CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting SLATES TO BE ELECTED AS MEMBERS OF THE FISCAL COUNCIL, THERE IS ONLY 1 VACANCY AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 1 OF THE 2 SLATES OF MEMBERS. THANK YOU CMMT THE BOARD / ISSUER HAS NOT RELEASED A Non-Voting STATEMENT ON WHETHER THEY RECOMMEND TO VOTE IN FAVOUR OR AGAINST UNDER THE RESOLUTIONS 3 AND 4 3 TO ELECT THE MEMBERS OF THE FISCAL COUNCIL. Mgmt No vote CANDIDATES APPOINTED BY CONTROLLER SHAREHOLDERS. SLATE. PRINCIPAL MEMBERS. LEANDRO PUCCINI SECUNHO, ANTONIO PEDRO DA SILVA MACHADO AND GIORGIO BAMPI. SUBSTITUTE MEMBERS. RAFAEL REZENDE BRIGOLINI, ADRIANO MEIRA RICCI AND PAULO ROBERTO FRANCESCHI 4 TO ELECT THE MEMBERS OF THE FISCAL COUNCIL. Mgmt No vote CANDIDATES APPOINTED BY MINORITARY COMMON SHARES CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting OPTIONS TO INDICATE A PREFERENCE ON MEMBERS OF THE BOARD OF DIRECTORS, ONLY ONE CAN BE SELECTED. THE STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 1 OF THE 2 OPTIONS BELOW, YOUR OTHER VOTES MUST BE EITHER AGAINST OR ABSTAIN THANK YOU CMMT THE BOARD / ISSUER HAS NOT RELEASED A Non-Voting STATEMENT ON WHETHER THEY RECOMMEND TO VOTE IN FAVOUR OR AGAINST UNDER THE RESOLUTIONS 5 AND 6 5 TO ELECT THE MEMBERS OF THE BOARD OF Mgmt No vote DIRECTORS. CANDIDATES APPOINTED BY CONTROLLER SHAREHOLDERS. SLATE. MARCELO AUGUSTO DUTRA LABUTO, CARLOS HAMILTON VASCONCELOS ARAUJO, JOSE MAURICIO PEREIRA COELHO, MARCELO PINHEIRO FRANCO, NERYLSON LIMA DA SILVA AND ISABEL DA SILVA RAMOS 6 TO ELECT THE MEMBERS OF THE BOARD OF Mgmt No vote DIRECTORS. CANDIDATES APPOINTED BY MINORITARY COMMON SHARES 7 TO SET THE TOTAL ANNUAL PAYMENT FOR THE Mgmt No vote MEMBERS OF THE FISCAL COUNCIL 8 TO SET THE GLOBAL REMUNERATION OF THE Mgmt No vote COMPANY DIRECTORS 9 TO SET THE REMUNERATION OF THE AUDIT Mgmt No vote COMMITTEE CMMT 27MAR2017: PLEASE NOTE THAT VOTES 'IN Non-Voting FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU CMMT 27MAR2017: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. -------------------------------------------------------------------------------------------------------------------------- BB SEGURIDADE PARTICIPACOES SA, BRASILIA, DF Agenda Number: 707861337 -------------------------------------------------------------------------------------------------------------------------- Security: P1R1WJ103 Meeting Type: EGM Meeting Date: 20-Apr-2017 Ticker: ISIN: BRBBSEACNOR5 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE 1 TO APPROVE THE CREATION OF THE MATCHING Mgmt No vote PROGRAM FOR THE MEMBERS OF THE EXECUTIVE COMMITTEE OF BB SEGURIDADE PARTICIPACOES S.A CMMT 27MAR2017: PLEASE NOTE THAT VOTES 'IN Non-Voting FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU CMMT 27MAR2017: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. -------------------------------------------------------------------------------------------------------------------------- BRASKEM SA, CAMACARI, BA Agenda Number: 707936463 -------------------------------------------------------------------------------------------------------------------------- Security: P18533110 Meeting Type: AGM Meeting Date: 28-Apr-2017 Ticker: ISIN: BRBRKMACNPA4 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU CMMT PLEASE NOTE THAT PREFERENCE SHAREHOLDERS Non-Voting CAN SUBMIT A MEMBER FROM THE CANDIDATES LIST ONCE THEY HAVE BEEN ELECTED OR ALTERNATIVELY A CANDIDATE OUTSIDE OF THE OFFICIAL LIST, HOWEVER WE CANNOT DO THIS THROUGH THE PROXYEDGE PLATFORM. IN ORDER TO SUBMIT A VOTE TO ELECT A CANDIDATE, CLIENTS MUST CONTACT THEIR CSR TO INCLUDE THE NAME OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE ON THIS ITEM ARE RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK YOU CMMT PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS Non-Voting CAN VOTE ON ITEM 3 ONLY. THANK YOU CMMT THE BOARD / ISSUER HAS NOT RELEASED A Non-Voting STATEMENT ON WHETHER THEY RECOMMEND TO VOTE IN FAVOUR OR AGAINST THE RESOLUTION 3 3 ELECTION OF THE MEMBERS OF THE FISCAL Mgmt No vote COUNCIL AND THEIR RESPECTIVE SUBSTITUTES. CANDIDATE APPOINTED BY MINORITARY PREFERRED SHARES CMMT 18 APR 2017: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO MODIFICATION OF NUMBERING OF RESOLUTIONS FROM 1.2 TO 3 AND MODIFICATION OF TEXT IN COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. -------------------------------------------------------------------------------------------------------------------------- BTG PACTUAL PARTICIPATIONS LTD Agenda Number: 707610223 -------------------------------------------------------------------------------------------------------------------------- Security: G16634126 Meeting Type: EGM Meeting Date: 05-Dec-2016 Ticker: ISIN: BRBBTGUNT007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU 1 IN CONNECTION WITH MATTERS APPROVED AT THE Mgmt No vote BOARD OF DIRECTORS MEETING HELD ON NOVEMBER 8, 2016 DULY DISCLOSED TO THE MARKET AND CVM THROUGH THE EMPRESAS.NET SYSTEM. RATIFY THE RESOLUTIONS VOTED BY THE BOARD OF DIRECTORS MEETING TO RE ARRANGE THE POSITIONS HELD BY MEMBERS OF THE BOARD OF DIRECTORS AND APPOINT MR. MARCELO KALIM AS ITS CHAIR 2 APPROVE THE COMPANY BYLAWS AMENDMENT Mgmt No vote CLEARLY SPECIFYING THE MATTER OF THE COMPANY'S REPRESENTATION WHEN THERE IS ONLY ONE 1 CHIEF EXECUTIVE OFFICER CMMT 'THE BOARD / ISSUER HAS NOT RELEASED A Non-Voting STATEMENT ON WHETHER THEY RECOMMEND TO VOTE IN FAVOUR OR AGAINST THE RESOLUTION 3' 3 DELIBERATE ON THE ELECTION OF MR. GUILLERMO Mgmt No vote ORTIZ MARTINEZ AS MEMBER OF THE BOARD OF DIRECTORS. APPOINTED BY CONTROLLER SHAREHOLDER 4 UPDATE THE WORDING OF THE HEADING OF Mgmt No vote ARTICLE 5 OF THE BYLAWS IN RELATION TO CAPITAL INCREASE WITHIN THE AUTHORIZED CAPITAL LIMIT, AS APPROVED AT THE BOARD OF DIRECTORS MEETINGS HELD ON JULY 14, 2016 AND SEPTEMBER 29, 2016 5 DELETE ARTICLE 58 OF THE COMPANY'S BYLAWS Mgmt No vote AND CONSEQUENTLY END CLASS C PREFERRED SHARES, CLASS D PREFERRED SHARES AND CLASS E PREFERRED SHARES, DUE TO THEIR TRANSITIONAL NATURE AND THE CONCLUSION OF THE TRANSACTION FOR WHICH THESE CLASSES WERE CREATED 6 APPROVE THE AMENDED WORDING OF THE Mgmt No vote COMPANY'S BYLAWS, ARTICLE 14, PARAGRAPH 9 SIMPLIFYING THE COMPANY'S REPRESENTATION 7 APPROVE THE AMENDED WORDING OF ARTICLES 29 Mgmt No vote AND 31 AND THEIR RESPECTIVE PARAGRAPHS IN THE COMPANY'S BYLAWS IN ORDER TO COMPLY WITH THE CENTRAL BANK OF BRAZILS RESOLUTION 4433, ARTICLE 9, OF JULY 23, 2015 8 REWORD THE COMPANY'S BYLAWS TO REFLECT THE Mgmt No vote ABOVE MENTIONED AMENDMENTS -------------------------------------------------------------------------------------------------------------------------- BTG PACTUAL PARTICIPATIONS LTD Agenda Number: 707611100 -------------------------------------------------------------------------------------------------------------------------- Security: G16634126 Meeting Type: EGM Meeting Date: 08-Dec-2016 Ticker: ISIN: BRBBTGUNT007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU 1 TO ELECT GUILLERMO ORTIZ MARTINEZ TO THE Mgmt No vote BOARD OF DIRECTORS -------------------------------------------------------------------------------------------------------------------------- BTG PACTUAL PARTICIPATIONS LTD Agenda Number: 707676120 -------------------------------------------------------------------------------------------------------------------------- Security: G16634126 Meeting Type: EGM Meeting Date: 18-Jan-2017 Ticker: ISIN: BRBBTGUNT007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU I TO APPROVE THE DRAFTING OF THE MINUTES IN Mgmt No vote SUMMARY FORM, IN ACCORDANCE WITH PARAGRAPH 1 OF ARTICLE 130 OF THE BRAZILIAN CORPORATE LAW II TO APPROVE THE PROTOCOL AND JUSTIFICATION Mgmt No vote OF THE MERGER OF BTG PACTUAL COMERCIALIZADORA DE ENERGIA LTDA. INTO BANCO BTG PACTUAL S.A., WHICH WAS ENTERED INTO ON DECEMBER 29, 2016, BETWEEN THE COMPANY AND BTG PACTUAL COMERCIALIZADORA DE ENERGIA LTDA., A COMPANY WITH ITS HEAD OFFICE IN THE CITY AND STATE OF SAO PAULO, AT AVENIDA BRIGADEIRO FARIA LIMA 3477, 14TH FLOOR, PART, ITAIM BIBI, ZIP CODE 04538.133, WITH BRAZILIAN CORPORATE TAXPAYER ID NUMBER, CNPJ.MF, 07.133.522.0001.00, AND WITH ITS FOUNDING DOCUMENTS ON FILE AT THE SAO PAULO STATE BOARD OF TRADE UNDER COMPANY ID NUMBER, NIRE, 35.219.34420.4 III TO RATIFY THE HIRING OF THE SPECIALIZED Mgmt No vote COMPANY ACAL AUDITORES INDEPENDENTES S.S., FROM HERE ONWARDS REFERRED TO AS THE SPECIALIZED COMPANY, FOR THE PREPARATION OF THE VALUATION REPORT, FROM HERE ONWARDS REFERRED TO AS THE VALUATION REPORT OF THE EQUITY OF BTG PACTUAL COMERCIALIZADORA DE ENERGIA LTDA., WHICH IS TO BE MERGED INTO THE COMPANY, FROM HERE ONWARDS REFERRED TO AS THE MERGER, FOR THE PURPOSES OF ARTICLES 227 AND 8 OF LAW NUMBER 6404.76 IV TO APPROVE THE VALUATION REPORT Mgmt No vote V TO APPROVE THE MERGER OF BTG PACTUAL Mgmt No vote COMERCIALIZADORA DE ENERGIA LTDA VI TO AUTHORIZE THE MANAGERS OF THE COMPANY TO Mgmt No vote DO ALL OF THE ACTS THAT ARE NECESSARY FOR THE CONCLUSION OF THE MERGER -------------------------------------------------------------------------------------------------------------------------- BTG PACTUAL PARTICIPATIONS LTD Agenda Number: 707715213 -------------------------------------------------------------------------------------------------------------------------- Security: G16634126 Meeting Type: EGM Meeting Date: 03-Feb-2017 Ticker: ISIN: BRBBTGUNT007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU A TO RESOLVE IN REGARD TO THE AMENDMENT OF Mgmt No vote THE CORPORATE BYLAWS OF THE COMPANY IN ORDER TO MAKE THE TRADING OF THE SECURITIES OF THE COMPANY AND OF BANCO BTG PACTUAL S.A., FROM HERE ONWARDS REFERRED TO AS, MORE FLEXIBLE BY MEANS OF A. THE POSSIBILITY OF THE ISSUANCE OF NEW UNITS REPRESENTING, ON THE ONE SIDE, SHARES ISSUED BY THE COMPANY, AND ON THE OTHER SIDE, SHARES ISSUED BY BANK, TO BE NEGOTIATED SEPARATELY. B. THE EXTENSION TO THE OWNERS OF THE NEW UNITS OF THE SAME ADDITIONAL RIGHTS THAT ARE CONFERRED TO THE MINORITY OWNERS OF THE UNITS THAT ARE CURRENTLY TRADED UNDER THE TICKER SYMBOL BBTG11, AS IS DESCRIBED IN A PROPOSAL FROM THE MANAGEMENT THAT IS PRESENTED BY THE COMPANY ON THE SAME DATE -------------------------------------------------------------------------------------------------------------------------- BTG PACTUAL PARTICIPATIONS LTD Agenda Number: 707715047 -------------------------------------------------------------------------------------------------------------------------- Security: G16634126 Meeting Type: EGM Meeting Date: 13-Feb-2017 Ticker: ISIN: BRBBTGUNT007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE A TO RESOLVE IN REGARD TO THE AMENDMENT OF Mgmt No vote THE CORPORATE BYLAWS OF THE COMPANY IN ORDER TO MAKE THE TRADING OF THE SECURITIES OF THE COMPANY AND OF BTG PACTUAL PARTICIPATIONS, LTD., FROM HERE ONWARDS REFERRED TO AS BTGP, MORE FLEXIBLE BY MEANS OF A. THE POSSIBILITY OF THE ISSUANCE OF NEW UNITS REPRESENTING, ON THE ONE SIDE, SHARES ISSUED BY THE BANK, AND ON THE OTHER SIDE, SHARES ISSUED BY BTGP, TO BE NEGOTIATED SEPARATELY, B. THE EXTENSION TO THE OWNERS OF THE NEW UNITS OF THE SAME ADDITIONAL RIGHTS THAT ARE CONFERRED TO THE MINORITY OWNERS OF THE UNITS THAT ARE CURRENTLY TRADED UNDER THE TICKER SYMBOL BBTG11, AS IS DESCRIBED IN A PROPOSAL FROM THE MANAGEMENT THAT IS PRESENTED BY THE COMPANY ON THE SAME DATE -------------------------------------------------------------------------------------------------------------------------- BTG PACTUAL PARTICIPATIONS LTD Agenda Number: 707717899 -------------------------------------------------------------------------------------------------------------------------- Security: G16634126 Meeting Type: EGM Meeting Date: 13-Feb-2017 Ticker: ISIN: BRBBTGUNT007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU 1 TO RESOLVE IN REGARD TO THE AMENDMENT OF Mgmt No vote THE CORPORATE BYLAWS OF THE COMPANY IN ORDER TO MAKE THE TRADING OF THE SECURITIES OF THE COMPANY AND OF BANCO BTG PACTUAL S.A., FROM HERE ONWARDS REFERRED TO AS, A. MORE FLEXIBLE BY MEANS OF THE POSSIBILITY OF THE ISSUANCE OF NEW UNITS REPRESENTING, ON THE ONE SIDE, SHARES ISSUED BY THE COMPANY, AND ON THE OTHER SIDE, SHARES ISSUED BY BANK, TO BE NEGOTIATED SEPARATELY. B. THE EXTENSION TO THE OWNERS OF THE NEW UNITS OF THE SAME ADDITIONAL RIGHTS THAT ARE CONFERRED TO THE MINORITY OWNERS OF THE UNITS THAT ARE CURRENTLY TRADED UNDER THE TICKER SYMBOL BBTG11, AS IS DESCRIBED IN A PROPOSAL FROM THE MANAGEMENT THAT IS PRESENTED BY THE COMPANY ON THE SAME DATE -------------------------------------------------------------------------------------------------------------------------- BTG PACTUAL PARTICIPATIONS LTD Agenda Number: 708025095 -------------------------------------------------------------------------------------------------------------------------- Security: G16634126 Meeting Type: AGM Meeting Date: 27-Apr-2017 Ticker: ISIN: BRBBTGUNT007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 APPOINTMENT OF THE CHAIRPERSON OF THE Mgmt No vote GENERAL MEETING 2 CONFIRMATION OF THE CALL NOTICE Mgmt No vote 3 TO RECEIVE AND APPROVE THE FINANCIAL Mgmt No vote STATEMENTS FOR THE YEARS ENDED DECEMBER 31, 2016 AND THE REPORT OF THE INDEPENDENT AUDITORS THEREON 4 TO DECIDE ON THE ALLOCATION OF THE NET Mgmt No vote PROFITS OF THE FISCAL YEAR ENDED ON DECEMBER 31, 2016 AND ON THE DISTRIBUTION OF DIVIDENDS 5 RESOLVE ON THE APPOINTMENT OF AN Mgmt No vote INDEPENDENT AUDITOR, WITH A TERM FROM THE CONCLUSION OF THIS AGM TO THE CONCLUSION OF THE NEXT AGM, IN WHICH THE FINANCIAL STATEMENTS WILL BE PRESENTED CMMT THE BOARD / ISSUER HAS NOT RELEASED A Non-Voting STATEMENT ON WHETHER THEY RECOMMEND TO VOTE IN FAVOUR OR AGAINST THE RESOLUTION 6 6 TO ELECT THE MEMBERS OF THE BOARD OF Mgmt No vote DIRECTORS. CANDIDATES APPOINTED BY CONTROLLER SHAREHOLDERS. SLATE. MEMBERS. MARCELO KALIM, JOHN HUW GWILI JENKINS, ROBERTO BALLS SALLOUTI, PERSIO ARIDA, CLAUDIO EUGENIO STILLER GALEAZZI, MARK CLIFFORD MALETZ, NELSON AZEVEDO JOBIM AND GUILLERMO ORTIZ MARTINEZ CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU CMMT PLEASE NOTE THAT SHAREHOLDERS CAN SUBMIT A Non-Voting MEMBER FROM THE CANDIDATES LIST OR ALTERNATIVELY A CANDIDATE OUTSIDE OF THIS LIST, HOWEVER WE CANNOT DO THIS THROUGH THE PROXYEDGE PLATFORM. IN ORDER TO SUBMIT A VOTE TO ELECT A CANDIDATE OUTSIDE THE LIST, CLIENTS MUST CONTACT THEIR CLIENT SERVICE REPRESENTATIVE TO INCLUDE THE NAME OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE ON THIS ITEM ARE RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK YOU CMMT 17 APR 2017: DELETION OF AMENDMENT COMMENT Non-Voting -------------------------------------------------------------------------------------------------------------------------- BTG PACTUAL PARTICIPATIONS LTD Agenda Number: 707937225 -------------------------------------------------------------------------------------------------------------------------- Security: G16634126 Meeting Type: AGM Meeting Date: 28-Apr-2017 Ticker: ISIN: BRBBTGUNT007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU CMMT PLEASE NOTE THAT SHAREHOLDERS CAN SUBMIT A Non-Voting MEMBER FROM THE CANDIDATES LIST OR ALTERNATIVELY A CANDIDATE OUTSIDE OF THIS LIST, HOWEVER WE CANNOT DO THIS THROUGH THE PROXYEDGE PLATFORM. IN ORDER TO SUBMIT A VOTE TO ELECT A CANDIDATE OUTSIDE THE LIST, CLIENTS MUST CONTACT THEIR CLIENT SERVICE REPRESENTATIVE TO INCLUDE THE NAME OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE ON THIS ITEM ARE RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK YOU 1 TO EXAMINE, DISCUSS AND VOTE UPON THE BOARD Mgmt No vote OF DIRECTORS ANNUAL REPORT, FISCAL COUNCIL REPORT, THE FINANCIAL STATEMENTS AND INDEPENDENT AUDITORS REPORT RELATING TO FISCAL YEAR ENDING DECEMBER 31, 2016 2 TO CONSIDER THE ALLOCATION OF THE NET Mgmt No vote INCOME FOR THE YEARS ENDED DECEMBER 31, 2016 CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting SLATES TO BE ELECTED AS BOARD OF DIRECTORS, THERE IS ONLY 1 VACANCY AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE TO INSTRUCT, YOU ARE REQUIRED TO VOTE FOR ONLY 1 OF THE 2 SLATES OF BOARD OF DIRECTORS.THANK YOU CMMT THE BOARD / ISSUER HAS NOT RELEASED A Non-Voting STATEMENT ON WHETHER THEY RECOMMEND TO VOTE IN FAVOUR OR AGAINST THE SLATE UNDER RESOLUTIONS 3.1 AND 3.2 3.1 TO DELIBERATE REGARDING THE ELECTION OF THE Mgmt No vote MEMBERS OF BOARD OF DIRECTORS. CANDIDATES APPOINTED BY CONTROLLER SHAREHOLDERS. MEMBERS. MARCELO KALIM, JOHN HUW GWILI JENKINS, ROBERTO BALLS SALLOUTI, PERSIO ARIDA, CLAUDIO EUGENIO STILLER GALEAZZI, MARK CLIFFORD MALETZ, NELSON AZEVEDO JOBIM AND NELSON AZEVEDO JOBIM 3.2 TO DELIBERATE REGARDING THE ELECTION OF THE Mgmt No vote MEMBERS OF BOARD OF DIRECTORS. CANDIDATE APPOINTED BY MINORITARY COMMON SHARES CMMT THE BOARD / ISSUER HAS NOT RELEASED A Non-Voting STATEMENT ON WHETHER THEY RECOMMEND TO VOTE IN FAVOUR OR AGAINST THE RESOLUTION 3.3 3.3 TO DELIBERATE REGARDING THE ELECTION OF THE Mgmt No vote MEMBERS OF BOARD OF DIRECTORS. CANDIDATE APPOINTED BY CONTROLLER SHAREHOLDERS PREFERRED SHARES 4 TO DELIBERATE REGARDING THE DIRECTORS Mgmt No vote GLOBAL REMUNERATION CMMT 17 APR 2017: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO MODIFICATION OF NAME IN THE RESOLUTION 3.1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. -------------------------------------------------------------------------------------------------------------------------- BTG PACTUAL PARTICIPATIONS LTD Agenda Number: 707937198 -------------------------------------------------------------------------------------------------------------------------- Security: G16634126 Meeting Type: EGM Meeting Date: 28-Apr-2017 Ticker: ISIN: BRBBTGUNT007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 TO APPROVE THE AMENDMENT OF THE WORDING OF Mgmt No vote ARTICLES 28, 29 AND 30 AND OF THE RESPECTIVE PARAGRAPHS OF THE CORPORATE BYLAWS OF THE COMPANY, FOR THE PURPOSE OF COMPLYING WITH THE PROVISION IN ARTICLE 9 OF RESOLUTION 4433 OF THE BRAZILIAN CENTRAL BANK OF JULY 23, 2015 2 TO RESTATE THE CORPORATE BYLAWS OF THE Mgmt No vote COMPANY IN SUCH A WAY AS TO REFLECT THE AMENDMENTS THAT ARE LISTED ON ITEM 1 ABOVE CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU -------------------------------------------------------------------------------------------------------------------------- CCR SA, SAO PAULO Agenda Number: 707594710 -------------------------------------------------------------------------------------------------------------------------- Security: P1413U105 Meeting Type: EGM Meeting Date: 29-Nov-2016 Ticker: ISIN: BRCCROACNOR2 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU I INCREASE IN THE AUTHORIZED CAPITAL LIMIT OF Mgmt No vote THE COMPANY FROM 1,920,000,000 COMMON SHARES TO 2,020,000,000 COMMON SHARES AND THE CONSEQUENT AMENDMENT OF ARTICLE 8 OF THE CORPORATE BYLAWS OF THE COMPANY II ADJUSTMENT OF THE WORDING OF PARAGRAPH 5 OF Mgmt No vote ARTICLE 13 OF THE CORPORATE BYLAWS OF THE COMPANY, FOR THE SOLE PURPOSE OF CLARIFYING THAT THE QUORUM FOR RESOLUTIONS OF THE BOARD OF DIRECTORS OF THE COMPANY THAT IS PROVIDED FOR IN THAT PROVISION IS ALSO SUBJECT TO THE RULE THAT IS CONTAINED IN PARAGRAPH 1 OF ARTICLE 14 OF THE CORPORATE BYLAWS OF THE COMPANY, WHICH PROVIDES FOR A QUALIFIED MAJORITY FOR A CERTAIN MATTERS SUBJECT TO THE APPROVAL OF THE BOARD OF DIRECTORS III THE AMENDMENT AND RESTATEMENT OF THE Mgmt No vote CORPORATE BYLAWS OF THE COMPANY, IN THE EVENT THAT THE PROPOSALS FOR THE AMENDMENT OF ARTICLE 8 AND OF PARAGRAPH 5 OF ARTICLE 13 OF THE CORPORATE BYLAWS OF THE COMPANY, AS DESCRIBED IN ITEMS I AND II ABOVE, ARE APPROVED -------------------------------------------------------------------------------------------------------------------------- CCR SA, SAO PAULO Agenda Number: 707837045 -------------------------------------------------------------------------------------------------------------------------- Security: P2170M104 Meeting Type: EGM Meeting Date: 11-Apr-2017 Ticker: ISIN: BRCCROACNOR2 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE 1 RESOLVE ON THE CONSOLIDATION OF THE Mgmt No vote COMPANYS BYLAWS, REFLECTING THE INCREASE OF THE APPROVED CAPITAL STOCK, WITHIN THE AUTHORIZED AMOUNT AUTHORIZED AT THE BOARD OF DIRECTORS MEETING HELD ON FEBRUARY 9, 2017, WHICH AMOUNTED TO SIX BILLION, ONE HUNDRED AND TWENTY SIX MILLION, ONE HUNDRED THOUSAND, TWO HUNDRED AND THIRTY REAIS AND FIFTY FOUR CENTAVOS BRL 6,126,100,230.54, DIVIDED INTO TWO BILLION AND TWENTY MILLION 2,020,000,000 COMMON SHARES, BOOK ENTRY SHARES WITH NO PAR VALUE CMMT 14 MAR 2017: PLEASE NOTE THAT VOTES 'IN Non-Voting FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU CMMT 17 MAR 2017: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO ADDITION OF COMMENT AND MODIFICATION IN TEXT OF RESOLUTION 1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU -------------------------------------------------------------------------------------------------------------------------- CCR SA, SAO PAULO Agenda Number: 707933188 -------------------------------------------------------------------------------------------------------------------------- Security: P2170M104 Meeting Type: AGM Meeting Date: 11-Apr-2017 Ticker: ISIN: BRCCROACNOR2 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting MEETING ID 745409 DUE TO ADDITION OF RESOLUTIONS 17, 22 AND 23. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU. CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU 1 TO TAKE KNOWLEDGE OF THE DIRECTORS Mgmt No vote ACCOUNTS, TO EXAMINE, DISCUSS AND VOTE ON THE ADMINISTRATIONS REPORT, FINANCIAL STATEMENTS AND EXPLANATORY NOTES ACCOMPANIED BY THE INDEPENDENT AUDITORS REPORT FOR THE FISCAL YEAR ENDED ON DECEMBER 31, 2016 2 TO DECIDE AND APPROVE ON THE REVISION OF Mgmt No vote THE CAPITAL BUDGET FOR THE 2017 FISCAL YEAR 3 TO DECIDE ON THE ALLOCATION OF THE RESULT Mgmt No vote OF THE FISCAL YEAR ENDED ON DECEMBER 31, 2016 4 TO SET THE NUMBER OF MEMBERS OF THE BOARD Mgmt No vote OF DIRECTORS CMMT PLEASE NOTE THAT SHAREHOLDERS THAT VOTE IN Non-Voting FAVOR IN RESOLUTIONS 5 TO 15, CANNOT VOTE IN FAVOR FOR THE RESOLUTIONS 16 AND 17. SIMILARLY SHAREHOLDERS THAT VOTE IN FAVOR IN RESOLUTIONS 16 AND 17 CANNOT VOTE IN FAVOR FOR THE RESOLUTIONS 5 TO 15. THANK YOU CMMT THE BOARD / ISSUER HAS NOT RELEASED A Non-Voting STATEMENT ON WHETHER THEY RECOMMEND TO VOTE IN FAVOUR OR AGAINST THE RESOLUTIONS 5 TO 17 5 ELECTION OF MEMBERS OF THE BOARD OF Mgmt No vote DIRECTORS OF THE COMPANY. CANDIDATES APPOINTED BY CONTROLLER SHAREHOLDER. MEMBERS. FULL. ANA MARIA MARCONDES PENIDO SANT ANNA. ALTERNATE. EDUARDA PENIDO DALLA VECCHIA 6 ELECTION OF MEMBERS OF THE BOARD OF Mgmt No vote DIRECTORS OF THE COMPANY. CANDIDATES APPOINTED BY CONTROLLER SHAREHOLDER. MEMBERS. FULL. FRANCISCO CAPRINO NETO. ALTERNATE. ROBERTO NAVARRO EVANGELISTA 7 ELECTION OF MEMBERS OF THE BOARD OF Mgmt No vote DIRECTORS OF THE COMPANY. CANDIDATES APPOINTED BY CONTROLLER SHAREHOLDER. MEMBERS. FULL. RICARDO COUTINHO DE SENA. ALTERNATE. JOSE HENRIQUE BRAGA POLIDO LOPES 8 ELECTION OF MEMBERS OF THE BOARD OF Mgmt No vote DIRECTORS OF THE COMPANY. CANDIDATES APPOINTED BY CONTROLLER SHAREHOLDER. MEMBERS. FULL. JOSE FLORENCIO RODRIGUES NETO. ALTERNATE. LIVIO HAGIME KUZE 9 ELECTION OF MEMBERS OF THE BOARD OF Mgmt No vote DIRECTORS OF THE COMPANY. CANDIDATES APPOINTED BY CONTROLLER SHAREHOLDER. MEMBERS. FULL. PAULO ROBERTO RECKZIEGEL GUEDES. ALTERNATE. TARCISIO AUGUSTO CARNEIRO 10 ELECTION OF MEMBERS OF THE BOARD OF Mgmt No vote DIRECTORS OF THE COMPANY. CANDIDATES APPOINTED BY CONTROLLER SHAREHOLDER. MEMBERS. FULL. ANA DOLORES MOURA CARNEIRO NOVAES. ALTERNATE. EDUARDO PENIDO SANT ANNA 11 ELECTION OF MEMBERS OF THE BOARD OF Mgmt No vote DIRECTORS OF THE COMPANY. CANDIDATES APPOINTED BY CONTROLLER SHAREHOLDER. MEMBERS. FULL. PAULO MARCIO DE OLIVEIRA MONTEIRO. ALTERNATE. MARINA ROSENTHAL ROCHA 12 ELECTION OF MEMBERS OF THE BOARD OF Mgmt No vote DIRECTORS OF THE COMPANY. CANDIDATES APPOINTED BY CONTROLLER SHAREHOLDER. MEMBERS. FULL. HENRIQUE SUTTON DE SOUSA NEVES. ALTERNATE. ROSA E PENIDO DALLA VECCHIA 13 ELECTION OF MEMBERS OF THE BOARD OF Mgmt No vote DIRECTORS OF THE COMPANY. CANDIDATES APPOINTED BY CONTROLLER SHAREHOLDER. MEMBERS. FULL. MURILO C L DOS SANTOS PASSOS. ALTERNATE. FERNANDO LUIZ AGUIAR FILHO 14 ELECTION OF MEMBERS OF THE BOARD OF Mgmt No vote DIRECTORS OF THE COMPANY. CANDIDATES APPOINTED BY CONTROLLER SHAREHOLDER. INDEPENDENT MEMBER. LUIZ ALBERTO COLONNA ROSMAN 15 ELECTION OF MEMBERS OF THE BOARD OF Mgmt No vote DIRECTORS OF THE COMPANY. CANDIDATES APPOINTED BY CONTROLLER SHAREHOLDER. INDEPENDENT MEMBER. WILSON NELIO BRUMER 16 ELECTION OF MEMBERS OF THE BOARD OF Mgmt No vote DIRECTORS OF THE COMPANY. CANDIDATES APPOINTED BY MINORITARY COMMON SHARES. NOTE MEMBER. MAILSON FERREIRA DA NOBREGA 17 ELECTION OF MEMBERS OF THE BOARD OF Mgmt No vote DIRECTORS OF THE COMPANY. CANDIDATES APPOINTED BY MINORITARY COMMON SHARES. NOTE MEMBER. CHARLES RENE LEBARBENCHON 18 TO INSTALL THE FISCAL COUNCIL OF THE Mgmt No vote COMPANY CMMT PLEASE NOTE THAT SHAREHOLDERS THAT VOTE IN Non-Voting FAVOR IN RESOLUTIONS 19 TO 21, CANNOT VOTE IN FAVOR FOR THE RESOLUTIONS 22 AND 23. SIMILARLY SHAREHOLDERS THAT VOTE IN FAVOR IN RESOLUTIONS 22 AND 23 CANNOT VOTE IN FAVOR FOR THE RESOLUTIONS 19 TO 21. THANK YOU CMMT THE BOARD / ISSUER HAS NOT RELEASED A Non-Voting STATEMENT ON WHETHER THEY RECOMMEND TO VOTE IN FAVOUR OR AGAINST THE RESOLUTIONS 19 TO 23 19 ELECTION OF MEMBERS OF THE FISCAL COUNCIL Mgmt No vote OF THE COMPANY. CANDIDATES APPOINTED BY CONTROLLER SHAREHOLDER. MEMBERS. FULL. NEWTON BRANDAO FERRAZ RAMOS. ALTERNATE. FERNANDO SANTOS SALLES 20 ELECTION OF MEMBERS OF THE FISCAL COUNCIL Mgmt No vote OF THE COMPANY. CANDIDATES APPOINTED BY CONTROLLER SHAREHOLDER. MEMBERS. FULL. ADALGISO FRAGOSO FARIA. ALTERNATE. MARCELO DE ANDRADE 21 ELECTION OF MEMBERS OF THE FISCAL COUNCIL Mgmt No vote OF THE COMPANY. CANDIDATES APPOINTED BY CONTROLLER SHAREHOLDER. MEMBERS. FULL. JOSE VALDIR PESCE. ALTERNATE. EDMAR BRIGUELLI 22 ELECTION OF MEMBERS OF THE FISCAL COUNCIL Mgmt No vote OF THE COMPANY. CANDIDATES APPOINTED BY MINORITARY COMMON SHARES. NOTE MEMBERS. PRINCIPAL. MARIA CECILIA ROSSI. SUBSTITUTE. ALEXANDRE CARDOSO FREITAS 23 ELECTION OF MEMBERS OF THE FISCAL COUNCIL Mgmt No vote OF THE COMPANY. CANDIDATES APPOINTED BY MINORITARY COMMON SHARES. NOTE MEMBERS. PRINCIPAL. LUIZ CLAUDIO LEITE DE OLIVEIRA. SUBSTITUTE. ANDRE EDUARDO DANTAS 24 TO SET THE GLOBAL REMUNERATION OF THE Mgmt No vote COMPANY DIRECTORS FOR THE 2017 FISCAL YEAR -------------------------------------------------------------------------------------------------------------------------- CENCOSUD S.A. Agenda Number: 707943280 -------------------------------------------------------------------------------------------------------------------------- Security: P2205J100 Meeting Type: OGM Meeting Date: 28-Apr-2017 Ticker: ISIN: CL0000000100 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management A EXAMINATION OF THE SITUATION OF THE COMPANY Mgmt No vote AND OF THE REPORTS FROM THE OUTSIDE AUDITING FIRM AND THE APPROVAL OF THE ANNUAL REPORT, BALANCE SHEET AND FINANCIAL STATEMENTS FROM THE FISCAL YEAR THAT ENDED ON DECEMBER 31, 2016, AND OF THE REPORT FROM THE OUTSIDE AUDITING FIRM FOR THAT SAME FISCAL YEAR B DISTRIBUTION OF PROFIT FROM THE 2016 FISCAL Mgmt No vote YEAR AND THE PAYMENT OF DIVIDENDS C PRESENTATION OF THE DIVIDEND POLICY OF THE Mgmt No vote COMPANY D ESTABLISHMENT OF THE COMPENSATION OF THE Mgmt No vote MEMBERS OF THE BOARD OF DIRECTORS E ESTABLISHMENT OF THE COMPENSATION OF THE Mgmt No vote MEMBERS OF THE COMMITTEE OF DIRECTORS AND THE DETERMINATION OF THE EXPENSE BUDGET FOR ITS OPERATION AND FOR ITS ADVISORS F THE REPORT IN REGARD TO THE EXPENSES OF THE Mgmt No vote BOARD OF DIRECTORS AND OF THE COMMITTEE OF DIRECTORS G DESIGNATION OF AN OUTSIDE AUDITING FIRM FOR Mgmt No vote THE 2017 FISCAL YEAR H DESIGNATION OF RISK RATING AGENCIES FOR THE Mgmt No vote 2017 FISCAL YEAR I TO GIVE AN ACCOUNTING OF THE MATTERS THAT Mgmt No vote WERE EXAMINED BY THE COMMITTEE OF DIRECTORS, ACTIVITIES CONDUCTED, ITS ANNUAL REPORT AND THE PROPOSALS THAT WERE NOT ACCEPTED BY THE BOARD OF DIRECTORS, AS WELL AS THE RESOLUTIONS THAT WERE PASSED BY THE BOARD OF DIRECTORS TO APPROVE THE RELATED PARTY TRANSACTIONS J TO GIVE AN ACCOUNTING OF THE OPPOSING VOTES Mgmt No vote OF MEMBERS OF THE BOARD OF DIRECTORS THAT WERE PLACED ON THE RECORD IN THE MINUTES OF THE MEETINGS OF TH BOARD OF DIRECTORS K DESIGNATION OF THE PERIODICAL IN WHICH THE Mgmt No vote CORPORATE NOTICES MUST BE PUBLISHED L IN GENERAL, ANY MATTER OF CORPORATE Mgmt No vote INTEREST THAT IS NOT APPROPRIATE FOR AN EXTRAORDINARY GENERAL MEETING OF SHAREHOLDERS -------------------------------------------------------------------------------------------------------------------------- COCA-COLA FEMSA SAB DE CV Agenda Number: 707792847 -------------------------------------------------------------------------------------------------------------------------- Security: P2861Y136 Meeting Type: OGM Meeting Date: 14-Mar-2017 Ticker: ISIN: MXP2861W1067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management I REPORT OF THE GENERAL DIRECTOR OF COCA-COLA Mgmt No vote FEMSA, S.A.B. OF C.V.. OPINION OF THE BOARD OF DIRECTORS ON THE CONTENT OF THE GENERAL DIRECTOR'S REPORT AND THE BOARD'S OWN REPORTS REGARDING THE MAIN ACCOUNTING AND INFORMATION POLICIES AND CRITERIA FOLLOWED IN THE PREPARATION OF THE FINANCIAL INFORMATION AS WELL AS ON THE OPERATIONS AND ACTIVITIES IN WHICH THERE IS INTERVENED. REPORTS OF CHAIRPERSONS OF AUDIT COMMITTEES AND CORPORATE PRACTICES. PRESENTATION OF THE FINANCIAL STATEMENTS CORRESPONDING TO THE FISCAL YEAR OF 2016. IN THE TERMS OF ARTICLE 172 OF THE GENERAL LAW OF COMMERCIAL COMPANIES AND THE APPLICABLE PROVISIONS OF THE SECURITIES MARKET LAW II REPORT ON COMPLIANCE WITH TAX OBLIGATIONS Mgmt No vote III APPLICATION OF THE INCOME STATEMENT FOR THE Mgmt No vote FISCAL YEAR OF 2016, WHICH INCLUDES DECREEING AND PAYING A DIVIDEND IN CASH, IN NATIONAL CURRENCY IV PROPOSAL TO ESTABLISH THE MAXIMUM AMOUNT OF Mgmt No vote RESOURCES THAT MAY BE USED TO PURCHASE SHARES OF THE COMPANY V ELECTION OF THE MEMBERS OF THE BOARD OF Mgmt No vote DIRECTORS AND SECRETARIES, QUALIFICATION OF THEIR INDEPENDENCE, IN THE TERMS OF THE LEY DEL MERCADO DE VALORES, AND DETERMINATION OF THEIR EMOLUMENTS VI ELECTION OF THE MEMBERS OF THE COMMITTEES Mgmt No vote OF (I) FINANCE AND PLANNING, (II) AUDIT AND (III) CORPORATE PRACTICES, APPOINTMENT OF THE PRESIDENT OF EACH ONE OF THEM AND DETERMINATION OF THEIR EMOLUMENTS VII APPOINTMENT OF DELEGATES TO FORMALIZE THE Mgmt No vote AGREEMENTS OF THE ASSEMBLY VIII READING AND APPROVAL, AS THE CASE MAY BE, Mgmt No vote OF THE MINUTES OF THE ASSEMBLY -------------------------------------------------------------------------------------------------------------------------- COMPANHIA ENERGETICA DE MINAS GERAIS SA, BELO HORI Agenda Number: 708084176 -------------------------------------------------------------------------------------------------------------------------- Security: P2577R110 Meeting Type: AGM Meeting Date: 12-May-2017 Ticker: ISIN: BRCMIGACNPR3 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU CMMT PLEASE NOTE THAT PREFERENCE SHAREHOLDERS Non-Voting CAN SUBMIT A MEMBER FROM THE CANDIDATES LIST OR ALTERNATIVELY A CANDIDATE OUTSIDE OF THIS LIST, HOWEVER WE CANNOT DO THIS THROUGH THE PROXYEDGE PLATFORM. IN ORDER TO SUBMIT A VOTE TO ELECT A CANDIDATE OUTSIDE THE LIST, CLIENTS MUST CONTACT THEIR CSR TO INCLUDE THE NAME OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE ON THIS ITEM ARE RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK YOU CMMT PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS Non-Voting CAN VOTE ON ITEM 6 ONLY. THANK YOU. 6 SEPARATE ELECTION OF FISCAL COUNCIL Mgmt No vote PREFERRED SHARES. INDICATION OF CANDIDATES TO FISCAL COUNCIL. MANUEL JEREMIAS LEITE CALDAS, EFFECTIVE. RONALDO DIAS, SUBSTITUTE CMMT 05 MAY 2017: PLEASE NOTE THAT THE BOARD Non-Voting DOES NOT MAKE ANY RECOMMENDATION ON RESOLUTION 6. THANK YOU CMMT 05 MAY 2017: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO ADDITION OF COMMENT IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. -------------------------------------------------------------------------------------------------------------------------- ECOPETROL S.A. Agenda Number: 707344470 -------------------------------------------------------------------------------------------------------------------------- Security: ADPV14028 Meeting Type: EGM Meeting Date: 14-Sep-2016 Ticker: ISIN: COC04PA00016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE BE AWARE THAT SPLIT VOTING IS NOT Non-Voting ALLOWED IN THE COLOMBIAN MARKET. CLIENTS THAT DECIDE TO OPERATE UNDER THE STRUCTURE OF ONE TAX ID (NIT) WITH MULTIPLE ACCOUNTS ACROSS THE SAME OR DIFFERENT GLOBAL CUSTODIANS MUST ENSURE THAT ALL INSTRUCTIONS UNDER THE SAME TAX ID ARE SUBMITTED IN THE SAME MANNER. CONFLICTING INSTRUCTIONS UNDER THE SAME TAX ID EITHER WITH THE SAME GLOBAL CUSTODIAN OR DIFFERENT CUSTODIANS WILL BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. 1 SECURITY MOMENT Mgmt No vote 2 QUORUM VERIFICATION Mgmt No vote 3 MEETING INSTALLATION BY THE COMPANY'S CEO Mgmt No vote 4 APPROVAL OF THE AGENDA Mgmt No vote 5 APPOINTMENT OF THE PRESIDENT OF THE MEETING Mgmt No vote 6 APPOINTMENT OF THE ELECTIONS AND SCRUTINY Mgmt No vote COMMISSION 7 APPOINTMENT OF THE COMMISSION FOR REVIEW Mgmt No vote AND APPROVAL OF THE MEETING MINUTES 8 APPOINTMENT OF THE MEMBERS OF THE BOARD OF Mgmt No vote DIRECTORS -------------------------------------------------------------------------------------------------------------------------- ECORODOVIAS INFRAESTRUTURA E LOGISTICA SA, SAO PAU Agenda Number: 707317966 -------------------------------------------------------------------------------------------------------------------------- Security: P3661R107 Meeting Type: EGM Meeting Date: 12-Sep-2016 Ticker: ISIN: BRECORACNOR8 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU A THE APPROVAL OF THE INTERIM FINANCIAL Mgmt No vote STATEMENTS IN REGARD TO THE PERIOD OF SIX MONTHS THAT ENDED ON JUNE 30, 2016, FROM HERE ONWARDS REFERRED TO AS THE INTERIM FINANCIAL STATEMENTS B.1 THE APPROVAL OF THE PROPOSAL FROM THE Mgmt No vote MANAGEMENT FOR THE REDUCTION OF THE SHARE CAPITAL OF THE COMPANY, IN THE AMOUNT OF BRL 959,648,975.93, FOR THE ABSORPTION OF THE ACCUMULATED LOSSES THAT ARE SHOWN IN THE INTERIM FINANCIAL STATEMENTS, IN THE AMOUNT OF BRL 1,120,439,318.40, DEDUCTED FROM THE LEGAL RESERVE IN THE AGGREGATE AMOUNT OF BRL 160,790,342.47, WITHOUT A CANCELLATION OR REDUCTION IN THE NUMBER OF SHARES, FROM HERE ONWARDS REFERRED TO AS A CAPITAL REDUCTION, AND THE CONSEQUENT AMENDMENT OF THE MAIN PART OF ARTICLE 5 OF THE CORPORATE BYLAWS OF THE COMPANY B.2 THE AMENDMENT OF PARAGRAPHS 6 AND 7 OF Mgmt No vote ARTICLE 12, AND OF ARTICLE 24 OF THE CORPORATE BYLAWS OF THE COMPANY IN ORDER TO INCLUDE THE POSITION OF VICE CHAIRPERSON OF THE BOARD OF DIRECTORS CMMT THE BOARD / ISSUER HAS NOT RELEASED A Non-Voting STATEMENT ON WHETHER THEY RECOMMEND TO VOTE IN FAVOUR OR AGAINST THE RESOLUTION B.3 THE ELECTION OF ALTERNATE MEMBERS OF THE Mgmt No vote BOARD OF DIRECTORS CANDIDATES APPOINTED BY CONTROLLER SHAREHOLDERS MEMBERS NEREU MIGUEL RIBEIRO DOMINGUES AND EDDA GANDOSSI C RATIFICATION OF ANY ACTS DONE BY THE Mgmt No vote EXECUTIVE COMMITTEE AND AN AUTHORIZATION FOR THE EXECUTIVE COMMITTEE TO DO ALL OF THE ACTS THAT ARE NECESSARY TO FORMALIZE THE RESOLUTIONS THAT ARE APPROVED -------------------------------------------------------------------------------------------------------------------------- EDP - ENERGIAS DO BRASIL SA, SAO PAULO, SP Agenda Number: 707850978 -------------------------------------------------------------------------------------------------------------------------- Security: P3769R108 Meeting Type: AGM Meeting Date: 12-Apr-2017 Ticker: ISIN: BRENBRACNOR2 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE 1 TO TAKE THE ACCOUNTS OF DIRECTORS, TO Mgmt No vote EXAMINE, DISCUSS AND VOTE ON THE ADMINISTRATIONS REPORT, THE FINANCIAL STATEMENTS AND THE ACCOUNTING STATEMENTS ACCOMPANIED BY THE INDEPENDENT AUDITORS REPORT REGARDING THE FISCAL YEAR ENDED ON DECEMBER 31, 2016 2 TO DECIDE ON THE DISTRIBUTION OF THE Mgmt No vote PROFITS FROM THE FISCAL YEAR OF 2016, TO APPROVE THE PROPOSAL FOR THE CAPITAL BUDGET AND DISTRIBUTION OF DIVIDENDS 3 TO DETERMINE THE NUMBER OF MEMBERS OF THE Mgmt No vote BOARD OF DIRECTORS CMMT PLEASE NOTE THAT YOU CAN ONLY VOTE FOR RES. Non-Voting 4 TO 10 OR RES. 11. IF YOU VOTE FOR RES. 4 TO 10 THEN YOU CANNOT VOTE FOR RES. 11. IF YOU VOTE FOR RES. 11 THEN YOU CANNOT VOTE FOR RES. 4 TO 10. STANDING INSTRUCTIONS HAS BEEN DISABLED FOR THIS MEETING. THANK YOU. CMMT THE BOARD / ISSUER HAS NOT RELEASED A Non-Voting STATEMENT ON WHETHER THEY RECOMMEND TO VOTE IN FAVOUR OR AGAINST THE RESOLUTIONS 4 TO 11 4 TO ELECT THE MEMBERS OF THE BOARD OF Mgmt No vote DIRECTORS. NAMES APPOINTED BY CONTROLLER SHAREHOLDERS. MEMBER. ANTONIO LUIS GUERRA NUNES MEXIA 5 TO ELECT THE MEMBERS OF THE BOARD OF Mgmt No vote DIRECTORS. NAMES APPOINTED BY CONTROLLER SHAREHOLDERS. MEMBER. MIGUEL NUNO SIMOES NUNES FERREIRA SETAS 6 TO ELECT THE MEMBERS OF THE BOARD OF Mgmt No vote DIRECTORS. NAMES APPOINTED BY CONTROLLER SHAREHOLDERS. MEMBER. NUNO MARIA PESTANA DE ALMEIDA ALVES 7 TO ELECT THE MEMBERS OF THE BOARD OF Mgmt No vote DIRECTORS. NAMES APPOINTED BY CONTROLLER SHAREHOLDERS. MEMBER. JOAO MANUEL VERISSIMO MARQUES DA CRUZ 8 TO ELECT THE MEMBERS OF THE BOARD OF Mgmt No vote DIRECTORS. NAMES APPOINTED BY CONTROLLER SHAREHOLDERS. MEMBER. PEDRO SAMPAIO MALAN 9 TO ELECT THE MEMBERS OF THE BOARD OF Mgmt No vote DIRECTORS. NAMES APPOINTED BY CONTROLLER SHAREHOLDERS. MEMBER. FRANCISCO CARLOS COUTINHO PITELLA 10 TO ELECT THE MEMBERS OF THE BOARD OF Mgmt No vote DIRECTORS. NAMES APPOINTED BY CONTROLLER SHAREHOLDERS. MEMBER. MODESTO SOUZA BARROS CARVALHOSA 11 TO ELECT THE MEMBERS OF THE BOARD OF Mgmt No vote DIRECTORS. NAMES APPOINTED BY MINORITARY COMMON SHAREHOLDERS 12 TO SET THE GLOBAL REMUNERATION OF THE Mgmt No vote COMPANY DIRECTORS CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU -------------------------------------------------------------------------------------------------------------------------- EDP - ENERGIAS DO BRASIL SA, SAO PAULO, SP Agenda Number: 707838794 -------------------------------------------------------------------------------------------------------------------------- Security: P3769R108 Meeting Type: EGM Meeting Date: 12-Apr-2017 Ticker: ISIN: BRENBRACNOR2 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE I TO APPROVE THE AMENDMENT OF ARTICLE 5 OF Mgmt No vote THE CORPORATE BYLAWS OF THE COMPANY, IN SUCH A WAY AS TO REFLECT THE SHARE CAPITAL INCREASE THAT WAS RATIFIED AT A MEETING OF THE BOARD OF DIRECTORS OF THE COMPANY THAT WAS HELD ON JULY 8, 2016 II TO CHANGE THE JOB TITLES OF POSITIONS ON Mgmt No vote THE EXECUTIVE COMMITTEE OF THE COMPANY AND TO BETTER ESTABLISH THEIR AUTHORITY UNDER THE BYLAWS AND, AS A CONSEQUENCE, TO APPROVE THE AMENDMENTS TO ARTICLES 24 AND 25 OF THE CORPORATE BYLAWS OF THE COMPANY CMMT 21 MAR 2017: PLEASE NOTE THAT VOTES 'IN Non-Voting FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU CMMT 21 MAR 2017: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. -------------------------------------------------------------------------------------------------------------------------- EMPRESA NACIONAL DE ELECTRICIDAD SA ENDESA (CHILE) Agenda Number: 707306999 -------------------------------------------------------------------------------------------------------------------------- Security: P3710M109 Meeting Type: EGM Meeting Date: 04-Oct-2016 Ticker: ISIN: CLP3710M1090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 THE AMENDMENT OF ARTICLE 1 OF THE CORPORATE Mgmt No vote BYLAWS IN ORDER TO REPLACE THE CORPORATE NAME WITH ENEL GENERACION CHILE S.A., IN ORDER THAT ARTICLE 1 COMES TO READ AS FOLLOWS, ARTICLE 1. A PUBLICLY TRADED SHARE CORPORATION THAT IS CALLED ENEL GENERACION CHILE S.A. IS ESTABLISHED, WHICH WILL BE GOVERNED BY THE PROVISIONS OF THESE BYLAWS AND, WHERE THEY ARE SILENT, BY LAW 18,046 AND ITS REGULATIONS AND OTHER RULES THAT ARE APPLICABLE TO THIS TYPE OF COMPANY 2 THE AMENDMENT OF LINE 3 OF ARTICLE 4 OF THE Mgmt No vote CORPORATE BYLAWS, CHANGING THE PROCEDURE FOR CALLING EXTRAORDINARY MEETINGS OF THE BOARD OF DIRECTORS, SO THAT THE MENTIONED PROVISION COMES TO READ AS FOLLOWS, THE CALLING OF EXTRAORDINARY MEETINGS OF THE BOARD OF DIRECTORS WILL BE DONE BY THE MEANS OF COMMUNICATION THAT ARE RESOLVED ON UNANIMOUSLY BY THE MEMBERS OF THE BOARD OF DIRECTORS, SO LONG AS THEIR RELIABILITY IS REASONABLY SECURE, OR, IF SUCH MEASURES ARE NOT RESOLVED ON, BY MEANS OF A CERTIFIED LETTER SENT TO EACH ONE OF THE MEMBERS OF THE BOARD OF DIRECTORS AT LEAST THREE DAYS BEFORE THE MEETING IS TO BE HELD. THIS PERIOD CAN BE REDUCED TO 24 HOURS BEFORE THE MEETING IS HELD IF THE LETTER IS PERSONALLY DELIVERED TO THE MEMBER OF THE BOARD OF DIRECTORS BY A NOTARY PUBLIC 3 THE PASSAGE OF ALL OF THE RESOLUTIONS THAT Mgmt No vote ARE NECESSARY TO BRING ABOUT THE BYLAWS AMENDMENTS -------------------------------------------------------------------------------------------------------------------------- ENEL GENERACION CHILE S.A. Agenda Number: 708017226 -------------------------------------------------------------------------------------------------------------------------- Security: P3710M109 Meeting Type: EGM Meeting Date: 25-Apr-2017 Ticker: ISIN: CLP3710M1090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 TO APPROVE THE AMENDMENT OF THE FOLLOWING Mgmt No vote ARTICLES OF THE CORPORATE BYLAWS OF ENEL GENERACION CHILE S.A., FOR THE PURPOSE OF UPDATING THEIR PROVISIONS: IN ARTICLE 1 OF THE BYLAWS OF THE COMPANY THE FOLLOWING PHRASE WILL BE REMOVED, FOR THOSE OF LAW 18,046 AND ITS REGULATIONS AND RELATED PROVISIONS 1.2 TO APPROVE THE AMENDMENT OF THE FOLLOWING Mgmt No vote ARTICLES OF THE CORPORATE BYLAWS OF ENEL GENERACION CHILE S.A., FOR THE PURPOSE OF UPDATING THEIR PROVISIONS: IN ARTICLE 2 OF THE CORPORATE BYLAWS OF THE COMPANY, THE TERM, PLACES, WILL BE REPLACED BY THE PHRASE, LOCATIONS IN CHILE OR ABROAD 1.3 TO APPROVE THE AMENDMENT OF THE FOLLOWING Mgmt No vote ARTICLES OF THE CORPORATE BYLAWS OF ENEL GENERACION CHILE S.A., FOR THE PURPOSE OF UPDATING THEIR PROVISIONS: THE FOLLOWING SENTENCE WILL BE ADDED TO THE END OF THE TEXT OF ARTICLE 6 OF THE CORPORATE BYLAWS, WITH THE CURRENT LAST SENTENCE BECOMING THE PENULTIMATE SENTENCE, THE PAYMENT OF THE SHARES THAT ARE SUBSCRIBED FOR CAN BE IN CASH OR IN OTHER ASSETS, WHETHER TANGIBLE OR INTANGIBLE 1.4 TO APPROVE THE AMENDMENT OF THE FOLLOWING Mgmt No vote ARTICLES OF THE CORPORATE BYLAWS OF ENEL GENERACION CHILE S.A., FOR THE PURPOSE OF UPDATING THEIR PROVISIONS: THE LAST PERIOD IN ARTICLE 7 OF THE CORPORATE BYLAWS WILL BE REPLACED WITH A COMMA AND THE FOLLOWING TEXT WILL BE ADDED AFTER THE COMMA, WHO MAY BE SHAREHOLDERS OF THE COMPANY OR NOT 1.5 TO APPROVE THE AMENDMENT OF THE FOLLOWING Mgmt No vote ARTICLES OF THE CORPORATE BYLAWS OF ENEL GENERACION CHILE S.A., FOR THE PURPOSE OF UPDATING THEIR PROVISIONS: IN ARTICLE 13 OF THE CORPORATE BYLAWS THE FOLLOWING PHRASE WILL BE REMOVED, AND A VICE CHAIRPERSON 1.6 TO APPROVE THE AMENDMENT OF THE FOLLOWING Mgmt No vote ARTICLES OF THE CORPORATE BYLAWS OF ENEL GENERACION CHILE S.A., FOR THE PURPOSE OF UPDATING THEIR PROVISIONS: THE FINAL ITEM OF ARTICLE 14 OF THE CORPORATE BYLAWS WILL BE REMOVED, WHICH STATES, THE CALL NOTICE FOR EXTRAORDINARY MEETINGS OF THE BOARD OF DIRECTORS WILL BE GIVEN BY THE METHODS OF COMMUNICATION THAT ARE DETERMINED BY THE BOARD OF DIRECTORS UNANIMOUSLY BY ITS MEMBERS, SO LONG AS THERE IS REASONABLE CERTAINTY ABOUT ITS TRUSTWORTHINESS OR, IN THE EVENT THAT SUCH MEANS ARE NOT DETERMINED, BY MEANS OF A CERTIFIED LETTER SENT TO EACH ONE OF THE MEMBERS OF THE BOARD OF DIRECTORS AT LEAST THREE DAYS PRIOR TO THE DATE IT IS HELD. THIS PERIOD CAN BE REDUCED TO 24 HOURS IN ADVANCE IF THE LETTER IS DELIVERED PERSONALLY TO THE MEMBER OF THE BOARD OF DIRECTORS BY A NOTARY PUBLIC 1.7 TO APPROVE THE AMENDMENT OF THE FOLLOWING Mgmt No vote ARTICLES OF THE CORPORATE BYLAWS OF ENEL GENERACION CHILE S.A., FOR THE PURPOSE OF UPDATING THEIR PROVISIONS: THE FINAL ITEM OF ARTICLE 15 OF THE CORPORATE BYLAWS IS ELIMINATED, TO WIT, THE BOARD OF DIRECTORS, ACTING WITHIN THE LIMITS THAT ARE DETERMINED BY THE INVESTMENT AND FINANCING POLICY OF THE COMPANY, MUST VOTE IN REGARD TO THE INVESTMENTS THAT THE COMPANY MAY MAKE IN ACCORDANCE WITH THE BYLAWS. IN THE EVENT THAT THE INVESTMENTS IN ITS MAIN BUSINESS REPRESENT MORE THAN THREE PERCENT OF ITS BOOK EQUITY, OR MORE THAN ONE PERCENT OF THIS EQUITY IN THE OTHER ACTIVITIES ESTABLISHED IN ITS CORPORATE PURPOSE, THEY MUST BE APPROVED BY THE FAVORABLE VOTE OF AT LEAST SIX MEMBERS OF THE BOARD OF DIRECTORS 1.8 TO APPROVE THE AMENDMENT OF THE FOLLOWING Mgmt No vote ARTICLES OF THE CORPORATE BYLAWS OF ENEL GENERACION CHILE S.A., FOR THE PURPOSE OF UPDATING THEIR PROVISIONS: THE ENTIRE TEXT OF ARTICLE 16 IS REMOVED FROM THE CORPORATE BYLAWS 1.9 TO APPROVE THE AMENDMENT OF THE FOLLOWING Mgmt No vote ARTICLES OF THE CORPORATE BYLAWS OF ENEL GENERACION CHILE S.A., FOR THE PURPOSE OF UPDATING THEIR PROVISIONS: THE FOLLOWING SENTENCE IS INCLUDED AFTER THE FINAL SENTENCE IN ARTICLE 19 OF THE CORPORATE BYLAWS, WHICH WILL COME TO BE THE PENULTIMATE SENTENCE, THE CHAIRPERSON WILL HAVE THE RIGHT TO TWICE THE AMOUNT THAT IS RECEIVED BY EACH MEMBER OF THE BOARD OF DIRECTORS 1.10 TO APPROVE THE AMENDMENT OF THE FOLLOWING Mgmt No vote ARTICLES OF THE CORPORATE BYLAWS OF ENEL GENERACION CHILE S.A., FOR THE PURPOSE OF UPDATING THEIR PROVISIONS: A NEW ARTICLE IS INCLUDED AS THE LAST ARTICLE IN TITLE III OF THE CORPORATE BYLAWS, WITH THE FOLLOWING TEXT, THE COMPANY WILL HAVE A GENERAL MANAGER, WHO WILL BE DESIGNATED BY THE BOARD OF DIRECTORS AND WILL BE EQUIPPED WITH ALL OF THE APPROPRIATE POWERS FOR A BUSINESS AGENT AND ALL OF THOSE THAT ARE EXPRESSLY GRANTED TO HIM OR HER BY THE BOARD OF DIRECTORS. THE POSITION OF GENERAL DIRECTOR CANNOT BE HELD BY THE CHAIRPERSON, A MEMBER OF THE BOARD OF DIRECTORS, AN AUDITOR OR ACCOUNTANT OF THE COMPANY 1.11 TO APPROVE THE AMENDMENT OF THE FOLLOWING Mgmt No vote ARTICLES OF THE CORPORATE BYLAWS OF ENEL GENERACION CHILE S.A., FOR THE PURPOSE OF UPDATING THEIR PROVISIONS: REFERENCE TO TITLE V OF THE BYLAWS IS ELIMINATED, WITH THE CORRELATED NUMBERING OF EACH ONE OF THE TITLES OF THE CORPORATE BYLAWS BEING CHANGED AS A CONSEQUENCE 1.12 TO APPROVE THE AMENDMENT OF THE FOLLOWING Mgmt No vote ARTICLES OF THE CORPORATE BYLAWS OF ENEL GENERACION CHILE S.A., FOR THE PURPOSE OF UPDATING THEIR PROVISIONS: ARTICLE 30 IS REMOVED IN ITS ENTIRETY FROM THE CORPORATE BYLAWS 1.13 TO APPROVE THE AMENDMENT OF THE FOLLOWING Mgmt No vote ARTICLES OF THE CORPORATE BYLAWS OF ENEL GENERACION CHILE S.A., FOR THE PURPOSE OF UPDATING THEIR PROVISIONS: ARTICLE 31 IS REMOVED IN ITS ENTIRETY FROM THE CORPORATE BYLAWS 1.14 TO APPROVE THE AMENDMENT OF THE FOLLOWING Mgmt No vote ARTICLES OF THE CORPORATE BYLAWS OF ENEL GENERACION CHILE S.A., FOR THE PURPOSE OF UPDATING THEIR PROVISIONS: ARTICLE 32 IS REMOVED IN ITS ENTIRETY FROM THE CORPORATE BYLAWS 1.15 TO APPROVE THE AMENDMENT OF THE FOLLOWING Mgmt No vote ARTICLES OF THE CORPORATE BYLAWS OF ENEL GENERACION CHILE S.A., FOR THE PURPOSE OF UPDATING THEIR PROVISIONS: ARTICLE 33 IS REMOVED IN ITS ENTIRETY FROM THE CORPORATE BYLAWS 1.16 TO APPROVE THE AMENDMENT OF THE FOLLOWING Mgmt No vote ARTICLES OF THE CORPORATE BYLAWS OF ENEL GENERACION CHILE S.A., FOR THE PURPOSE OF UPDATING THEIR PROVISIONS: AFTER THE FINAL SENTENCE IN ARTICLE 34 OF THE CORPORATE BYLAWS, THE FOLLOWING SENTENCES ARE INCLUDED, THE CALL NOTICES FOR ANNUAL AND EXTRAORDINARY GENERAL MEETINGS WILL NOT BE NECESSARY WHEN, AT THE RESPECTIVE GENERAL MEETING, ALL OF THE VALIDLY ISSUED SHARES ARE REPRESENTED. WHEN AN EXTRAORDINARY GENERAL MEETING MUST VOTE IN REGARD TO MATTERS THAT ARE APPROPRIATE FOR AN ANNUAL GENERAL MEETING, ITS FUNCTIONING AND RESOLUTIONS WILL BE SUBJECT, IN THEIR PERTINENT PARTS, TO THE QUORUM THAT IS APPLICABLE TO THE LATTER TYPE OF GENERAL MEETING 1.17 TO APPROVE THE AMENDMENT OF THE FOLLOWING Mgmt No vote ARTICLES OF THE CORPORATE BYLAWS OF ENEL GENERACION CHILE S.A., FOR THE PURPOSE OF UPDATING THEIR PROVISIONS: IN ARTICLE 36 OF THE CORPORATE BYLAWS IN REFERENCE TO THE MATTER CONCERNING AN EXTRAORDINARY GENERAL MEETING OF SHAREHOLDERS, THE ENTIRETY OF LINE F IS REMOVED, WHICH LINE STATED, F. THE DISPOSITION OR CONTRIBUTION, IN WHOLE OR IN PART, OF ALREADY BUILT THERMAL OR HYDROELECTRIC PLANTS, WHICH ARE DECLARED ESSENTIAL IN THE INVESTMENT AND FINANCING POLICY. AS A CONSEQUENCE, THE CORRELATED NUMBERING OF THE FOLLOWING LINE WILL ALSO BE CHANGED. LIKEWISE, ITS FINAL SENTENCE IS REMOVED, WHICH SENTENCE STATES, THE AMENDMENT OF THE CORPORATE PURPOSE WILL REQUIRE FOR ITS APPROVAL A VOTE IN FAVOR FROM TWO THIRDS OF THE SHARES THAT ARE PRESENT OR REPRESENTED THAT HAVE THE RIGHT TO A VOTE 1.18 TO APPROVE THE AMENDMENT OF THE FOLLOWING Mgmt No vote ARTICLES OF THE CORPORATE BYLAWS OF ENEL GENERACION CHILE S.A., FOR THE PURPOSE OF UPDATING THEIR PROVISIONS: THE FINAL SENTENCE OF ARTICLE 38 OF THE CORPORATE BYLAWS IS ELIMINATED, WHICH SENTENCE STATES, NOTWITHSTANDING, THOSE GENERAL MEETINGS AT WHICH ALL OF THE ISSUED SHARES WITH A VOTING RIGHT APPEAR CAN BE CALLED OF THEIR OWN ACCORD AND VALIDLY HELD, EVEN IF THE FORMALITIES REQUIRED TO CALL SUCH A MEETING HAVE NOT BEEN COMPLIED WITH 1.19 TO APPROVE THE AMENDMENT OF THE FOLLOWING Mgmt No vote ARTICLES OF THE CORPORATE BYLAWS OF ENEL GENERACION CHILE S.A., FOR THE PURPOSE OF UPDATING THEIR PROVISIONS: AFTER THE FINAL SENTENCE IN ARTICLE 39 OF THE CORPORATE BYLAWS, WHICH WILL COME TO BE THE PENULTIMATE SENTENCE, THE FOLLOWING SENTENCE IS ADDED, THE GENERAL MEETINGS CAN BE CHAIRED BY THE CHAIRPERSON OF THE BOARD OF DIRECTORS OR BY THE PERSON FULFILLING HIS OR HER ROLE AND THE SECRETARY OF THE GENERAL MEETING WILL BE THE FULL SECRETARY OF THE BOARD OF DIRECTORS OF THE COMPANY, IF THERE IS ONE, OR THE MANAGER ACTING IN HIS OR HER PLACE 1.20 TO APPROVE THE AMENDMENT OF THE FOLLOWING Mgmt No vote ARTICLES OF THE CORPORATE BYLAWS OF ENEL GENERACION CHILE S.A., FOR THE PURPOSE OF UPDATING THEIR PROVISIONS: ALL OF ARTICLE 42 OF THE CORPORATE BYLAWS IS ELIMINATED 1.21 TO APPROVE THE AMENDMENT OF THE FOLLOWING Mgmt No vote ARTICLES OF THE CORPORATE BYLAWS OF ENEL GENERACION CHILE S.A., FOR THE PURPOSE OF UPDATING THEIR PROVISIONS: THE FOLLOWING PHRASE IS ELIMINATED FROM ARTICLE 43 OF THE CORPORATE BYLAWS, WITH AT LEAST 15 DAYS ADVANCE NOTICE 1.22 TO APPROVE THE AMENDMENT OF THE FOLLOWING Mgmt No vote ARTICLES OF THE CORPORATE BYLAWS OF ENEL GENERACION CHILE S.A., FOR THE PURPOSE OF UPDATING THEIR PROVISIONS: IN ARTICLE 44 OF THE CORPORATE BYLAWS, SENTENCES 4, 5, 6, 7, 8, 9 AND THE LAST SENTENCE WILL BE REPLACED BY THE FOLLOWING TEXT, THE GENERAL BALANCE SHEET AND FINANCIAL STATEMENTS AND THE REPORT FROM THE OUTSIDE AUDITORS AND THE OTHER INFORMATION THAT IS REQUIRED BY LAW OR THE SUPERINTENDENCY OF SECURITIES AND INSURANCE WILL BE PUBLISHED ON THE INTERNET WEBSITE OF THE COMPANY AT LEAST 10 DAYS PRIOR TO THE DATE ON WHICH THE GENERAL MEETING THAT WILL VOTE IN REGARD TO THE SAME WILL BE HELD. MOREOVER, THE MENTIONED DOCUMENTS MUST BE PRESENTED BY THE SAME DEADLINE TO THE SUPERINTENDENCY OF SECURITIES AND INSURANCE IN THE FORM THAT THE LATTER REQUIRES. THE ANNUAL REPORT, BALANCE SHEET, INVENTORY, MINUTES OF THE BOARD OF DIRECTORS AND GENERAL MEETING AND BOOKS AND REPORTS FROM THE AUDITORS MUST BE AT THE DISPOSITION OF THE SHAREHOLDERS AT THE OFFICES OF THE COMPANY DURING THE 15 DAYS PRIOR TO THE DATE ON WHICH THE GENERAL MEETING IS TO BE HELD. IF THE GENERAL BALANCE SHEET AND INCOME STATEMENT ARE AMENDED BY THE GENERAL MEETING, THE AMENDMENTS, IN THE PERTINENT PART, WILL BE PLACED AT THE DISPOSITION OF THE SHAREHOLDERS WITHIN THE 15 DAYS FOLLOWING THE DATE OF THE GENERAL MEETING 1.23 TO APPROVE THE AMENDMENT OF THE FOLLOWING Mgmt No vote ARTICLES OF THE CORPORATE BYLAWS OF ENEL GENERACION CHILE S.A., FOR THE PURPOSE OF UPDATING THEIR PROVISIONS: THE FOLLOWING TEXT IN ARTICLE 47 OF THE CORPORATE BYLAWS, THE COMPANY WILL BE DISSOLVED FOR THE REASONS THAT ARE STATED IN ARTICLE 103 OF LAW NUMBER 18,046, WILL BE REPLACED WITH, THE DISSOLUTION OF THE COMPANY WILL TAKE PLACE IN THE CASES THAT ARE PROVIDED FOR BY LAW 2 TO APPROVE THE RESTATED TEXT OF THE Mgmt No vote CORPORATE BYLAWS OF ENEL GENERACION CHILE S.A., WHICH WILL INCLUDE THE AMENDMENTS THAT ARE MENTIONED ABOVE 3 TO GIVE AN ACCOUNTING TO THE SHAREHOLDERS Mgmt No vote IN REGARD TO THE RESOLUTIONS CONCERNING RELATED PARTY TRANSACTIONS THAT ARE REFERRED TO IN TITLE XVI OF THE SHARE CORPORATIONS LAW, WHICH WERE PASSED DURING THE PERIOD THAT HAS RUN SINCE THE LAST GENERAL MEETING OF SHAREHOLDERS OF ENEL GENERACION CHILE S.A., WITH AN INDICATION OF THE MEMBERS OF THE BOARD OF DIRECTORS WHO HAVE APPROVED THEM 4 THE PASSAGE OF THE RESOLUTIONS THAT MAY BE Mgmt No vote NECESSARY IN ORDER TO CARRY OUT THE BYLAWS AMENDMENTS THAT ARE PROPOSED, IN ACCORDANCE WITH THE TERMS AND CONDITIONS THAT ARE DEFINITIVELY APPROVED BY THE GENERAL MEETING, AND ALSO TO GRANT THE POWERS THAT ARE DEEMED NECESSARY, ESPECIALLY THOSE TO FORMALIZE, BRING ABOUT AND CARRY OUT THE RESOLUTIONS THAT ARE PASSED BY THE MENTIONED GENERAL MEETING -------------------------------------------------------------------------------------------------------------------------- ENEL GENERACION CHILE S.A. Agenda Number: 708001576 -------------------------------------------------------------------------------------------------------------------------- Security: P3710M109 Meeting Type: OGM Meeting Date: 25-Apr-2017 Ticker: ISIN: CLP3710M1090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 APPROVAL OF THE ANNUAL REPORT, BALANCE Mgmt No vote SHEET, FINANCIAL STATEMENTS AND REPORTS OF EXTERNAL AUDITORS AND ACCOUNTS INSPECTORS FOR THE PERIOD ENDED DECEMBER 31, 2016 2 APPROPRIATION OF PROFITS OF THE PERIOD AND Mgmt No vote ALLOCATION OF DIVIDENDS 3 DETERMINATION OF THE REMUNERATION OF Mgmt No vote DIRECTORS 4 DETERMINATION OF THE REMUNERATION OF Mgmt No vote MEMBERS OF THE COMMITTEE OF DIRECTORS AND ITS RESPECTIVE BUDGET FOR YEAR 2017 5 REPORT ON EXPENSES INCURRED BY THE BOARD OF Mgmt No vote DIRECTORS, AND ANNUAL REPORT OF MANAGEMENT ACTIVITIES AND EXPENSES OF THE COMMITTEE OF DIRECTORS 6 APPOINTMENT OF THE EXTERNAL AUDIT COMPANY Mgmt No vote RULED BY TITLE XXVIII OF THE LAW 18.045 7 APPOINTMENT OF TWO REGULAR ACCOUNTS Mgmt No vote INSPECTORS AND TWO ALTERNATES, AND DETERMINATIONS OF THEIR REMUNERATION 8 APPOINTMENT OF PRIVATE RATING AGENCIES Mgmt No vote 9 APPROVAL OF THE POLICY OF INVESTMENTS AND Mgmt No vote FINANCING 10 EXPLANATION OF THE POLICY OF DIVIDENDS AND Mgmt No vote REPORT ABOUT THE PROCEDURES TO BE USED IN THE ALLOCATION OF DIVIDENDS 11 INFORMATION ABOUT AGREEMENTS OF THE BOARD Mgmt No vote OF DIRECTORS IN RELATION TO ACTIONS OR CONTRACTS RULED BY TITLE XVI OF THE LAW 18.046 12 REPORT ON THE COSTS OF PROCESSING, PRINTING Mgmt No vote AND DISPATCH OF THE INFORMATION REQUIRED BY OFFICIAL LETTER NUMBER 1816 OF THE SUPERINTENDENCE OF SECURITIES AND INSURANCE 13 OTHER MATTERS OF CORPORATE INTEREST AND OF Mgmt No vote THE COMPETENCE OF THE REGULAR STOCKHOLDERS MEETING 14 TO ADOPT THE OTHER AGREEMENTS NECESSARY FOR Mgmt No vote THE DUE IMPLEMENTATION OF THE RESOLUTIONS DECIDED CMMT 13 APR 2017: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO CHANGE IN TEXT OF RESOLUTION 13. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. -------------------------------------------------------------------------------------------------------------------------- ENERSIS AMERICAS SA, SANTIAGO Agenda Number: 707364129 -------------------------------------------------------------------------------------------------------------------------- Security: P37186106 Meeting Type: EGM Meeting Date: 28-Sep-2016 Ticker: ISIN: CLP371861061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting MEETING ID 676928 DUE TO CHANGE IN VOTING STATUS OF RESOLUTION III. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. I RELATED-PARTY TRANSACTIONS, OPR IN ITS Mgmt No vote SPANISH ACRONYM. PURSUANT TO THE TERMS OF TITLE XVI OF THE CHILEAN COMPANIES ACT, LAW NO. 18,046, LSA, IN ITS SPANISH ACRONYM, TO APPROVE THE OPR WHICH CONSISTS OF THE PROPOSED STATUTORY MERGER OF ENDESA AMERICAS S.A. ENDESA AMERICAS AND CHILECTRA AMERICAS S.A., CHILECTRA AMERICAS, INTO ENERSIS AMERICAS, THE MERGER, REFERRED TO IN ITEM II BELOW, TAKING INTO ACCOUNT THE FOLLOWING BACKGROUND DATA THAT SERVES AS ITS FOUNDATION, AND WHICH ARE AVAILABLE TO THE SHAREHOLDERS AT THE COMPANY'S CORPORATE ADDRESS AND ON ITS WEBSITE WWW.ENERSIS.CL: 1. REPORT ISSUED BY BANCO ITAU, THE INDEPENDENT APPRAISER APPOINTED BY THE BOARD OF DIRECTORS, DATED AUGUST 5, 2016 2. REPORT ISSUED BY CREDICORP (IM TRUST), THE INDEPENDENT APPRAISER APPOINTED BY THE DIRECTORS COMMITTEE, DATED AUGUST 5, 2016 3. FAIRNESS OPINION DATED AUGUST 5, 2016 BY BANK OF AMERICA MERRILL LYNCH, THE FINANCIAL ADVISOR OF ENERSIS AMERICAS BOARD OF DIRECTORS, OVER THE MERGER PROCESS. 4. REPORT BY THE COMPANY'S DIRECTORS COMMITTEE, DATED AUGUST 5, 2016 AND 5. INDIVIDUAL OPINIONS OF THE COMPANY DIRECTORS, MESSRS. BORJA ACHA B.,CHAIRMAN, JOSE ANTONIO VARGAS L., VICE CHAIRMAN, LIVIO GALLO, ENRICO VIALE, HERNAN SOMERVILLE S., PATRICIO GOMEZ S. AND DOMINGO CRUZAT A., ALL DATED AUGUST 5, 2016. 6. THE DOCUMENT COMPRISING THE TERMS AND CONDITIONS OF THE PROPOSED MERGER PREPARED IN ACCORDANCE WITH ARTICLE 155, A, OF THE CHILEAN COMPANIES REGULATIONS, WHICH CONTAINS THE OBJECTIVES AND EXPECTED BENEFITS OF THE MERGER II MERGER. ONCE ITEM I ABOVE HAS BEEN Mgmt No vote APPROVED, PURSUANT TO THE TERMS OF TITLE IX OF THE LSA, AND OF PARAGRAPH 3 OF TITLE IX OF THE CHILEAN COMPANIES REGULATIONS, APPROVE I. THE PROPOSED MERGER BY VIRTUE OF WHICH ENERSIS AMERICAS, IN ITS CAPACITY AS THE SURVIVING COMPANY, WOULD ABSORB BY ACQUISITION EACH OF ENDESA AMERICAS AND CHILECTRA AMERICAS, EACH OF WHICH WOULD THEN DISSOLVE WITHOUT THE NEED FOR THEIR LIQUIDATION, SUCCEEDING THEM IN ALL THEIR RIGHTS AND OBLIGATIONS; AND II. THE BACKGROUND INFORMATION THAT SERVES AS FOUNDATION FOR THE MERGER. THE SPECIFIC TERMS AND CONDITIONS OF THE MERGER WILL BE THE FOLLOWING: 1. THE BACKGROUND INFORMATION THAT SERVES AS FOUNDATION FOR THE MERGER, ACCORDING TO THE APPLICABLE LEGISLATION, WAS MADE AVAILABLE TO THE SHAREHOLDERS TODAY, INCLUDING I. THE DOCUMENT CONTAINING THE TERMS AND CONDITIONS OF THE PROPOSED MERGER, DRAWN UP IN ACCORDANCE WITH ARTICLE 155 A. OF THE CHILEAN COMPANIES REGULATIONS, AND WHICH ALSO CONTAINS THE OBJECTIVES AND EXPECTED BENEFITS OF THE MERGER; II. THE BALANCE SHEETS AND FINANCIAL STATEMENTS OF ENERSIS AMERICAS, ENDESA AMERICAS AND CHILECTRA AMERICAS AS OF JUNE 30, 2016, DULY AUDITED BY THE EXTERNAL AUDIT FIRMS ERNST AND YOUNG, KPMG AUDITORES CONSULTORES LIMITADA, AND RSM CHILE AUDITORES LIMITADA, RESPECTIVELY AND III. THE EXPERT REPORTS PREPARED BY MESSRS. PABLO DAGLIANO, COLIN BECKER AND EMILIO VENEGAS VALENZUELA, ALL ISSUED ON AUGUST 5, 2016, AND COMMISSIONED BY THE BOARDS OF DIRECTORS OF ENERSIS AMERICAS, ENDESA AMERICAS AND CHILECTRA AMERICAS, RESPECTIVELY. 2. THE MERGER WOULD BE SUBJECT TO THE FOLLOWING CONDITIONS PRECEDENT THE CONDITIONS PRECEDENT A.I. THE RIGHT TO WITHDRAW THAT MAY BE EXERCISED BY THE SHAREHOLDERS OF ENERSIS AMERICAS AS A RESULT OF THE MERGER MAY NOT EXCEED 10 PERCENT OF ITS OUTSTANDING VOTING SHARES PROVIDED THAT THE EXERCISE BY THE SHAREHOLDERS OF ENERSIS AMERICAS OF THE RIGHT TO WITHDRAW DOES NOT RESULT IN ANY SHAREHOLDER EXCEEDING THE MAXIMUM SHAREHOLDING CONCENTRATION LIMIT OF 65PERCENT IN ENERSIS AMERICAS ON THE DATE THE EXERCISE PERIOD OF THE RIGHT TO WITHDRAW BY DISSENTING SHAREHOLDERS IS DUE TO EXPIRE, CONSIDERING FOR THAT PURPOSE THE NUMBER OF SHARES INTO WHICH THE NEW ENERSIS AMERICAS CAPITAL STOCK APPROVED ACCORDING TO ITEM 4 BELOW IS DIVIDED, II. THE RIGHT TO WITHDRAW THAT MAY BE EXERCISED BY THE SHAREHOLDERS OF ENDESA AMERICAS AS A RESULT OF THE MERGER MAY NOT EXCEED 10PERCENT OF ITS OUTSTANDING VOTING SHARES AND III. THE RIGHT TO WITHDRAW THAT MAY BE EXERCISED BY THE SHAREHOLDERS OF CHILECTRA AMERICAS AS A RESULT OF THE MERGER MAY NOT EXCEED 0.91PERCENT OF ITS OUTSTANDING VOTING SHARES AND B. IF ONE OR MORE OF THE EVENTS DESCRIBED IN NUMERALS I, II OR III ABOVE OCCURS WITHIN THE 60 DAYS OF THE DATE OF THE RESPECTIVE SHAREHOLDERS MEETINGS TO VOTE ON THE MERGER, THE SHAREHOLDERS OF EACH OF THE MERGING COMPANIES MAY AGREE AT A NEW SHAREHOLDERS MEETING THAT THE MERGER WILL TAKE EFFECT NOTWITHSTANDING THESE EFFECTS. 3. ONCE THE CONDITIONS PRECEDENT HAVE BEEN SATISFIED, THE REPRESENTATIVES APPOINTED BY THE BOARDS OF DIRECTORS OF ENERSIS AMERICAS, ENDESA AMERICAS, AND CHILECTRA AMERICAS SHALL GRANT A SINGLE DECLARATORY PUBLIC DEED, NOTIFYING ABOUT THE COMPLIANCE WITH SAID CONDITIONS PRECEDENT. SAID PUBLIC DEED SHALL BE TITLED DEED OF COMPLIANCE WITH MERGER CONDITIONS. THE MERGER SHALL BE EFFECTIVE AS OF THE FIRST DAY OF THE CALENDAR MONTH FOLLOWING THE MONTH IN WHICH THE AFOREMENTIONED DEED OF COMPLIANCE WITH MERGER CONDITIONS IS GRANTED. THE FOREGOING IS WITHOUT PREJUDICE TO TIMELY COMPLIANCE WITH THE REGISTRATION IN THE CORRESPONDING COMMERCIAL REGISTRY AND PUBLICATION IN THE OFFICIAL GAZETTE OF THE EXTRACTS OF THE RESPECTIVE PUBLIC DEED RECORDINGS, EITHER PRIOR TO OR AFTER GRANTING THE DEED OF COMPLIANCE WITH MERGER CONDITIONS. ONCE THE MERGER HAS BECOME EFFECTIVE, IT WILL BE TIMELY INFORMED TO THE SVS AND TO THE MARKET AS AN ESSENTIAL FACT. 4. AN INCREASE IN THE AUTHORIZED CAPITAL OF ENERSIS AMERICAS BY THE AMOUNT CLP 1,046,470,167,544, THROUGH THE ISSUANCE OF 9,232,202,636 NEW REGISTERED SHARES OF THE SAME SERIES AND WITHOUT PAR VALUE, WHICH WILL BE SUBSCRIBED AND PAID, IN WHOLE OR PART, USING THE INCORPORATED EQUITY OF THE SHAREHOLDERS OF THE ABSORBED COMPANIES, EXCLUDING FOR PURPOSES OF THIS SUBSCRIPTION AND CAPITAL PAYMENT, THE SHAREHOLDING CAPITAL ENERSIS AMERICAS OWNS IN EACH OF ENDESA AMERICAS AND CHILECTRA AMERICAS THROUGH SHARES IT CURRENTLY OWNS IN THE COMPANIES CURRENT SHARES 5. AN EXCHANGE RATIO OF 2.8 SHARES OF ENERSIS AMERICAS FOR EACH SHARE OF ENDESA AMERICAS AND 4 SHARES OF ENERSIS AMERICAS FOR EACH SHARE OF CHILECTRA AMERICAS WILL BE PROPOSED WITHOUT CONSIDERING FRACTIONS OF SHARES. 6. THE NAME OF THE COMPANY SHALL BE CHANGED TO ENEL AMERICAS S.A. AND IT WILL BE CLARIFIED THAT IT IS A PUBLICLY TRADED COMPANY. 7. THE CORPORATE PURPOSE OF ENERSIS AMERICAS SHALL BE CHANGED IN ORDER TO ALLOW RELATED COMPANIES AND AFFILIATES OF ENERSIS AMERICAS AS POTENTIAL RECIPIENTS OF ITS SERVICES, AND A FORMAL AMENDMENT OF THE TEXT SHALL BE DRAFTED TO THAT EFFECT. 8. THE FOLLOWING ARTICLES OF ENERSIS AMERICAS BYLAWS WILL BE MODIFIED, FOR THE SOLE PURPOSE OF INCREASING THE CAPITAL STOCK AND CHANGING ITS NAME, AS INDICATED IN NUMBERS 4, 6 AND 7 ABOVE I. AMENDMENT OF ARTICLE ONE, INFORMING THAT THE NEW NAME OF THE COMPANY WILL BE ENEL AMERICAS S.A., CLARIFYING THAT IT IS A PUBLICLY TRADED COMPANY. II. AMENDMENT OF PERMANENT ARTICLE FOURTH, IN ORDER TO INSERT IN THE FIRST PARAGRAPH A COMMA, BETWEEN EXPRESSIONS FOREIGN AND THE EXPLORATION AND REPLACE IN LETTER D. THE TERMS AFFILIATED COMPANIES WITH RELATED, SUBSIDIARIES AND ASSOCIATE COMPANIES III. AMENDMENT OF ARTICLE FIVE, INFORMING OF THE INCREASE OF ENERSIS AMERICAS CAPITAL RESULTING FROM THE MERGER, AND THE ISSUANCE OF NEWLY REGISTERED SHARES OF A SINGLE SERIES AND WITHOUT PAR VALUE IV. RESCIND ALL OF THE BYLAWS TRANSITIONAL PROVISIONS DUE TO LOSS OF VALIDITY, AND ADD A NEW TRANSITIONAL ARTICLE ONE RELATED TO THE STATUS OF THE SUBSCRIPTION AND PAYMENT OF THE CAPITAL STOCK AFTER THE MERGER. 9. A CONSOLIDATED TEXT OF ENERSIS AMERICAS BYLAWS, WHICH WILL INCLUDE THE AMENDMENTS INDICATED IN NUMBER 8 ABOVE, WILL BE GRANTED. 10. FOR THE PURPOSES OF THE PROVISIONS OF ARTICLE 69 OF THE TAX CODE, ENERSIS AMERICAS, IN ITS CAPACITY AS THE SURVIVING COMPANY AND LEGAL SUCCESSOR OF ENDESA AMERICAS AND CHILECTRA AMERICAS, SHALL BE LIABLE AND SHALL BE REQUIRED TO PAY ALL THE TAXES OWED OR THAT MAY BE OWED BY ENDESA AMERICAS AND CHILECTRA AMERICAS, ACCORDING TO THE FINAL FINANCIAL STATEMENTS THAT ENDESA AMERICAS AND CHILECTRA AMERICAS MUST PREPARE BY VIRTUE OF THE AFOREMENTIONED LEGAL PROVISION. 11. THE BOARD OF DIRECTORS OF ENERSIS AMERICAS SHALL ALLOCATE THE NEW SHARES AND UPDATE ITS SHAREHOLDER LEDGER AT MIDNIGHT OF THE DAY PRIOR TO THE DATE ON WHICH THE MERGER BECOMES EFFECTIVE, CONSIDERING FOR THIS PURPOSE THE SHAREHOLDERS REGISTERED IN THE SHAREHOLDER LEDGERS OF ENDESA AMERICAS AND CHILECTRA AMERICAS ON THAT DATE, AND ANY DULY EXECUTED CONVEYANCES, TRANSFERS, AND TRANSMISSIONS OF SHARES THAT MAY HAVE BEEN SUBMITTED TO ENDESA AMERICAS AND CHILECTRA AMERICAS PRIOR TO THE MERGER AND THAT MAY NOT YET HAVE BEEN FINALIZED AND RECORDED IN THE CORRESPONDING SHAREHOLDER LEDGER. THE CURRENT SHARES ARE EXCLUDED FROM THIS DESIGNATION AS THEY ARE LEFT INEFFECTIVE AS A RESULT OF THE MERGER. 12. AGREE ON ANY OTHER MATTERS THAT THE SHAREHOLDERS MAY DEEM APPROPRIATE WITH RESPECT TO THE PROPOSED MERGER, AND FULLY AUTHORIZE THE BOARD OF DIRECTORS OF ENERSIS AMERICAS TO GRANT ALL THE POWERS OF ATTORNEY THAT IT MAY DEEM NECESSARY, ESPECIALLY THOSE NECESSARY TO LEGALIZE, MATERIALIZE, AND CARRY OUT THE MERGER AND ANY OTHER AGREEMENTS ADOPTED. IT IS NOTED THAT THE DISSENTING SHAREHOLDERS OF THE MERGER WILL BE ENTITLED TO EXERCISE THEIR WITHDRAWAL RIGHTS IN ACCORDANCE WITH THE PROVISIONS OF ARTICLE 69 OF THE LSA. THE TERMS AND CONDITIONS FOR THE EXERCISE OF THE WITHDRAWAL RIGHT SHALL BE INFORMED PROMPTLY, IN ACCORDANCE WITH THE CURRENT LAW AND REGULATIONS III INFORMATION ABOUT OTHER RELATED-PARTY Non-Voting TRANSACTIONS. REPORT TO SHAREHOLDERS ABOUT ANY AGREEMENTS ON OTHER RELATED PARTY TRANSACTIONS WITHIN THE MEANING OF TITLE XVI OF THE LSA, OTHER THAN THE MERGER, HELD DURING THE PERIOD SINCE THE LAST SHAREHOLDERS MEETING OF ENDESA AMERICAS, INDICATING THE DIRECTORS THAT APPROVED THEM. SHAREHOLDERS MAY OBTAIN COPIES OF THE DOCUMENTS THAT EXPLAIN AND SUPPORT THE MATTERS SUBMITTED FOR THE DISCUSSION AND APPROVAL OF THE BOARD AT THE CORPORATE OFFICE. THESE DOCUMENTS WILL ALSO BE AVAILABLE TO THE SHAREHOLDERS ON THE COMPANY'S WEBSITE WWW.ENERSIS.CL. THE REPORTS OF THE INDEPENDENT APPRAISERS AND EXPERTS OF ENDESA AMERICAS AND CHILECTRA AMERICAS AS WELL AS ALL OTHER BACKGROUND INFORMATION THAT MAY SERVE AS BASIS TO DECIDE ON THE OPR AND MERGER ARE AVAILABLE AT WWW.ENDESAAMERICAS.CL AND WWW.CHILECTRAAMERICAS.CL, RESPECTIVELY -------------------------------------------------------------------------------------------------------------------------- ENERSIS AMERICAS SA, SANTIAGO Agenda Number: 707998514 -------------------------------------------------------------------------------------------------------------------------- Security: P37186106 Meeting Type: EGM Meeting Date: 27-Apr-2017 Ticker: ISIN: CLP371861061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 CANCELLATION OF SHARES ISSUED BY THE Mgmt No vote COMPANY THAT WERE ACQUIRED DUE TO THE MERGER OF ENDESA AMERICAS AND CHILECTRA AMERICAS INTO ENEL AMERICAS, WHICH IS EFFECTIVE FROM DECEMBER 1, 2016, AND THE CONSEQUENT DECREASE OF THE SHARE CAPITAL FROM CLP 4,621,809,178,631, DIVIDED INTO 58,324,975,387 COMMON, NOMINATIVE SHARES, ALL OF WHICH ARE FROM THE SAME SERIES AND HAVE NO PAR VALUE, TO CLP 4,527,762,465,556, DIVIDED INTO 57,452,641,516 COMMON, NOMINATIVE SHARES, ALL OF WHICH ARE FROM THE SAME SERIES AND HAVE NO PAR VALUE 2 CHANGE OF THE FUNCTIONAL CURRENCY OF THE Mgmt No vote COMPANY FROM CLP TO USD, PROPOSING FOR THIS PURPOSE TO AMEND PERMANENT ARTICLE 5 AND TRANSITORY ARTICLE 1 OF THE CORPORATE BYLAWS, ARTICLE 5. THE CAPITAL OF THE COMPANY IS IN THE AMOUNT OF USD 6,763,204,424, DIVIDED INTO 57,452,641,516 COMMON, NOMINATIVE SHARES, ALL OF WHICH ARE FROM THE SAME SERIES AND HAVE NO PAR VALUE, WHICH ARE ISSUED AND PAID IN IN THE MANNER THAT IS DESCRIBED IN TRANSITORY ARTICLE 1 OF THESE BYLAWS. TRANSITORY ARTICLE 1. THE CAPITAL OF THE COMPANY IS IN THE AMOUNT OF USD 6,763,204,424, DIVIDED INTO 57,452,641,516 COMMON, NOMINATIVE SHARES, ALL OF WHICH ARE FROM THE SAME SERIES AND HAVE NO PAR VALUE, WHICH WERE FULLY SUBSCRIBED FOR AND PAID IN PRIOR TO THIS DATE 3.I TO APPROVE THE AMENDMENT OF THE FOLLOWING Mgmt No vote ARTICLES OF THE CORPORATE BYLAWS OF ENEL AMERICAS S.A: IN ARTICLE 15 OF THE CORPORATE BYLAWS THE FOLLOWING PHRASE WILL BE REMOVED, AND A VICE CHAIRPERSON WHO WILL REPLACE HIM OR HER IN THE EVENT OF ABSENCE 3.II TO APPROVE THE AMENDMENT OF THE FOLLOWING Mgmt No vote ARTICLES OF THE CORPORATE BYLAWS OF ENEL AMERICAS S.A: IN ARTICLE 16 OF THE CORPORATE BYLAWS THE FOLLOWING PHRASE WILL BE REMOVED, THE VICE CHAIRPERSON WILL HAVE THE RIGHT TO ONE AND A HALF TIMES THAT WHICH IS RECEIVED BY EACH MEMBER OF THE BOARD OF DIRECTORS 4 TO GIVE AN ACCOUNTING TO THE SHAREHOLDERS Mgmt No vote IN REGARD TO RESOLUTIONS IN RELATION TO THE RELATED PARTY TRANSACTIONS THAT ARE REFERRED TO IN TITLE XVI OF THE SHARE CORPORATIONS LAW, WHICH WERE ENTERED INTO DURING THE PERIOD THAT RAN FROM THE LAST GENERAL MEETING OF SHAREHOLDERS OF ENEL AMERICAS, WITH AN INDICATION OF THE MEMBERS OF THE BOARD OF DIRECTORS WHO HAVE APPROVED THEM 5 THE PASSAGE OF THE RESOLUTIONS THAT MAY BE Mgmt No vote NECESSARY TO CARRY OUT THE PROPOSED BYLAWS AMENDMENT, UNDER THE TERMS AND CONDITIONS THAT ARE DEFINITIVELY APPROVED BY THE GENERAL MEETING, AND ALSO TO GRANT THE POWERS THAT ARE DEEMED NECESSARY, ESPECIALLY THOSE TO FORMALIZE, BRING ABOUT AND CARRY OUT THE RESOLUTIONS THAT ARE PASSED AT THE MENTIONED GENERAL MEETING -------------------------------------------------------------------------------------------------------------------------- ENERSIS AMERICAS SA, SANTIAGO Agenda Number: 707993879 -------------------------------------------------------------------------------------------------------------------------- Security: P37186106 Meeting Type: OGM Meeting Date: 27-Apr-2017 Ticker: ISIN: CLP371861061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 APPROVAL OF THE ANNUAL REPORT, BALANCE Mgmt No vote SHEET, FINANCIAL STATEMENTS AND REPORTS FROM THE OUTSIDE AUDITORS AND ACCOUNTS INSPECTORS FOR THE FISCAL YEAR THAT ENDED ON DECEMBER 31, 2016 2 DISTRIBUTION OF THE PROFIT FROM THE FISCAL Mgmt No vote YEAR AND THE PAYMENT OF DIVIDENDS 3 ESTABLISHMENT OF THE COMPENSATION FOR THE Mgmt No vote MEMBERS OF THE BOARD OF DIRECTORS 4 ESTABLISHMENT OF THE COMPENSATION FOR THE Mgmt No vote MEMBERS OF THE COMMITTEE OF DIRECTORS AND THE DETERMINATION OF ITS RESPECTIVE BUDGET FOR THE 2017 FISCAL YEAR 5 THE REPORT IN REGARD TO THE EXPENSES OF THE Mgmt No vote BOARD OF DIRECTORS AND THE ANNUAL MANAGEMENT REPORT ON THE ACTIVITIES AND EXPENSES OF THE COMMITTEE OF DIRECTORS 6 DESIGNATION OF AN OUTSIDE AUDITING FIRM Mgmt No vote THAT IS GOVERNED BY TITLE XXVIII OF LAW 18,045 7 DESIGNATION OF TWO FULL ACCOUNTS INSPECTORS Mgmt No vote AND TWO ALTERNATES AND THE DETERMINATION OF THEIR COMPENSATION 8 DESIGNATION OF PRIVATE RISK RATING AGENCIES Mgmt No vote 9 APPROVAL OF THE INVESTMENT AND FINANCING Mgmt No vote POLICY 10 PRESENTATION OF THE DIVIDEND POLICY AND Mgmt No vote INFORMATION IN REGARD TO THE PROCEDURES THAT ARE TO BE USED IN THE DISTRIBUTION OF DIVIDENDS 11 INFORMATION IN REGARD TO RESOLUTIONS OF THE Mgmt No vote BOARD OF DIRECTORS THAT ARE RELATED TO ACTS OR AGREEMENTS THAT ARE GOVERNED BY TITLE XVI OF LAW NUMBER 18,046 12 INFORMATION IN REGARD TO THE COSTS OF Mgmt No vote PROCESSING, PRINTING AND SENDING THE INFORMATION THAT IS REQUIRED BY CIRCULAR NUMBER 1816 OF THE SUPER INTENDENCY OF SECURITIES AND INSURANCE 13 OTHER MATTERS OF CORPORATE INTEREST THAT Mgmt No vote ARE WITHIN THE AUTHORITY OF AN ANNUAL GENERAL MEETING OF SHAREHOLDERS 14 THE PASSAGE OF THE OTHER RESOLUTIONS THAT Mgmt No vote ARE NECESSARY FOR THE PROPER IMPLEMENTATION OF THE RESOLUTIONS THAT ARE PASSED -------------------------------------------------------------------------------------------------------------------------- ENGIE BRASIL ENERGIA S.A. Agenda Number: 707859332 -------------------------------------------------------------------------------------------------------------------------- Security: P37625103 Meeting Type: AGM Meeting Date: 17-Apr-2017 Ticker: ISIN: BREGIEACNOR9 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE THAT COMMON SHAREHOLDERS Non-Voting SUBMITTING A VOTE TO ELECT A MEMBER FROM THE LIST PROVIDED MUST INCLUDE THE CANDIDATES NAME IN THE VOTE INSTRUCTION. HOWEVER WE CANNOT DO THIS THROUGH THE PROXYEDGE PLATFORM. IN ORDER TO SUBMIT A VOTE TO ELECT A CANDIDATE, CLIENTS MUST CONTACT THEIR CSR TO INCLUDE THE NAME OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE ON THIS ITEM ARE RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED IN FAVOUR OR AGAINST THE DEFAULT COMPANIES CANDIDATE. THANK YOU CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU 1 TO TAKE KNOWLEDGE OF THE DIRECTORS Mgmt No vote ACCOUNTS, TO EXAMINE, DISCUSS AND VOTE ON THE FINANCIAL STATEMENTS REGARDING THE FISCAL YEAR ENDING ON DECEMBER 31, 2016 2 TO DECIDE ON THE ALLOCATION OF THE NET Mgmt No vote PROFITS AND THE DISTRIBUTION OF DIVIDENDS 3 TO DELIBERATE ON THE PARTICIPATION OF THE Mgmt No vote EMPLOYEES IN THE RESULTS FROM THE 2016 FISCAL YEAR 4 TO SET THE GLOBAL REMUNERATION OF THE Mgmt No vote MANAGERS AND FISCAL COUNCIL FOR THE YEAR 2017 CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting SLATES TO BE ELECTED AS FISCAL COUNCIL MEMBERS, THERE IS ONLY 1 VACANCY AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 1 OF THE 2 SLATES OF FISCAL COUNCIL MEMBERS. THANK YOU CMMT THE BOARD / ISSUER HAS NOT RELEASED A Non-Voting STATEMENT ON WHETHER THEY RECOMMEND TO VOTE IN FAVOUR OR AGAINST UNDER THE RESOLUTIONS 5.1, 5.2 AND 6. 5.1 ELECTION OF THREE MEMBERS OF THE FISCAL Mgmt No vote COUNCIL AND THEIR RESPECTIVE SUBSTITUTES. CANDIDATES APPOINTED BY CONTROLLER SHAREHOLDER. NOTE MEMBERS. PRINCIPAL. PAULO DE RESENDE SALGADO AND CARLOS GUERREIRO PINTO. SUBSTITUTE. FLAVIO MARQUES LISBOA CAMPOS AND MANOEL EDUARDO BOUZAN DE ALMEIDA 5.2 ELECTION OF MEMBERS OF THE FISCAL COUNCIL Mgmt No vote AND THEIR RESPECTIVE SUBSTITUTES. CANDIDATE APPOINTED BY MINORITARY COMMON SHARES. NOTE MEMBERS. PRINCIPAL. MANOEL EDUARDO LIMA LOPES. SUBSTITUTE. AILTON PINTO SIQUEIRA 6 ELECTION OF ONE SUBSTITUTE MEMBER OF THE Mgmt No vote BOARD OF DIRECTORS. CANDIDATES APPOINTED BY CONTROLLER SHAREHOLDERS. NOTE MEMBER. SIMONE CRISTINA DE PAOLA BARBIERI -------------------------------------------------------------------------------------------------------------------------- FIBRA UNO Agenda Number: 708027099 -------------------------------------------------------------------------------------------------------------------------- Security: P3515D163 Meeting Type: BOND Meeting Date: 27-Apr-2017 Ticker: ISIN: MXCFFU000001 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management I.I PRESENTATION BY THE TECHNICAL COMMITTEE OF Mgmt No vote THE REPORTS REFERRED IN ARTICLE 28 SECTION IV OF THE LEY DEL MERCADO DE VALORES, FOLLOWING: REPORT OF THE AUDIT COMMITTEE, CORPORATE PRACTICES COMMITTEE AND NOMINATIONS AND COMPENSATIONS COMMITTEE IN ACCORDANCE WITH ARTICLE 43 OF THE LEY DEL MERCADO DE VALORES I.II PRESENTATION BY THE TECHNICAL COMMITTEE OF Mgmt No vote THE REPORTS REFERRED IN ARTICLE 28 SECTION IV OF THE LEY DEL MERCADO DE VALORES, FOLLOWING: REPORT OF THE TECHNICAL COMMITTEE OF THE TRUST IN ACCORDANCE WITH ARTICLE 172 OF THE LEY GENERAL DE SOCIEDADES MERCANTILES I.III PRESENTATION BY THE TECHNICAL COMMITTEE OF Mgmt No vote THE REPORTS REFERRED IN ARTICLE 28 SECTION IV OF THE LEY DEL MERCADO DE VALORES, FOLLOWING: REPORT OF THE ADMINISTRATORS OF THE TRUST, F1 MANAGEMENT, S.C. AND F1 CONTROLADORA DE ACTIVOS, S.C., IN ACCORDANCE WITH ARTICLE 44 SECTION XI OF THE LEY DEL MERCADO DE VALORES, INCLUDING THE FAVORABLE OPINION OF THE TECHNICAL COMMITTEE ON SAID REPORT I.IV PRESENTATION BY THE TECHNICAL COMMITTEE OF Mgmt No vote THE REPORTS REFERRED IN ARTICLE 28 SECTION IV OF THE LEY DEL MERCADO DE VALORES, FOLLOWING: REPORT ON THE OPERATIONS AND ACTIVITIES IN WHICH THE TECHNICAL COMMITTEE INTERVENED DURING FISCAL YEAR CONCLUDED ON DECEMBER 31, 2016, ACCORDING TO PROVISIONS OF THE LEY DEL MERCADO DE VALORES II PRESENTATION, DISCUSSION AND, IF ANY, Mgmt No vote APPROVAL OF THE FINANCIAL STATEMENTS OF THE TRUST CORRESPONDING TO THE FISCAL YEAR ENDED DECEMBER 31, 2016, AND APPLICATION OF RESULTS OF SAID EXERCISE III PROPOSAL, DISCUSSION AND, IF ANY, Mgmt No vote RESIGNATION, APPOINTMENT AND RATIFICATION OF THE MEMBERS OF THE TECHNICAL COMMITTEE AND SECRETARY NON-MEMBER OF THE TECHNICAL COMMITTEE, PREVIOUS QUALIFICATION, IF ANY, OF THE INDEPENDENCY OF THE INDEPENDENT MEMBERS IV PROPOSAL, DISCUSSION AND, IF ANY APPROVAL, Mgmt No vote OF THE EMOLUMENTS CORRESPONDING TO THE INDEPENDENT MEMBERS OF THE TECHNICAL COMMITTEE V IF ANY, DESIGNATION OF SPECIAL DELEGATES OF Mgmt No vote THE GENERAL ANNUAL ORDINARY ASSEMBLY OF HOLDERS VI LECTURE AND APPROVAL OF THE MINUTES OF THE Mgmt No vote GENERAL ANNUAL ORDINARY ASSEMBLY OF HOLDERS -------------------------------------------------------------------------------------------------------------------------- FLEURY SA, SAO PAULO Agenda Number: 707837449 -------------------------------------------------------------------------------------------------------------------------- Security: P418BW104 Meeting Type: EGM Meeting Date: 12-Apr-2017 Ticker: ISIN: BRFLRYACNOR5 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU I TO RATIFY THE CAPITAL INCREASE THAT Mgmt No vote RESULTED FROM THE EXERCISE OF STOCK PURCHASE OPTIONS, AS WAS RESOLVED ON BY THE BOARD OF DIRECTORS ON NOVEMBER 1, 2016, WITH THE RESPECTIVE AMENDMENT OF ARTICLE 5 OF THE CORPORATE BYLAWS II TO RESOLVE IN REGARD TO THE PROPOSAL FOR Mgmt No vote THE AMENDMENT OF THE WORDING OF ARTICLE 19 OF THE CORPORATE BYLAWS, WHICH DEALS WITH THE COMPOSITION OF THE EXECUTIVE COMMITTEE III TO RESOLVE IN REGARD TO THE PROPOSAL FOR Mgmt No vote THE AMENDMENT OF THE WORDING OF ARTICLE 21 OF THE CORPORATE BYLAWS, WHICH DEALS WITH THE AUTHORITY OF THE CHIEF FINANCIAL OFFICER IV TO RESOLVE IN REGARD TO THE PROPOSAL FOR Mgmt No vote THE AMENDMENT OF THE WORDING OF ARTICLE 33 OF THE CORPORATE BYLAWS, WHICH DEALS WITH THE DISTRIBUTION OF INTERIM DIVIDENDS AND INTEREST ON SHAREHOLDER EQUITY V TO RESOLVE IN REGARD TO THE RESTATEMENT OF Mgmt No vote THE CORPORATE BYLAWS, ON THE BASIS OF THE RESOLUTIONS THAT ARE PASSED ABOVE, WITH THE CONSEQUENT EXCLUSION OF ARTICLES 22 AND 23 DUE TO THE AMENDMENT OF ARTICLE 19 AND THE ADAPTATIONS THAT ARE NECESSARY TO THE WORDING OF THE OTHER ARTICLES, UNDER THE TERMS OF THE PROPOSAL FROM THE MANAGEMENT -------------------------------------------------------------------------------------------------------------------------- FLEURY SA, SAO PAULO Agenda Number: 707859483 -------------------------------------------------------------------------------------------------------------------------- Security: P418BW104 Meeting Type: AGM Meeting Date: 12-Apr-2017 Ticker: ISIN: BRFLRYACNOR5 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting MEETING ID 740156 DUE TO DELETION OF RESOLUTION V.2. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE THAT COMMON SHAREHOLDERS Non-Voting SUBMITTING A VOTE TO ELECT A MEMBER FROM THE LIST PROVIDED MUST INCLUDE THE CANDIDATES NAME IN THE VOTE INSTRUCTION. HOWEVER WE CANNOT DO THIS THROUGH THE PROXYEDGE PLATFORM. IN ORDER TO SUBMIT A VOTE TO ELECT A CANDIDATE, CLIENTS MUST CONTACT THEIR CSR TO INCLUDE THE NAME OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE ON THIS ITEM ARE RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED IN FAVOUR OR AGAINST THE DEFAULT COMPANIES CANDIDATE. THANK YOU CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU I TO RECEIVE THE ACCOUNTS OF THE BOARD OF Mgmt No vote DIRECTORS, EXAMINE, DISCUSS AND VOTE ON THE FINANCIAL STATEMENTS, ACCOMPANIED BY THE INDEPENDENT AUDITORS REPORT REGARDING THE FISCAL YEAR ENDED ON DECEMBER 31, 2016 II RATIFY THE EARLY DISTRIBUTIONS OF DIVIDENDS Mgmt No vote AND INTEREST ON OWN CAPITAL III DELIBERATE ON THE PROPOSAL OF DESTINATION Mgmt No vote OF THE NET PROFIT FOR THE FISCAL YEAR ENDED ON DECEMBER 31, 2016 IV TO DETERMINE THE NUMBER OF MEMBERS WHO WILL Mgmt No vote MAKE UP THE BOARD OF DIRECTORS OF THE COMPANY CMMT THE BOARD / ISSUER HAS NOT RELEASED A Non-Voting STATEMENT ON WHETHER THEY RECOMMEND TO VOTE IN FAVOUR OR AGAINST THE SLATE UNDER RESOLUTION V V TO ELECT OF THE MEMBER OF THE BOARD OF Mgmt No vote DIRECTORS. CANDIDATES APPOINTED BY ADMINISTRATION. MEMBERS. BRENNO RAIKO DE SOUZA, FERNANDO LOPES ALBERTO, FLAVIO BENICIO JANSEN FERREIRA, JUAN PABLO ZUCCHINI, JOSE ROGERIO LUIZ, LUIZ ANTONIO DE MORAES CARVALHO, MANOEL ANTONIO PERES, MARCIO PINHEIRO MENDES, MARCIO SEROA DE ARAUJO CORIOLANO, MARCOS BOSI FERRAZ, MARIA DE LOURDES LOPES FERRARI CHAUFAILLE, RANDAL LUIZ ZANETTI AND SAMUEL MONTEIRO DOS SANTOS JUNIOR VI TO SET THE GLOBAL REMUNERATION OF THE Mgmt No vote COMPANY DIRECTORS FOR THE 2016 -------------------------------------------------------------------------------------------------------------------------- FLEURY SA, SAO PAULO Agenda Number: 708231939 -------------------------------------------------------------------------------------------------------------------------- Security: P418BW104 Meeting Type: EGM Meeting Date: 26-Jun-2017 Ticker: ISIN: BRFLRYACNOR5 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU I TO RATIFY THE INCREASE IN THE SHARE CAPITAL Mgmt No vote RESULTING FROM THE EXERCISE OF STOCK PURCHASE OPTIONS, IN ACCORDANCE WITH THAT WHICH WAS RESOLVED ON BY THE BOARD OF DIRECTORS ON MAY 2, 2017, WITH THE RESPECTIVE AMENDMENT OF ARTICLE 5 OF THE CORPORATE BYLAWS II TO RESOLVE IN REGARD TO THE PROPOSAL FOR Mgmt No vote THE SPLIT OF THE SHARES THAT ARE ISSUED BY THE COMPANY, AT THE RATIO OF ONE CURRENTLY EXISTING COMMON SHARE FOR TWO SHARES OF THE SAME TYPE, WITHOUT ANY CHANGE IN THE AMOUNT OF THE SHARE CAPITAL OF THE COMPANY III TO RESOLVE IN REGARD TO THE PROPOSAL FOR Mgmt No vote THE AMENDMENT OF ARTICLES 5 AND 6 OF THE CORPORATE BYLAWS, WHICH DEAL WITH THE SHARE CAPITAL, THE SHARES AND THE AUTHORIZED CAPITAL, IN ORDER TO REFLECT THE RESOLUTIONS THAT ARE PASSED IN ITEMS I AND II ABOVE, WITH THE CONSEQUENT RESTATEMENT OF THE CORPORATE BYLAWS -------------------------------------------------------------------------------------------------------------------------- GENTERA SAB DE CV Agenda Number: 707923480 -------------------------------------------------------------------------------------------------------------------------- Security: P4831V101 Meeting Type: EGM Meeting Date: 20-Apr-2017 Ticker: ISIN: MX01GE0E0004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management I RESOLUTIONS ON THE MODIFICATION OF THE Mgmt No vote BYLAWS II DESIGNATION OF DELEGATES Mgmt No vote -------------------------------------------------------------------------------------------------------------------------- GENTERA SAB DE CV Agenda Number: 707923478 -------------------------------------------------------------------------------------------------------------------------- Security: P4831V101 Meeting Type: OGM Meeting Date: 20-Apr-2017 Ticker: ISIN: MX01GE0E0004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management I RESOLUTIONS REGARDING THE REPORTS ON THE Mgmt No vote FISCAL YEAR CONCLUDED AT DECEMBER 31, 2016, IN THE PROVISIONS OF ARTICLE 172 OF THE LEY GENERAL DE SOCIEDADES MERCANITLES AND ARTICLE 28, FRACTION IV OF THE LEY DEL MERCADO DE VALORES II RESOLUTIONS REGARDING THE APPLICATION OF Mgmt No vote RESULTS ON FISCAL YEAR 2016 III RESOLUTIONS REGARDING THE REPORT ON THE Mgmt No vote SITUATION OF THE FUND FOR THE ACQUISITION OF OWN SHARES IV RESOLUTIONS ON THE ELIMINATION OF TREASURY Mgmt No vote SHARES V REPORT ON COMPLIANCE OF TAX OBLIGATIONS OF Mgmt No vote THE COMPANY, RELATED TO ARTICLE 76 OF THE LEY DEL IMPUESTO SOBRE LA RENTA VI RESOLUTIONS REGARDING THE APPOINTMENT OR Mgmt No vote RATIFICATION, IF ANY, OF MEMBERS OF THE BOARD OF DIRECTORS, THE CHAIRMEN OF THE AUDITING AND CORPORATE PRACTICES COMMITTEES, AS FOR THE DETERMINATION OF THEIR REMUNERATIONS. QUALIFICATION OF THEIR INDEPENDENCE VII RESOLUTIONS ON THE APPOINTMENT OR Mgmt No vote RATIFICATION, IF ANY, OF THE CHAIRMAN OF THE BOARD OF DIRECTORS, SECRETARY AND ALTERNATE SECRETARY VIII DESIGNATION OF DELEGATES Mgmt No vote -------------------------------------------------------------------------------------------------------------------------- GRUPO AEROPORTUARIO DEL CENTRO NORTE SAB DE CV Agenda Number: 707756803 -------------------------------------------------------------------------------------------------------------------------- Security: P49530101 Meeting Type: OGM Meeting Date: 24-Feb-2017 Ticker: ISIN: MX01OM000018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management I DISCUSSION AND APPROVAL, IF DEEMED Mgmt No vote APPROPRIATE, REGARDING THE DESIGNATION AND OR RATIFICATION, AS THE CASE MAY BE, OF THE MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY II DISCUSSION AND APPROVAL, IF DEEMED Mgmt No vote APPROPRIATE, REGARDING THE ADOPTION OF THE RESOLUTIONS IN REGARD TO THE REVOCATION OF CERTAIN POWERS THAT WERE PREVIOUSLY GRANTED BY THE COMPANY AND, IF DEEMED APPROPRIATE, OF THE GRANTING AND OR RATIFICATION OF POWERS TO REPRESENT THE COMPANY III DESIGNATION OF SPECIAL DELEGATES Mgmt No vote -------------------------------------------------------------------------------------------------------------------------- GRUPO AEROPORTUARIO DEL CENTRO NORTE SAB DE CV Agenda Number: 707864458 -------------------------------------------------------------------------------------------------------------------------- Security: P49530101 Meeting Type: EGM Meeting Date: 28-Apr-2017 Ticker: ISIN: MX01OM000018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management I DISCUSSION AND, IF DEEMED APPROPRIATE, Mgmt No vote APPROVAL TO CANCEL 6,229,027 SERIES B SHARES THAT ARE REPRESENTATIVE OF THE SHARE CAPITAL OF THE COMPANY, WHICH WERE ACQUIRED DUE TO TRANSACTIONS THAT WERE CONDUCTED UNDER THE TERMS OF ARTICLE 56 OF THE SECURITIES MARKET LAW, AND THE CONSEQUENT DECREASE OF THE MINIMUM OR FIXED SHARE CAPITAL OF THE COMPANY AND, IF DEEMED APPROPRIATE, TO AMEND THE TEXT OF ARTICLE 6 OF THE CORPORATE BYLAWS OF THE COMPANY. RESOLUTIONS IN THIS REGARD II DESIGNATION OF SPECIAL DELEGATES Mgmt No vote -------------------------------------------------------------------------------------------------------------------------- GRUPO AEROPORTUARIO DEL CENTRO NORTE SAB DE CV Agenda Number: 707921347 -------------------------------------------------------------------------------------------------------------------------- Security: P49530101 Meeting Type: OGM Meeting Date: 28-Apr-2017 Ticker: ISIN: MX01OM000018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting MEETING ID 744198 DUE TO CHANGE IN RECORD DATE FROM 20 MAR 2017 TO 20 APR 2017. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. I REPORT OF THE BOARD OF DIRECTORS IN Mgmt No vote ACCORDANCE WITH ARTICLE 28 SECTION IV, PARAGRAPHS D AND E OF THE MEXICAN SECURITIES LAW, REGARDING THE FISCAL YEAR ENDED AS OF DECEMBER 31, 2016 II REPORTS OF THE CHIEF EXECUTIVE OFFICER AND Mgmt No vote EXTERNAL AUDITOR IN ACCORDANCE WITH ARTICLE 28, SECTION IV PARAGRAPH B OF THE MEXICAN SECURITIES LAW, REGARDING THE FISCAL YEAR ENDED AS OF DECEMBER 31, 2016 III REPORTS AND OPINION REFERRED TO IN ARTICLE Mgmt No vote 28, SECTION IV PARAGRAPHS A AND C OF THE SECURITIES MARKET LAW , INCLUDING THE FISCAL REPORT REFERRED THE ARTICLE 76 POINT XIX OF THE MEXICAN INCOME TAX LAW IV DISCUSSION, APPROVAL, AND AMENDMENT IF ANY, Mgmt No vote OF THE REPORTS MENTIONED IN ITEMS I AND II ABOVE RESOLUTIONS THEREOF V ALLOCATION OF NET INCOME INCREASE IN Mgmt No vote RESERVES, AND APPROVAL OF THE AMOUNTS FOR SHARE REPURCHASES RESOLUTIONS THEREOF VI DISCUSSION AND, IN THE EVENT APPROVAL OF A Mgmt No vote PROPOSAL TO NOMINATE AND RATIFY MEMBERS OF THE BOARD OF DIRECTORS AND THE CHAIRS OF THE AUDIT AND CORPORATE PRACTICES FINANCE, PLANNING AND SUSTAINABILITY COMMITTEES RESOLUTIONS THEREOF VII APPOINTMENT OF SPECIAL DELEGATES Mgmt No vote -------------------------------------------------------------------------------------------------------------------------- GRUPO AEROPORTUARIO DEL CENTRO NORTE SAB DE CV Agenda Number: 708150519 -------------------------------------------------------------------------------------------------------------------------- Security: P49530101 Meeting Type: EGM Meeting Date: 31-May-2017 Ticker: ISIN: MX01OM000018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THIS IS A POSTPONEMENT OF Non-Voting THE MEETING HELD ON 28 APR 2017 I DISCUSSION AND, IF DEEMED APPROPRIATE, Mgmt No vote APPROVAL TO CANCEL 6,229,027 SERIES B SHARES THAT ARE REPRESENTATIVE OF THE SHARE CAPITAL OF THE COMPANY, WHICH WERE ACQUIRED DUE TO TRANSACTIONS THAT WERE CONDUCTED UNDER THE TERMS OF ARTICLE 56 OF THE SECURITIES MARKET LAW, AND THE CONSEQUENT DECREASE OF THE MINIMUM OR FIXED SHARE CAPITAL OF THE COMPANY AND, IF DEEMED APPROPRIATE, TO AMEND THE TEXT OF ARTICLE 6 OF THE CORPORATE BYLAWS OF THE COMPANY. RESOLUTIONS IN THIS REGARD II DESIGNATION OF SPECIAL DELEGATES Mgmt No vote -------------------------------------------------------------------------------------------------------------------------- GRUPO AEROPORTUARIO DEL PAC FICO, S.A.B. DE C.V. Agenda Number: 707813019 -------------------------------------------------------------------------------------------------------------------------- Security: P4959P100 Meeting Type: EGM Meeting Date: 25-Apr-2017 Ticker: ISIN: MX01GA000004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management I PROPOSAL FOR THE REDUCTION OF THE SHARE Mgmt No vote CAPITAL BY THE AMOUNT OF MXN 1,750,166,571.51, AND A SUBSEQUENT PAYMENT TO THE SHAREHOLDERS OF MXN 3.33 PER SHARE IN CIRCULATION AND THE AMENDMENT, IF DEEMED APPROPRIATE, OF ARTICLE 6 OF THE CORPORATE BYLAWS OF THE COMPANY II APPOINTMENT AND DESIGNATION OF SPECIAL Mgmt No vote DELEGATES TO APPEAR BEFORE A NOTARY PUBLIC TO FORMALIZE THE RESOLUTIONS THAT ARE PASSED AT THIS GENERAL MEETING. ADOPTION OF THE RESOLUTIONS THAT ARE CONSIDERED TO BE NECESSARY OR CONVENIENT FOR THE PURPOSE OF SUPPLEMENTING THE RESOLUTIONS THAT ARE PASSED IN THE PRECEDING ITEMS OF THIS AGENDA: MESSRS. FERNANDO BOSQUE MOHINO, SERGIO ENRIQUE FLORES OCHOA, CARLOS TORRES FLORES AND MRS. ERICA BARBA PADILLA CMMT 05 APR 2017: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO RECEIPT OF NAMES IN RES. II. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. -------------------------------------------------------------------------------------------------------------------------- GRUPO AEROPORTUARIO DEL PAC FICO, S.A.B. DE C.V. Agenda Number: 707818273 -------------------------------------------------------------------------------------------------------------------------- Security: P4959P100 Meeting Type: OGM Meeting Date: 25-Apr-2017 Ticker: ISIN: MX01GA000004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management I.A IN FULFILLMENT OF PART IV OF ARTICLE 28 OF Mgmt No vote THE SECURITIES MARKET LAW, THE PRESENTATION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE FOLLOWING: THE REPORT TO THE GENERAL DIRECTOR OF THE COMPANY FOR THE FISCAL YEAR THAT ENDED ON DECEMBER 31, 2016, IN ACCORDANCE WITH THAT WHICH IS STATED IN PART XI OF ARTICLE 44 OF THE SECURITIES MARKET LAW AND ARTICLE 172 OF THE GENERAL MERCANTILE COMPANIES LAW, ACCOMPANIED BY THE OPINION OF THE OUTSIDE AUDITOR, IN REGARD TO THE COMPANY, INDIVIDUALLY, UNDER THE FINANCIAL REPORTING STANDARDS, AND IN REGARD TO THE COMPANY AND ITS SUBSIDIARIES, IN CONSOLIDATED FORMAT, UNDER THE INTERNATIONAL FINANCIAL REPORTING STANDARDS, IN ACCORDANCE WITH THE MOST RECENT FINANCIAL STATEMENTS UNDER BOTH SETS OF STANDARDS I.B IN FULFILLMENT OF PART IV OF ARTICLE 28 OF Mgmt No vote THE SECURITIES MARKET LAW, THE PRESENTATION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE FOLLOWING: OPINION OF THE BOARD OF DIRECTORS REGARDING THE CONTENT OF THE REPORT FROM THE GENERAL DIRECTOR I.C IN FULFILLMENT OF PART IV OF ARTICLE 28 OF Mgmt No vote THE SECURITIES MARKET LAW, THE PRESENTATION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE FOLLOWING: THE REPORT FROM THE BOARD OF DIRECTORS THAT IS REFERRED TO IN LINE B OF ARTICLE 172 OF THE GENERAL MERCANTILE COMPANIES LAW, IN WHICH ARE CONTAINED THE MAIN ACCOUNTING AND INFORMATION POLICIES AND CRITERIA THAT WERE FOLLOWED IN THE PREPARATION OF THE FINANCIAL INFORMATION OF THE COMPANY I.D IN FULFILLMENT OF PART IV OF ARTICLE 28 OF Mgmt No vote THE SECURITIES MARKET LAW, THE PRESENTATION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE FOLLOWING: THE REPORT REGARDING THE TRANSACTIONS AND ACTIVITIES IN WHICH THE BOARD OF DIRECTORS HAS INTERVENED DURING THE FISCAL YEAR THAT ENDED ON DECEMBER 31, 2016, IN ACCORDANCE WITH THAT WHICH IS PROVIDED FOR IN THE SECURITIES MARKET LAW I.E IN FULFILLMENT OF PART IV OF ARTICLE 28 OF Mgmt No vote THE SECURITIES MARKET LAW, THE PRESENTATION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE FOLLOWING: THE ANNUAL REPORT REGARDING THE ACTIVITIES THAT WERE CARRIED OUT BY THE AUDIT AND CORPORATE PRACTICES COMMITTEE IN ACCORDANCE WITH ARTICLE 43 OF THE SECURITIES MARKET LAW. RATIFICATION OF THAT WHICH WAS DONE BY THE VARIOUS COMMITTEES AND A RELEASE FROM LIABILITY IN THE PERFORMANCE OF THEIR DUTIES I.F IN FULFILLMENT OF PART IV OF ARTICLE 28 OF Mgmt No vote THE SECURITIES MARKET LAW, THE PRESENTATION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE FOLLOWING: THE REPORT REGARDING THE FULFILLMENT OF THE TAX OBLIGATIONS OF THE COMPANY FOR THE FISCAL YEAR THAT RAN FROM JANUARY 1 TO DECEMBER 31, 2015. INSTRUCTIONS TO THE OFFICERS OF THE COMPANY TO CARRY OUT THE TAX OBLIGATIONS FOR THE FISCAL YEAR THAT RAN FROM JANUARY 1 TO DECEMBER 31, 2016, IN ACCORDANCE WITH THAT WHICH IS ESTABLISHED IN PART III OF ARTICLE 26 OF THE TAX CODE OF THE FEDERATION II AS A CONSEQUENCE OF THE REPORTS THAT ARE Mgmt No vote PRESENTED IN ITEM I ABOVE, RATIFICATION OF THAT WHICH WAS DONE BY THE BOARD OF DIRECTORS AND MANAGEMENT OF THE COMPANY AND A RELEASE FROM LIABILITY IN THE PERFORMANCE OF THEIR RESPECTIVE DUTIES III PRESENTATION, DISCUSSION AND, IF DEEMED Mgmt No vote APPROPRIATE, APPROVAL OF THE FINANCIAL STATEMENTS OF THE COMPANY, INDIVIDUALLY, UNDER THE FINANCIAL REPORTING STANDARDS FOR THE PURPOSES OF THE ALLOCATION OF A LEGAL RESERVE, OF PROFIT, THE CALCULATION OF THE TAX EFFECTS OF THE PAYMENT OF DIVIDENDS AND A CAPITAL REDUCTION, IF DEEMED APPROPRIATE, AND OF THE FINANCIAL STATEMENTS OF THE COMPANY AND OF ITS SUBSIDIARIES, IN CONSOLIDATED FORMAT, UNDER THE INTERNATIONAL FINANCIAL REPORTING STANDARDS FOR THE PURPOSES OF THEIR PUBLICATION ON THE SECURITIES MARKETS, IN REGARD TO THE OPERATIONS CONDUCTED DURING THE FISCAL YEAR THAT RAN FROM JANUARY 1 TO DECEMBER 31, 2016, AND APPROVAL OF THE OPINION OF THE OUTSIDE AUDITOR WITH RELATION TO THE MENTIONED FINANCIAL STATEMENTS IV APPROVAL FOR THE SEPARATION FROM THE NET Mgmt No vote PROFIT THAT WAS OBTAINED BY THE COMPANY DURING THE FISCAL YEAR THAT ENDED ON DECEMBER 31, 2016, AND REPORTED IN ITS FINANCIAL STATEMENTS THAT ARE PRESENTED TO THE GENERAL MEETING IN ITEM III ABOVE AND AUDITED INDIVIDUAL FINANCIAL STATEMENTS UNDER THE FINANCIAL REPORTING STANDARDS, WHICH COME TO THE AMOUNT OF MXN 3,161,718,077.00, OF THE AMOUNT OF FIVE PERCENT, OR IN OTHER WORDS, THE AMOUNT OF MXN 158,085,904.00, IN ORDER TO INCREASE THE LEGAL RESERVE, ALLOCATING THE REMAINING AMOUNT, WHICH IS TO SAY, THE AMOUNT OF MXN 3,003,632,173.00 TO THE UNALLOCATED PROFIT ACCOUNT V.A PRESENTATION, DISCUSSION AND, IF DEEMED Mgmt No vote APPROPRIATE, APPROVAL FOR THERE TO BE DECLARED FROM THE UNALLOCATED PROFIT ACCOUNT, WHICH COMES TO A TOTAL AMOUNT OF MXN 3,052,111,859.00, THE PAYMENT OF A DIVIDEND OF MXN 5.72 PER SHARE, TO BE PAID TO THE OWNERS OF EACH ONE OF THE SHARES IN CIRCULATION ON THE DATE OF THE PAYMENT, EXCLUDING THE SHARES THAT HAVE BEEN BOUGHT BACK BY THE COMPANY ON EACH ONE OF THE PAYMENT DATES IN ACCORDANCE WITH ARTICLE 56 OF THE SECURITIES MARKET LAW, WITH THE REMAINING AMOUNT OF THE UNALLOCATED PROFIT CONTINUING IN THE UNALLOCATED PROFIT ACCOUNT AFTER THE PAYMENT OF THE DIVIDEND, WHICH DIVIDEND WILL BE PAID IN THE FOLLOWING MANNER: MXN 2.86 PER SHARE BY THE LATEST ON AUGUST 31, 2017 V.B PRESENTATION, DISCUSSION AND, IF DEEMED Mgmt No vote APPROPRIATE, APPROVAL FOR THERE TO BE DECLARED FROM THE UNALLOCATED PROFIT ACCOUNT, WHICH COMES TO A TOTAL AMOUNT OF MXN 3,052,111,859.00, THE PAYMENT OF A DIVIDEND OF MXN 5.72 PER SHARE, TO BE PAID TO THE OWNERS OF EACH ONE OF THE SHARES IN CIRCULATION ON THE DATE OF THE PAYMENT, EXCLUDING THE SHARES THAT HAVE BEEN BOUGHT BACK BY THE COMPANY ON EACH ONE OF THE PAYMENT DATES IN ACCORDANCE WITH ARTICLE 56 OF THE SECURITIES MARKET LAW, WITH THE REMAINING AMOUNT OF THE UNALLOCATED PROFIT CONTINUING IN THE UNALLOCATED PROFIT ACCOUNT AFTER THE PAYMENT OF THE DIVIDEND, WHICH DIVIDEND WILL BE PAID IN THE FOLLOWING MANNER: MXN 2.86 PER SHARE BY THE LATEST ON DECEMBER 31, 2017 VI CANCELLATION OF THE SHARE BUYBACK FUND IN Mgmt No vote THE FISCAL YEAR THAT WAS APPROVED BY THE ANNUAL GENERAL MEETING OF SHAREHOLDERS OF APRIL 26, 2016, IN AN AMOUNT OF MXN 950 MILLION, AND APPROVAL OF THE MAXIMUM AMOUNT THAT IS TO BE ALLOCATED TO THE BUYBACK THE SHARES OF THE COMPANY OR CREDIT INSTRUMENTS THAT REPRESENT SUCH SHARES IN AN AMOUNT OF MXN 995 MILLION, FOR THE PERIOD OF 12 MONTHS FOLLOWING APRIL 25, 2017, COMPLYING WITH THAT WHICH IS ESTABLISHED IN PART IV OF ARTICLE 56 OF THE SECURITIES MARKET LAW VII REPORT REGARDING THE DESIGNATION OR Mgmt No vote RATIFICATION OF THE FOUR FULL MEMBERS OF THE BOARD OF DIRECTORS AND THEIR RESPECTIVE ALTERNATES WHO ARE APPOINTED BY THE SERIES BB SHAREHOLDERS VIII RATIFICATION AND OR DESIGNATION OF THE Mgmt No vote PERSON OR PERSONS WHO WILL JOIN THE BOARD OF DIRECTORS OF THE COMPANY WHO ARE TO BE DESIGNATED BY THE SHAREHOLDERS OR GROUP OF SHAREHOLDERS FROM THE SERIES B WHO ARE OWNERS OF OR REPRESENT INDIVIDUALLY OR JOINTLY 10 PERCENT OR MORE OF THE SHARE CAPITAL OF THE COMPANY IX RATIFICATION AND OR DESIGNATION OF THE Mgmt No vote PERSONS WHO WILL BE MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY WHO ARE TO BE DESIGNATED BY THE SERIES B SHAREHOLDERS X RATIFICATION AND OR DESIGNATION OF THE Mgmt No vote CHAIRPERSON OF THE BOARD OF DIRECTORS OF THE COMPANY, IN ACCORDANCE WITH THAT WHICH IS ESTABLISHED IN ARTICLE 16 OF THE CORPORATE BYLAWS OF THE COMPANY: MRS. LAURA DIEZ BARROSO AZCARRAGA, A SHAREHOLDER OF OUR STRATEGIC PARTNER AMP, BE RATIFIED AS CHAIRWOMAN OF THE BOARD XI RATIFICATION OF THE COMPENSATION THAT WAS Mgmt No vote PAID TO THOSE WHO WERE MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY DURING THE 2016 FISCAL YEAR AND THE DETERMINATION OF THE COMPENSATION THAT IS TO BE PAID DURING 2017 XII RATIFICATION AND OR DESIGNATION OF THE Mgmt No vote MEMBER OF THE BOARD OF DIRECTORS BY THE SERIES B SHAREHOLDERS TO BE A MEMBER OF THE NOMINATIONS AND COMPENSATION COMMITTEE OF THE COMPANY, UNDER THE TERMS OF THAT WHICH IS ESTABLISHED BY ARTICLE 28 OF THE CORPORATE BYLAWS XIII RATIFICATION AND OR DESIGNATION OF THE Mgmt No vote CHAIRPERSON OF THE AUDIT AND CORPORATE PRACTICES COMMITTEE XIV THE REPORT IN ACCORDANCE WITH THAT WHICH IS Mgmt No vote ESTABLISHED IN ARTICLE 29 OF THE CORPORATE BYLAWS OF THE COMPANY REGARDING THE TRANSACTIONS FOR THE ACQUISITION OF GOODS OR SERVICES OR THE HIRING OF LABOR OR SALE OF ASSETS EQUAL TO OR GREATER THAN USD 3 MILLION OR ITS EQUIVALENT IN MXN OR IN OTHER LEGAL CURRENCIES IN JURISDICTIONS OUTSIDE OF MEXICO, OR TRANSACTIONS CARRIED OUT BY MATERIAL SHAREHOLDERS, IN THE EVENT THERE ARE ANY XV APPOINTMENT AND DESIGNATION OF SPECIAL Mgmt No vote DELEGATES TO APPEAR BEFORE A NOTARY PUBLIC TO FORMALIZE THE RESOLUTIONS THAT ARE PASSED AT THIS GENERAL MEETING. PASSAGE OF THE RESOLUTIONS THAT ARE JUDGED TO BE NECESSARY OR CONVENIENT FOR THE PURPOSE OF SUPPLEMENTING THE DECISIONS THAT ARE RESOLVED ON IN THE PRECEDING ITEMS OF THIS AGENDA CMMT 05 APR 2017: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO MODIFICATION OF RESOLUTION X. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. -------------------------------------------------------------------------------------------------------------------------- GRUPO FINANCIERO BANORTE SAB DE CV Agenda Number: 707720098 -------------------------------------------------------------------------------------------------------------------------- Security: P49501201 Meeting Type: OGM Meeting Date: 24-Feb-2017 Ticker: ISIN: MXP370711014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management I PROPOSAL, DISCUSSION AND, IF ANY, APPROVAL Mgmt No vote A PROPOSAL TO DISTRIBUTE A DIVIDEND IN CASH II REPORT OF THE EXTERNAL AUDITOR ON THE Mgmt No vote FISCAL SITUATION OF THE COMPANY III DESIGNATION OF DELEGATES TO FORMALIZE AND Mgmt No vote EXECUTE THE RESOLUTIONS ADOPTED BY THE ASSEMBLY -------------------------------------------------------------------------------------------------------------------------- GRUPO FINANCIERO BANORTE SAB DE CV Agenda Number: 707877772 -------------------------------------------------------------------------------------------------------------------------- Security: P49501201 Meeting Type: OGM Meeting Date: 28-Apr-2017 Ticker: ISIN: MXP370711014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management I PRESENTATION AND, IF DEEMED APPROPRIATE, Mgmt No vote APPROVAL OF THE REPORTS THAT ARE REFERRED TO IN PART IV OF ARTICLE 28 OF THE SECURITIES MARKET LAW AND PART IV OF ARTICLE 39 OF THE LAW GOVERNING FINANCIAL CONGLOMERATES FOR THE FISCAL YEAR THAT ENDED ON DECEMBER 31, 2016 II ALLOCATION OF PROFIT Mgmt No vote III DESIGNATION OF THE MEMBERS OF THE BOARD OF Mgmt No vote DIRECTORS OF THE COMPANY AT THE PROPOSAL OF THE NOMINATIONS COMMITTEE AND THE CLASSIFICATION OF THEIR INDEPENDENCE IV DETERMINATION OF THE COMPENSATION FOR THE Mgmt No vote MEMBERS OF THE BOARD OF DIRECTORS V DESIGNATION OF THE CHAIRPERSON OF THE AUDIT Mgmt No vote AND CORPORATE PRACTICES COMMITTEE VI REPORT FROM THE BOARD OF DIRECTORS Mgmt No vote REGARDING THE TRANSACTIONS THAT WERE CARRIED OUT WITH SHARES OF THE COMPANY DURING 2016, AS WELL AS THE DETERMINATION OF THE MAXIMUM AMOUNT OF FUNDS THAT CAN BE ALLOCATED TO SHARE BUYBACKS FOR THE 2017 FISCAL YEAR VII PROPOSAL, DISCUSSION AND, IF DEEMED Mgmt No vote APPROPRIATE, APPROVAL TO CARRY OUT A RESTATEMENT OF THE CORPORATE BYLAWS OF THE COMPANY VIII DESIGNATION OF A DELEGATE OR DELEGATES TO Mgmt No vote FORMALIZE AND CARRY OUT, IF DEEMED APPROPRIATE, TH RESOLUTIONS THAT ARE PASSED BY THE GENERAL MEETING CMMT 28 MAR 2017: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION VII. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. -------------------------------------------------------------------------------------------------------------------------- GRUPO FINANCIERO BANORTE SAB DE CV Agenda Number: 708225847 -------------------------------------------------------------------------------------------------------------------------- Security: P49501201 Meeting Type: OGM Meeting Date: 20-Jun-2017 Ticker: ISIN: MXP370711014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management I DISCUSSION AND, IF ANY, APPROVAL OF A Mgmt No vote PROPOSAL TO DISTRIBUTE A DIVIDEND IN CASH II DESIGNATION OF DELEGATES TO FORMALIZE AND Mgmt No vote EXECUTE THE RESOLUTIONS ADOPTED BY THE ASSEMBLY -------------------------------------------------------------------------------------------------------------------------- GRUPO FINANCIERO SANTANDER MEXICO SAB DE CV, MEXIC Agenda Number: 707593061 -------------------------------------------------------------------------------------------------------------------------- Security: P49513107 Meeting Type: EGM Meeting Date: 05-Dec-2016 Ticker: ISIN: MXP690491412 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management I RESIGNATION, APPOINTMENT, AND IF ANY, Mgmt No vote RATIFICATION OF THE MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY, REPRESENTATIVES OF THE SERIES B SHARES, REPRESENTATIVES OF THE CAPITAL STOCK OF THE COMPANY II DESIGNATION OF SPECIAL DELEGATES TO Mgmt No vote FORMALIZE AND COMPLY WITH THE RESOLUTIONS ADOPTED BY THE ASSEMBLY -------------------------------------------------------------------------------------------------------------------------- GRUPO FINANCIERO SANTANDER MEXICO SAB DE CV, MEXIC Agenda Number: 707593643 -------------------------------------------------------------------------------------------------------------------------- Security: P49513107 Meeting Type: MIX Meeting Date: 05-Dec-2016 Ticker: ISIN: MXP690491412 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management I REPORT ON THE RESIGNATION, APPOINTMENT, AND Mgmt No vote IF ANY, RATIFICATION OF THE MEMBERS OF THE BOARD OF DIRECTORS, OWNERS AND ALTERNATES, CORRESPONDING TO THE SERIES F AND B SHARES REPRESENTATIVE OF THE CAPITAL STOCK II PROPOSAL AND, IF ANY, APPROVAL TO DECREE Mgmt No vote THE PAYMENT OF A CASH DIVIDEND, TO SHAREHOLDERS OF THE COMPANY, UP TO THE AMOUNT AND DATE DETERMINED BY THE ASSEMBLY III PROPOSAL AND, IF ANY, APPROVAL FOR THE Mgmt No vote COMPANY TO ISSUE CAPITAL INSTRUMENTS, REPRESENTATIVE OF SUBORDINATED DEBT, PERPETUAL AND CONVERTIBLE, IN SOME CASES, IN ACCORDANCE WITH THE REQUIREMENTS ESTABLISHED IN ANNEX 1-R AND OTHER APPLICABLE PROVISIONS OF THE LEY PARA REGULAR LAS AGRUPACIONES FINANCIERAS, LEY DE INSTITUCIONES DE CREDITO Y DISPOSICIONES DE CARACTER GENERAL APLICABLES A LAS INSTITUCIONES DE CREDITO, TO BE PLACED IN MEXICO AND/OR ABROAD, IN ACCORDANCE WITH THE AUTHORIZATION GRANTED BY BANCO DE MEXICO IV PROPOSAL AND, IF ANY, APPROVAL TO CARRY OUT Mgmt No vote AN INCREASE IN CAPITAL STOCK, REPRESENTED BY SHARES MAINTAINED IN THE TREASURY REGARDING THE POSSIBLE CONVERSION OF THE CAPITAL INSTRUMENTS MENTIONED ABOVE, WITHOUT BEING APPLICABLE THE DISPOSED IN ARTICLE 132 OF THE LEY GENERAL DE SOCIEDADES MERCANTILES V PROPOSAL AND, IF ANY, APPROVAL TO CARRY OUT Mgmt No vote AMENDMENTS TO THE BYLAWS OF THE COMPANY VI DISCUSSION AND, IF ANY, APPROVAL TO AMEND Mgmt No vote THE SINGLE AGREEMENT OF RESPONSIBILITIES SUBSCRIBED BY GRUPO FINANCIERO SANTANDER MEXICO, S.A.B. DE C.V., AND ITS FINANCIAL ENTITIES, TO ELIMINATE AS FINANCIAL ENTITY MEMBER OF GRUPO FINANCIERO SANTANDER MEXICO TO SANTANDER HIPOTECARIO, S.A. DE C.V., SOCIEDAD FINANCIERA DE OBJETO MULTIPLE, ENTIDAD REGULADA, GRUPO FINANCIERO SANTANDER MEXIC MEXICO, TO EXTINGUISH SUCH COMPANY, UNDER THE MERGER WITH SANTANDER VIVIENDA, S.A. DE C.V., SOCIEDAD FINANCIERA DE OBJETO MULTIPLE, ENTIDAD REGULADA, GRUPO FINANCIERO SANTANDER MEXICO VII DESIGNATION OF SPECIAL DELEGATES TO Mgmt No vote FORMALIZE AND COMPLY WITH THE RESOLUTIONS ADOPTED BY THE ASSEMBLY CMMT 18 NOV 2016: PLEASE NOTE THAT THE MEETING Non-Voting TYPE WAS CHANGED FROM OGM TO MIX. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. -------------------------------------------------------------------------------------------------------------------------- GRUPO FINANCIERO SANTANDER MEXICO SAB DE CV, MEXIC Agenda Number: 707628864 -------------------------------------------------------------------------------------------------------------------------- Security: P49513107 Meeting Type: OGM Meeting Date: 22-Dec-2016 Ticker: ISIN: MXP690491412 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management I PROPOSAL AND IN CASE THE APPROVAL TO DECREE Mgmt No vote A CASH DIVIDEND PAYMENT TO THE SHAREHOLDERS OF THE COMPANY UP TO THE AMOUNT AND THE DATE DETERMINED BY THE ASSEMBLY II APPOINTMENT OF SPECIAL DELEGATES TO Mgmt No vote FORMALIZE AND EXECUTE, THE RESOLUTIONS THEREOF -------------------------------------------------------------------------------------------------------------------------- GRUPO FINANCIERO SANTANDER MEXICO SAB DE CV, MEXIC Agenda Number: 707989363 -------------------------------------------------------------------------------------------------------------------------- Security: P49513107 Meeting Type: OGM Meeting Date: 28-Apr-2017 Ticker: ISIN: MXP690491412 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management I.A PRESENTATION OF THE REPORT OF THE BOARD OF Mgmt No vote DIRECTORS ON THE MARCH OF THE COMPANY, DURING THE FISCAL YEAR ENDED ON DECEMBER 31, 2016, INCLUDING: THE FINANCIAL STATEMENTS UNDER CRITERIA OF THE C.N.B.V. AND IFR'S, THAT DATE I.B PRESENTATION OF THE REPORT OF THE BOARD OF Mgmt No vote DIRECTORS ON THE MARCH OF THE COMPANY, DURING THE FISCAL YEAR ENDED ON DECEMBER 31, 2016, INCLUDING: THE EXTERNAL AUDITOR'S REPORT II PROPOSAL AND, IF ANY, APPROVAL REGARDING Mgmt No vote THE APPLICATION OF RESULTS III REPORT OF THE EXECUTIVE CHAIRMAN AND Mgmt No vote GENERAL DIRECTOR OF THE COMPANY ON THE BUSINESS MARCH, CORRESPONDING TO THE FISCAL YEAR 2016 IV REPORT ON THE OPINION ISSUED BY THE BOARD Mgmt No vote OF DIRECTORS ON THE CONTENT OF THE REPORT PERFORMED BY THE EXECUTIVE PRESIDENT AND GENERAL DIRECTOR OF THE COMPANY V REPORT OF THE BOARD OF DIRECTORS ON MAIN Mgmt No vote ACCOUNTING AND INFORMATION POLICIES AND CRITERIA VI REPORT ON THE FULFILLMENT OF FISCAL Mgmt No vote OBLIGATIONS BY THE COMPANY IN THE FISCAL YEAR 2015 VII REPORT ON THE OPERATIONS AND ACTIVITIES IN Mgmt No vote WHICH THE COMPANY WAS INVOLVED VIII INTRODUCTION OF THE BOARD OF DIRECTORS ON Mgmt No vote THE ACTIVITIES DEVELOPED BY THE AUDIT COMMITTEE AND THE COMPANY'S COMMITTEE ON CORPORATE PRACTICES, NOMINATIONS AND COMPENSATIONS, DURING THE FISCAL YEAR 2016 IX REPORT ON THE WAIVER, APPOINTMENT AND, IF Mgmt No vote APPROPRIATE, RATIFICATION OF THE MEMBERS OF THE BOARD OF DIRECTORS OWNERS AND ALTERNATES, CORRESPONDING TO THE SERIES OF .F. AND .B. SHARES REPRESENTATIVES OF THE STOCK CAPITAL. DETERMINATION OF THEIR REMUNERATION X APPOINTMENT AND, IF APPROPRIATE, Mgmt No vote RATIFICATION OF THE CHAIRMAN OF THE AUDIT COMMITTEE XI PROPOSAL AND, IF ANY, APPROVAL TO DECREE Mgmt No vote THE PAYMENT OF A CASH DIVIDEND TO THE SHAREHOLDERS OF THE COMPANY, UP TO THE AMOUNT AND AT THE DATE TO BE DETERMINED BY THE ASSEMBLY XII PROPOSAL AND, IF ANY, APPROVAL TO MAKE Mgmt No vote MODIFICATIONS TO THE BYLAWS OF THE COMPANY XIII PROPOSAL AND, IF ANY, APPROVAL TO MODIFY Mgmt No vote THE SINGLE AGREEMENT OF RESPONSIBILITIES SUBSCRIBED BY GRUPO FINANCIERO SANTANDER MEXICO, S.A.B. OF C.V., AND ITS FINANCIAL INSTITUTIONS XIV DESIGNATION OF SPECIAL DELEGATES FORMATTING Mgmt No vote AND COMPLYING WITH THE RESOLUTIONS ADOPTED BY THE ASSEMBLY -------------------------------------------------------------------------------------------------------------------------- GRUPO FINANCIERO SANTANDER MEXICO SAB DE CV, MEXIC Agenda Number: 707970390 -------------------------------------------------------------------------------------------------------------------------- Security: P49513107 Meeting Type: SGM Meeting Date: 28-Apr-2017 Ticker: ISIN: MXP690491412 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 APPOINTMENT, AND IF ANY, RATIFICATION OF Mgmt No vote THE MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY, REPRESENTATIVES OF SHARES OF THE B SERIES, OF THE STOCK CAPITAL OF THE COMPANY 2 APPOINTMENT OF SPECIAL DELEGATES TO Mgmt No vote FORMALIZE AND EXECUTE, THE RESOLUTIONS THEREOF CMMT 11 APR 2017: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. -------------------------------------------------------------------------------------------------------------------------- ITAUSA - INVESTIMENTOS ITAU SA, SAO PAULO Agenda Number: 707924608 -------------------------------------------------------------------------------------------------------------------------- Security: P5887P427 Meeting Type: AGM Meeting Date: 13-Apr-2017 Ticker: ISIN: BRITSAACNPR7 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting MEETING ID 740633 DUE TO ADDITION OF RESOLUTION 10. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. CMMT PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS Non-Voting CAN VOTE ON ITEMS 10 AND 14. THANK YOU CMMT THE BOARD / ISSUER HAS NOT RELEASED A Non-Voting STATEMENT ON WHETHER THEY RECOMMEND TO VOTE IN FAVOUR OR AGAINST THE RESOLUTIONS 10 AND 14 10 ELECTION OF THE BOARD OF DIRECTORS. Mgmt No vote CANDIDATE APPOINTED BY PREFERRED SHARES. NOTE. SHAREHOLDERS MAY ONLY VOTE IN FAVOR FOR ONE PREFERRED SHARES NAME APPOINTED 14 ELECTION OF THE FISCAL COUNCIL. CANDIDATE Mgmt No vote APPOINTED BY PREFERRED SHARES. CAIXA DE PREVIDENCIA DOS FUNCIONARIOS DO BANCO DO BRASIL, PREVI NOTE. MEMBERS. PRINCIPAL. JOSE MARIA RABELO. SUBSTITUTE. ISAAC BERENSZTEJN. -------------------------------------------------------------------------------------------------------------------------- KIMBERLY-CLARK DE MEXICO SAB DE CV Agenda Number: 707760321 -------------------------------------------------------------------------------------------------------------------------- Security: P60694117 Meeting Type: EGM Meeting Date: 02-Mar-2017 Ticker: ISIN: MXP606941179 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT ONLY MEXICAN NATIONALS Non-Voting HAVE VOTING RIGHTS AT THIS MEETING. IF YOU ARE A MEXICAN NATIONAL AND WOULD LIKE TO SUBMIT YOUR VOTE ON THIS MEETING PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. THANK YOU VI PROPOSAL TO CANCEL UP TO 4,420,645 COMMON, Non-Voting NOMINATIVE SHARES, WITH NO STATED PAR VALUE, FROM CLASS I, REPRESENTATIVE OF THE FIXED PART OF THE SHARE CAPITAL, ORIGINATING FROM THE SHARE BUYBACK PROGRAM AND THAT ARE CURRENTLY HELD IN THE TREASURY OF THE COMPANY, OF WHICH 2,520,222 ARE SERIES A SHARES AND 1,900,423 ARE SERIES B SHARES, PROPOSAL AND, IF DEEMED APPROPRIATE, APPROVAL OF THE AMENDMENT OF ARTICLE 5 OF THE CORPORATE BYLAWS IN ORDER TO REFLECT THE CORRESPONDING DECREASE IN THE FIXED PART OF THE SHARE CAPITAL. RESOLUTIONS IN THIS REGARD VII PROPOSAL AND, IF DEEMED APPROPRIATE, Non-Voting APPROVAL OF THE MERGER OF THE COMPANY, UNDER WHICH IT, AS THE COMPANY CONDUCTING THE MERGER, WOULD MERGE WITH ITS SUBSIDIARY ALMACENAJE, DISTRUBUTICION Y TRANSPORTE, S.A. DE C.V., AND THE LATTER WOULD BE EXTINGUISHED AS THE COMPANY BEING MERGED. RESOLUTIONS IN THIS REGARD VIII DESIGNATION OF DELEGATES WHO WILL FORMALIZE Non-Voting AND CARRY OUT THE RESOLUTIONS THAT ARE PASSED AT THE ANNUAL AND EXTRAORDINARY GENERAL MEETING OF SHAREHOLDERS -------------------------------------------------------------------------------------------------------------------------- KIMBERLY-CLARK DE MEXICO SAB DE CV Agenda Number: 707761765 -------------------------------------------------------------------------------------------------------------------------- Security: P60694117 Meeting Type: OGM Meeting Date: 02-Mar-2017 Ticker: ISIN: MXP606941179 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT ONLY MEXICAN NATIONALS Non-Voting HAVE VOTING RIGHTS AT THIS MEETING. IF YOU ARE A MEXICAN NATIONAL AND WOULD LIKE TO SUBMIT YOUR VOTE ON THIS MEETING PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. THANK YOU I PRESENTATION AND, IF DEEMED APPROPRIATE, Non-Voting APPROVAL OF THE REPORT FROM THE GENERAL DIRECTOR THAT IS PREPARED IN ACCORDANCE WITH ARTICLE 172 OF THE GENERAL MERCANTILE COMPANIES LAW, ACCOMPANIED BY THE OPINION OF THE OUTSIDE AUDITOR, IN REGARD TO THE OPERATIONS AND RESULTS OF THE COMPANY FOR THE FISCAL YEAR THAT ENDED ON DECEMBER 31, 2016, AS WELL AS THE OPINION OF THE BOARD OF DIRECTORS REGARDING THE CONTENT OF THAT REPORT, PRESENTATION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE REPORT FROM THE BOARD OF DIRECTORS THAT IS REFERRED TO IN LINE B OF ARTICLE 172 OF THE GENERAL MERCANTILE COMPANIES LAW, IN WHICH ARE CONTAINED THE MAIN ACCOUNTING AND INFORMATION POLICIES AND CRITERIA THAT WERE FOLLOWED IN THE PREPARATION OF THE FINANCIAL INFORMATION OF THE COMPANY, PRESENTATION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE FINANCIAL STATEMENTS OF THE COMPANY TO DECEMBER 31, 2016, AND THE ALLOCATION OF THE RESULTS FROM THE FISCAL YEAR, PRESENTATION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE REPORT REGARDING THE FULFILLMENT OF THE TAX OBLIGATIONS THAT ARE THE RESPONSIBILITY OF THE COMPANY, PRESENTATION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE ANNUAL REPORT REGARDING THE ACTIVITIES THAT WERE CARRIED OUT BY THE AUDIT AND CORPORATE PRACTICES COMMITTEE. RESOLUTIONS IN THIS REGARD II PRESENTATION AND, IF DEEMED APPROPRIATE, Non-Voting APPROVAL OF THE PROPOSAL FROM THE BOARD OF DIRECTORS TO PAY A CASH DIVIDEND IN THE AMOUNT OF MXN 1.58 PER SHARE TO EACH ONE OF THE COMMON, NOMINATIVE SERIES A AND B SHARES, WHICH HAVE NO STATED PAR VALUE, AND THAT ARE IN CIRCULATION. THIS DIVIDEND WILL BE PAID IN FOUR INSTALLMENTS OF MXN 0.395 PER SHARE, ON APRIL 6, JULY 6, OCTOBER 5 AND DECEMBER 7, 2017. RESOLUTIONS IN THIS REGARD III THE APPOINTMENT AND OR RATIFICATION OF THE Non-Voting MEMBERS OF THE BOARD OF DIRECTORS, BOTH FULL AND ALTERNATE, AS WELL AS OF THE CHAIRPERSON OF THE AUDIT AND CORPORATE PRACTICES COMMITTEE AND THE SECRETARY OF THE BOARD OF DIRECTORS, CLASSIFICATION REGARDING THE INDEPENDENCE OF THE MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY, IN ACCORDANCE WITH THAT WHICH IS ESTABLISHED IN ARTICLE 26 OF THE SECURITIES MARKET LAW. RESOLUTIONS IN THIS REGARD IV COMPENSATION FOR THE MEMBERS OF THE BOARD Non-Voting OF DIRECTORS AND OF THE VARIOUS COMMITTEES, BOTH FULL AND ALTERNATE, AS WELL AS FOR THE SECRETARY OF THE BOARD OF DIRECTORS OF THE COMPANY. RESOLUTIONS IN THIS REGARD V PRESENTATION AND, IF DEEMED APPROPRIATE, Non-Voting APPROVAL OF THE REPORT FROM THE BOARD OF DIRECTORS REGARDING THE POLICIES OF THE COMPANY IN REGARD TO SHARE BUYBACKS AND, IF DEEMED APPROPRIATE, THE PLACEMENT OF THE SAME, PROPOSAL AND, IF DEEMED APPROPRIATE, APPROVAL OF THE MAXIMUM AMOUNT OF FUNDS THAT CAN BE ALLOCATED TO SHARE BUYBACKS FOR THE 2017 FISCAL YEAR. RESOLUTIONS IN THIS REGARD -------------------------------------------------------------------------------------------------------------------------- MULTIPLUS S.A. Agenda Number: 707969501 -------------------------------------------------------------------------------------------------------------------------- Security: P69915109 Meeting Type: AGM Meeting Date: 28-Apr-2017 Ticker: ISIN: BRMPLUACNOR3 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE 1 TO TAKE KNOWLEDGE OF THE DIRECTORS Mgmt No vote ACCOUNTS, TO EXAMINE, DISCUSS AND VOTE ON THE ADMINISTRATIONS REPORT, FINANCIAL STATEMENTS AND ACCOMPANIED BY THE INDEPENDENT AUDITORS REPORT REGARDING THE FISCAL YEAR ENDING ON DECEMBER 31, 2016 2 TO DELIBERATE THE DESTINATION OF THE YEAR Mgmt No vote RESULTS 3 TO RATIFY THE DIVIDEND DISTRIBUTION Mgmt No vote APPROVALS AND INTEREST ON CAPITAL, WHICH WERE PREPAID AND ATTRIBUTED TO MINIMUM MANDATORY DIVIDENDS FOR THE YEAR SOCIAL ENDED DECEMBER 31, 2016 4 RE RATIFY THE ANNUAL REMUNERATION OF THE Mgmt No vote ADMINISTRATORS TO FISCAL YEARS ENDED 2016, AND APPROVE THE AMOUNT ALLOCATION FOR THE ANNUAL REMUNERATION OF THE BOARD OF DIRECTORS FOR 2017 CMMT 10 APR 2017: PLEASE NOTE THAT VOTES 'IN Non-Voting FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU CMMT 10 APR 2017: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. -------------------------------------------------------------------------------------------------------------------------- MULTIPLUS S.A. Agenda Number: 708155975 -------------------------------------------------------------------------------------------------------------------------- Security: P69915109 Meeting Type: EGM Meeting Date: 05-Jun-2017 Ticker: ISIN: BRMPLUACNOR3 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU CMMT THE BOARD / ISSUER HAS NOT RELEASED A Non-Voting STATEMENT ON WHETHER THEY RECOMMEND TO VOTE IN FAVOUR OR AGAINST THE SLATE FOR RESOLUTIONS 1 AND 2 1 REQUESTS FOR RESIGNATION OF THE MEMBERS OF Mgmt No vote THE COMPANY'S BOARD OF DIRECTORS, MR. ARMANDO VALDIVIESO MONTES, ROBERTO ALVO MILOSAWLEWITSCH AND MAURICIO ROLIM AMARO, ADVISERS INDICATED BY THE CONTROLLING SHAREHOLDER TAM S.A 2 TO ELECT AS NEW MEMBERS OF THE COMPANY'S Mgmt No vote BOARD OF DIRECTORS, MESSRS. JEROME PAUL JACQUES CADIER AND RAMIRO DIEGO ALFONSIN BALZA, CANDIDATES NOMINATED BY THE CONTROLLING SHAREHOLDER TAM S.A 3 TO AMEND ARTICLE 19 OF THE CORPORATE BYLAWS Mgmt No vote OF THE COMPANY, WHICH DEALS WITH THE FORMATION OF THE BOARD OF DIRECTORS, WITH ITS RESPECTIVE PARAGRAPHS REMAINING UNALTERED CMMT 10 MAY 2017: PLEASE NOTE THAT COMMON Non-Voting SHAREHOLDERS SUBMITTING A VOTE TO ELECT A MEMBER FROM THE LIST PROVIDED MUST INCLUDE THE CANDIDATES NAME IN THE VOTE INSTRUCTION. HOWEVER WE CANNOT DO THIS THROUGH THE PROXYEDGE PLATFORM. IN ORDER TO SUBMIT A VOTE TO ELECT A CANDIDATE, CLIENTS MUST CONTACT THEIR CSR TO INCLUDE THE NAME OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE ON THIS ITEM ARE RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED IN FAVOUR OR AGAINST THE DEFAULT COMPANIES CANDIDATE. THANK YOU CMMT 10 MAY 2017: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. -------------------------------------------------------------------------------------------------------------------------- MULTIPLUS SA, SAO PAULO Agenda Number: 707251447 -------------------------------------------------------------------------------------------------------------------------- Security: P69915109 Meeting Type: EGM Meeting Date: 21-Jul-2016 Ticker: ISIN: BRMPLUACNOR3 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE 1 TO INCREASE THE NUMBER OF MEMBERS OF THE Mgmt No vote EXECUTIVE COMMITTEE OF THE COMPANY FROM 4 TO 5 AND TO INCLUDE THE TITLE OF THE NEW MEMBER, WHICH WILL BE THE CHIEF STRATEGY AND NEW BUSINESS OFFICER CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU -------------------------------------------------------------------------------------------------------------------------- MULTIPLUS SA, SAO PAULO Agenda Number: 707406977 -------------------------------------------------------------------------------------------------------------------------- Security: P69915109 Meeting Type: EGM Meeting Date: 04-Oct-2016 Ticker: ISIN: BRMPLUACNOR3 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU CMMT THE BOARD / ISSUER HAS NOT RELEASED A Non-Voting STATEMENT ON WHETHER THEY RECOMMEND TO VOTE IN FAVOUR OR AGAINST THE SLATE FOR RESOLUTIONS 1 AND 2 1 TO ACCEPT THE TENDER OF RESIGNATION OF TWO Mgmt No vote MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY, MR. MARCO ANTONIO BOLOGNA AND MR. JOSE EDSON CARREIRO, WHO ARE MEMBERS OF THE BOARD OF DIRECTORS NOMINATED BY THE CONTROLLING SHAREHOLDER, TAM S.A 2 TO ELECT AS NEW MEMBERS OF THE BOARD OF Mgmt No vote DIRECTORS OF THE COMPANY, MS. CLAUDIA SENDER RAMIREZ AND MR. RICARDO CAMARGO VEIRANO, WHO ARE CANDIDATES NOMINATED BY THE CONTROLLING SHAREHOLDER TAM S.A -------------------------------------------------------------------------------------------------------------------------- QUALICORP SA, SAO PAULO Agenda Number: 707930978 -------------------------------------------------------------------------------------------------------------------------- Security: P7S21H105 Meeting Type: AGM Meeting Date: 28-Apr-2017 Ticker: ISIN: BRQUALACNOR6 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE 1 TO RECEIVE THE ADMINISTRATORS ACCOUNTS, TO Mgmt No vote EXAMINE, DISCUSS AND VOTE ON THE ADMINISTRATIONS REPORT, THE FINANCIAL STATEMENTS AND THE ACCOUNTING STATEMENTS ACCOMPANIED BY THE INDEPENDENT AUDITORS REPORT REGARDING THE FISCAL YEAR ENDING ON DECEMBER 31, 2016 2 TO APPROVE THE DISTRIBUTION OF NET PROFITS Mgmt No vote FROM THE 2016 FISCAL YEAR AND TO PAY COMPANY DIVIDENDS 3 TO SET THE NUMBER OF MEMBERS OF THE BOARD Mgmt No vote OF DIRECTORS CMMT THE BOARD / ISSUER HAS NOT RELEASED A Non-Voting STATEMENT ON WHETHER THEY RECOMMEND TO VOTE IN FAVOUR OR AGAINST THE RESOLUTION 4 4 TO ELECT THE MEMBERS OF THE BOARD OF Mgmt No vote DIRECTORS. CANDIDATES APPOINTED BY COMPANY ADMINISTRATION. SLATE. GRACE CURY DE ALMEIDA GONCALVES TOURINHO, RAUL ROSENTHAL LADEIRA DE MATOS, ALBERTO BULUS, ARNALDO CURIATI, WILSON OLIVIERI, EDI CARLOS REIS DE SOUZA, ALEXANDRE SILVEIRA DIAS, JOSE SERIPIERI FILHO, NILTON MOLINA AND CLAUDIO CHONCHOL BAHBOUT 5 TO SET THE GLOBAL REMUNERATION OF THE Mgmt No vote COMPANY DIRECTORS CMMT 04 APR 2017: PLEASE NOTE THAT VOTES 'IN Non-Voting FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU CMMT 04 APR 2017: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO RECEIPT OF COUNTRY SPECIFIC COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. -------------------------------------------------------------------------------------------------------------------------- SMILES SA, SAO PAULO, SP Agenda Number: 707584086 -------------------------------------------------------------------------------------------------------------------------- Security: P8T12E100 Meeting Type: EGM Meeting Date: 25-Nov-2016 Ticker: ISIN: BRSMLEACNOR1 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU CMMT THE BOARD / ISSUER HAS NOT RELEASED A Non-Voting STATEMENT ON WHETHER THEY RECOMMEND TO VOTE IN FAVOUR OR AGAINST FOR RESOLUTION I I THE ELECTION OF A NEW MEMBER TO OCCUPY A Mgmt No vote VACANT POSITION ON THE BOARD OF DIRECTORS OF THE COMPANY AND TO SERVE OUT THE CURRENT TERM IN OFFICE. CANDIDATE APPOINTED BY CONTROLLER SHAREHOLDER MEMBER. FABIO BRUGGIONI II THE AMENDMENT OF ARTICLE 5 OF THE CORPORATE Mgmt No vote BYLAWS OF THE COMPANY IN ORDER TO REFLECT THE INCREASES IN THE SHARE CAPITAL OF THE COMPANY WITHIN THE AUTHORIZED CAPITAL THAT WAS APPROVED AT MEETINGS OF THE BOARD OF DIRECTORS THAT WERE HELD ON APRIL 29, 2016, AUGUST 5, 2016, SEPTEMBER 5, 2016, AND OCTOBER 28, 2016 III THE AMENDMENT OF PARAGRAPH 7 OF ARTICLE 13 Mgmt No vote OF THE CORPORATE BYLAWS OF THE COMPANY IN ORDER TO CHANGE THE MANNER OF THE ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS IN THE EVENT OF A VACANCY IV THE AMENDMENT OF ARTICLE 18 OF THE Mgmt No vote CORPORATE BYLAWS OF THE COMPANY IN ORDER TO CHANGE THE STRUCTURE OF THE EXECUTIVE COMMITTEE AS FOLLOWS A. TO INCREASE THE MAXIMUM NUMBER OF MEMBERS THAT MAKE UP THE EXECUTIVE COMMITTEE TO NINE MEMBERS, B. TO ELIMINATE THE POSITION OF VICE PRESIDENT OFFICER, C. TO CREATE THE POSITION OF OFFICER WITHOUT A SPECIFIC DESIGNATION -------------------------------------------------------------------------------------------------------------------------- SMILES SA, SAO PAULO, SP Agenda Number: 707785525 -------------------------------------------------------------------------------------------------------------------------- Security: P8T12E100 Meeting Type: AGM Meeting Date: 17-Mar-2017 Ticker: ISIN: BRSMLEACNOR1 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE THAT COMMON SHAREHOLDERS Non-Voting SUBMITTING A VOTE TO ELECT A MEMBER FROM THE LIST PROVIDED MUST INCLUDE THE CANDIDATES NAME IN THE VOTE INSTRUCTION. HOWEVER WE CANNOT DO THIS THROUGH THE PROXYEDGE PLATFORM. IN ORDER TO SUBMIT A VOTE TO ELECT A CANDIDATE, CLIENTS MUST CONTACT THEIR CSR TO INCLUDE THE NAME OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE ON THIS ITEM ARE RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED IN FAVOUR OR AGAINST THE DEFAULT COMPANIES CANDIDATE. THANK YOU 1 TO RECEIVE THE ADMINISTRATORS ACCOUNTS, TO Mgmt No vote EXAMINE, DISCUSS AND VOTE ON THE ADMINISTRATIONS REPORT, THE FINANCIAL STATEMENTS AND THE ACCOUNTING STATEMENTS ACCOMPANIED BY THE INDEPENDENT AUDITORS REPORT REGARDING THE FISCAL YEAR ENDED ON DECEMBER 31, 2016 2 DESTINATION OF THE YEAR END RESULTS OF 2016 Mgmt No vote AND THE DISTRIBUTION OF DIVIDENDS 3 TO SET THE GLOBAL REMUNERATION OF THE Mgmt No vote COMPANY DIRECTORS 4 TO SET THE NUMBER OF MEMBERS OF THE BOARD Mgmt No vote OF DIRECTORS CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting SLATES TO BE ELECTED AS DIRECTORS, THERE IS ONLY 1 VACANCY AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 1 OF THE 2 SLATES. THANK YOU CMMT THE BOARD / ISSUER HAS NOT RELEASED A Non-Voting STATEMENT ON WHETHER THEY RECOMMEND TO VOTE IN FAVOUR OR AGAINST THE RESOLUTIONS 5 AND 6 5 TO ELECT THE MEMBERS OF THE BOARD OF Mgmt No vote DIRECTORS. NAMES APPOINTED BY CONTROLLER SHAREHOLDERS. MEMBERS. CONSTANTINO DE OLIVEIRA JUNIOR, JOAQUIM CONSTANTINO NETO, RICARDO CONSTANTINO, MARCOS GRODETZKY, BOANERGES RAMOS FREIRE, CASSIO CASSEB LIMA AND FABIO BRUGGIONI 6 TO ELECT THE MEMBERS OF THE BOARD OF Mgmt No vote DIRECTORS. NAMES APPOINTED BY MINORITY COMMON SHARES CMMT 24 FEB 2017: PLEASE NOTE THAT VOTES 'IN Non-Voting FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU CMMT 24 FEB 2017: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. -------------------------------------------------------------------------------------------------------------------------- SMILES SA, SAO PAULO, SP Agenda Number: 707785501 -------------------------------------------------------------------------------------------------------------------------- Security: P8T12E100 Meeting Type: EGM Meeting Date: 17-Mar-2017 Ticker: ISIN: BRSMLEACNOR1 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU 1 TO VOTE REGARDING THE AMENDMENT OF THE Mgmt No vote CORPORATE BYLAWS OF THE COMPANY IN ORDER TO REFLECT THE INCREASES IN THE SHARE CAPITAL OF THE COMPANY, WITHIN THE AUTHORIZED CAPITAL LIMIT, THAT WERE APPROVED AT MEETINGS OF THE BOARD OF DIRECTORS THAT WAS HELD ON FEBRUARY 15, 2017 -------------------------------------------------------------------------------------------------------------------------- SMILES SA, SAO PAULO, SP Agenda Number: 708297355 -------------------------------------------------------------------------------------------------------------------------- Security: P8T12E100 Meeting Type: EGM Meeting Date: 30-Jun-2017 Ticker: ISIN: BRSMLEACNOR1 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU I THE APPROVAL OF THE PROTOCOL AND REASONING Mgmt No vote FOR THE MERGER OF THE COMPANY BY WEBJET PARTICIPACOES S.A., A CORPORATION, ENROLLED UNDER THE CORPORATE TAXPAYER'S ID NUMBER 05.730.375.0001.20, WITH ITS BYLAWS DULY FILED IN THE BOARD OF TRADE OF THE STATE OF SAO PAULO, UNDER THE STATE REGISTRY, NIRE, NUMBER 35.300.493.095, IN THE CITY OF BARUERI, STATE OF SAO PAULO, AT ALAMEDA RIO NEGRO, NUMBER 585, 2 ANDAR, BLOCO B, PARTE A, ALPHAVILLE, CEP 06454.000, MERGING COMPANY, SIGNED ON JUNE 6, 2017 BY THE MANAGEMENT OF THE COMPANY AND OF THE MERGING COMPANY, MERGER PROTOCOL, PREPARED IN ACCORDANCE WITH ARTICLES 224, 225, 227 AND 264 OF LAW 6404.76, BRAZILIAN CORPORATIONS LAW II THE RATIFICATION OF THE HIRING A OF ERNST Mgmt No vote YOUNG AUDITORES INDEPENDENTES S.S., A COMPANY HEADQUARTERED IN THE CITY OF SAO PAULO, STATE OF SAO PAULO, AT AV. PRESIDENTE JUSCELINO KUBITSCHEK, NUMBER 1909, TORRE NORTE, 10 ANDAR, ENROLLED UNDER THE CORPORATE TAXPAYER'S ID CNPJ MF NUMBER 61.366.936.0001.25, SPECIALIZED COMPANY RESPONSIBLE FOR PREPARING THE APPRAISAL REPORT OF THE SHAREHOLDERS EQUITY OF THE COMPANY AS OF MARCH 31, 2017, BASE DATE, AT BOOK VALUE, PURSUANT TO THE TERMS AND FOR THE PURPOSES OF ARTICLES 224 AND 226 OF THE BRAZILIAN CORPORATIONS LAW, ACCOUNTING APPRAISAL REPORT, AND B CABRERA ASSESSORIA, CONSULTORIA E PLANEJAMENTO EMPRESARIAL LTDA., A LIMITED LIABILITY COMPANY WITH HEADQUARTERS IN THE CITY OF SAO PAULO, STATE OF SAO PAULO, AT RUA FORMOSA, NUMBER 367, 24 ANDAR, CONJUNTO 2450, CENTRO, CEP 01049.911, REGISTERED UNDER THE CORPORATE TAXPAYER S ID CNPJ.MF NUMBER 22.356.119.0003.04, A SPECIALIZED COMPANY RESPONSIBLE FOR PREPARING THE APPRAISAL REPORT OF THE NET EQUITY OF THE COMPANY AND OF THE MERGING COMPANY ON THE BASE DATE, AT MARKET VALUE, PURSUANT TO ARTICLE 264 OF THE BRAZILIAN CORPORATIONS LAW., APPRAISAL REPORT AT MARKET VALUE AND, TOGETHER WITH THE ACCOUNTING APPRAISAL REPORT, THE APPRAISAL REPORTS III THE APPROVAL OF THE APPRAISAL REPORTS Mgmt No vote IV THE APPROVAL OF THE MERGER OF THE COMPANY Mgmt No vote BY THE MERGING COMPANY AND THE CONSEQUENT EXTINCTION OF THE COMPANY, MERGER, PURSUANT TO THE MERGER PROTOCOL, SUBJECT TO ITS APPROVAL BY THE EXTRAORDINARY SHAREHOLDERS MEETING OF THE MERGING COMPANY V THE AUTHORIZATION FOR THE COMPANY'S Mgmt No vote MANAGEMENT TO CARRY ALL ACTS AND MEASURES NECESSARY FOR THE IMPLEMENTATION OF THE MERGER -------------------------------------------------------------------------------------------------------------------------- SOCIEDAD QUIMICA Y MINERA DE CHILE SA SOQUIMICH, S Agenda Number: 708052624 -------------------------------------------------------------------------------------------------------------------------- Security: P8716X108 Meeting Type: OGM Meeting Date: 28-Apr-2017 Ticker: ISIN: CLP8716X1082 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 THE BALANCE SHEET, FINANCIAL STATEMENTS, Mgmt No vote ANNUAL REPORT, REPORT FROM THE ACCOUNTS INSPECTORS AND THE OPINION OF THE OUTSIDE AUDITORS OF THE COMPANY FOR THE FISCAL YEAR THAT ENDED ON DECEMBER 31, 2016 2 DESIGNATION OF THE OUTSIDE AUDITING FIRM, Mgmt No vote RISK RATING AGENCIES AND OF THE ACCOUNTS INSPECTORS FOR THE 2017 FISCAL YEAR 3 THE TRANSACTIONS THAT ARE REFERRED TO IN Mgmt No vote TITLE XVI OF LAW NUMBER 18,046 4 INVESTMENT AND FINANCING POLICIES Mgmt No vote 5 PROFIT FROM THE 2016 FISCAL YEAR, Mgmt No vote DEFINITIVE DIVIDEND AND FUTURE DIVIDEND POLICY 6 EXPENSES OF THE BOARD OF DIRECTORS DURING Mgmt No vote THE 2016 FISCAL YEAR 7 ELECTION AND COMPENSATION OF MEMBERS OF THE Mgmt No vote BOARD OF DIRECTORS 8 MATTERS RELATED TO THE COMMITTEE OF Mgmt No vote DIRECTORS, THE AUDIT COMMITTEE, THE CORPORATE GOVERNANCE COMMITTEE AND THE HEALTH, SAFETY AND ENVIRONMENT COMMITTEE 9 OTHER MATTERS THAT ARE APPROPRIATE IN Mgmt No vote ACCORDANCE WITH THE PERTINENT PROVISIONS -------------------------------------------------------------------------------------------------------------------------- SUL AMERICA SA, RIO DE JANEIRO Agenda Number: 707788052 -------------------------------------------------------------------------------------------------------------------------- Security: P87993120 Meeting Type: AGM Meeting Date: 29-Mar-2017 Ticker: ISIN: BRSULACDAM12 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE THAT SHAREHOLDERS CAN SUBMIT A Non-Voting MEMBER FROM THE CANDIDATES LIST OR ALTERNATIVELY A CANDIDATE OUTSIDE OF THIS LIST, HOWEVER WE CANNOT DO THIS THROUGH THE PROXYEDGE PLATFORM. IN ORDER TO SUBMIT A VOTE TO ELECT A CANDIDATE OUTSIDE THE LIST, CLIENTS MUST CONTACT THEIR CSR TO INCLUDE THE NAME OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE ON THIS ITEM ARE RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK YOU CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU I VERIFY THE MANAGEMENT ACCOUNTS, EXAMINE, Mgmt No vote DISCUSS AND VOTE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED ON DECEMBER 31, 2016 II APPROVE THE ALLOCATION OF NET INCOME FROM Mgmt No vote THE FISCAL YEAR ENDED ON DECEMBER 31, 2016 III ESTABLISH THE NUMBER OF MEMBERS OF THE Mgmt No vote BOARD OF DIRECTORS FOR THE 2017 TERM CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting SLATES OF BOARD OF DIRECTORS TO BE ELECTED, THERE IS ONLY 1 VACANCY AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 1 OF THE 2 SLATES OF BOARD OF DIRECTORS. THANK YOU CMMT THE BOARD / ISSUER HAS NOT RELEASED A Non-Voting STATEMENT ON WHETHER THEY RECOMMEND TO VOTE IN FAVOUR OR AGAINST THE BELOW SLATES UNDER RESOLUTIONS IV.1 AND IV.2 IV.1 TO ELECT THE MEMBERS OF THE BOARD OF Mgmt No vote DIRECTORS. CANDIDATES APPOINTED BY THE CONTROLLER SHAREHOLDERS. . MEMBERS. PATRICK ANTONIO CLAUDE DE LARRAGOITI LUCAS, CARLOS INFANTE DE CASTRO, CHRISTOPHER JOHN MINTER, DAVID LORNE LEVY, GUILHERME AFFONSO FERREIRA, ISABELLE ROSE MARIE DE SEGUR LAMOIGNON, JORGE HILARIO GOUVEA VIEIRA, PIERRE CLAUDE PERRENOUD, RENATO RUSSO AND ROBERTO TEIXEIRA DA COSTA IV.2 TO ELECT THE MEMBERS OF THE BOARD OF Mgmt No vote DIRECTORS. CANDIDATES APPOINTED BY THE MINORITARY COMMON SHAREHOLDERS CMMT THE BOARD / ISSUER HAS NOT RELEASED A Non-Voting STATEMENT ON WHETHER THEY RECOMMEND TO VOTE IN FAVOUR OR AGAINST THE BELOW SLATES UNDER RESOLUTION IV.3 IV.3 TO ELECT THE MEMBERS OF THE BOARD OF Mgmt No vote DIRECTORS. CANDIDATES APPOINTED BY THE PREFERRED SHAREHOLDERS. SHAREHOLDERS MAY ONLY VOTE IN FAVOR FOR PREFERRED SHARES NAME APPOINTED V ESTABLISH THE MANAGEMENT COMPENSATION BOARD Mgmt No vote OF DIRECTORS AND BOARD OF EXECUTIVE OFFICERS -------------------------------------------------------------------------------------------------------------------------- SUL AMERICA SA, RIO DE JANEIRO Agenda Number: 707788064 -------------------------------------------------------------------------------------------------------------------------- Security: P87993120 Meeting Type: EGM Meeting Date: 29-Mar-2017 Ticker: ISIN: BRSULACDAM12 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE I APPROVE THE INCREASE OF THE COMPANY'S Mgmt No vote CAPITAL STOCK, IN THE AMOUNT OF BRL 1,000,000,000.00, THROUGH THE CAPITALIZATION OF PART OF THE BALANCE OF THE STATUTORY RESERVE BALANCE, WITH NEW SHARES ATTRIBUTED TO SHAREHOLDERS AS BONUS AND THE CONSEQUENT AMENDMENT OF ARTICLE 5 OF THE COMPANY'S BYLAWS II APPROVE THE ADJUSTMENT OF THE ARTICLE 16 OF Mgmt No vote THE BYLAWS, IN ORDER TO RECORD THAT THE COMPENSATION COMMITTEE OF THE COMPANY IS NOW CALLED HUMAN CAPITAL COMMITTEE III APPROVE THE CONSOLIDATION OF THE COMPANY'S Mgmt No vote BYLAWS CMMT 02 MAR 2017: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO MODIFICATION OF NUMBERING OF RESOLUTION FROM 1 TO I AND ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. CMMT 02 MAR 2017: PLEASE NOTE THAT VOTES 'IN Non-Voting FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU -------------------------------------------------------------------------------------------------------------------------- TELEFONICA BRASIL SA, SAO PAULO Agenda Number: 707884258 -------------------------------------------------------------------------------------------------------------------------- Security: P9T369168 Meeting Type: AGM Meeting Date: 26-Apr-2017 Ticker: ISIN: BRVIVTACNPR7 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU CMMT PLEASE NOTE THAT PREFERENCE SHAREHOLDERS Non-Voting CAN SUBMIT A MEMBER FROM THE CANDIDATES LIST ONCE THEY HAVE BEEN ELECTED OR ALTERNATIVELY A CANDIDATE OUTSIDE OF THE OFFICIAL LIST, HOWEVER WE CANNOT DO THIS THROUGH THE PROXYEDGE PLATFORM. IN ORDER TO SUBMIT A VOTE TO ELECT A CANDIDATE, CLIENTS MUST CONTACT THEIR CSR TO INCLUDE THE NAME OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE ON THIS ITEM ARE RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK YOU CMMT 30 MAR 2017: PLEASE NOTE THAT THE PREFERRED Non-Voting SHAREHOLDERS CAN VOTE ON ITEM 5.4. THANK YOU CMMT 30 MAR 2017: THE BOARD / ISSUER HAS NOT Non-Voting RELEASED A STATEMENT ON WHETHER THEY RECOMMEND TO VOTE IN FAVOR OR AGAINST THE RESOLUTION 5.4 5.4 ELECTION OF MEMBERS OF THE FISCAL COUNCIL. Mgmt No vote CANDIDATE APPOINTED BY PREFERRED SHARES CMMT 30 MAR 2017: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO MODIFICATION OF TEXT IN COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. -------------------------------------------------------------------------------------------------------------------------- TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA, RIO D Agenda Number: 707209703 -------------------------------------------------------------------------------------------------------------------------- Security: P9T5CD126 Meeting Type: EGM Meeting Date: 11-Jul-2016 Ticker: ISIN: BRTAEECDAM10 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU CMMT THE BOARD / ISSUER HAS NOT RELEASED A Non-Voting STATEMENT ON WHETHER THEY RECOMMEND TO VOTE IN FAVOUR OR AGAINST THE RESOLUTION 1' 1 TO ELECT THE MEMBER OF THE BOARD OF Mgmt No vote DIRECTORS. CANDIDATE APPOINTED BY CONTROLLER SHAREHOLDERS . MEMBER. ANTONIO CARLOS DE ANDRADA TOVAR -------------------------------------------------------------------------------------------------------------------------- TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA, RIO D Agenda Number: 707447389 -------------------------------------------------------------------------------------------------------------------------- Security: P9T5CD126 Meeting Type: EGM Meeting Date: 25-Oct-2016 Ticker: ISIN: BRTAEECDAM10 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU 1 TO RESOLVE REGARDING THE PARTICIPATION OF Mgmt No vote THE COMPANY IN THE SECOND STAGE OF AUCTION NUMBER 013.2015, ANEEL, INDIVIDUALLY OR AS A MEMBER OF A CONSORTIUM OR OF CONSORTIA, BEING ABLE TO ESTABLISH SPECIAL PURPOSE ENTITIES IN THE EVENT THAT IT SHOULD COME TO WIN THE AUCTION IN QUESTION -------------------------------------------------------------------------------------------------------------------------- TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA, RIO D Agenda Number: 707809919 -------------------------------------------------------------------------------------------------------------------------- Security: P9T5CD126 Meeting Type: EGM Meeting Date: 20-Mar-2017 Ticker: ISIN: BRTAEECDAM10 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU I THE FOURTH ISSUANCE OF SIMPLE DEBENTURES OF Mgmt No vote THE COMPANY, NOT CONVERTIBLE INTO SHARES, OF THE UNSECURED TYPE, FROM HERE ONWARDS REFERRED TO AS THE DEBENTURES, IN TWO SERIES, BOTH OF WHICH ARE NOMINATIVE AND BOOK ENTRY, WITH A UNIT FACE VALUE OF BRL 1,000, MAKING UP, ON THE ISSUANCE DATE, THE AMOUNT OF UP TO BRL 925 MILLION, FOR PUBLIC DISTRIBUTION UNDER THE TERMS OF BRAZILIAN SECURITIES COMMISSION INSTRUCTION NUMBER 400 OF DECEMBER 29, 2003, AS AMENDED, FROM HERE ONWARDS REFERRED TO AS ICVM 400, INCLUDING THE DELEGATION OF POWERS TO THE BOARD OF DIRECTORS OF THE COMPANY TO RESOLVE ON ANY AMENDMENT AND OR CHANGE TO ANY OF THE CONDITIONS OF THE ISSUANCE OF THE DEBENTURES, UNDER THE TERMS OF PARAGRAPH 4 OF ARTICLE 59 OF THE BRAZILIAN CORPORATE LAW AND THE AUTHORIZATION FOR THE BOARD OF DIRECTORS OF THE COMPANY TO TAKE ALL OF THE MEASURES THAT ARE NECESSARY FOR CARRYING OUT THE FUNDRAISING BY MEANS OF THE ISSUANCE OF THE DEBENTURES II THE AMENDMENT OF PARAGRAPH 2 OF ARTICLE 4, Mgmt No vote THE SOLE PARAGRAPH OF ARTICLE 9, LINE III OF PARAGRAPH 1 OF ARTICLE 12, LINES III, IV, V, VI, VIII, IX, X, XIV AND XV OF ARTICLE 19, ARTICLE 20, THE MAIN PART OF ARTICLE 21, ARTICLES 22, 23, 24 AND 25, LINES V, VIII, IX AND XII OF ARTICLE 26, AND ARTICLES 27, 28, 29, 30, 31, 32, 33, 34, 35, 36, 37, 38, 39, 40, 41, 42, 43, 44, 45, 46, 47 AND 48 OF THE CORPORATE BYLAWS OF THE COMPANY, IN ORDER TO ADAPT THEM TO THE PROVISION IN THE SECOND ADDENDUM TO THE SHAREHOLDER AGREEMENT OF THE COMPANY AND TO MAKE IMPROVEMENTS TO THE WORDING, AND THE LATER RESTATEMENT OF THE BYLAWS III THE AMENDMENT OF ARTICLES 12, 25, 27 AND 28 Mgmt No vote OF THE INTERNAL RULES OF THE BOARD OF DIRECTORS, IN ORDER TO ADAPT THEM TO THAT WHICH IS PROVIDED FOR IN THE CORPORATE BYLAWS AND IN THE SECOND ADDENDUM TO THE SHAREHOLDER AGREEMENT OF THE COMPANY -------------------------------------------------------------------------------------------------------------------------- TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA, RIO D Agenda Number: 707969789 -------------------------------------------------------------------------------------------------------------------------- Security: P9T5CD126 Meeting Type: EGM Meeting Date: 20-Apr-2017 Ticker: ISIN: BRTAEECDAM10 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU 1 TO RESOLVE IN REGARD TO THE PARTICIPATION Mgmt No vote OF THE COMPANY IN AUCTION NUMBER 05.2016, ANEEL, INDIVIDUALLY OR AS A MEMBER OF A CONSORTIUM OR CONSORTIUMS, BEING ABLE TO ESTABLISH SPECIAL PURPOSE ENTITIES IN THE EVENT THAT IT SHOULD COME TO WIN THE AUCTION IN QUESTION -------------------------------------------------------------------------------------------------------------------------- TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA, RIO D Agenda Number: 707943329 -------------------------------------------------------------------------------------------------------------------------- Security: P9T5CD126 Meeting Type: AGM Meeting Date: 28-Apr-2017 Ticker: ISIN: BRTAEECDAM10 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE 1 TO TAKE KNOWLEDGE OF THE DIRECTORS Mgmt No vote ACCOUNTS, TO EXAMINE, DISCUSS AND VOTE ON THE FINANCIAL STATEMENTS RELATING TO THE FISCAL YEAR THAT ENDED ON DECEMBER 31, 2016 2 TO APPROVE THE DISTRIBUTION OF NET PROFITS Mgmt No vote FROM THE 2016 FISCAL YEAR AND THE DISTRIBUTION OF DIVIDENDS CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting SLATES TO BE ELECTED AS BOARD OF DIRECTORS, THERE IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 1 SLATE OF THE 2 SLATES. THANK YOU CMMT THE BOARD / ISSUER HAS NOT RELEASED A Non-Voting STATEMENT ON WHETHER THEY RECOMMEND TO VOTE IN FAVOUR OR AGAINST THE SLATE UNDER RESOLUTIONS 3 ,4 AND 5 3 TO ELECT THE MEMBERS OF THE BOARD OF Mgmt No vote DIRECTORS. NAMES APPOINTED BY CONTROLLER SHAREHOLDERS. NOTE MEMBERS. PRINICPAL. LUIZ FELIPE VELOSO, JOSE AFONSO BICALHO BELTRAO DA SILVA, LUCAS LOUREIRO TICLE, PAULO DE MOURA RAMOS, ONOFRE PEREZ FILHO, BRUNO JOSE ALBURQUEQUE DE CASTRO, CARLOS ROBERTO CAFARELI, PONCIANO PADILHA AND JORGE KALACHE FILHO. SUBSTITUTE. EDUARDO LUCAS SILVA SERRANO, JOAO PAULO DIONISIO CAMPOS, ANTONIO CARLOS DE ANDRADA TOVAR, LUIZ ANTONIO VICENTINI JORENTE, ARTHUR MAIA AMARAL, ROBERTA DA ROCHA MIRANDA LOPES BORIO, ANTONIO PEDRO DA SILVA MACHADO, MARCO ADILES MOREIRA GARCIA AND JARBAS ANTONIO DI BIAGI. SHAREHOLDERS THAT VOTE IN FAVOR IN THIS ITEM CAN NOT VOTE IN FAVOR FOR THE CANDIDATES APPOINTED BY MINORITY COMMON SHARES 4 TO ELECT THE MEMBERS OF THE BOARD OF Mgmt No vote DIRECTORS. NAME APPOINTED BY MINORITARY COMMOM SHARES. NOTE SHAREHOLDERS THAT VOTE IN FAVOR IN THIS ITEM CAN NOT VOTE IN FAVOR FOR THE CANDIDATES APPOINTED BY CONTROLLER SHAREHOLDERS 5 TO ELECT THE MEMBERS OF THE BOARD OF Mgmt No vote DIRECTORS. NAME APPOINTED BY MINORITARY PREFERRED SHARES. NOTE SHAREHOLDERS MAY ONLY VOTE IN FAVOR FOR ONE PREFERRED SHARES NAME APPOINTED CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting OPTIONS TO INDICATE A PREFERENCE ON THIS RESOLUTION, ONLY ONE CAN BE SELECTED. THE STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 1 OF THE 2 OPTIONS BELOW, YOUR OTHER VOTES MUST BE EITHER AGAINST OR ABSTAIN THANK YOU CMMT THE BOARD / ISSUER HAS NOT RELEASED A Non-Voting STATEMENT ON WHETHER THEY RECOMMEND TO VOTE IN FAVOUR OR AGAINST THE SLATES UNDER RESOLUTIONS 6 ,7 AND 8 6 TO ELECT A MEMBER OF THE FISCAL COUNCIL. Mgmt No vote NAMES APPOINTED BY CONTROLLER SHAREHOLDERS. NOTE MEMBERS. PRINICPAL. MARILIA CARVALHO DE MELO, HENRIQUE DIEGO ANDRADE, LUIZ DA PENHA SOUZA DA SILVA AND NILTON ROBERTO PINHEIRO. SUBSTITUTE. RODRIGO DE OLIVEIRA PERPETUO, PEDRO MARCELO LUZARDO AND MARIA LUIZA GARCIA. SHAREHOLDERS THAT VOTE IN FAVOR IN THIS ITEM CAN NOT VOTE IN FAVOR FOR THE CANDIDATES APPOINTED BY MINORITY COMMON SHARES 7 TO ELECT A MEMBER OF THE FISCAL COUNCIL. Mgmt No vote NAME APPOINTED BY MINORITARY COMMOM SHARES. NOTE SHAREHOLDERS THAT VOTE IN FAVOR IN THIS ITEM CAN NOT VOTE IN FAVOR FOR THE CANDIDATES APPOINTED BY CONTROLLER SHAREHOLDERS 8 TO ELECT A MEMBER OF THE FISCAL COUNCIL. Mgmt No vote NAME APPOINTED BY MINORITARY PREFERRED SHARES. NOTE SHAREHOLDERS MAY ONLY VOTE IN FAVOR FOR ONE PREFERRED SHARES NAME APPOINTED 9 TO SET THE GLOBAL REMUNERATION OF THE Mgmt No vote MEMBERS OF THE BOARD OF DIRECTORS AND THE MEMBERS OF THE FISCAL COUNCIL CMMT 05 APR 2017: PLEASE NOTE THAT SHAREHOLDERS Non-Voting CAN SUBMIT A MEMBER FROM THE CANDIDATES LIST OR ALTERNATIVELY A CANDIDATE OUTSIDE OF THIS LIST, HOWEVER WE CANNOT DO THIS THROUGH THE PROXYEDGE PLATFORM. IN ORDER TO SUBMIT A VOTE TO ELECT A CANDIDATE OUTSIDE THE LIST, CLIENTS MUST CONTACT THEIR CLIENT SERVICE REPRESENTATIVE TO INCLUDE THE NAME OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE ON THIS ITEM ARE RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK YOU CMMT 05 APR 2017: PLEASE NOTE THAT VOTES 'IN Non-Voting FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU CMMT 05 APR 2017: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO ADDITION OF COMMENTS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. -------------------------------------------------------------------------------------------------------------------------- TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA, RIO D Agenda Number: 708292521 -------------------------------------------------------------------------------------------------------------------------- Security: P9T5CD126 Meeting Type: EGM Meeting Date: 23-Jun-2017 Ticker: ISIN: BRTAEECDAM10 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU 1 RECOMPOSITION OF THE BOARD OF DIRECTORS. . Mgmt No vote MEMBERS. BERNARDO VARGAS GISBONE, SANTIAGO JAVIER MONTENEGRO TRUJILLO, HERMES JORGE CHIPP, FERNANDO BUNKER GENTIL, CELSO MAIA DE BARROS, CESAR AUGUSTO RAMIREZ ROJAS, ANDRES BARACALDO, GUSTAVO CARLOS MARIN GARAT, FERNANDO AUGUSTO ROJAS PINTO, ROBERT PATRICK PANERO 2 AMENDMENT OF THE ARTICLE 4 OF THE BYLAWS, Mgmt No vote IN ORDER TO REFLECT THE NEW COMPOSITION OF THE COMPANY'S CAPITAL STOCK AFTER THE CONVERSION OF COMMON SHARES TO PREFERRED SHARES, APPROVED ON THE BOARD OF DIRECTORS MEETING REALIZED ON SEPTEMBER 20, 2016 -------------------------------------------------------------------------------------------------------------------------- VALE SA, RIO DE JANEIRO Agenda Number: 707270118 -------------------------------------------------------------------------------------------------------------------------- Security: P9661Q155 Meeting Type: EGM Meeting Date: 12-Aug-2016 Ticker: ISIN: BRVALEACNOR0 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE 1 TO RATIFY THE APPOINTMENTS OF FULL AND Mgmt No vote ALTERNATE MEMBERS OF THE BOARD OF DIRECTORS THAT WERE MADE, RESPECTIVELY, AT THE MEETINGS OF THAT BODY ON APRIL 27, 2016, AND MAY 25, 2016, UNDER THE TERMS OF PARAGRAPH 10 OF ARTICLE 11 OF THE CORPORATE BYLAWS 2 PROPOSAL FOR THE INCLUSION OF A PARAGRAPH 4 Mgmt No vote IN ARTICLE 26 OF THE CORPORATE BYLAWS OF VALE IN ORDER TO DEAL WITH THE AGE LIMIT FOR HOLDING A POSITION AS A MEMBER OF THE EXECUTIVE COMMITTEE OF VALE 3 PROPOSAL TO AMEND THE SOLE PARAGRAPH OF Mgmt No vote ARTICLE 9 OF THE CORPORATE BYLAWS OF VALE IN ORDER TO PROVIDE THAT ANY PERSON APPOINTED BY THE CHAIRPERSON OF THE BOARD CAN CHAIR A GENERAL MEETING, IN THE EVENT OF THE ABSENCE OR TEMPORARY IMPAIRMENT OF THE CHAIRPERSON OR VICE CHAIRPERSON OF THE BOARD OF DIRECTORS OR OF THEIR RESPECTIVE ALTERNATES. CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU -------------------------------------------------------------------------------------------------------------------------- VALE SA, RIO DE JANEIRO Agenda Number: 707273330 -------------------------------------------------------------------------------------------------------------------------- Security: P9661Q148 Meeting Type: EGM Meeting Date: 12-Aug-2016 Ticker: ISIN: BRVALEACNPA3 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting MEETING ID 663686 DUE TO DELETION OF RESOLUTION 1. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU CMMT PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS Non-Voting CAN VOTE ON ALL ITEMS. THANK YOU. 2 PROPOSAL FOR THE INCLUSION OF A PARAGRAPH 4 Mgmt No vote IN ARTICLE 26 OF THE CORPORATE BYLAWS OF VALE IN ORDER TO DEAL WITH THE AGE LIMIT FOR HOLDING A POSITION AS A MEMBER OF THE EXECUTIVE COMMITTEE OF VALE, 3 PROPOSAL TO AMEND THE SOLE PARAGRAPH OF Mgmt No vote ARTICLE 9 OF THE CORPORATE BYLAWS OF VALE IN ORDER TO PROVIDE THAT ANY PERSON APPOINTED BY THE CHAIRPERSON OF THE BOARD CAN CHAIR A GENERAL MEETING, IN THE EVENT OF THE ABSENCE OR TEMPORARY IMPAIRMENT OF THE CHAIRPERSON OR VICE CHAIRPERSON OF THE BOARD OF DIRECTORS OR OF THEIR RESPECTIVE ALTERNATES -------------------------------------------------------------------------------------------------------------------------- WAL-MART DE MEXICO SAB DE CV, MEXICO Agenda Number: 707774534 -------------------------------------------------------------------------------------------------------------------------- Security: P98180188 Meeting Type: OGM Meeting Date: 30-Mar-2017 Ticker: ISIN: MX01WA000038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management I PRESENTATION, DISCUSSION AND, IF DEEMED Mgmt No vote APPROPRIATE, APPROVAL OF THE REPORT A. FROM THE BOARD OF DIRECTORS, B. FROM THE GENERAL DIRECTOR, C. FROM THE AUDIT AND CORPORATE PRACTICES COMMITTEES, D. IN REGARD TO THE FULFILLMENT OF TAX OBLIGATIONS, E. IN REGARD TO THE SHARE PLAN FOR PERSONNEL, F. IN REGARD TO THE STATUS OF THE SHARE BUYBACK FUND AND OF THE SHARES THAT WERE BOUGHT BACK DURING 2016, G. FROM THE WALMART OF MEXICO FOUNDATION II DISCUSSION AND, IF DEEMED APPROPRIATE, Mgmt No vote APPROVAL OF THE AUDITED, CONSOLIDATED FINANCIAL STATEMENTS TO DECEMBER 31, 2016 III DISCUSSION AND, IF DEEMED APPROPRIATE, Mgmt No vote APPROVAL OF THE PLAN FOR THE ALLOCATION OF RESULTS FROM THE PERIOD THAT ENDED ON DECEMBER 31, 2016, WHICH INCLUDES THE PAYMENT OF AN ORDINARY DIVIDEND OF MXN 0.64 PER SHARE, WHICH IS TO BE PAID IN VARIOUS INSTALLMENTS, AND AN EXTRAORDINARY DIVIDEND OF MXN 1.86 PER SHARE, WHICH IS TO BE PAID IN VARIOUS INSTALLMENTS, UNDER THE UNDERSTANDING THAT WITH REGARD TO THE SECOND AMOUNT, THE PAYMENT OF MXN 0.96 PER SHARE WILL BE SUBJECT TO THE CONSUMMATION OF THE SALE OF SUBURBIA IV DISCUSSION AND, IF DEEMED APPROPRIATE, Mgmt No vote APPROVAL OF THE PLAN TO CANCEL SHARES OF THE COMPANY THAT WERE PURCHASED IN SHARE BUYBACKS AND THAT ARE CURRENTLY TREASURY SHARES V APPOINTMENT AND OR RATIFICATION OF THE Mgmt No vote MEMBERS OF THE BOARD OF DIRECTORS, OF THE CHAIRPERSONS OF THE AUDIT AND CORPORATE PRACTICES COMMITTEES AND OF THE COMPENSATION THAT THEY ARE TO RECEIVE DURING THE CURRENT FISCAL YEAR VI DISCUSSION AND, IF DEEMED APPROPRIATE, Mgmt No vote APPROVAL OF THE RESOLUTIONS THAT ARE CONTAINED IN THE MINUTES OF THE GENERAL MEETING HELD AND DESIGNATION OF SPECIAL DELEGATES TO CARRY OUT THE RESOLUTIONS THAT ARE PASSED DAX -------------------------------------------------------------------------------------------------------------------------- ADIDAS AG, HERZOGENAURACH Agenda Number: 707871580 -------------------------------------------------------------------------------------------------------------------------- Security: D0066B185 Meeting Type: AGM Meeting Date: 11-May-2017 Ticker: ISIN: DE000A1EWWW0 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE CAPITAL CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES REPRESENTATIVE. CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 26 Non-Voting APR 2017. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE 1 PRESENTATION OF THE ADOPTED ANNUAL Non-Voting FINANCIAL STATEMENTS OF ADIDAS AG AND OF THE APPROVED CONSOLIDATED FINANCIAL STATEMENTS AS OF DECEMBER 31, 2016, OF THE COMBINED MANAGEMENT REPORT OF ADIDAS AG AND OF THE ADIDAS GROUP, OF THE EXPLANATORY REPORT OF THE EXECUTIVE BOARD ON THE DISCLOSURES PURSUANT TO SECTION 289 SECTION 4, 315 SECTION 4 GERMAN COMMERCIAL CODE (HANDELSGESETZBUCH - HGB) AS WELL AS OF THE SUPERVISORY BOARD REPORT FOR THE 2016 FINANCIAL YEAR 2 RESOLUTION ON THE APPROPRIATION OF RETAINED Mgmt No vote EARNINGS :RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE PROFIT THE DISTRIBUTABLE PROFIT OF EUR 628,908,347.49 SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 2 PER NO-PAR SHARE EUR 200,000,000 SHALL BE ALLOCATED TO THE OTHER RESERVES EUR 26,596,155.49 SHALL BE CARRIED FORWARD EX-DIVIDEND DATE: MAY 12, 2017 PAYABLE DATE: MAY 16, 2017 3 RESOLUTION ON THE RATIFICATION OF THE Mgmt No vote ACTIONS OF THE EXECUTIVE BOARD FOR THE 2016 FINANCIAL YEAR 4 RESOLUTION ON THE RATIFICATION OF THE Mgmt No vote ACTIONS OF THE SUPERVISORY BOARD FOR THE 2016 FINANCIAL YEAR 5 RESOLUTION ON THE AMENDMENT OF SECTION 18 Mgmt No vote (COMPENSATION OF THE SUPERVISORY BOARD) OF THE ARTICLES OF ASSOCIATION 6 RESOLUTION ON THE CANCELLATION OF THE Mgmt No vote AUTHORISED CAPITAL PURSUANT TO SECTION 4 SECTION 2 OF THE ARTICLES OF ASSOCIATION, ON THE CREATION OF A NEW AUTHORISED CAPITAL AGAINST CONTRIBUTIONS IN CASH TOGETHER WITH THE AUTHORISATION TO EXCLUDE SUBSCRIPTION RIGHTS AS WELL AS ON THE RESPECTIVE AMENDMENT TO THE ARTICLES OF ASSOCIATION 7 RESOLUTION ON THE CANCELLATION OF THE Mgmt No vote AUTHORISED CAPITAL PURSUANT TO SECTION 4 SECTION 3 OF THE ARTICLES OF ASSOCIATION, ON THE CREATION OF A NEW AUTHORISED CAPITAL AGAINST CONTRIBUTIONS IN KIND TOGETHER WITH THE AUTHORISATION TO EXCLUDE SUBSCRIPTION RIGHTS AS WELL AS ON THE RESPECTIVE AMENDMENT TO THE ARTICLES OF ASSOCIATION 8 RESOLUTION ON THE CANCELLATION OF THE Mgmt No vote AUTHORISED CAPITAL PURSUANT TO SECTION 4 SECTION 4 OF THE ARTICLES OF ASSOCIATION, ON THE CREATION OF A NEW AUTHORISED CAPITAL AGAINST CONTRIBUTIONS IN CASH TOGETHER WITH THE AUTHORISATION TO EXCLUDE SUBSCRIPTION RIGHTS AS WELL AS ON THE RESPECTIVE AMENDMENT TO THE ARTICLES OF ASSOCIATION 9.1 APPOINTMENT OF THE AUDITOR AND THE GROUP Mgmt No vote AUDITOR FOR THE 2017 FINANCIAL YEAR AS WELL AS OF THE AUDITOR FOR A POSSIBLE AUDIT REVIEW OF THE FIRST HALF YEAR FINANCIAL REPORT AND OTHER INTERIM FINANCIAL REPORTS FOR THE 2017 FINANCIAL YEAR AND THE 2018 FINANCIAL YEAR PRIOR TO THE 2018 ANNUAL GENERAL MEETING: KPMG AG WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, BERLIN, IS APPOINTED AS AUDITOR AND GROUP AUDITOR FOR THE 2017 FINANCIAL YEAR 9.2 APPOINTMENT OF THE AUDITOR AND THE GROUP Mgmt No vote AUDITOR FOR THE 2017 FINANCIAL YEAR AS WELL AS OF THE AUDITOR FOR A POSSIBLE AUDIT REVIEW OF THE FIRST HALF YEAR FINANCIAL REPORT AND OTHER INTERIM FINANCIAL REPORTS FOR THE 2017 FINANCIAL YEAR AND THE 2018 FINANCIAL YEAR PRIOR TO THE 2018 ANNUAL GENERAL MEETING: KPMG AG WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, BERLIN, IS APPOINTED AS AUDITOR FOR A POSSIBLE AUDIT REVIEW OF INTERIM FINANCIAL REPORTS (FIRST HALF YEAR REPORT AND QUARTERLY REPORTS) FOR THE 2017 FINANCIAL YEAR, IF AND INSOFAR AS SUCH INTERIM FINANCIAL REPORTS ARE TO BE PREPARED AND ARE TO BE SUBJECT TO AN AUDIT REVIEW 9.3 APPOINTMENT OF THE AUDITOR AND THE GROUP Mgmt No vote AUDITOR FOR THE 2017 FINANCIAL YEAR AS WELL AS OF THE AUDITOR FOR A POSSIBLE AUDIT REVIEW OF THE FIRST HALF YEAR FINANCIAL REPORT AND OTHER INTERIM FINANCIAL REPORTS FOR THE 2017 FINANCIAL YEAR AND THE 2018 FINANCIAL YEAR PRIOR TO THE 2018 ANNUAL GENERAL MEETING: KPMG AG WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, BERLIN, IS APPOINTED AS AUDITOR FOR A POSSIBLE AUDIT REVIEW OF INTERIM FINANCIAL REPORTS FOR THE 2018 FINANCIAL YEAR, IF AND INSOFAR AS SUCH INTERIM FINANCIAL REPORTS ARE TO BE PREPARED PRIOR TO THE 2018 ANNUAL GENERAL MEETING AND ARE TO BE SUBJECT TO AN AUDIT REVIEW -------------------------------------------------------------------------------------------------------------------------- ALLIANZ SE, MUENCHEN Agenda Number: 707930219 -------------------------------------------------------------------------------------------------------------------------- Security: D03080112 Meeting Type: AGM Meeting Date: 03-May-2017 Ticker: ISIN: DE0008404005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT FOLLOWING TO THE AMENDMENT Non-Voting OF PARAGRAPH 21 OF THE GERMAN SECURITIES TRADE ACT (WERTPAPIERHANDELSGESETZ - WPHG) ON 10TH JULY 2015, THE JUDGEMENT OF THE DISTRICT COURT IN COLOGNE FROM 6TH JUNE 2012 IS NO LONGER RELEVANT. AS A RESULT, IT REMAINS EXCLUSIVELY THE RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS IF THEY EXCEED RELEVANT REPORTING THRESHOLD OF WPHG (FROM 3 PERCENT OF OUTSTANDING SHARE CAPITAL ONWARDS). PLEASE FURTHER NOTE THAT PURSUANT TO THE STATUTES OF ALLIANZ SE, THE REGISTRATION IN THE SHARE REGISTER FOR SHARES BELONGING TO SOMEONE ELSE IN ONE'S OWN NAME (NOMINEE-HOLDING) IS LIMITED TO 0.2% OF THE SHARE CAPITAL (914,000 SHARES) OR - IN CASE OF DISCLOSURE OF THE FINAL BENEFICIARIES - TO 3% OF THE SHARE CAPITAL (13,710,000 SHARES). THEREFORE, FOR THE EXERCISE OF VOTING RIGHTS OF SHARES EXCEEDING THESE THRESHOLDS THE REGISTRATION OF SUCH SHARES IN THE SHARE REGISTER OF ALLIANZ SE IS STILL REQUIRED CMMT THE SUB-CUSTODIAN BANKS OPTIMIZED THEIR Non-Voting PROCESSES AND ESTABLISHED SOLUTIONS, WHICH DO NOT REQUIRE SHARE BLOCKING. REGISTERED SHARES WILL BE DEREGISTERED ACCORDING TO TRADING ACTIVITIES OR AT THE DEREGISTRATION DATE BY THE SUB CUSTODIANS. IN ORDER TO DELIVER/SETTLE A VOTED POSITION BEFORE THE DEREGISTRATION DATE A VOTING INSTRUCTION CANCELLATION AND DE-REGISTRATION REQUEST NEEDS TO BE SENT. PLEASE CONTACT YOUR CSR FOR FURTHER INFORMATION CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF THE MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS WITH REGARDS TO THIS PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting 18.04.2017. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE 1 Presentation of the approved Annual Non-Voting Financial Statements and the approved Consolidated Financial Statements as of December 31, 2016, and of the Management Reports for Allianz SE and for the Group, the Explanatory Reports on the information pursuant to paragraphs 289 (4) and 315 (4) of the German Commercial Code (HGB), as well as the Report of the Supervisory Board for fiscal year 2016 2 RESOLUTION ON THE APPROPRIATION OF THE Mgmt No vote DISTRIBUTABLE PROFIT THE DISTRIBUTABLE PROFIT OF EUR 3,855,866,165.01 SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 7.60 PER NO-PAR SHAREEUR 397,350,907.81 SHALL BE CARRIED FORWARDEX-DIVIDEND DATE: MAY 4, 2017 PAYABLE DATE: MAY 8, 2017 3 Approval of the actions of the members of Mgmt No vote the Management Board 4 Approval of the actions of the members of Mgmt No vote the Supervisory Board 5 Approval of control and profit transfer Mgmt No vote agreement between Allianz SE and Allianz Global Health GmbH 6a Election to the Supervisory Board: Dr Mgmt No vote Helmut Perlet 6b Election to the Supervisory Board: Mr Mgmt No vote Michael Diekmann 6c Election to the Supervisory Board: Ms Mgmt No vote Sophie Boissard 6d Election to the Supervisory Board: Ms Mgmt No vote Christine Bosse 6e Election to the Supervisory Board: Dr Mgmt No vote Friedrich Eichiner 6f Election to the Supervisory Board: Mr Mgmt No vote Herbert Hainer 6g Election to the Supervisory Board: Mr Jim Mgmt No vote Hagemann Snabe -------------------------------------------------------------------------------------------------------------------------- BASF SE Agenda Number: 707949369 -------------------------------------------------------------------------------------------------------------------------- Security: D06216317 Meeting Type: AGM Meeting Date: 12-May-2017 Ticker: ISIN: DE000BASF111 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE CAPITAL CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES REPRESENTATIVE CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting 27.04.2017. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE 1 PRESENTATION OF THE ADOPTED FINANCIAL Non-Voting STATEMENTS OF BASF SE AND THE APPROVED CONSOLIDATED FINANCIAL STATEMENTS OF THE BASF GROUP FOR THE FINANCIAL YEAR 2016; PRESENTATION OF THE MANAGEMENT'S REPORTS OF BASF SE AND THE BASF GROUP FOR THE FINANCIAL YEAR 2016 INCLUDING THE EXPLANATORY REPORTS ON THE DATA ACCORDING TO SECTIONS 289(4) AND 315(4) OF THE GERMAN COMMERCIAL CODE; PRESENTATION OF THE REPORT OF THE SUPERVISORY BOARD 2 ADOPTION OF A RESOLUTION ON THE Mgmt No vote APPROPRIATION OF PROFIT: THE DISTRIBUTABLE PROFIT THE DISTRIBUTABLE PROFIT OF EUR 2,808,567,295.65 SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 3 PER NO-PAR SHARE EUR 53.131.213.65 SHALL BE ALLOCATED TO THE REVENUE RESERVES EX-DIVIDEND DATE: MAY 15, 2017 PAYABLE DATE: MAY 17, 2017 3 ADOPTION OF A RESOLUTION GIVING FORMAL Mgmt No vote APPROVAL TO THE ACTIONS OF THE MEMBERS OF THE SUPERVISORY BOARD 4 ADOPTION OF A RESOLUTION GIVING FORMAL Mgmt No vote APPROVAL TO THE ACTIONS OF THE MEMBERS OF THE BOARD OF EXECUTIVE DIRECTORS 5 APPOINTMENT OF THE AUDITOR FOR THE Mgmt No vote FINANCIAL YEAR 2017: KPMG AG 6 AUTHORIZATION TO BUY BACK SHARES IN Mgmt No vote ACCORDANCE WITH SECTION 71(1) NO. 8 OF THE GERMAN STOCK CORPORATION ACT AND TO PUT THEM TO FURTHER USE WITH THE POSSIBILITY OF EXCLUDING SHAREHOLDERS' SUBSCRIPTION RIGHTS, INCLUDING THE AUTHORIZATION TO REDEEM BOUGHT-BACK SHARES AND REDUCE CAPITAL 7 RESOLUTION ON THE AUTHORIZATION OF THE Mgmt No vote BOARD OF EXECUTIVE DIRECTORS TO ISSUE CONVERTIBLE BONDS AND BONDS WITH WARRANTS AND TO EXCLUDE SHAREHOLDERS' SUBSCRIPTION RIGHTS AS WELL AS ON THE CREATION OF CONDITIONAL CAPITAL 2017 AND RELATED AMENDMENT TO THE STATUTES 8 RESOLUTION ON AMENDING ARTICLE 14 OF THE Mgmt No vote STATUTES (COMPENSATION OF THE SUPERVISORY BOARD) -------------------------------------------------------------------------------------------------------------------------- BAYER AG, LEVERKUSEN Agenda Number: 707787492 -------------------------------------------------------------------------------------------------------------------------- Security: D0712D163 Meeting Type: AGM Meeting Date: 28-Apr-2017 Ticker: ISIN: DE000BAY0017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE CAPITAL CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES REPRESENTATIVE CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting 13.04.2017. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE 1 PRESENTATION OF THE ADOPTED ANNUAL Mgmt No vote FINANCIAL STATEMENTS AND THE APPROVED CONSOLIDATED FINANCIAL STATEMENTS, THE COMBINED MANAGEMENT REPORT, THE REPORT OF THE SUPERVISORY BOARD AND THE PROPOSAL BY THE BOARD OF MANAGEMENT ON THE USE OF THE DISTRIBUTABLE PROFIT FOR THE FISCAL YEAR 2016, AND RESOLUTION ON THE USE OF THE DISTRIBUTABLE PROFIT: EUR 2.70 PER SHARE CARRYING DIVIDEND RIGHTS 2 RATIFICATION OF THE ACTIONS OF THE MEMBERS Mgmt No vote OF THE BOARD OF MANAGEMENT 3 RATIFICATION OF THE ACTIONS OF THE MEMBERS Mgmt No vote OF THE SUPERVISORY BOARD 4.1 SUPERVISORY BOARD ELECTION: WERNER WENNING Mgmt No vote 4.2 SUPERVISORY BOARD ELECTION: DR. PAUL Mgmt No vote ACHLEITNER 4.3 SUPERVISORY BOARD ELECTION: DR. NORBERT W. Mgmt No vote BISCHOFBERGER 4.4 SUPERVISORY BOARD ELECTION: THOMAS EBELING Mgmt No vote 4.5 SUPERVISORY BOARD ELECTION: COLLEEN A. Mgmt No vote GOGGINS 4.6 SUPERVISORY BOARD ELECTION: DR. KLAUS Mgmt No vote STURANY 5 AMENDMENT OF THE ARTICLES OF INCORPORATION Mgmt No vote REGARDING THE COMPENSATION OF THE SUPERVISORY BOARD (SECTION 12, PARAGRAPHS 1 AND 2 OF THE ARTICLES OF INCORPORATION) 6 APPROVAL OF THE CONTROL AGREEMENT BETWEEN Mgmt No vote THE COMPANY AND BAYER CROPSCIENCE AKTIENGESELLSCHAFT 7 ELECTION OF THE AUDITOR FOR THE ANNUAL Mgmt No vote FINANCIAL STATEMENTS AND FOR THE REVIEW OF THE HALF-YEARLY AND INTERIM FINANCIAL REPORTS: DELOITTE GMBH WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, MUNICH, GERMANY CMMT Investor Relations German: Non-Voting http://www.investor.bayer.de/de/uebersicht/ CMMT Investor Relations English: Non-Voting http://www.investor.bayer.de/en/overview/ -------------------------------------------------------------------------------------------------------------------------- BAYERISCHE MOTOREN WERKE AG, MUENCHEN Agenda Number: 707871869 -------------------------------------------------------------------------------------------------------------------------- Security: D12096109 Meeting Type: AGM Meeting Date: 11-May-2017 Ticker: ISIN: DE0005190003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. CMMT PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting THIS MEETING IS 20 APRIL 2017 , WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU. CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 26 Non-Voting APRIL 2017. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. 1 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting AND ANNUAL REPORT FOR THE 2016 FINANCIAL YEAR WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS AND GROUP ANNUAL REPORT AS WELL AS THE REPORT BY THE BOARD OF MDS PURSUANT TO SECTIONS 289(4) AND 315(4) OF THE GERMAN COMMERCIAL CODE 2 RESOLUTION ON THE APPROPRIATION OF THE Mgmt No vote DISTRIBUTABLE PROFIT THE DISTRIBUTABLE PROFIT OF EUR 2,299,912,186 SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 3.50 PER ORDINARY SHARE PAYMENT OF A DIVIDEND OF EUR 3.52 PER PREFERRED SHARE EX-DIVIDEND DATE: MAY 12, 2017 PAYABLE DATE: MAY 16, 2017 3 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt No vote MDS 4 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt No vote BOARD 5 APPOINTMENT OF AUDITORS FOR THE 2017 Mgmt No vote FINANCIAL YEAR: KPMG AG, BERLIN FOR THE REVIEW OF THE INTERIM GROUP FINANCIAL STATEMENTS AND THE INTERIM GROUP ANNUAL REPORT FOR THE FIRST HALF-YEAR OF THE 2017 FINANCIAL YEAR: KPMG AG, BERLIN 6 ELECTIONS TO THE SUPERVISORY BOARD - Mgmt No vote HEINRICH HIESINGER -------------------------------------------------------------------------------------------------------------------------- BEIERSDORF AG, HAMBURG Agenda Number: 707823072 -------------------------------------------------------------------------------------------------------------------------- Security: D08792109 Meeting Type: AGM Meeting Date: 20-Apr-2017 Ticker: ISIN: DE0005200000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU CMMT PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting THIS MEETING IS 30 MAR 2017, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting 05.04.2017. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE 1 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting AND ANNUAL REPORT FOR THE 2016 FINANCIAL YEAR WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS AND GROUP ANNUAL REPORT AS WELL AS THE REPORT BY THE BOARD OF MDS PURSUANT TO SECTIONS 289(4) AND 315(4) OF THE GERMAN COMMERCIAL CODE 2 RESOLUTION ON THE APPROPRIATION OF THE Mgmt No vote DISTRIBUTABLE PROFIT THE DISTRIBUTABLE PROFIT OF EUR 176,400,000 SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 0.70 PER NO-PAR SHARE EUR 17,626,712 SHALL BE CARRIED TO THE OTHER RESERVES EX-DIVIDEND DATE: APRIL 21, 2017 PAYABLE DATE: APRIL 25, 2017 3 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt No vote MDS 4 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt No vote BOARD 5 APPOINTMENT OF AUDITORS THE FOLLOWING Mgmt No vote ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS AND GROUP AUDITORS FOR THE 2017 FINANCIAL YEAR: ERNST & YOUNG GMBH, STUTTGART 6.1 BY-ELECTION TO THE SUPERVISORY BOARD: HONG Mgmt No vote CHOW 6.2 BY-ELECTION TO THE SUPERVISORY BOARD: Mgmt No vote BEATRICE DREYFUS AS SUBSTITUTE FOR HONG CHOW 7 APPROVE REMUNERATION SYSTEM FOR MANAGEMENT Mgmt No vote BOARD MEMBERS -------------------------------------------------------------------------------------------------------------------------- COMMERZBANK AG Agenda Number: 707922820 -------------------------------------------------------------------------------------------------------------------------- Security: D172W1279 Meeting Type: AGM Meeting Date: 03-May-2017 Ticker: ISIN: DE000CBK1001 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. CMMT PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting THIS MEETING IS 12 APR 17, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU. CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting 18.04.2017. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. 1 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting AND ANNUAL REPORT FOR THE 2016 FINANCIAL YEAR WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS AND GROUP ANNUAL REPORT, THE CORPORATE GOVERNANCE AND REMUNERATION REPORT, AS WELL AS THE REPORT BY THE BOARD OF MDS PURSUANT TO SECTIONS 289(4) AND 315(4) OF THE GERMAN COMMERCIAL CODE 2 RESOLUTION ON THE APPROPRIATION OF THE Mgmt No vote DISTRIBUTABLE PROFIT THE DISTRIBUTABLE PROFIT OF EUR 747,246,686.99 SHALL BE APPROPRIATED AS FOLLOWS: THE ENTIRE AMOUNT SHALL BE ALLOCATED TO THE REVENUE RESERVES 3 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt No vote MDS 4 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt No vote BOARD 5 APPOINTMENT OF AUDITORS FOR THE 2017 Mgmt No vote FINANCIAL YEAR: PRICEWATERHOUSECOOPERS GMBH, FRANKFURT 6 APPOINTMENT OF AUDITORS FOR THE REVIEW OF Mgmt No vote THE INTERIM REPORT FOR THE FIRST QUARTER OF 2018: ERNST & YOUNG GMBH, FRANKFURT 7 APPOINTMENT OF AUDITORS FOR THE 2018 Mgmt No vote FINANCIAL YEAR: ERNST & YOUNG GMBH, FRANKFURT 8.1 ELECTION TO THE SUPERVISORY BOARD: TOBIAS Mgmt No vote GULDIMANN 8.2 ELECTION TO THE SUPERVISORY BOARD: ROGER Mgmt No vote MUELLER (AS SUBSTITUTE MEMBER) 9 AMENDMENTS TO SECTION 17 OF THE ARTICLE OF Mgmt No vote ASSOCIATION REGARDING THE HARMONISATION OF THE PROVISION WITH THE PROVISIONS OF THE GERMAN ACT ON THE REORGANISATION OF THE RESPONSIBILITIES OF THE FEDERAL AGENCY FOR STABILISATION OF THE FINANCIAL MARKETS -------------------------------------------------------------------------------------------------------------------------- CONTINENTAL AG, HANNOVER Agenda Number: 707875691 -------------------------------------------------------------------------------------------------------------------------- Security: D16212140 Meeting Type: AGM Meeting Date: 28-Apr-2017 Ticker: ISIN: DE0005439004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. CMMT PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting THIS MEETING IS 07 APR 17, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU. CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting 13.04.2017. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. 1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting REPORTS FOR FISCAL 2016 2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote OF EUR 4.25 PER SHARE 3.1 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote MEMBER ELMAR DEGENHART FOR FISCAL 2016 3.2 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote MEMBER JOSE AVILA FOR FISCAL 2016 3.3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote MEMBER RALF CRAMER FOR FISCAL 2016 3.4 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote MEMBER HANS JUERGEN DUENSING FOR FISCAL 2016 3.5 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote MEMBER FRANK JOURDAN FOR FISCAL 2016 3.6 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote MEMBER HELMUT MATSCHI FOR FISCAL 2016 3.7 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote MEMBER ARIANE REINHART FOR FISCAL 2016 3.8 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote MEMBER WOLFGANG SCHAEFER FOR FISCAL 2016 3.9 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote MEMBER NIKOLAI SETZER FOR FISCAL 2016 4.1 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote MEMBER WOLFGANG REITZLE FOR FISCAL 2016 4.2 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote MEMBER GUNTER DUNKEL FOR FISCAL 2016 4.3 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote MEMBER HANS FISCHL FOR FISCAL 2016 4.4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote MEMBER PETER GUTZMER FOR FISCAL 2016 4.5 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote MEMBER PETER HAUSMANN FOR FISCAL 2016 4.6 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote MEMBER MICHAEL IGLHAUT FOR FISCAL 2016 4.7 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote MEMBER KLAUS MANGOLD FOR FISCAL 2016 4.8 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote MEMBER HARTMUT MEINE FOR FISCAL 2016 4.9 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote MEMBER SABINE NEUSS FOR FISCAL 2016 4.10 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote MEMBER ROLF NONNENMACHER FOR FISCAL 2016 4.11 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote MEMBER DIRK NORDMANN FOR FISCAL 2016 4.12 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote MEMBER KLAUS ROSENFELD FOR FISCAL 2016 4.13 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote MEMBER GEORG SCHAEFFLER FOR FISCAL 2016 4.14 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote MEMBER MARIA ELISABETH SCHAEFFLER-THUMANN FOR FISCAL 2016 4.15 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote MEMBER JOERG SCHOENFELDER FOR FISCAL 2016 4.16 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote MEMBER STEFAN SCHOLZ FOR FISCAL 2016 4.17 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote MEMBER KIRSTEN VOERKEL FOR FISCAL 2016 4.18 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote MEMBER ELKE VOLKMANN FOR FISCAL 2016 4.19 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote MEMBER ERWIN WOERLE FOR FISCAL 2016 4.20 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote MEMBER SIEGFRIED WOLF FOR FISCAL 2016 5 RATIFY KPMG AG AS AUDITORS FOR FISCAL 2017 Mgmt No vote 6 APPROVE REMUNERATION SYSTEM FOR MANAGEMENT Mgmt No vote BOARD MEMBERS -------------------------------------------------------------------------------------------------------------------------- DAIMLER AG, STUTTGART Agenda Number: 707766979 -------------------------------------------------------------------------------------------------------------------------- Security: D1668R123 Meeting Type: AGM Meeting Date: 29-Mar-2017 Ticker: ISIN: DE0007100000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT Please note that reregistration is no Non-Voting longer required to ensure voting rights. Following the amendment to paragraph 21 of the Securities Trade Act on 10th July 2015 and the over-ruling of the District Court in Cologne judgment from 6th June 2012 the voting process has changed with regard to the German registered shares. As a result, it remains exclusively the responsibility of the end-investor (i.e. final beneficiary) and not the intermediary to disclose respective final beneficiary voting rights if they exceed relevant reporting threshold of WpHG (from 3 percent of outstanding share capital onwards). CMMT The Vote/Registration Deadline as displayed Non-Voting on ProxyEdge is subject to change and will be updated as soon as Broadridge receives confirmation from the sub custodians regarding their instruction deadline. For any queries please contact your Client Services Representative. CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WpHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting 14.03.2017. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. 1 Presentation of the adopted financial Non-Voting statements of Daimler AG, the approved consolidated financial statements, the combined management report for Daimler AG and the Group with the explanatory reports on the information required pursuant to Section 289, Subsection 4, Section315, Subsection 4 of the German Commercial Code (Handelsgesetzbuch), and the report of the Supervisory Board for the 2016 financial year 2 Allocation of distributable profit Mgmt No vote 3 Ratification of Board of Management Mgmt No vote members' actions in the 2016 financial year 4 Ratification of Supervisory Board members' Mgmt No vote actions in the 2016 financial year 5.1 Appointment of auditors for the Company and Mgmt No vote for the Group: 2017 financial year including interim reports 5.2 Appointment of auditors for the Company and Mgmt No vote for the Group: interim reports 2018 to Annual Meeting 2018 6.1 Election of members of the Supervisory Mgmt No vote Board: Dr Clemens Boersig 6.2 Election of members of the Supervisory Mgmt No vote Board: Bader Mohammad Al Saad 7 Adjustment of Supervisory Board Mgmt No vote remuneration and related amendmentof the Articles of Incorporation 8 Amendment of Section 13 Subsection 1 of the Mgmt No vote Articles of Incorporation (Shareholders' Meetings - requirements for attendance and exercise of voting rights) -------------------------------------------------------------------------------------------------------------------------- DEUTSCHE BANK AG, FRANKFURT AM MAIN Agenda Number: 708072993 -------------------------------------------------------------------------------------------------------------------------- Security: D18190898 Meeting Type: AGM Meeting Date: 18-May-2017 Ticker: ISIN: DE0005140008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE CAPITAL CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES REPRESENTATIVE CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 03 Non-Voting MAY 2015. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE 1 Presentation of the established Annual Non-Voting Financial Statements and Management Report for the 2016 financial year, the approved Consolidated Financial Statements and Management Report for the 2016 financial year as well as the Report of the Supervisory Board 2 Appropriation of distributable profit for Mgmt No vote 2016 with EUR 0.08 per share of the profit carried forward from 2015 and EUR 0.11 per share for 2016 3 Ratification of the acts of management of Mgmt No vote the members of the Management Board for the 2016 financial year 4 Ratification of the acts of management of Mgmt No vote the members of the Supervisory Board for the 2016 financial year 5 Election of KPMG Aktiengesellschaft Mgmt No vote Wirtschaftspruefungsgesellschaft as the auditor for the 2017 financial year, interim accounts 6 Authorization to acquire own shares for Mgmt No vote trading purposes pursuant to paragraph 71 (1) No. 7 Stock Corporation Act 7 Authorization to acquire own shares Mgmt No vote pursuant to paragraph 71 (1) No. 8 Stock Corporation Act as well as for their use with the possible exclusion of pre-emptive rights 8 Authorization to use derivatives within the Mgmt No vote framework of the purchase of own shares pursuant to paragraph 71 (1) No. 8 Stock Corporation Act 9 Approval of the compensation system for the Mgmt No vote Management Board members 10.1 Election of Gerd Alexander Schuetz to the Mgmt No vote Supervisory Board 10.2 Election of Dr Paul Achleitner to the Mgmt No vote Supervisory Board 10.3 Election of Prof Dr Stefan Simon to the Mgmt No vote Supervisory Board 10.4 Election of Gerhard Eschelbeck to the Mgmt No vote Supervisory Board 11 Authorization to issue AT 1 instruments and Mgmt No vote bonds with warrants and/or convertible bonds, conditional capital by up to EUR 512 million 12 Authorized capital by up to EUR 512 million Mgmt No vote (possibility of excluding pre-emptive rights according to paragraph 186 (3) sentence 4 Stock Corporation Act) 13 Authorized capital by up to EUR 2,048 Mgmt No vote million (in general with pre-emptive rights) 14 Authorization to award stock options, Mgmt No vote conditional capital by up to EUR 51.2 million 15 Amendment to the Articles of Association re Mgmt No vote rules on convening of general meetings for recovery measures 16.1 Amendment to the Articles of Association re Mgmt No vote Supervisory Board: Terms of office of shareholder representatives on the Supervisory Board 16.2 Amendment to the Articles of Association re Mgmt No vote Supervisory Board: Constitutive meeting of the Supervisory Board 16.3 Amendment to the Articles of Association re Mgmt No vote Supervisory Board: Convening Supervisory Board meetings 16.4 Amendment to the Articles of Association re Mgmt No vote Supervisory Board: Limits for transactions subject to approval 16.5 Amendment to the Articles of Association re Mgmt No vote Supervisory Board: Due date of Supervisory Board compensation 17 Shareholder proposal: Special Audit of Mgmt No vote conduct vis-a-vis the FCA 18 Shareholder proposal: Special Audit of Mgmt No vote manipulation of reference interest rates 19 Shareholder proposal: Special Audit of Mgmt No vote money laundering in Russia CMMT PLEASE NOTE THAT FOR RESOLUTIONS 17, 18 AND Non-Voting 19 THE STANDING INSTRUCTIONS HAVE BEEN DISABLED. THE MANAGEMENT OF DEUTSCHE BANK AG DOES NOT GIVE A RECOMMENDATION ON THESE PROPOSALS. CMMT https://hauptversammlung.db.com/en/docs/HV_ Non-Voting 2017_Information_on_Agenda_Item_1_and_shareh olders_rights.pdf CMMT https://www.db.com/ir/en/download/Deutsche_ Non-Voting Bank_20_F_2016.pdf -------------------------------------------------------------------------------------------------------------------------- DEUTSCHE BOERSE AG, FRANKFURT AM MAIN Agenda Number: 707926652 -------------------------------------------------------------------------------------------------------------------------- Security: D1882G119 Meeting Type: AGM Meeting Date: 17-May-2017 Ticker: ISIN: DE0005810055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE CAPITAL CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES REPRESENTATIVE. CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting 02.05.2017. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE 1 PRESENTATION OF THE ADOPTED ANNUAL Non-Voting FINANCIAL STATEMENTS AND APPROVED CONSOLIDATED ANNUAL FINANCIAL STATEMENTS AS WELL AS THE COMBINED MANAGEMENT REPORT OF DEUTSCHE BORSE AKTIENGESELLSCHAFT AND THE GROUP AS AT 31 DECEMBER 2016, THE REPORT OF THE SUPERVISORY BOARD AND THE PROPOSAL FOR THE APPROPRIATION OF THE UNAPPROPRIATED SURPLUS 2 RESOLUTION ON THE APPROPRIATION OF Mgmt No vote UNAPPROPRIATED SURPLUS: TO PAY A DIVIDEND OF EUR 2.35 FOR EACH NO-PAR VALUE SHARE CARRYING DIVIDEND RIGHTS, I. E. EUR 438,991,785.25 IN TOTAL; AND TO ALLOCATE EUR 6,008,214.75 TO "OTHER RETAINED EARNINGS 3 RESOLUTION ON THE RATIFICATION OF THE Mgmt No vote ACTIONS OF THE MEMBERS OF THE EXECUTIVE BOARD 4 RESOLUTION ON THE RATIFICATION OF THE Mgmt No vote ACTIONS OF THE MEMBERS OF THE SUPERVISORY BOARD 5 RESOLUTION ON THE AUTHORISATION TO ACQUIRE Mgmt No vote AND USE TREASURY SHARES IN ACCORDANCE WITH SECTION 71 (1) NO. 8 OF THE AKTG AND TO EXCLUDE SUBSCRIPTION RIGHTS AND RIGHTS OF TENDER 6 RESOLUTION ON THE AUTHORISATION TO USE Mgmt No vote DERIVATIVES TO ACQUIRE TREASURY SHARES IN ACCORDANCE WITH SECTION 71 (1) NO. 8 OF THE AKTG AND TO EXCLUDE SUBSCRIPTION RIGHTS AND RIGHTS OF TENDER 7 RESOLUTION ON THE CREATION OF A NEW Mgmt No vote AUTHORISED CAPITAL IV WITH THE OPTION OF EXCLUDING SUBSCRIPTION RIGHTS, AND AMENDMENT TO THE ARTICLES OF INCORPORATION 8 RESOLUTION ON THE ELECTION OF THE AUDITOR Mgmt No vote AND GROUP AUDITOR FOR FINANCIAL YEAR 2017 AS WELL AS THE AUDITOR FOR THE REVIEW OF THE CONDENSED FINANCIAL STATEMENTS AND THE INTERIM MANAGEMENT REPORT FOR THE FIRST HALF OF FINANCIAL YEAR 2017: THE SUPERVISORY BOARD PROPOSES THE ELECTION OF KPMG AG WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, BERLIN -------------------------------------------------------------------------------------------------------------------------- DEUTSCHE LUFTHANSA AKTIENGESELLSCHAFT Agenda Number: 707884145 -------------------------------------------------------------------------------------------------------------------------- Security: D1908N106 Meeting Type: AGM Meeting Date: 05-May-2017 Ticker: ISIN: DE0008232125 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON 10TH JULY 2015 THE JUDGEMENT OF THE DISTRICT COURT IN COLOGNE FROM 6TH JUNE 2012 IS NO LONGER RELEVANT. AS A RESULT, IT REMAINS EXCLUSIVELY THE RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS IF THEY EXCEED RELEVANT REPORTING THRESHOLD OF WPHG (FROM 3 PERCENT OF OUTSTANDING SHARE CAPITAL ONWARDS). PLEASE FURTHER NOTE THAT IN ADDITION TO THE GERMAN STOCK CORPORATION ACT (AKTG) DEUTSCHE LUFTHANSA AG IS SUBJECT TO REGULATIONS OF THE GERMANY'S AVIATION COMPLIANCE DOCUMENTATION ACT (LUFTNASIG) AND THEREFORE HAS TO COMPLY CERTAIN REGISTRATION AND EVIDENCE REQUIREMENTS. THEREFORE, FOR THE EXERCISE OF VOTING RIGHTS THE REGISTRATION IN THE SHARE REGISTER IS STILL REQUIRED CMMT THE SUB-CUSTODIAN BANKS OPTIMIZED THEIR Non-Voting PROCESSES AND ESTABLISHED SOLUTIONS, WHICH DO NOT REQUIRE SHARE BLOCKING. REGISTERED SHARES WILL BE DEREGISTERED ACCORDING TO TRADING ACTIVITIES OR AT THE DEREGISTRATION DATE BY THE SUB CUSTODIANS. IN ORDER TO DELIVER/SETTLE A VOTED POSITION BEFORE THE DEREGISTRATION DATE A VOTING INSTRUCTION CANCELLATION AND DE-REGISTRATION REQUEST NEEDS TO BE SENT. PLEASE CONTACT YOUR CSR FOR FURTHER INFORMATION CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting 20.04.2017. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE 1 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting AND ANNUAL REPORT FOR THE 2016 FINANCIAL YEAR WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS AND GROUP ANNUAL REPORT AS WELL AS THE REPORT BY THE BOARD OF MDS PURSUANT TO SECTIONS 289(4) AND 315(4) OF THE GERMAN COMMERCIAL CODE 2 RESOLUTION ON THE APPROPRIATION OF THE Mgmt No vote DISTRIBUTABLE PROFIT OF EUR 234,000,000 SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 0.50 PER NO-PAR SHARE SHAREHOLDERS CAN CHOOSE WHETHER THEY WANT TO HAVE THEIR DIVIDEND PAID IN CASH, AS SCRIP DIVIDEND, OR A MIX BETWEEN CASH AND SCRIP DIVIDEND. EX-DIVIDEND DATE: MAY 8, 2017 PAYABLE DATE: JUNE 6, 2017 3 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt No vote MDS 4 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt No vote BOARD 5 APPOINTMENT OF AUDITORS THE FOLLOWING Mgmt No vote ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS AND GROUP AUDITORS FOR THE 2017 FINANCIAL YEAR, FOR THE REVIEW OF THE INTERIM HALF-YEAR FINANCIAL STATEMENTS FOR THE FIRST HALF-YEAR OF THE 2017 FINANCIAL YEAR AND FOR THE REVIEW OF ANY ADDITIONAL FINANCIAL INFORMATION: PRICEWATERHOUSECOOPERS GMBH, DUSSELDORF -------------------------------------------------------------------------------------------------------------------------- DEUTSCHE POST AG, BONN Agenda Number: 707859192 -------------------------------------------------------------------------------------------------------------------------- Security: D19225107 Meeting Type: AGM Meeting Date: 28-Apr-2017 Ticker: ISIN: DE0005552004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE CAPITAL CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES REPRESENTATIVE CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting 13.04.2017. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE 1 PRESENTATION OF THE ADOPTED ANNUAL Non-Voting FINANCIAL STATEMENTS AND APPROVED CONSOLIDATED FINANCIAL STATEMENTS, OF THE MANAGEMENT REPORTS FOR THE COMPANY AND THE GROUP WITH THE EXPLANATORY REPORT ON INFORMATION IN ACCORDANCE WITH SECTIONS 289 (4), 315 (4) OF THE GERMAN COMMERCIAL CODE (HANDELSGESETZBUCH, "HGB") AND OF THE REPORT BY THE SUPERVISORY BOARD FOR FISCAL YEAR 2016 2 APPROPRIATION OF AVAILABLE NET EARNINGS: Mgmt No vote THE BOARD OF MANAGEMENT AND THE SUPERVISORY BOARD PROPOSE THAT THE AVAILABLE NET EARNINGS (BILANZGEWINN) OF EUR 5,486,994,756.46 FOR FISCAL YEAR 2016 BE APPROPRIATED AS FOLLOWS: DISTRIBUTION TO THE SHAREHOLDERS: EUR 1,269,557,416.05; VIA DIVIDEND OF EUR 1.05 PER NO-PAR VALUE SHARE CARRYING DIVIDEND RIGHTS. APPROPRIATION TO OTHER EARNINGS RESERVES: EUR 0.00. PROFIT BROUGHT FORWARD: EUR 4,217,437,340.41 3 APPROVAL OF THE ACTIONS OF THE MEMBERS OF Mgmt No vote THE BOARD OF MANAGEMENT 4 APPROVAL OF THE ACTIONS OF THE MEMBERS OF Mgmt No vote THE SUPERVISORY BOARD 5 APPOINTMENT OF THE INDEPENDENT AUDITORS AND Mgmt No vote GROUP AUDITORS FOR FISCAL YEAR 2017 AND THE INDEPENDENT AUDITORS FOR THE AUDIT REVIEW OF INTERIM FINANCIAL REPORTS: PRICEWATERHOUSECOOPERS GMBH 6 CREATION OF AN AUTHORIZED CAPITAL 2017 AND Mgmt No vote AUTHORIZATION TO EXCLUDE SUBSCRIPTION RIGHTS AS WELL AS AMENDMENT OF THE ARTICLES OF ASSOCIATION 7 AUTHORIZATION TO ISSUE BONDS WITH WARRANTS, Mgmt No vote CONVERTIBLE BONDS AND/OR PARTICIPATING BONDS AND PROFIT PARTICIPATION CERTIFICATES (OR COMBINATIONS OF THESE INSTRUMENTS) AND TO EXCLUDE SUBSCRIPTION RIGHTS TOGETHER WITH CONCURRENT CREATION OF A CONTINGENT CAPITAL AS WELL AS AMENDMENT OF THE ARTICLES OF ASSOCIATION 8 AUTHORIZATION TO PURCHASE OWN SHARES Mgmt No vote PURSUANT TO SECTION 71 (1) NO. 8 AKTG AND ON THE USE OF OWN SHARES AS WELL AS ON THE EXCLUSION OF SUBSCRIPTION RIGHTS 9 AUTHORIZATION TO USE DERIVATIVES TO Mgmt No vote PURCHASE OWN SHARES -------------------------------------------------------------------------------------------------------------------------- DEUTSCHE TELEKOM AG Agenda Number: 708059868 -------------------------------------------------------------------------------------------------------------------------- Security: D2035M136 Meeting Type: AGM Meeting Date: 31-May-2017 Ticker: ISIN: DE0005557508 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE CAPITAL CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES REPRESENTATIVE CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting 16.05.2017. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE 1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting REPORTS FOR FISCAL 2016 2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote OF EUR 0.60 PER SHARE 3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote FISCAL 2016 4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote FISCAL 2016 5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt No vote AUDITORS FOR FISCAL 2017 6 APPROVE CREATION OF EUR 3.6 MILLION POOL OF Mgmt No vote CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS 7 ELECT DAGMAR KOLLMANN TO THE SUPERVISORY Mgmt No vote BOARD -------------------------------------------------------------------------------------------------------------------------- E.ON SE, DUESSELDORF Agenda Number: 707930372 -------------------------------------------------------------------------------------------------------------------------- Security: D24914133 Meeting Type: AGM Meeting Date: 10-May-2017 Ticker: ISIN: DE000ENAG999 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE CAPITAL. CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES REPRESENTATIVE. CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 25 Non-Voting APRIL 2017. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. 1 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting AND ANNUAL REPORT FOR THE 2016 FINANCIAL YEAR WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS, THE GROUP ANNUAL REPORT, AND THE REPORT PURSUANT TO SECTIONS 289(4) AND 315(4) OF THE GERMAN COMMERCIAL CODE 2 RESOLUTION ON THE APPROPRIATION OF THE Mgmt No vote DISTRIBUTABLE PROFIT THE DISTRIBUTABLE PROFIT OF EUR 452,024,286 SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 0.21 PER NO PAR SHARE (THE DIVIDEND WILL BE PAID IN CASH OR PARTLY IN SHARES. DETAILS ABOUT THE CASH DISTRIBUTION AND THE OPTION OF SHAREHOLDERS TO RECEIVE SHARES WILL BE PROVIDED ON THE COMPANY'S WEBSITE.) EUR 210 SHALL BE CARRIED FORWARD EX-DIVIDEND DATE: MAY 11, 2017 PAYABLE DATE: JUNE 7, 2017 3 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt No vote MDS 4 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt No vote BOARD 5.1 APPOINTMENT OF AUDITOR: FOR THE 2017 Mgmt No vote FINANCIAL YEAR: PRICEWATERHOUSECOOPERS GMBH, DUSSELDORF 5.2 APPOINTMENT OF AUDITOR: FOR THE REVIEW OF Mgmt No vote THE ABBREVIATED FINANCIAL STATEMENTS AND THE INTERIM FINANCIAL REPORTS FOR THE 2017 FINANCIAL YEAR: PRICEWATERHOUSECOOPERS GMBH, DUSSELDORF 5.3 APPOINTMENT OF AUDITOR: FOR THE REVIEW OF Mgmt No vote THE ABBREVIATED FINANCIAL STATEMENTS AND THE INTERIM FINANCIAL REPORT FOR THE FIRST QUARTER OF THE 2018 FINANCIAL YEAR: PRICEWATERHOUSECOOPERS GMBH, DUSSELDORF 6 AMENDMENT TO SECTION 1(2) OF THE ARTICLES Mgmt No vote OF ASSOCIATION IN RESPECT OF THE COMPANY BEING DOMICILED IN ESSEN 7.1 APPROVAL OF A CONTROL AND PROFIT TRANSFER Mgmt No vote AGREEMENTS: THE CONTROL AND PROFIT TRANSFER AGREEMENT WITH THE COMPANY'S WHOLLY-OWNED SUBSIDIARY, E.ON GRUGA GESCHAEFTSFUEHRUNGSGESELLSCHAFT MBH, EFFECTIVE RETROACTIVELY FROM JANUARY 1, 2017, UNTIL AT LEAST DECEMBER 31, 2021, SHALL BE APPROVED 7.2 APPROVAL OF A CONTROL AND PROFIT TRANSFER Mgmt No vote AGREEMENTS: THE CONTROL AND PROFIT-TRANSFER AGREEMENT WITH THE COMPANY'S WHOLLY-OWNED SUBSIDIARY, E.ON FUENFUNDZWANZIGSTE VERWALTUNGS GMBH, EFFECTIVE RETROACTIVELY FROM JANUARY 1, 2017, UNTIL AT LEAST DECEMBER 31, 2021, SHALL BE APPROVED 8 RESOLUTION ON THE CREATION OF AUTHORIZED Mgmt No vote CAPITAL AND THE CORRESPONDING AMENDMENT TO THE ARTICLES OF ASSOCIATION THE BOARD OF MDS SHALL BE AUTHORIZED, WITH THE CONSENT OF THE SUPERVISORY BOARD, TO INCREASE THE SHARE CAPITAL BY UP TO EUR 460,000,000 THROUGH THE ISSUE OF NEW REGISTERED NO PAR SHARES AGAINST CONTRIBUTIONS IN CASH AND/OR KIND, ON OR BEFORE MAY 9, 2022 (AUTHORIZED CAPITAL 2017). SHAREHOLDERS SHALL BE GRANTED SUBSCRIPTION RIGHTS EXCEPT FOR IN THE FOLLOWING CASES: - SHARES HAVE BEEN ISSUED AGAINST CONTRIBUTIONS IN CASH AT A PRICE NOT MATERIALLY BELOW THEIR MARKET PRICE AND THE CAPITAL INCREASE DOES NOT EXCEED 10 PCT. OF THE SHARE CAPITAL, - SHARES HAVE BEEN ISSUED AGAINST CONTRIBUTIONS IN KIND FOR ACQUISITION PURPOSES, - SHARES HAVE BEEN USED FOR THE PAYMENT OF SCRIP DIVIDENDS, - RESIDUAL AMOUNTS HAVE BEEN EXCLUDED FROM SUBSCRIPTION RIGHTS, HOLDERS OF CONVERSION OR OPTION RIGHTS HAVE BEEN GRANTED SUBSCRIPTION RIGHTS, - SHARES HAVE BEEN ISSUED TO EMPLOYEES OF THE COMPANY AND ITS AFFILIATES 9 RESOLUTION ON THE AUTHORIZATION TO ISSUE Mgmt No vote CONVERTIBLE BONDS, WARRANT BONDS, PROFIT SHARING RIGHTS AND/OR PARTICIPATING BONDS, THE CREATION OF CONTINGENT CAPITAL, AND THE CORRESPONDING AMENDMENT TO THE ARTICLES OF ASSOCIATION THE BOARD OF MDS SHALL BE AUTHORIZED, WITH THE CONSENT OF THE SUPERVISORY BOARD, TO ISSUE CONVERTIBLE BONDS, WARRANT BONDS, PROFIT SHARING RIGHTS AND/OR PARTICIPATING BONDS (COLLECTIVELY REFERRED TO IN THE FOLLOWING AS 'BONDS') OF UP TO EUR 5,000,000,000, CONFERRING CONVERSION AND/OR OPTION RIGHTS FOR SHARES OF THE COMPANY, ON OR BEFORE MAY 9, 2022. SHAREHOLDERS SHALL BE GRANTED SUBSCRIPTION RIGHTS EXCEPT FOR IN THE FOLLOWING CASES: - RESIDUAL AMOUNTS HAVE BEEN EXCLUDED FROM SUBSCRIPTION RIGHTS, - HOLDERS OF CONVERSION OR OPTION RIGHTS HAVE BEEN GRANTED SUBSCRIPTION RIGHTS, - BONDS HAVE BEEN ISSUED AGAINST CONTRIBUTIONS IN KIND, - BONDS HAVE BEEN ISSUED AT A PRICE NOT MATERIALLY BELOW THEIR THEORETICAL MARKET VALUE AND CONFER CONVERSION AND/OR OPTION RIGHTS FOR SHARES OF THE COMPANY OF UP TO 10 PCT. OF THE SHARE CAPITAL, - PROFIT SHARING RIGHTS AND/OR PARTICIPATING BONDS WHICH DO NOT CONFER CONVERSION OR OPTION RIGHTS, BUT HAVE DEBENTURE LIKE FEATURES, HAVE BEEN ISSUED. THE COMPANY'S SHARE CAPITAL SHALL BE INCREASED ACCORDINGLY BY UP TO EUR 175,000,000 THROUGH THE ISSUE OF UP TO 175,000,000 NEW REGISTERED NO PAR SHARES, INSOFAR AS CONVERSION AND/OR OPTION RIGHTS ARE EXERCISED (CONTINGENT CAPITAL 2017) 10 AUTHORIZATION TO ACQUIRE OWN SHARES THE Mgmt No vote COMPANY SHALL BE AUTHORIZED TO ACQUIRE OWN SHARES OF UP TO 10 PCT. OF ITS SHARE CAPITAL AT PRICES NOT MORE THAN 10 PCT. ABOVE, NOR MORE THAN 20 PCT. BELOW, THE MARKET PRICE OF THE SHARES, ON OR BEFORE MAY 9, 2022. BESIDES SELLING THE SHARES ON THE STOCK EXCHANGE OR OFFERING THEM TO ALL SHAREHOLDERS, THE BOARD OF MDS SHALL ALSO BE AUTHORIZED TO SELL THE SHARES AGAINST CASH PAYMENT AT A PRICE NOT MATERIALLY BELOW THEIR MARKET PRICE, TO USE THE SHARES FOR ACQUISITION PURPOSES, TO USE THE SHARES FOR SERVICING CONVERSION OR OPTION RIGHTS, TO OFFER THE SHARES TO EMPLOYEES OF THE COMPANY AND AFFILIATED COMPANIES, TO USE THE SHARES FOR THE PAYMENT OF SCRIP DIVIDENDS, AND TO RETIRE THE SHARES -------------------------------------------------------------------------------------------------------------------------- FRESENIUS MEDICAL CARE AG & CO. KGAA, BAD HOMBURG Agenda Number: 707926462 -------------------------------------------------------------------------------------------------------------------------- Security: D2734Z107 Meeting Type: AGM Meeting Date: 11-May-2017 Ticker: ISIN: DE0005785802 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. CMMT PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting THIS MEETING IS 20 APR 17, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU. CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting 26.04.2017. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. 1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt No vote REPORTS 2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote OF EUR 0.96 PER SHARE 3 APPROVE DISCHARGE OF PERSONALLY LIABLE Mgmt No vote PARTNER FOR FISCAL 2016 4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote FISCAL 2016 5 RATIFY KPMG AG AS AUDITORS FOR FISCAL 2017 Mgmt No vote -------------------------------------------------------------------------------------------------------------------------- FRESENIUS SE & CO. KGAA, BAD HOMBURG V. D. HOEHE Agenda Number: 707930322 -------------------------------------------------------------------------------------------------------------------------- Security: D27348263 Meeting Type: AGM Meeting Date: 12-May-2017 Ticker: ISIN: DE0005785604 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WpHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. CMMT PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting THIS MEETING IS 21.04.2017 , WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU. CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting 27.04.2017. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. 1 Resolution on the Approval of the Annual Mgmt No vote Financial Statements of Fresenius SE & Co. KG KGaA for the Fiscal Year 2016 2 Resolution on the Allocation of the Mgmt No vote Distributable Profit 3 Resolution on the Approval of the Actions Mgmt No vote of the General Partner for the Fiscal Year 2016 4 Resolution on the Approval of the Actions Mgmt No vote of the Supervisory Board for the Fiscal Year 2016 5 Election of the Auditor and Group Auditor Mgmt No vote for the Fiscal Year 2017 and of the Auditor for the potential Review of the Half-Yearly Financial Report for the first Half-Year of the Fiscal Year 2017 and other Financial Information: KPMG AG Wirtschaftspruefungsgesellschaft 6 Resolution on the Amendment of the Mgmt No vote Authorization to Grant Subscription Rights to Managerial Staff Members (Fuehrungskraefte) and members of the Management Board of Fresenius SE & Co. KGaA or an affiliated company (Stock Option Program 2013) as a Result of Financial Reporting exclusively in accordance with IFRS (International Financial Reporting Standards) and the corresponding Amendment of Conditional Capital in Article 4 para 8 sentence 2 of the Articles of Association 7 Resolution on the Amendment of the Mgmt No vote Remuneration of the Members of the Supervisory Board and its Committees and on the corresponding Revision of Article 13 of the Articles of Association and on the corresponding Amendment of Article 13e of the Articles of Association -------------------------------------------------------------------------------------------------------------------------- HEIDELBERGCEMENT AG, HEIDELBERG Agenda Number: 707859445 -------------------------------------------------------------------------------------------------------------------------- Security: D31709104 Meeting Type: AGM Meeting Date: 10-May-2017 Ticker: ISIN: DE0006047004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU CMMT PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting THIS MEETING IS 19.04.2017, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting 25.04.2017. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE 1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting REPORTS FOR FISCAL 2016 MANAGEMENT 2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote OF EUR 1.60 PER SHARE 3.1 APPROVE DISCHARGE OF BOARD MEMBER BERND Mgmt No vote SCHEIFELE FOR FISCAL 2016 3.2 APPROVE DISCHARGE OF BOARD MEMBER DOMINIK Mgmt No vote VON ACHTEN FOR FISCAL 2016 3.3 APPROVE DISCHARGE OF BOARD MEMBER DANIEL Mgmt No vote GAUTHIER FOR FISCAL 2016 3.4 APPROVE DISCHARGE OF BOARD MEMBER KEVIN Mgmt No vote GLUSKIE FOR FISCAL 2016 3.5 APPROVE DISCHARGE OF BOARD MEMBER HAKAN Mgmt No vote GURDAL FOR FISCAL 2016 3.6 APPROVE DISCHARGE OF BOARD MEMBER ANDREAS Mgmt No vote KERN FOR FISCAL 2016 3.7 APPROVE DISCHARGE OF BOARD MEMBER JON Mgmt No vote MORRISH FOR FISCAL 2016 3.8 APPROVE DISCHARGE OF BOARD MEMBER LORENZ Mgmt No vote NAEGER FOR FISCAL 2016 3.9 APPROVE DISCHARGE OF BOARD MEMBER ALBERT Mgmt No vote SCHEUER FOR FISCAL 2016 4.1 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote MEMBER FRITZ-JUERGEN HECKMANN FOR FISCAL 2016 4.2 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote MEMBER HEINZ SCHMITT FOR FISCAL 2016 4.3 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote MEMBER JOSEF HEUMANN FOR FISCAL 2016 4.4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote MEMBER GABRIELE KAILING FOR FISCAL 2016 4.5 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote MEMBER HANS GEORG KRAUT FOR FISCAL 2016 4.6 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote MEMBER LUDWIG MERCKLE FORFISCAL 2016 4.7 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote MEMBER TOBIAS MERCKLE FOR FISCAL 2016 4.8 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote MEMBER ALAN JAMES MURRAY FOR FISCAL 2016 4.9 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote MEMBER JUERGEN SCHNEIDER FOR FISCAL 2016 4.10 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote MEMBER WERNER SCHRAEDER FOR FISCAL 2016 4.11 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote MEMBER FRANK-DIRK STEININGER FOR FISCAL 2016 4.12 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote MEMBER STEPHAN WEHNING FOR FISCAL 2016 4.13 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote MEMBER MARION WEISSENBERGER-EIBL FOR FISCAL 2016 5 RATIFY ERNST AND YOUNG GMBH AS AUDITORS FOR Mgmt No vote FISCAL 2017 -------------------------------------------------------------------------------------------------------------------------- HENKEL AG & CO. KGAA Agenda Number: 707792912 -------------------------------------------------------------------------------------------------------------------------- Security: D3207M110 Meeting Type: AGM Meeting Date: 06-Apr-2017 Ticker: ISIN: DE0006048432 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting VOTING RIGHTS, SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD. THANK YOU. CMMT PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting THIS MEETING IS 16 MAR 2017, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 22 Non-Voting MAR 2017. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE 1 PRESENTATION OF THE ANNUAL FINANCIAL Non-Voting STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS, BOTH ENDORSED BY THE SUPERVISORY BOARD; OF THE SUMMARIZED MANAGEMENT REPORT (MANAGEMENT'S DISCUSSION AND ANALYSIS) ON HENKEL AG & CO. KGAA AND HENKEL GROUP, INCLUDING THE EXPLANATORY REPORT ON CORPORATE GOVERNANCE/COMPANY MANAGEMENT AND THE COMPENSATION REPORT AS WELL AS ON THE STATEMENTS ACCORDING TO PARAGRAPH 289 SUB-SECTION 4, 315 SUB-SECTION 4 OF THE GERMAN COMMERCIAL CODE (HGB); AS WELL AS THE REPORT OF THE SUPERVISORY BOARD FOR THE 2016 FISCAL YEAR. RESOLUTION ON THE RATIFICATION OF THE ANNUAL FINANCIAL STATEMENTS OF HENKEL AG & CO. KGAA FOR THE 2016 FISCAL YEAR 2 RESOLUTION ON THE APPROPRIATION OF RETAINED Non-Voting EARNINGS: EUR 1.60 PER ORDINARY SHARE AND EUR 1.62 PER PREFERRED SHARE 3 RESOLUTION ON THE RATIFICATION OF THE Non-Voting GENERAL PARTNER 4 RESOLUTION ON THE RATIFICATION OF THE Non-Voting MEMBERS OF THE SUPERVISORY BOARD 5 RESOLUTION ON THE RATIFICATION OF THE Non-Voting MEMBERS OF THE SHAREHOLDERS' COMMITTEE 6 RESOLUTION ON THE ELECTION OF THE Non-Voting INDEPENDENT AUDITOR FOR THE COMPANY AND THE CONSOLIDATED ACCOUNTS, AS WELL AS OF THE AUDITOR FOR THE POSSIBLE REVIEW OF INTERIM FINANCIAL REPORTS FOR THE 2017 FISCAL YEAR: KPMG AG 7.1 RESOLUTION ON THE AGREEMENT TO THE Non-Voting CONCLUSION OF CONTROL AGREEMENTS AND PROFIT-TRANSFER AGREEMENTS BETWEEN HENKEL AG & CO. KGAA (RULING COMPANY) ON THE ONE SIDE AND HENKEL VIERTE VERWALTUNGSGESELLSCHAFT MBH, HENKEL FUENFTE VERWALTUNGSGESELLSCHAFT MBH, HENKEL INVESTMENT GMBH AS WELL AS SCHWARZKOPF & HENKEL PRODUCTION EUROPE GESCHAEFTSFUEHRUNGSGESELLSCHAFT MBH (CONTROLLED COMPANY) ON THE OTHER SIDE: HENKEL VIERTE VERWALTUNGSGESELLSCHAFT MBH, DUESSELDORF 7.2 RESOLUTION ON THE AGREEMENT TO THE Non-Voting CONCLUSION OF DOMINATION AGREEMENTS AND PROFIT-TRANSFER AGREEMENTS BETWEEN HENKEL AG & CO. KGAA (RULING COMPANY) ON THE ONE SIDE AND HENKEL VIERTE VERWALTUNGSGESELLSCHAFT MBH, HENKEL FUENFTE VERWALTUNGSGESELLSCHAFT MBH, HENKEL INVESTMENT GMBH AS WELL AS SCHWARZKOPF & HENKEL PRODUCTION EUROPE GESCHAEFTSFUEHRUNGSGESELLSCHAFT MBH (CONTROLLED COMPANY) ON THE OTHER SIDE: HENKEL FUENFTE VERWALTUNGSGESELLSCHAFT MBH, DUESSELDORF 7.3 RESOLUTION ON THE AGREEMENT TO THE Non-Voting CONCLUSION OF CONTROL AGREEMENTS AND PROFIT-TRANSFER AGREEMENTS BETWEEN HENKEL AG & CO. KGAA (RULING COMPANY) ON THE ONE SIDE AND HENKEL VIERTE VERWALTUNGSGESELLSCHAFT MBH, HENKEL FUENFTE VERWALTUNGSGESELLSCHAFT MBH, HENKEL INVESTMENT GMBH AS WELL AS SCHWARZKOPF & HENKEL PRODUCTION EUROPE GESCHAEFTSFUEHRUNGSGESELLSCHAFT MBH (CONTROLLED COMPANY) ON THE OTHER SIDE: HENKEL INVESTMENT GMBH, DUESSELDORF (PREVIOUSLY HENKEL SECHSTE VERWALTUNGSGESELLSCHAFT MBH) 7.4 RESOLUTION ON THE AGREEMENT TO THE Non-Voting CONCLUSION OF CONTROL AGREEMENTS AND PROFIT-TRANSFER AGREEMENTS BETWEEN HENKEL AG & CO. KGAA (RULING COMPANY) ON THE ONE SIDE AND HENKEL VIERTE VERWALTUNGSGESELLSCHAFT MBH, HENKEL FUENFTE VERWALTUNGSGESELLSCHAFT MBH, HENKEL INVESTMENT GMBH AS WELL AS SCHWARZKOPF & HENKEL PRODUCTION EUROPE GESCHAEFTSFUEHRUNGSGESELLSCHAFT MBH (CONTROLLED COMPANY) ON THE OTHER SIDE: SCHWARZKOPF & HENKEL PRODUCTION EUROPE GESCHAEFTSFUEHRUNGSGESELLSCHAFT MBH, DUESSELDORF -------------------------------------------------------------------------------------------------------------------------- INFINEON TECHNOLOGIES AG Agenda Number: 707682844 -------------------------------------------------------------------------------------------------------------------------- Security: D35415104 Meeting Type: AGM Meeting Date: 16-Feb-2017 Ticker: ISIN: DE0006231004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE CAPITAL. CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES REPRESENTATIVE. CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting 01.02.2017. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. 1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting REPORTS FOR FISCAL 2016 2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote OF EUR 0.22 PER SHARE 3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote FISCAL 2016 4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote FISCAL 2016 5 RATIFY KPMG AG AS AUDITORS FOR FISCAL 2017 Mgmt No vote 6 ELECT GERALDINE PICAUD TO THE SUPERVISORY Mgmt No vote BOARD 7 APPROVE AFFILIATION AGREEMENT WITH Mgmt No vote SUBSIDIARY INFINEON TECHNOLOGIES MANTEL 28 GMBH 8 APPROVE AFFILIATION AGREEMENT WITH Mgmt No vote SUBSIDIARY INFINEON TECHNOLOGIES MANTEL 29 GMBH -------------------------------------------------------------------------------------------------------------------------- LINDE AG, MUENCHEN Agenda Number: 708004748 -------------------------------------------------------------------------------------------------------------------------- Security: D50348107 Meeting Type: AGM Meeting Date: 10-May-2017 Ticker: ISIN: DE0006483001 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU CMMT PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting THIS MEETING IS 19.04.2017, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting 25.04.2017. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE 1 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting AND ANNUAL REPORT FOR THE 2016 FINANCIAL YEAR WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS, THE GROUP ANNUAL REPORT, AND THE REPORT PURSUANT TO SECTIONS 289(4) AND 315(4) OF THE GERMAN COMMERCIAL CODE 2 RESOLUTION ON THE APPROPRIATION OF THE Mgmt No vote DISTRIBUTABLE PROFIT OF EUR 686,860,862.70 SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 3.70 PER NO-PAR SHARE EX-DIVIDEND DATE: MAY 11, 2017 PAYABLE DATE: MAY 15, 2017 3 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt No vote MDS 4 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt No vote BOARD 5.1 APPOINTMENT OF AUDITORS: FOR THE 2017 Mgmt No vote FINANCIAL YEAR: KPMG AG, BERLIN 5.2 APPOINTMENT OF AUDITORS: FOR THE INTERIM Mgmt No vote FINANCIAL STATEMENTS AND INTERIM REPORT OF THE FIRST QUARTER OF 2018: KPMG AG, BERLIN 6 ELECTION OF THOMAS ENDERS TO THE Mgmt No vote SUPERVISORY BOARD -------------------------------------------------------------------------------------------------------------------------- MERCK KGAA, DARMSTADT Agenda Number: 707847159 -------------------------------------------------------------------------------------------------------------------------- Security: D5357W103 Meeting Type: AGM Meeting Date: 28-Apr-2017 Ticker: ISIN: DE0006599905 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. CMMT PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting THIS MEETING IS 07.APR.17, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU. CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting 13.04.2017. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. 1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting REPORTS FOR FISCAL 2016 2 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt No vote REPORTS 3 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote OF EUR 1.20 PER SHARE 4 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote FISCAL 2016 5 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote FISCAL 2016 6 RATIFY KPMG AG AS AUDITORS FOR FISCAL 2017 Mgmt No vote 7 APPROVE REMUNERATION SYSTEM FOR MANAGEMENT Mgmt No vote BOARD MEMBERS 8 APPROVE CREATION OF EUR 56.5 MILLION POOL Mgmt No vote OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS 9 APPROVE AFFILIATION AGREEMENTS WITH Mgmt No vote SUBSIDIARIES -------------------------------------------------------------------------------------------------------------------------- MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG Agenda Number: 707847375 -------------------------------------------------------------------------------------------------------------------------- Security: D55535104 Meeting Type: AGM Meeting Date: 26-Apr-2017 Ticker: ISIN: DE0008430026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON 10TH JULY 2015 THE JUDGEMENT OF THE DISTRICT COURT IN COLOGNE FROM 6TH JUNE 2012 IS NO LONGER RELEVANT. AS A RESULT, IT REMAINS EXCLUSIVELY THE RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS IF THEY EXCEED RELEVANT REPORTING THRESHOLD OF WPHG (FROM 3 PERCENT OF OUTSTANDING SHARE CAPITAL ONWARDS). PLEASE FURTHER NOTE THAT IN ADDITION TO THE GERMAN STOCK CORPORATION ACT (AKTG) DEUTSCHE LUFTHANSA AG IS SUBJECT TO REGULATIONS OF THE GERMANY'S AVIATION COMPLIANCE DOCUMENTATION ACT (LUFTNASIG) AND THEREFORE HAS TO COMPLY CERTAIN REGISTRATION AND EVIDENCE REQUIREMENTS. THEREFORE, FOR THE EXERCISE OF VOTING RIGHTS THE REGISTRATION IN THE SHARE REGISTER IS STILL REQUIRED CMMT THE SUB-CUSTODIAN BANKS OPTIMIZED THEIR Non-Voting PROCESSES AND ESTABLISHED SOLUTIONS, WHICH DO NOT REQUIRE SHARE BLOCKING. REGISTERED SHARES WILL BE DEREGISTERED ACCORDING TO TRADING ACTIVITIES OR AT THE DEREGISTRATION DATE BY THE SUB CUSTODIANS. IN ORDER TO DELIVER/SETTLE A VOTED POSITION BEFORE THE DEREGISTRATION DATE A VOTING INSTRUCTION CANCELLATION AND DE-REGISTRATION REQUEST NEEDS TO BE SENT. PLEASE CONTACT YOUR CSR FOR FURTHER INFORMATION CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting 11.04.2017. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE 1.1 RECEIVE REPORT OF THE SUPERVISORY BOARD, Non-Voting CORPORATE GOVERNANCE REPORT AND REMUNERATION REPORT FOR FISCAL 2016 1.2 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting REPORTS FOR FISCAL 2016 2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote OF EUR 8.60 PER SHARE 3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote FISCAL 2016 4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote FISCAL 2016 5 APPROVE REMUNERATION SYSTEM FOR MANAGEMENT Mgmt No vote BOARD MEMBERS 6 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt No vote REISSUANCE OR CANCELLATION OF REPURCHASED SHARES 7 AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN Mgmt No vote REPURCHASING SHARES 8 ELECT RENATA JUNGO BRUENGGER TO THE Mgmt No vote SUPERVISORY BOARD 9 APPROVE CREATION OF EUR 280 MILLION POOL OF Mgmt No vote CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS 10 APPROVE AFFILIATION AGREEMENT WITH Mgmt No vote SUBSIDIARY MR INFRASTRUCTURE INVESTMENT GMBH 11.1 APPROVE AFFILIATION AGREEMENTS WITH Mgmt No vote SUBSIDIARIES: MR BETEILIGUNGEN 2. GMBH 11.2 APPROVE AFFILIATION AGREEMENTS WITH Mgmt No vote SUBSIDIARIES: MR BETEILIGUNGEN 3. GMBH -------------------------------------------------------------------------------------------------------------------------- PROSIEBENSAT.1 MEDIA SE, UNTERFOEHRING Agenda Number: 707942149 -------------------------------------------------------------------------------------------------------------------------- Security: D6216S143 Meeting Type: AGM Meeting Date: 12-May-2017 Ticker: ISIN: DE000PSM7770 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE CAPITAL CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES REPRESENTATIVE CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting 27.04.2017. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE 1 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting AND ANNUAL REPORT FOR THE 2016 FINANCIAL YEAR WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS, THE GROUP ANNUAL REPORT, AND THE REPORT PURSUANT TO SECTIONS 289(4) AND 315(4) OF THE GERMAN COMMERCIAL CODE 2 RESOLUTION ON THE APPROPRIATION OF THE Mgmt No vote DISTRIBUTABLE PROFIT OF EUR 1,863,456,628.50 SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 1.90 PER NO-PAR SHARE EUR 800,000,000 SHALL BE ALLOCATED TO THE REVENUE RESERVES EUR 628,679,385.30 SHALL BE CARRIED FORWARD EX-DIVIDEND DATE: MAY 15, 2017 PAYABLE DATE: MAY 17, 2017 3 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt No vote MDS 4 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt No vote BOARD 5 RESOLUTION ON THE APPROVAL OF THE Mgmt No vote COMPENSATION SYSTEM FOR THE MEMBERS OF THE BOARD OF MDS 6 APPOINTMENT OF AUDITORS FOR THE 2017 Mgmt No vote FINANCIAL YEAR AND FOR THE REVIEW OF ANY INTERIM FINANCIAL REPORT FOR THE 2018 FINANCIAL YEAR UNTIL THE NEXT AGM: KPMG AG, MUNICH 7.1 APPROVAL OF CONTROL AND PROFIT-TRANSFER Mgmt No vote AGREEMENTS: THE CONTROL AND PROFIT-TRANSFER AGREEMENT WITH THE COMPANY'S WHOLLY-OWNED SUBSIDIARY, PROSIEBENSAT.1 ZWANZIGSTE VERWALTUNGSGESELLSCHAFT GMBH, EFFECTIVE FOR A PERIOD OF AT LEAST FIVE YEARS, SHALL BE APPROVED 7.2 APPROVAL OF CONTROL AND PROFIT-TRANSFER Mgmt No vote AGREEMENTS: THE CONTROL AND PROFIT-TRANSFER AGREEMENT WITH THE COMPANY'S WHOLLY-OWNED SUBSIDIARY, PROSIEBENSAT.1 EINUNDZWANZIGSTE VERWALTUNGS-GESELLSCHAFT GMBH, EFFECTIVE FOR A PERIOD OF AT LEAST FIVE YEARS, SHALL BE APPROVED 7.3 APPROVAL OF CONTROL AND PROFIT-TRANSFER Mgmt No vote AGREEMENTS: THE CONTROL AND PROFIT-TRANSFER AGREEMENT WITH THE COMPANY'S WHOLLY-OWNED SUBSIDIARY, PROSIEBENSAT.1 SPORTS GMBH, EFFECTIVE FOR A PERIOD OF AT LEAST FIVE YEARS, SHALL BE APPROVED -------------------------------------------------------------------------------------------------------------------------- RWE AG, ESSEN Agenda Number: 707844329 -------------------------------------------------------------------------------------------------------------------------- Security: D6629K109 Meeting Type: AGM Meeting Date: 27-Apr-2017 Ticker: ISIN: DE0007037129 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU CMMT PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting THIS MEETING IS 06.04.2017, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 12 Non-Voting APR 2017. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE 1 PRESENTATION OF THE APPROVED FINANCIAL Non-Voting STATEMENTS OF RWE AKTIENGESELLSCHAFT AND THE GROUP FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016, WITH THE COMBINED REVIEW OF OPERATIONS OF RWE AKTIENGESELLSCHAFT AND THE GROUP AND THE SUPERVISORY BOARD REPORT FOR FISCAL 2016 2 APPROPRIATION OF DISTRIBUTABLE PROFIT: EUR Mgmt No vote 0.13 PER DIVIDEND-BEARING PREFERRED SHARE 3 APPROVAL OF THE ACTS OF THE EXECUTIVE BOARD Mgmt No vote FOR FISCAL 2016 4 APPROVAL OF THE ACTS OF THE SUPERVISORY Mgmt No vote BOARD FOR FISCAL 2016 5 APPROVAL OF THE SYSTEM FOR COMPENSATING THE Mgmt No vote MEMBERS OF THE EXECUTIVE BOARD 6 APPOINTMENT OF THE AUDITORS FOR FISCAL Mgmt No vote 2017: PRICEWATERHOUSECOOPERS GMBH WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, FRANKFURT AM MAIN, ZWEIGNIEDERLASSUNG ESSEN 7 APPOINTMENT OF THE AUDITORS FOR THE Mgmt No vote AUDIT-LIKE REVIEW OF THE FINANCIAL REPORT FOR THE FIRST HALF OF 2017 AND OF THE QUARTERLY REPORTS FOR 2017: PRICEWATERHOUSECOOPERS GMBH WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, FRANKFURT AM MAIN, ZWEIGNIEDERLASSUNG ESSEN 8.1 BY-ELECTIONS TO THE SUPERVISORY BOARD: MS. Mgmt No vote MAG. DR. H.C. MONIKA KIRCHER, PORTSCHACH (AUSTRIA), SENIOR DIRECTOR INDUSTRIAL AFFAIRS OF INFINEON TECHNOLOGIES AUSTRIA AG, 8.2 BY-ELECTIONS TO THE SUPERVISORY BOARD: MS. Mgmt No vote UTE GERBAULET, DUSSELDORF, GENERAL PARTNER, BANKHAUS LAMPE KG 9 APPROVAL OF THE CONCLUSION OF A CONTROL AND Mgmt No vote PROFIT AND LOSS POOLING AGREEMENT -------------------------------------------------------------------------------------------------------------------------- SAP SE, WALLDORF/BADEN Agenda Number: 707936716 -------------------------------------------------------------------------------------------------------------------------- Security: D66992104 Meeting Type: AGM Meeting Date: 10-May-2017 Ticker: ISIN: DE0007164600 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU CMMT PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting THIS MEETING IS 19.04.2017, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting 25.04.2017. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE 1 PRESENTATION OF THE ADOPTED ANNUAL Non-Voting FINANCIAL STATEMENTS AND THE APPROVED GROUP ANNUAL FINANCIAL STATEMENTS, THE COMBINED MANAGEMENT REPORT AND GROUP MANAGEMENT REPORT OF SAP SE, INCLUDING THE EXECUTIVE BOARD'S EXPLANATORY NOTES RELATING TO THE INFORMATION PROVIDED PURSUANT TO SECTIONS 289 (4) AND 315 (4) OF THE GERMAN COMMERCIAL CODE (HANDELSGESETZBUCH; "HGB"), AND THE SUPERVISORY BOARD'S REPORT, EACH FOR FISCAL YEAR 2016 2 RESOLUTION ON THE APPROPRIATION OF THE Mgmt No vote RETAINED EARNINGS OF FISCAL YEAR 2016: THE DISTRIBUTABLE PROFIT THE DISTRIBUTABLE PROFIT IN THE AMOUNT OF EUR 9,472,776,443.39 SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 1.25 PER DIVIDEND- ENTITLED NO-PAR SHARE EUR 800,000,000 SHALL BE CARRIED TO THE OTHER RESERVES. EX-DIVIDEND DATE: MAY 11, 2017PAYABLE DATE: MAY 15, 2017 3 RESOLUTION ON THE FORMAL APPROVAL OF THE Mgmt No vote ACTS OF THE EXECUTIVE BOARD IN FISCAL YEAR 2016 4 RESOLUTION ON THE FORMAL APPROVAL OF THE Mgmt No vote ACTS OF THE SUPERVISORY BOARD IN FISCAL YEAR 2016 5 APPOINTMENT OF THE AUDITORS OF THE Mgmt No vote FINANCIAL STATEMENTS AND GROUP ANNUAL FINANCIAL STATEMENTS FOR FISCAL YEAR 2017: KPMG AG WIRTSCHAFTSPRUFUNGSGESELLSCHAFT -------------------------------------------------------------------------------------------------------------------------- SIEMENS AG, MUENCHEN Agenda Number: 707634235 -------------------------------------------------------------------------------------------------------------------------- Security: D69671218 Meeting Type: AGM Meeting Date: 01-Feb-2017 Ticker: ISIN: DE0007236101 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE CAPITAL. CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES REPRESENTATIVE. CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting 17.01.2017. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. 1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting REPORTS FOR FISCAL 2015/2016 2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote OF EUR 3.60 PER SHARE 3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote FISCAL 2015/2016 4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote FISCAL 2015/2016 5 RATIFY ERNST AND YOUNG GMBH AS AUDITORS FOR Mgmt No vote FISCAL 2016/2017 -------------------------------------------------------------------------------------------------------------------------- THYSSENKRUPP AG, DUISBURG/ESSEN Agenda Number: 707628410 -------------------------------------------------------------------------------------------------------------------------- Security: D8398Q119 Meeting Type: AGM Meeting Date: 27-Jan-2017 Ticker: ISIN: DE0007500001 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU CMMT PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting THIS MEETING IS 06 JAN 17, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting 12.01.2017. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE 1 PRESENTATION OF THE ADOPTED FINANCIAL Non-Voting STATEMENTS OF THYSSENKRUPP AG AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED SEPTEMBER 30, 2016, THE COMBINED MANAGEMENT REPORT ON THYSSENKRUPP AG AND THE GROUP FOR THE 2015/2016 FISCAL YEAR, THE REPORT BY THE SUPERVISORY BOARD AND THE EXPLANATORY REPORT BY THE EXECUTIVE BOARD ON THE INFORMATION PURSUANT TO SECTION 289 (4), SECTION 315 (4) GERMAN COMMERCIAL CODE (HGB) 2 RESOLUTION ON THE DISPOSITION OF Mgmt No vote UNAPPROPRIATED NET INCOME 3 RESOLUTION ON THE RATIFICATION OF THE ACTS Mgmt No vote OF THE MEMBERS OF THE EXECUTIVE BOARD 4 RESOLUTION ON THE RATIFICATION OF THE ACTS Mgmt No vote OF THE MEMBERS OF THE SUPERVISORY BOARD 5 RESOLUTION ON THE ELECTION OF THE AUDITOR Mgmt No vote AND THE GROUP AUDITOR AS WELL AS THE AUDITOR TO REVIEW THE INTERIM FINANCIAL REPORTS: PRICEWATERHOUSECOOPERS AKTIENGESELLSCHAFT -------------------------------------------------------------------------------------------------------------------------- VOLKSWAGEN AG, WOLFSBURG Agenda Number: 707949357 -------------------------------------------------------------------------------------------------------------------------- Security: D94523103 Meeting Type: AGM Meeting Date: 10-May-2017 Ticker: ISIN: DE0007664039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting VOTING RIGHTS, SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD. THANK YOU CMMT PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting THIS MEETING IS 19 APR 17, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting 25.04.2017. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE 1 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting AND ANNUAL REPORT FOR THE 2016 FINANCIAL YEAR WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS AND GROUP ANNUAL REPORT AS WELL AS THE REPORT BY THE BOARD OF MDS PURSUANT TO SECTIONS 289(4) AND 315(4) OF THE GERMAN COMMERCIAL CODE 2 RESOLUTION ON THE APPROPRIATION OF THE Non-Voting DISTRIBUTABLE PROFIT IN THE AMOUNT OF EUR 1,401,672,084.54 SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 2 PER DIVIDEND- ENTITLED NO-PAR SHARE PAYMENT OF A DIVIDEND OF EUR 2.06 PER PREFERENCE SHARE EUR 385,000,000 SHALL BE CARRIED TO THE OTHER RESERVES. EUR 1,709,231.84 SHALL BE CARRIED FORWARD. EX-DIVIDEND DATE: MAY 11, 2017 PAYABLE DATE: MAY 15, 2017 3.1 RATIFICATION OF THE ACTS OF THE BOARD OF Non-Voting MDS: M. MUELLER 3.2 RATIFICATION OF THE ACTS OF THE BOARD OF Non-Voting MDS: K. BLESSING 3.3 RATIFICATION OF THE ACTS OF THE BOARD OF Non-Voting MDS: H. DIESS 3.4 RATIFICATION OF THE ACTS OF THE BOARD OF Non-Voting MDS: F.J. GARCIA SANZ 3.5 RATIFICATION OF THE ACTS OF THE BOARD OF Non-Voting MDS: J. HEIZMANN 3.6 RATIFICATION OF THE ACTS OF THE BOARD OF Non-Voting MDS: HOHMANN-DENNHARDT 3.7 RATIFICATION OF THE ACTS OF THE BOARD OF Non-Voting MDS: A. RENSCHLER 3.8 RATIFICATION OF THE ACTS OF THE BOARD OF Non-Voting MDS: R. STADLER 3.9 RATIFICATION OF THE ACTS OF THE BOARD OF Non-Voting MDS: F. WITTER 4.1 RATIFICATION OF THE ACTS OF THE SUPERVISORY Non-Voting BOARD: H.D. POETSCH 4.2 RATIFICATION OF THE ACTS OF THE SUPERVISORY Non-Voting BOARD: J. HOFMANN 4.3 RATIFICATION OF THE ACTS OF THE SUPERVISORY Non-Voting BOARD: H.A. AL-ABDULLA 4.4 RATIFICATION OF THE ACTS OF THE SUPERVISORY Non-Voting BOARD: A. AL BAKER 4.5 RATIFICATION OF THE ACTS OF THE SUPERVISORY Non-Voting BOARD: H.S. AL-JABER 4.6 RATIFICATION OF THE ACTS OF THE SUPERVISORY Non-Voting BOARD: B. DIETZE 4.7 RATIFICATION OF THE ACTS OF THE SUPERVISORY Non-Voting BOARD: A. FALKENGREN 4.8 RATIFICATION OF THE ACTS OF THE SUPERVISORY Non-Voting BOARD: H. P. FISCHER 4.9 RATIFICATION OF THE ACTS OF THE SUPERVISORY Non-Voting BOARD: U. FRITSCH 4.10 RATIFICATION OF THE ACTS OF THE SUPERVISORY Non-Voting BOARD: B. FROEHLICH 4.11 RATIFICATION OF THE ACTS OF THE SUPERVISORY Non-Voting BOARD: U. HUECK 4.12 RATIFICATION OF THE ACTS OF THE SUPERVISORY Non-Voting BOARD: J. JAERVKLO 4.13 RATIFICATION OF THE ACTS OF THE SUPERVISORY Non-Voting BOARD: L. KIESLING 4.14 RATIFICATION OF THE ACTS OF THE SUPERVISORY Non-Voting BOARD: O. LIES 4.15 RATIFICATION OF THE ACTS OF THE SUPERVISORY Non-Voting BOARD: P. MOSCH 4.16 RATIFICATION OF THE ACTS OF THE SUPERVISORY Non-Voting BOARD: B. OSTERLOH 4.17 RATIFICATION OF THE ACTS OF THE SUPERVISORY Non-Voting BOARD: H.M. PIECH 4.18 RATIFICATION OF THE ACTS OF THE SUPERVISORY Non-Voting BOARD: F.O. PORSCHE 4.19 RATIFICATION OF THE ACTS OF THE SUPERVISORY Non-Voting BOARD: W. PORSCHE 4.20 RATIFICATION OF THE ACTS OF THE SUPERVISORY Non-Voting BOARD: S. WEIL 4.21 RATIFICATION OF THE ACTS OF THE SUPERVISORY Non-Voting BOARD: S. WOLF 4.22 RATIFICATION OF THE ACTS OF THE SUPERVISORY Non-Voting BOARD: T. ZWIEBLER 5 APPROVAL OF THE NEW REMUNERATION SYSTEM FOR Non-Voting MEMBERS OF THE BOARD OF MDS THE NEW REMUNERATION SYSTEM FOR THE MEMBERS OF THE BOARD OF MDS, EFFECTIVE RETROACTIVELY FROM JANUARY 1, 2017, SHALL BE APPROVED 6 RESOLUTION ON THE ADJUSTMENT OF THE Non-Voting SUPERVISORY BOARD REMUNERATION, AND THE CORRESPONDING AMENDMENTS TO THE ARTICLES OF ASSOCIATION IN ADDITION TO THE COMPENSATION OF THEIR EXPENSES, EVERY MEMBER OF THE SUPERVISORY BOARD SHALL RECEIVE A FIXED ANNUAL REMUNERATION, STARTING WITH THE 2017 FINANCIAL YEAR. THE ORDINARY MEMBERS OF THE SUPERVISORY BOARD SHALL RECEIVE AN ANNUAL REMUNERATION OF EUR 100,000. THE CHAIRMAN OF SHALL THREE TIMES AND THE DEPUTY TWICE OF THIS AMOUNT. THE MEMBERS OF THE SUPERVISORY BOARD SHALL RECEIVE AN ADDITIONAL FIXED REMUNERATION OF EUR 50,000 FOR THEIR DUTIES IN COMMITTEES, IF THE COMMITTEE MEETS AT LEAST ONCE A YEAR. THE CHAIRMAN OF A COMMITTEE SHALL RECEIVE TWICE AND THE DEPUTY ONE AND A HALF TIMES OF THIS AMOUNT. EACH MEMBER OF THE SUPERVISORY BOARD SHALL RECEIVE EUR 1000 PER ATTENDED MEETING OF THE SUPERVISORY BOARD OR A COMMITTEE. HOWEVER, THE AMOUNT WILL BE PLAYED ONLY ONCE, IF THERE ARE SEVERAL MEETINGS PER DAY 7 APPROVAL OF A CONTROL AND PROFIT TRANSFER Non-Voting AGREEMENT THE CONTROL AND PROFIT TRANSFER AGREEMENT WITH THE COMPANY'S WHOLLY OWNED SUBSIDIARY VOLKSWAGEN BETEILIGUNGS GMBH, EFFECTIVE RETROACTIVELY UPON THE FINANCIAL YEAR OF ITS ENTRY INTO THE COMMERCIAL REGISTER, SHALL BE APPROVED 8.1 APPOINTMENT OF AUDITOR FOR THE 2017 Non-Voting FINANCIAL YEAR: PRICEWATERHOUSECOOPERS 8.2 APPOINTMENT OF AUDITOR FOR THE REVIEW OF Non-Voting THE 2017 INTERIM HALF-YEAR FINANCIAL STATEMENTS: PRICEWATERHOUSECOOPERS 8.3 APPOINTMENT OF AUDITOR FOR THE INTERIM Non-Voting FINANCIAL STATEMENTS OF THE FIRST QUARTER OF THE 2018 FINANCIAL YEAR: PRICEWATERHOUSECOOPERS -------------------------------------------------------------------------------------------------------------------------- VONOVIA SE, DUESSELDORF Agenda Number: 707980086 -------------------------------------------------------------------------------------------------------------------------- Security: D9581T100 Meeting Type: AGM Meeting Date: 16-May-2017 Ticker: ISIN: DE000A1ML7J1 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE CAPITAL. CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES REPRESENTATIVE. CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting 01.05.2017. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. 1 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting AND ANNUAL REPORT FOR THE 2016 FINANCIAL YEAR WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS AND GROUP ANNUAL REPORT AS WELL AS THE REPORT BY THE BOARD OF MDS PURSUANT TO SECTIONS 289(4) AND 315(4) OF THE GERMAN COMMERCIAL CODE 2 THE DISTRIBUTABLE PROFIT IN THE AMOUNT OF Mgmt No vote EUR 802,881,048.32 SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 1.12 PER DIVIDEND ENTITLED NO-PAR SHARE EUR 277,828,480 SHALL BE CARRIED FORWARD. EX-DIVIDEND DATE: JUNE 14, 2017 PAYABLE DATE: JUNE 16, 2017 3 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt No vote MDS 4 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt No vote BOARD 5 APPOINTMENT OF AUDITORS THE FOLLOWING Mgmt No vote ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS AND GROUP AUDITORS FOR THE 2017 FINANCIAL YEAR AND FOR THE REVIEW OF THE INTERIM HALF-YEAR FINANCIAL STATEMENTS: KPMG AG, BERLIN 6 RESOLUTION ON THE CREATION OF AUTHORIZED Mgmt No vote CAPITAL 2017 AND THE CORRESPONDING AMENDMENT TO THE ARTICLES OF ASSOCIATION THE AUTHORIZED CAPITAL 2013, AND 2015 SHALL BE REVOKED. THE BOARD OF MDS SHALL BE AUTHORIZED, WITH THE CONSENT OF THE SUPERVISORY BOARD, TO INCREASE THE SHARE CAPITAL BY UP TO EUR 66,556,874 THROUGH THE ISSUE OF UP TO 66,556,874 NEW REGISTERED NO-PAR SHARES AGAINST CONTRIBUTIONS IN CASH AND/OR KIND, ON OR BEFORE MAY 15, 2022. SHAREHOLDERS' SUBSCRIPTION RIGHTS MAY BE EXCLUDED 7 RESOLUTION ON THE TRANSFER OF THE COMPANY'S Mgmt No vote DOMICILE AND THE CORRESPONDING AMENDMENT TO THE ARTICLES OF ASSOCIATION THE COMPANY'S DOMICILE IS BOCHUM 8 RESOLUTION ON THE ADJUSTMENT TO THE QUORUM Mgmt No vote AND THE CORRESPONDING AMENDMENT TO SECTION 17 OF THE ARTICLES OF ASSOCIATION UNLESS NOT STIPULATED OTHERWISE BY LAW, AMENDMENTS TO THE ARTICLES OF ASSOCIATION REQUIRE A TWO-THIRDS MAJORITY OF THE VOTES, AND/OR IF AT LEAST HALF OF THE SHARE CAPITAL IS REPRESENTED, A SIMPLE MAJORITY VOTE QYLD -------------------------------------------------------------------------------------------------------------------------- ACTIVISION BLIZZARD, INC. Agenda Number: 934596353 -------------------------------------------------------------------------------------------------------------------------- Security: 00507V109 Meeting Type: Annual Meeting Date: 01-Jun-2017 Ticker: ATVI ISIN: US00507V1098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 ELECTION OF DIRECTOR: ROBERT CORTI Mgmt No vote 1.2 ELECTION OF DIRECTOR: HENDRIK HARTONG III Mgmt No vote 1.3 ELECTION OF DIRECTOR: BRIAN G. KELLY Mgmt No vote 1.4 ELECTION OF DIRECTOR: ROBERT A. KOTICK Mgmt No vote 1.5 ELECTION OF DIRECTOR: BARRY MEYER Mgmt No vote 1.6 ELECTION OF DIRECTOR: ROBERT MORGADO Mgmt No vote 1.7 ELECTION OF DIRECTOR: PETER NOLAN Mgmt No vote 1.8 ELECTION OF DIRECTOR: CASEY WASSERMAN Mgmt No vote 1.9 ELECTION OF DIRECTOR: ELAINE WYNN Mgmt No vote 2. ADVISORY APPROVAL OF OUR EXECUTIVE Mgmt No vote COMPENSATION. 3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt No vote ADVISORY VOTES ON EXECUTIVE COMPENSATION. 4. RATIFICATION OF THE APPOINTMENT OF Mgmt No vote PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. -------------------------------------------------------------------------------------------------------------------------- ADOBE SYSTEMS INCORPORATED Agenda Number: 934534581 -------------------------------------------------------------------------------------------------------------------------- Security: 00724F101 Meeting Type: Annual Meeting Date: 12-Apr-2017 Ticker: ADBE ISIN: US00724F1012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: AMY BANSE Mgmt No vote 1B. ELECTION OF DIRECTOR: EDWARD BARNHOLT Mgmt No vote 1C. ELECTION OF DIRECTOR: ROBERT BURGESS Mgmt No vote 1D. ELECTION OF DIRECTOR: FRANK CALDERONI Mgmt No vote 1E. ELECTION OF DIRECTOR: JAMES DALEY Mgmt No vote 1F. ELECTION OF DIRECTOR: LAURA DESMOND Mgmt No vote 1G. ELECTION OF DIRECTOR: CHARLES GESCHKE Mgmt No vote 1H. ELECTION OF DIRECTOR: SHANTANU NARAYEN Mgmt No vote 1I. ELECTION OF DIRECTOR: DANIEL ROSENSWEIG Mgmt No vote 1J. ELECTION OF DIRECTOR: JOHN WARNOCK Mgmt No vote 2. APPROVAL OF THE 2003 EQUITY INCENTIVE PLAN Mgmt No vote AS AMENDED TO INCREASE THE AVAILABLE SHARE RESERVE BY 10 MILLION SHARES. 3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt No vote AS THE COMPANY'S ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). 4. APPROVAL ON AN ADVISORY BASIS OF THE Mgmt No vote COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. 5. APPROVAL ON AN ADVISORY BASIS OF THE Mgmt No vote FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- AKAMAI TECHNOLOGIES, INC. Agenda Number: 934566829 -------------------------------------------------------------------------------------------------------------------------- Security: 00971T101 Meeting Type: Annual Meeting Date: 17-May-2017 Ticker: AKAM ISIN: US00971T1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: MONTE FORD Mgmt No vote 1B. ELECTION OF DIRECTOR: FREDERIC SALERNO Mgmt No vote 1C. ELECTION OF DIRECTOR: BERNARDUS VERWAAYEN Mgmt No vote 2. TO APPROVE AMENDMENTS TO THE AKAMAI Mgmt No vote TECHNOLOGIES, INC. 2013 STOCK INCENTIVE PLAN. 3. TO APPROVE, ON AN ADVISORY BASIS, OUR NAMED Mgmt No vote EXECUTIVE OFFICER COMPENSATION. 4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt No vote FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. 5. TO RATIFY THE SELECTION OF Mgmt No vote PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. -------------------------------------------------------------------------------------------------------------------------- ALEXION PHARMACEUTICALS, INC. Agenda Number: 934568710 -------------------------------------------------------------------------------------------------------------------------- Security: 015351109 Meeting Type: Annual Meeting Date: 10-May-2017 Ticker: ALXN ISIN: US0153511094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: FELIX J. BAKER Mgmt No vote 1B. ELECTION OF DIRECTOR: DAVID R. BRENNAN Mgmt No vote 1C. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt No vote 1D. ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt No vote COUGHLIN 1E. ELECTION OF DIRECTOR: LUDWIG N. HANTSON Mgmt No vote 1F. ELECTION OF DIRECTOR: JOHN T. MOLLEN Mgmt No vote 1G. ELECTION OF DIRECTOR: R. DOUGLAS NORBY Mgmt No vote 1H. ELECTION OF DIRECTOR: ALVIN S. PARVEN Mgmt No vote 1I. ELECTION OF DIRECTOR: ANDREAS RUMMELT Mgmt No vote 1J. ELECTION OF DIRECTOR: ANN M. VENEMAN Mgmt No vote 2. TO APPROVE ALEXION'S 2017 INCENTIVE PLAN. Mgmt No vote 3. RATIFICATION OF APPOINTMENT BY THE BOARD OF Mgmt No vote DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS ALEXION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 4. APPROVAL OF A NON-BINDING ADVISORY VOTE OF Mgmt No vote THE 2016 COMPENSATION PAID TO ALEXION'S NAMED EXECUTIVE OFFICERS. 5. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt No vote FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. 6. TO REQUEST THE BOARD IMPLEMENT CONFIDENTIAL Shr No vote SHAREHOLDER VOTING ON EXECUTIVE PAY MATTERS. -------------------------------------------------------------------------------------------------------------------------- ALPHABET INC Agenda Number: 934604946 -------------------------------------------------------------------------------------------------------------------------- Security: 02079K305 Meeting Type: Annual Meeting Date: 07-Jun-2017 Ticker: GOOGL ISIN: US02079K3059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR LARRY PAGE Mgmt No vote SERGEY BRIN Mgmt No vote ERIC E. SCHMIDT Mgmt No vote L. JOHN DOERR Mgmt No vote ROGER W. FERGUSON, JR. Mgmt No vote DIANE B. GREENE Mgmt No vote JOHN L. HENNESSY Mgmt No vote ANN MATHER Mgmt No vote ALAN R. MULALLY Mgmt No vote PAUL S. OTELLINI Mgmt No vote K. RAM SHRIRAM Mgmt No vote SHIRLEY M. TILGHMAN Mgmt No vote 2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt No vote ERNST & YOUNG LLP AS ALPHABET'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. 3. THE APPROVAL OF AN AMENDMENT TO ALPHABET'S Mgmt No vote 2012 STOCK PLAN TO INCREASE THE SHARE RESERVE BY 15,000,000 SHARES OF CLASS C CAPITAL STOCK. 4. THE APPROVAL OF THE 2016 COMPENSATION Mgmt No vote AWARDED TO NAMED EXECUTIVE OFFICERS. 5. THE FREQUENCY OF FUTURE STOCKHOLDER Mgmt No vote ADVISORY VOTES REGARDING COMPENSATION AWARDED TO NAMED EXECUTIVE OFFICERS. 6. A STOCKHOLDER PROPOSAL REGARDING EQUAL Shr No vote SHAREHOLDER VOTING, IF PROPERLY PRESENTED AT THE MEETING. 7. A STOCKHOLDER PROPOSAL REGARDING A LOBBYING Shr No vote REPORT, IF PROPERLY PRESENTED AT THE MEETING. 8. A STOCKHOLDER PROPOSAL REGARDING A Shr No vote POLITICAL CONTRIBUTIONS REPORT, IF PROPERLY PRESENTED AT THE MEETING. 9. A STOCKHOLDER PROPOSAL REGARDING A REPORT Shr No vote ON GENDER PAY, IF PROPERLY PRESENTED AT THE MEETING. 10. A STOCKHOLDER PROPOSAL REGARDING A Shr No vote CHARITABLE CONTRIBUTIONS REPORT, IF PROPERLY PRESENTED AT THE MEETING. 11. A STOCKHOLDER PROPOSAL REGARDING THE Shr No vote IMPLEMENTATION OF "HOLY LAND PRINCIPLES," IF PROPERLY PRESENTED AT THE MEETING. 12. A STOCKHOLDER PROPOSAL REGARDING A REPORT Shr No vote ON "FAKE NEWS," IF PROPERLY PRESENTED AT THE MEETING. -------------------------------------------------------------------------------------------------------------------------- AMAZON.COM, INC. Agenda Number: 934583596 -------------------------------------------------------------------------------------------------------------------------- Security: 023135106 Meeting Type: Annual Meeting Date: 23-May-2017 Ticker: AMZN ISIN: US0231351067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JEFFREY P. BEZOS Mgmt No vote 1B. ELECTION OF DIRECTOR: TOM A. ALBERG Mgmt No vote 1C. ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt No vote 1D. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt No vote 1E. ELECTION OF DIRECTOR: DANIEL P. Mgmt No vote HUTTENLOCHER 1F. ELECTION OF DIRECTOR: JUDITH A. MCGRATH Mgmt No vote 1G. ELECTION OF DIRECTOR: JONATHAN J. Mgmt No vote RUBINSTEIN 1H. ELECTION OF DIRECTOR: THOMAS O. RYDER Mgmt No vote 1I. ELECTION OF DIRECTOR: PATRICIA Q. Mgmt No vote STONESIFER 1J. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt No vote 2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt No vote YOUNG LLP AS INDEPENDENT AUDITORS 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt No vote COMPENSATION 4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt No vote ADVISORY VOTES ON EXECUTIVE COMPENSATION 5. APPROVAL OF THE COMPANY'S 1997 STOCK Mgmt No vote INCENTIVE PLAN, AS AMENDED AND RESTATED 6. SHAREHOLDER PROPOSAL REGARDING A REPORT ON Shr No vote USE OF CRIMINAL BACKGROUND CHECKS IN HIRING DECISIONS 7. SHAREHOLDER PROPOSAL REGARDING Shr No vote SUSTAINABILITY AS AN EXECUTIVE COMPENSATION PERFORMANCE MEASURE 8. SHAREHOLDER PROPOSAL REGARDING Shr No vote VOTE-COUNTING PRACTICES FOR SHAREHOLDER PROPOSALS -------------------------------------------------------------------------------------------------------------------------- AMERICAN AIRLINES GROUP INC. Agenda Number: 934603451 -------------------------------------------------------------------------------------------------------------------------- Security: 02376R102 Meeting Type: Annual Meeting Date: 14-Jun-2017 Ticker: AAL ISIN: US02376R1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JAMES F. ALBAUGH Mgmt No vote 1B. ELECTION OF DIRECTOR: JEFFREY D. BENJAMIN Mgmt No vote 1C. ELECTION OF DIRECTOR: JOHN T. CAHILL Mgmt No vote 1D. ELECTION OF DIRECTOR: MICHAEL J. EMBLER Mgmt No vote 1E. ELECTION OF DIRECTOR: MATTHEW J. HART Mgmt No vote 1F. ELECTION OF DIRECTOR: ALBERTO IBARGUEN Mgmt No vote 1G. ELECTION OF DIRECTOR: RICHARD C. KRAEMER Mgmt No vote 1H. ELECTION OF DIRECTOR: SUSAN D. KRONICK Mgmt No vote 1I. ELECTION OF DIRECTOR: MARTIN H. NESBITT Mgmt No vote 1J. ELECTION OF DIRECTOR: DENISE M. O'LEARY Mgmt No vote 1K. ELECTION OF DIRECTOR: W. DOUGLAS PARKER Mgmt No vote 1L. ELECTION OF DIRECTOR: RAY M. ROBINSON Mgmt No vote 1M. ELECTION OF DIRECTOR: RICHARD P. SCHIFTER Mgmt No vote 2. A PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt No vote KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF AMERICAN AIRLINES GROUP INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. 3. A PROPOSAL TO CONSIDER AND APPROVE, ON A Mgmt No vote NON-BINDING, ADVISORY BASIS, EXECUTIVE COMPENSATION OF AMERICAN AIRLINES GROUP INC. AS DISCLOSED IN THE PROXY STATEMENT. 4. A PROPOSAL TO CONSIDER AND APPROVE, ON A Mgmt No vote NON-BINDING, ADVISORY BASIS, THE FREQUENCY OF THE ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION OF AMERICAN AIRLINES GROUP INC. 5. A STOCKHOLDER PROPOSAL REGARDING AN Shr No vote INDEPENDENT BOARD CHAIRMAN. -------------------------------------------------------------------------------------------------------------------------- AMGEN INC. Agenda Number: 934569039 -------------------------------------------------------------------------------------------------------------------------- Security: 031162100 Meeting Type: Annual Meeting Date: 19-May-2017 Ticker: AMGN ISIN: US0311621009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: DR. DAVID BALTIMORE Mgmt No vote 1B. ELECTION OF DIRECTOR: MR. ROBERT A. BRADWAY Mgmt No vote 1C. ELECTION OF DIRECTOR: MR. FRANCOIS DE Mgmt No vote CARBONNEL 1D. ELECTION OF DIRECTOR: MR. ROBERT A. ECKERT Mgmt No vote 1E. ELECTION OF DIRECTOR: MR. GREG C. GARLAND Mgmt No vote 1F. ELECTION OF DIRECTOR: MR. FRED HASSAN Mgmt No vote 1G. ELECTION OF DIRECTOR: DR. REBECCA M. Mgmt No vote HENDERSON 1H. ELECTION OF DIRECTOR: MR. FRANK C. Mgmt No vote HERRINGER 1I. ELECTION OF DIRECTOR: MR. CHARLES M. Mgmt No vote HOLLEY, JR. 1J. ELECTION OF DIRECTOR: DR. TYLER JACKS Mgmt No vote 1K. ELECTION OF DIRECTOR: MS. ELLEN J. KULLMAN Mgmt No vote 1L. ELECTION OF DIRECTOR: DR. RONALD D. SUGAR Mgmt No vote 1M. ELECTION OF DIRECTOR: DR. R. SANDERS Mgmt No vote WILLIAMS 2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt No vote LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. 3. ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt No vote COMPENSATION. 4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt No vote STOCKHOLDER VOTES TO APPROVE EXECUTIVE COMPENSATION. 5. STOCKHOLDER PROPOSAL TO ADOPT MAJORITY Shr No vote VOTES CAST STANDARD FOR MATTERS PRESENTED BY STOCKHOLDERS. -------------------------------------------------------------------------------------------------------------------------- ANALOG DEVICES, INC. Agenda Number: 934524097 -------------------------------------------------------------------------------------------------------------------------- Security: 032654105 Meeting Type: Annual Meeting Date: 08-Mar-2017 Ticker: ADI ISIN: US0326541051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: RAY STATA Mgmt No vote 1B. ELECTION OF DIRECTOR: VINCENT ROCHE Mgmt No vote 1C. ELECTION OF DIRECTOR: JAMES A. CHAMPY Mgmt No vote 1D. ELECTION OF DIRECTOR: BRUCE R. EVANS Mgmt No vote 1E. ELECTION OF DIRECTOR: EDWARD H. FRANK Mgmt No vote 1F. ELECTION OF DIRECTOR: MARK M. LITTLE Mgmt No vote 1G. ELECTION OF DIRECTOR: NEIL NOVICH Mgmt No vote 1H. ELECTION OF DIRECTOR: KENTON J. SICCHITANO Mgmt No vote 1I. ELECTION OF DIRECTOR: LISA T. SU Mgmt No vote 2. TO APPROVE, BY NON-BINDING "SAY-ON-PAY" Mgmt No vote VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE COMPENSATION DISCUSSION AND ANALYSIS, EXECUTIVE COMPENSATION TABLES AND ACCOMPANYING NARRATIVE DISCLOSURES IN OUR PROXY STATEMENT. 3. TO VOTE ON A NON-BINDING PROPOSAL REGARDING Mgmt No vote THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS (EVERY 1 YEAR, 2 YEARS OR 3 YEARS). 4. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt No vote LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR. -------------------------------------------------------------------------------------------------------------------------- APPLE INC. Agenda Number: 934520556 -------------------------------------------------------------------------------------------------------------------------- Security: 037833100 Meeting Type: Annual Meeting Date: 28-Feb-2017 Ticker: AAPL ISIN: US0378331005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JAMES BELL Mgmt No vote 1B. ELECTION OF DIRECTOR: TIM COOK Mgmt No vote 1C. ELECTION OF DIRECTOR: AL GORE Mgmt No vote 1D. ELECTION OF DIRECTOR: BOB IGER Mgmt No vote 1E. ELECTION OF DIRECTOR: ANDREA JUNG Mgmt No vote 1F. ELECTION OF DIRECTOR: ART LEVINSON Mgmt No vote 1G. ELECTION OF DIRECTOR: RON SUGAR Mgmt No vote 1H. ELECTION OF DIRECTOR: SUE WAGNER Mgmt No vote 2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt No vote YOUNG LLP AS APPLE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt No vote COMPENSATION 4. ADVISORY VOTE ON THE FREQUENCY OF Mgmt No vote SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION 5. A SHAREHOLDER PROPOSAL ENTITLED "CHARITABLE Shr No vote GIVING - RECIPIENTS, INTENTS AND BENEFITS" 6. A SHAREHOLDER PROPOSAL REGARDING DIVERSITY Shr No vote AMONG OUR SENIOR MANAGEMENT AND BOARD OF DIRECTORS 7. A SHAREHOLDER PROPOSAL ENTITLED Shr No vote "SHAREHOLDER PROXY ACCESS AMENDMENTS" 8. A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVE Shr No vote COMPENSATION REFORM" 9. A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES Shr No vote TO RETAIN SIGNIFICANT STOCK" -------------------------------------------------------------------------------------------------------------------------- APPLIED MATERIALS, INC. Agenda Number: 934525087 -------------------------------------------------------------------------------------------------------------------------- Security: 038222105 Meeting Type: Annual Meeting Date: 09-Mar-2017 Ticker: AMAT ISIN: US0382221051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JUDY BRUNER Mgmt No vote 1B. ELECTION OF DIRECTOR: XUN (ERIC) CHEN Mgmt No vote 1C. ELECTION OF DIRECTOR: AART J. DE GEUS Mgmt No vote 1D. ELECTION OF DIRECTOR: GARY E. DICKERSON Mgmt No vote 1E. ELECTION OF DIRECTOR: STEPHEN R. FORREST Mgmt No vote 1F. ELECTION OF DIRECTOR: THOMAS J. IANNOTTI Mgmt No vote 1G. ELECTION OF DIRECTOR: ALEXANDER A. KARSNER Mgmt No vote 1H. ELECTION OF DIRECTOR: ADRIANNA C. MA Mgmt No vote 1I. ELECTION OF DIRECTOR: DENNIS D. POWELL Mgmt No vote 2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt No vote COMPENSATION OF APPLIED MATERIALS' NAMED EXECUTIVE OFFICERS FOR FISCAL YEAR 2016. 3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt No vote FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. 4. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt No vote PERFORMANCE GOALS FOR PURPOSES OF SECTION 162(M) AND AN ANNUAL LIMIT ON AWARDS TO NON-EMPLOYEE DIRECTORS UNDER THE AMENDED AND RESTATED EMPLOYEE STOCK INCENTIVE PLAN. 5. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt No vote PERFORMANCE GOALS FOR PURPOSES OF SECTION 162(M) UNDER THE AMENDED AND RESTATED SENIOR EXECUTIVE BONUS PLAN. 6. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt No vote AS APPLIED MATERIALS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. -------------------------------------------------------------------------------------------------------------------------- AUTODESK, INC. Agenda Number: 934613022 -------------------------------------------------------------------------------------------------------------------------- Security: 052769106 Meeting Type: Annual Meeting Date: 14-Jun-2017 Ticker: ADSK ISIN: US0527691069 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: CARL BASS Mgmt No vote 1B. ELECTION OF DIRECTOR: CRAWFORD W. BEVERIDGE Mgmt No vote 1C. ELECTION OF DIRECTOR: JEFF CLARKE Mgmt No vote 1D. ELECTION OF DIRECTOR: SCOTT FERGUSON Mgmt No vote 1E. ELECTION OF DIRECTOR: THOMAS GEORGENS Mgmt No vote 1F. ELECTION OF DIRECTOR: RICK HILL Mgmt No vote 1G. ELECTION OF DIRECTOR: MARY T. MCDOWELL Mgmt No vote 1H. ELECTION OF DIRECTOR: LORRIE M. NORRINGTON Mgmt No vote 1I. ELECTION OF DIRECTOR: BETSY RAFAEL Mgmt No vote 1J. ELECTION OF DIRECTOR: STACY J. SMITH Mgmt No vote 2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt No vote AS AUTODESK, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2018. 3. APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt No vote BASIS, THE COMPENSATION OF AUTODESK, INC.'S NAMED EXECUTIVE OFFICERS. 4. APPROVE THE FREQUENCY WITH WHICH Mgmt No vote STOCKHOLDERS ARE PROVIDED AN ADVISORY (NON-BINDING) VOTE ON THE COMPENSATION OF AUTODESK, INC.'S NAMED EXECUTIVE OFFICERS. 5. APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt No vote THE AUTODESK, INC. 1998 EMPLOYEE QUALIFIED STOCK PURCHASE PLAN. 6. APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt No vote THE AUTODESK, INC. 2012 EMPLOYEE STOCK PLAN TO INCREASE THE NUMBER OF SHARES RESERVED FOR ISSUANCE UNDER THE PLAN BY 12.2 MILLION SHARES AND RE-APPROVE PERFORMANCE GOALS. -------------------------------------------------------------------------------------------------------------------------- AUTOMATIC DATA PROCESSING, INC. Agenda Number: 934482340 -------------------------------------------------------------------------------------------------------------------------- Security: 053015103 Meeting Type: Annual Meeting Date: 08-Nov-2016 Ticker: ADP ISIN: US0530151036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR PETER BISSON Mgmt No vote RICHARD T. CLARK Mgmt No vote ERIC C. FAST Mgmt No vote LINDA R. GOODEN Mgmt No vote MICHAEL P. GREGOIRE Mgmt No vote R. GLENN HUBBARD Mgmt No vote JOHN P. JONES Mgmt No vote WILLIAM J. READY Mgmt No vote CARLOS A. RODRIGUEZ Mgmt No vote SANDRA S. WIJNBERG Mgmt No vote 2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt No vote 3. RATIFICATION OF THE APPOINTMENT OF Mgmt No vote AUDITORS. -------------------------------------------------------------------------------------------------------------------------- BED BATH & BEYOND INC. Agenda Number: 934440289 -------------------------------------------------------------------------------------------------------------------------- Security: 075896100 Meeting Type: Annual Meeting Date: 01-Jul-2016 Ticker: BBBY ISIN: US0758961009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: WARREN EISENBERG Mgmt No vote 1B. ELECTION OF DIRECTOR: LEONARD FEINSTEIN Mgmt No vote 1C. ELECTION OF DIRECTOR: STEVEN H. TEMARES Mgmt No vote 1D. ELECTION OF DIRECTOR: DEAN S. ADLER Mgmt No vote 1E. ELECTION OF DIRECTOR: STANLEY F. BARSHAY Mgmt No vote 1F. ELECTION OF DIRECTOR: GERALDINE T. ELLIOTT Mgmt No vote 1G. ELECTION OF DIRECTOR: KLAUS EPPLER Mgmt No vote 1H. ELECTION OF DIRECTOR: PATRICK R. GASTON Mgmt No vote 1I. ELECTION OF DIRECTOR: JORDAN HELLER Mgmt No vote 1J. ELECTION OF DIRECTOR: VICTORIA A. MORRISON Mgmt No vote 2. RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt No vote LLP. 3. TO APPROVE, BY NON-BINDING VOTE, THE 2015 Mgmt No vote COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. 4. TO VOTE ON A SHAREHOLDER PROPOSAL REGARDING Shr No vote PROXY ACCESS BYLAWS. 5. TO VOTE ON A SHAREHOLDER PROPOSAL REGARDING Shr No vote AN EQUITY RETENTION POLICY FOR SENIOR EXECUTIVES. 6. TO VOTE ON A SHAREHOLDER PROPOSAL REGARDING Shr No vote SHAREHOLDER APPROVAL OF CERTAIN FUTURE SEVERANCE AGREEMENTS. -------------------------------------------------------------------------------------------------------------------------- BIOGEN INC. Agenda Number: 934600568 -------------------------------------------------------------------------------------------------------------------------- Security: 09062X103 Meeting Type: Annual Meeting Date: 07-Jun-2017 Ticker: BIIB ISIN: US09062X1037 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: ALEXANDER J. DENNER Mgmt No vote 1B. ELECTION OF DIRECTOR: CAROLINE D. DORSA Mgmt No vote 1C. ELECTION OF DIRECTOR: NANCY L. LEAMING Mgmt No vote 1D. ELECTION OF DIRECTOR: RICHARD C. MULLIGAN Mgmt No vote 1E. ELECTION OF DIRECTOR: ROBERT W. PANGIA Mgmt No vote 1F. ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS Mgmt No vote 1G. ELECTION OF DIRECTOR: BRIAN S. POSNER Mgmt No vote 1H. ELECTION OF DIRECTOR: ERIC K. ROWINSKY Mgmt No vote 1I. ELECTION OF DIRECTOR: LYNN SCHENK Mgmt No vote 1J. ELECTION OF DIRECTOR: STEPHEN A. SHERWIN Mgmt No vote 1K. ELECTION OF DIRECTOR: MICHEL VOUNATSOS Mgmt No vote 2. TO RATIFY THE SELECTION OF Mgmt No vote PRICEWATERHOUSECOOPERS LLP AS BIOGEN INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. 3. SAY ON PAY - TO APPROVE AN ADVISORY VOTE ON Mgmt No vote EXECUTIVE COMPENSATION. 4. SAY WHEN ON PAY - TO APPROVE AN ADVISORY Mgmt No vote VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. 5. TO APPROVE THE BIOGEN INC. 2017 OMNIBUS Mgmt No vote EQUITY PLAN. -------------------------------------------------------------------------------------------------------------------------- BIOMARIN PHARMACEUTICAL INC. Agenda Number: 934601611 -------------------------------------------------------------------------------------------------------------------------- Security: 09061G101 Meeting Type: Annual Meeting Date: 06-Jun-2017 Ticker: BMRN ISIN: US09061G1013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JEAN-JACQUES BIENAIME Mgmt No vote WILLARD DERE Mgmt No vote MICHAEL GREY Mgmt No vote ELAINE J. HERON Mgmt No vote V. BRYAN LAWLIS Mgmt No vote ALAN J. LEWIS Mgmt No vote RICHARD A. MEIER Mgmt No vote DAVID PYOTT Mgmt No vote DENNIS J. SLAMON Mgmt No vote 2. TO RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt No vote INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR BIOMARIN FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. 3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt No vote FREQUENCY OF THE STOCKHOLDERS' APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. 4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt No vote COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. 5. TO APPROVE THE 2017 EQUITY INCENTIVE PLAN. Mgmt No vote 6. TO APPROVE AMENDMENTS TO BIOMARIN'S AMENDED Mgmt No vote AND RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED, TO (I) INCREASE THE TOTAL NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 250,000,000 SHARES TO 500,000,000 SHARES, AND (II) MAKE CERTAIN MINOR ADMINISTRATIVE CHANGES. -------------------------------------------------------------------------------------------------------------------------- BROADCOM LIMITED Agenda Number: 934531977 -------------------------------------------------------------------------------------------------------------------------- Security: Y09827109 Meeting Type: Annual Meeting Date: 05-Apr-2017 Ticker: AVGO ISIN: SG9999014823 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: MR. HOCK E. TAN Mgmt No vote 1B. ELECTION OF DIRECTOR: MR. JAMES V. DILLER Mgmt No vote 1C. ELECTION OF DIRECTOR: MR. LEWIS C. Mgmt No vote EGGEBRECHT 1D. ELECTION OF DIRECTOR: MR. KENNETH Y. HAO Mgmt No vote 1E. ELECTION OF DIRECTOR: MR. EDDY W. Mgmt No vote HARTENSTEIN 1F. ELECTION OF DIRECTOR: MR. CHECK KIAN LOW Mgmt No vote 1G. ELECTION OF DIRECTOR: MR. DONALD MACLEOD Mgmt No vote 1H. ELECTION OF DIRECTOR: MR. PETER J. MARKS Mgmt No vote 1I. ELECTION OF DIRECTOR: DR. HENRY SAMUELI Mgmt No vote 2. TO APPROVE THE RE-APPOINTMENT OF Mgmt No vote PRICEWATERHOUSECOOPERS LLP AS BROADCOM'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AND INDEPENDENT SINGAPORE AUDITOR FOR THE FISCAL YEAR ENDING OCTOBER 29, 2017 AND TO AUTHORIZE THE AUDIT COMMITTEE TO FIX ITS REMUNERATION, AS SET FORTH IN BROADCOM'S NOTICE OF, AND PROXY STATEMENT RELATING TO, ITS 2017 ANNUAL GENERAL MEETING. 3. TO APPROVE THE GENERAL AUTHORIZATION FOR Mgmt No vote THE DIRECTORS OF BROADCOM TO ALLOT AND ISSUE SHARES IN OUR CAPITAL, AS SET FORTH IN BROADCOM'S NOTICE OF, AND PROXY STATEMENT RELATING TO, ITS 2017 ANNUAL GENERAL MEETING. 4. TO APPROVE THE COMPENSATION OF BROADCOM'S Mgmt No vote NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN "COMPENSATION DISCUSSION AND ANALYSIS" AND IN THE COMPENSATION TABLES AND ACCOMPANYING NARRATIVE DISCLOSURE UNDER "EXECUTIVE COMPENSATION" IN BROADCOM'S PROXY STATEMENT RELATING TO ITS 2017 ANNUAL GENERAL MEETING. 5. TO RECOMMEND THAT A NON-BINDING, ADVISORY Mgmt No vote VOTE TO APPROVE THE COMPENSATION OF THE BROADCOM'S NAMED EXECUTIVE OFFICERS BE PUT TO SHAREHOLDERS FOR THEIR CONSIDERATION EVERY: ONE; TWO; OR THREE YEARS, AS SET FORTH IN BROADCOM'S NOTICE OF, AND PROXY STATEMENT RELATING TO, ITS 2017 ANNUAL GENERAL MEETING. -------------------------------------------------------------------------------------------------------------------------- CA, INC. Agenda Number: 934451270 -------------------------------------------------------------------------------------------------------------------------- Security: 12673P105 Meeting Type: Annual Meeting Date: 03-Aug-2016 Ticker: CA ISIN: US12673P1057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JENS ALDER Mgmt No vote 1B. ELECTION OF DIRECTOR: RAYMOND J. BROMARK Mgmt No vote 1C. ELECTION OF DIRECTOR: MICHAEL P. GREGOIRE Mgmt No vote 1D. ELECTION OF DIRECTOR: ROHIT KAPOOR Mgmt No vote 1E. ELECTION OF DIRECTOR: JEFFREY G. KATZ Mgmt No vote 1F. ELECTION OF DIRECTOR: KAY KOPLOVITZ Mgmt No vote 1G. ELECTION OF DIRECTOR: CHRISTOPHER B. Mgmt No vote LOFGREN 1H. ELECTION OF DIRECTOR: RICHARD SULPIZIO Mgmt No vote 1I. ELECTION OF DIRECTOR: LAURA S. UNGER Mgmt No vote 1J. ELECTION OF DIRECTOR: ARTHUR F. WEINBACH Mgmt No vote 1K. ELECTION OF DIRECTOR: RENATO (RON) Mgmt No vote ZAMBONINI 2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt No vote OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2017. 3. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt No vote COMPENSATION OF NAMED EXECUTIVE OFFICERS. 4. TO RE-APPROVE THE CA, INC. 2011 INCENTIVE Mgmt No vote PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. 5. TO RATIFY THE NOVEMBER 2015 STOCKHOLDER Mgmt No vote PROTECTION RIGHTS AGREEMENT. -------------------------------------------------------------------------------------------------------------------------- CELGENE CORPORATION Agenda Number: 934609023 -------------------------------------------------------------------------------------------------------------------------- Security: 151020104 Meeting Type: Annual Meeting Date: 14-Jun-2017 Ticker: CELG ISIN: US1510201049 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ROBERT J. HUGIN Mgmt No vote MARK J. ALLES Mgmt No vote RICHARD W BARKER D PHIL Mgmt No vote MICHAEL W. BONNEY Mgmt No vote MICHAEL D. CASEY Mgmt No vote CARRIE S. COX Mgmt No vote MICHAEL A. FRIEDMAN, MD Mgmt No vote JULIA A. HALLER, M.D. Mgmt No vote GILLA S. KAPLAN, PH.D. Mgmt No vote JAMES J. LOUGHLIN Mgmt No vote ERNEST MARIO, PH.D. Mgmt No vote 2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt No vote AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. 3. APPROVAL OF AN AMENDMENT AND RESTATEMENT OF Mgmt No vote THE COMPANY'S STOCK INCENTIVE PLAN. 4. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt No vote COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 5. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt No vote FREQUENCY OF EXECUTIVE COMPENSATION VOTES. 6. STOCKHOLDER PROPOSAL TO REQUEST A BY-LAW Shr No vote PROVISION LIMITING MANAGEMENT'S ACCESS TO VOTE TALLIES PRIOR TO THE ANNUAL MEETING WITH RESPECT TO CERTAIN EXECUTIVE PAY MATTERS, DESCRIBED IN MORE DETAIL IN THE PROXY STATEMENT. -------------------------------------------------------------------------------------------------------------------------- CERNER CORPORATION Agenda Number: 934611167 -------------------------------------------------------------------------------------------------------------------------- Security: 156782104 Meeting Type: Annual Meeting Date: 24-May-2017 Ticker: CERN ISIN: US1567821046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JULIE L. GERBERDING, Mgmt No vote M.D. 1B. ELECTION OF DIRECTOR: NEAL L. PATTERSON Mgmt No vote 1C. ELECTION OF DIRECTOR: WILLIAM D. ZOLLARS Mgmt No vote 2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt No vote AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF CERNER CORPORATION FOR 2017. 3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt No vote COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 4. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt No vote FREQUENCY OF FUTURE ADVISORY VOTES ON THE APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. -------------------------------------------------------------------------------------------------------------------------- CHARTER COMMUNICATIONS, INC. Agenda Number: 934544518 -------------------------------------------------------------------------------------------------------------------------- Security: 16119P108 Meeting Type: Annual Meeting Date: 25-Apr-2017 Ticker: CHTR ISIN: US16119P1084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: W. LANCE CONN Mgmt No vote 1B. ELECTION OF DIRECTOR: KIM C. GOODMAN Mgmt No vote 1C. ELECTION OF DIRECTOR: CRAIG A. JACOBSON Mgmt No vote 1D. ELECTION OF DIRECTOR: GREGORY B. MAFFEI Mgmt No vote 1E. ELECTION OF DIRECTOR: JOHN C. MALONE Mgmt No vote 1F. ELECTION OF DIRECTOR: JOHN D. MARKLEY, JR. Mgmt No vote 1G. ELECTION OF DIRECTOR: DAVID C. MERRITT Mgmt No vote 1H. ELECTION OF DIRECTOR: STEVEN A. MIRON Mgmt No vote 1I. ELECTION OF DIRECTOR: BALAN NAIR Mgmt No vote 1J. ELECTION OF DIRECTOR: MICHAEL A. NEWHOUSE Mgmt No vote 1K. ELECTION OF DIRECTOR: MAURICIO RAMOS Mgmt No vote 1L. ELECTION OF DIRECTOR: THOMAS M. RUTLEDGE Mgmt No vote 1M. ELECTION OF DIRECTOR: ERIC L. ZINTERHOFER Mgmt No vote 2. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt No vote EXECUTIVE COMPENSATION 3. AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt No vote HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION 4. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt No vote LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDED DECEMBER 31, 2017 5. STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS Shr No vote -------------------------------------------------------------------------------------------------------------------------- CHECK POINT SOFTWARE TECHNOLOGIES LTD. Agenda Number: 934618591 -------------------------------------------------------------------------------------------------------------------------- Security: M22465104 Meeting Type: Annual Meeting Date: 07-Jun-2017 Ticker: CHKP ISIN: IL0010824113 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: GIL SHWED Mgmt No vote 1B. ELECTION OF DIRECTOR: MARIUS NACHT Mgmt No vote 1C. ELECTION OF DIRECTOR: JERRY UNGERMAN Mgmt No vote 1D. ELECTION OF DIRECTOR: DAN PROPPER Mgmt No vote 1E. ELECTION OF DIRECTOR: DAVID RUBNER Mgmt No vote 1F. ELECTION OF DIRECTOR: DR. TAL SHAVIT Mgmt No vote 2A. ELECTION OF OUTSIDE DIRECTOR FOR AN Mgmt No vote ADDITIONAL THREE-YEAR TERM: IRWIN FEDERMAN 2B. ELECTION OF OUTSIDE DIRECTOR FOR AN Mgmt No vote ADDITIONAL THREE-YEAR TERM: RAY ROTHROCK 3. TO RATIFY THE APPOINTMENT AND COMPENSATION Mgmt No vote OF KOST, FORER, GABBAY & KASIERER, A MEMBER OF ERNST & YOUNG GLOBAL, AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. 4. APPROVE COMPENSATION TO CHECK POINT'S CHIEF Mgmt No vote EXECUTIVE OFFICER. 5A. THE UNDERSIGNED IS A CONTROLLING Mgmt No vote SHAREHOLDER OR HAS A PERSONAL INTEREST IN ITEM 2. 5B. THE UNDERSIGNED IS A CONTROLLING Mgmt No vote SHAREHOLDER OR HAS A PERSONAL INTEREST IN ITEM 4. -------------------------------------------------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Agenda Number: 934494357 -------------------------------------------------------------------------------------------------------------------------- Security: 17275R102 Meeting Type: Annual Meeting Date: 12-Dec-2016 Ticker: CSCO ISIN: US17275R1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt No vote 1B. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt No vote 1C. ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt No vote 1D. ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt No vote 1E. ELECTION OF DIRECTOR: AMY L. CHANG Mgmt No vote 1F. ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt No vote 1G. ELECTION OF DIRECTOR: DR. KRISTINA M. Mgmt No vote JOHNSON 1H. ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt No vote 1I. ELECTION OF DIRECTOR: CHARLES H. ROBBINS Mgmt No vote 1J. ELECTION OF DIRECTOR: ARUN SARIN Mgmt No vote 1K. ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt No vote 2. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt No vote EXECUTIVE COMPENSATION. 3. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt No vote AS CISCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017. 4. APPROVAL TO REQUEST AN ANNUAL REPORT Shr No vote RELATING TO CISCO'S LOBBYING POLICIES, PROCEDURES AND ACTIVITIES. 5. APPROVAL TO REQUEST A REPORT DISCLOSING Shr No vote CERTAIN EMPLOYMENT DATA RELATING TO CISCO'S ARAB AND NON-ARAB EMPLOYEES IN ISRAEL-PALESTINE FOR EACH OF THE PAST THREE YEARS. 6. APPROVAL TO REQUEST THE BOARD TO FORM A Shr No vote COMMITTEE TO REASSESS POLICIES AND CRITERIA FOR DECISIONS WITH RESPECT TO CISCO'S BUSINESS INVOLVEMENTS WITH ISRAEL'S SETTLEMENTS. -------------------------------------------------------------------------------------------------------------------------- CITRIX SYSTEMS, INC. Agenda Number: 934610014 -------------------------------------------------------------------------------------------------------------------------- Security: 177376100 Meeting Type: Annual Meeting Date: 22-Jun-2017 Ticker: CTXS ISIN: US1773761002 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: ROBERT M. CALDERONI Mgmt No vote 1B. ELECTION OF DIRECTOR: NANCI E. CALDWELL Mgmt No vote 1C. ELECTION OF DIRECTOR: JESSE A. COHN Mgmt No vote 1D. ELECTION OF DIRECTOR: ROBERT D. DALEO Mgmt No vote 1E. ELECTION OF DIRECTOR: MURRAY J. DEMO Mgmt No vote 1F. ELECTION OF DIRECTOR: PETER J. SACRIPANTI Mgmt No vote 1G. ELECTION OF DIRECTOR: GRAHAM V. SMITH Mgmt No vote 1H. ELECTION OF DIRECTOR: GODFREY R. SULLIVAN Mgmt No vote 1I. ELECTION OF DIRECTOR: KIRILL TATARINOV Mgmt No vote 2. APPROVAL OF AN AMENDMENT AND RESTATEMENT OF Mgmt No vote THE COMPANY'S 2014 EQUITY INCENTIVE PLAN 3. RATIFICATION OF ERNST & YOUNG LLP AS THE Mgmt No vote COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt No vote OF THE COMPANY'S NAMED EXECUTIVE OFFICERS 5. ADVISORY VOTE ON FREQUENCY OF HOLDING Mgmt No vote FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS -------------------------------------------------------------------------------------------------------------------------- COGNIZANT TECHNOLOGY SOLUTIONS CORP. Agenda Number: 934600265 -------------------------------------------------------------------------------------------------------------------------- Security: 192446102 Meeting Type: Annual Meeting Date: 06-Jun-2017 Ticker: CTSH ISIN: US1924461023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: ZEIN ABDALLA Mgmt No vote 1B. ELECTION OF DIRECTOR: BETSY S. ATKINS Mgmt No vote 1C. ELECTION OF DIRECTOR: MAUREEN Mgmt No vote BREAKIRON-EVANS 1D. ELECTION OF DIRECTOR: JONATHAN CHADWICK Mgmt No vote 1E. ELECTION OF DIRECTOR: JOHN M. DINEEN Mgmt No vote 1F. ELECTION OF DIRECTOR: FRANCISCO D'SOUZA Mgmt No vote 1G. ELECTION OF DIRECTOR: JOHN N. FOX, JR. Mgmt No vote 1H. ELECTION OF DIRECTOR: JOHN E. KLEIN Mgmt No vote 1I. ELECTION OF DIRECTOR: LEO S. MACKAY, JR. Mgmt No vote 1J. ELECTION OF DIRECTOR: MICHAEL PATSALOS-FOX Mgmt No vote 1K. ELECTION OF DIRECTOR: ROBERT E. WEISSMAN Mgmt No vote 2. APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt No vote BASIS, OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 3. APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt No vote BASIS, OF THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 4. APPROVAL OF THE COMPANY'S 2017 INCENTIVE Mgmt No vote AWARD PLAN. 5. RATIFICATION OF THE APPOINTMENT OF Mgmt No vote PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. 6. STOCKHOLDER PROPOSAL REQUESTING THAT THE Mgmt No vote BOARD OF DIRECTORS TAKE THE STEPS NECESSARY TO ELIMINATE THE SUPERMAJORITY VOTING PROVISIONS OF THE COMPANY'S CERTIFICATE OF INCORPORATION AND BY-LAWS. 7. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr No vote BOARD OF DIRECTORS TAKE THE STEPS NECESSARY TO PERMIT STOCKHOLDER ACTION BY WRITTEN CONSENT. -------------------------------------------------------------------------------------------------------------------------- COMCAST CORPORATION Agenda Number: 934601572 -------------------------------------------------------------------------------------------------------------------------- Security: 20030N101 Meeting Type: Annual Meeting Date: 08-Jun-2017 Ticker: CMCSA ISIN: US20030N1019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR KENNETH J. BACON Mgmt No vote MADELINE S. BELL Mgmt No vote SHELDON M. BONOVITZ Mgmt No vote EDWARD D. BREEN Mgmt No vote GERALD L. HASSELL Mgmt No vote JEFFREY A. HONICKMAN Mgmt No vote ASUKA NAKAHARA Mgmt No vote DAVID C. NOVAK Mgmt No vote BRIAN L. ROBERTS Mgmt No vote JOHNATHAN A. RODGERS Mgmt No vote 2. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt No vote INDEPENDENT AUDITORS 3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt No vote 4. ADVISORY VOTE ON THE FREQUENCY OF THE VOTE Mgmt No vote ON EXECUTIVE COMPENSATION 5. TO PROVIDE A LOBBYING REPORT Shr No vote 6. TO STOP 100-TO-ONE VOTING POWER Shr No vote -------------------------------------------------------------------------------------------------------------------------- COSTCO WHOLESALE CORPORATION Agenda Number: 934514072 -------------------------------------------------------------------------------------------------------------------------- Security: 22160K105 Meeting Type: Annual Meeting Date: 26-Jan-2017 Ticker: COST ISIN: US22160K1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR SUSAN L. DECKER Mgmt No vote RICHARD A. GALANTI Mgmt No vote JOHN W. MEISENBACH Mgmt No vote CHARLES T. MUNGER Mgmt No vote 2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt No vote AUDITORS. 3. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt No vote EXECUTIVE COMPENSATION. 4. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt No vote FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- CSX CORPORATION Agenda Number: 934602752 -------------------------------------------------------------------------------------------------------------------------- Security: 126408103 Meeting Type: Annual Meeting Date: 05-Jun-2017 Ticker: CSX ISIN: US1264081035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: DONNA M. ALVARADO Mgmt No vote 1B. ELECTION OF DIRECTOR: JOHN B. BREAUX Mgmt No vote 1C. ELECTION OF DIRECTOR: PAMELA L. CARTER Mgmt No vote 1D. ELECTION OF DIRECTOR: STEVEN T. HALVERSON Mgmt No vote 1E. ELECTION OF DIRECTOR: E. HUNTER HARRISON Mgmt No vote 1F. ELECTION OF DIRECTOR: PAUL C. HILAL Mgmt No vote 1G. ELECTION OF DIRECTOR: EDWARD J. KELLY, III Mgmt No vote 1H. ELECTION OF DIRECTOR: JOHN D. MCPHERSON Mgmt No vote 1I. ELECTION OF DIRECTOR: DAVID M. MOFFETT Mgmt No vote 1J. ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt No vote 1K. ELECTION OF DIRECTOR: LINDA H. RIEFLER Mgmt No vote 1L. ELECTION OF DIRECTOR: J. STEVEN WHISLER Mgmt No vote 1M. ELECTION OF DIRECTOR: JOHN J. ZILLMER Mgmt No vote 2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt No vote ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. 3. ADVISORY (NON-BINDING) RESOLUTION TO Mgmt No vote APPROVE COMPENSATION FOR THE COMPANY'S NAMED EXECUTIVE OFFICERS. 4. ADVISORY (NON-BINDING) RESOLUTION TO Mgmt No vote APPROVE THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. 5. ADVISORY (NON-BINDING) RESOLUTION Mgmt No vote CONCERNING THE REIMBURSEMENT ARRANGEMENTS SOUGHT IN CONNECTION WITH THE RETENTION OF E. HUNTER HARRISON AS CEO AT CSX. -------------------------------------------------------------------------------------------------------------------------- DENTSPLY SIRONA INC. Agenda Number: 934579787 -------------------------------------------------------------------------------------------------------------------------- Security: 24906P109 Meeting Type: Annual Meeting Date: 24-May-2017 Ticker: XRAY ISIN: US24906P1093 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: MICHAEL C. ALFANO Mgmt No vote 1B. ELECTION OF DIRECTOR: DAVID K. BEECKEN Mgmt No vote 1C. ELECTION OF DIRECTOR: ERIC K. BRANDT Mgmt No vote 1D. ELECTION OF DIRECTOR: MICHAEL J. COLEMAN Mgmt No vote 1E. ELECTION OF DIRECTOR: WILLIE A. DEESE Mgmt No vote 1F. ELECTION OF DIRECTOR: THOMAS JETTER Mgmt No vote 1G. ELECTION OF DIRECTOR: ARTHUR D. KOWALOFF Mgmt No vote 1H. ELECTION OF DIRECTOR: HARRY M. JANSEN Mgmt No vote KRAEMER 1I. ELECTION OF DIRECTOR: FRANCIS J. LUNGER Mgmt No vote 1J. ELECTION OF DIRECTOR: JEFFREY T. SLOVIN Mgmt No vote 1K. ELECTION OF DIRECTOR: BRET W. WISE Mgmt No vote 2. TO RATIFY THE APPOINTMENT OF Mgmt No vote PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31,2017 3. TO APPROVE BY ADVISORY VOTE, THE Mgmt No vote COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 4. TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, Mgmt No vote THE FREQUENCY OF VOTING ON EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- DISCOVERY COMMUNICATIONS, INC. Agenda Number: 934574028 -------------------------------------------------------------------------------------------------------------------------- Security: 25470F104 Meeting Type: Annual Meeting Date: 18-May-2017 Ticker: DISCA ISIN: US25470F1049 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ROBERT R. BENNETT Mgmt No vote JOHN C. MALONE Mgmt No vote DAVID M. ZASLAV Mgmt No vote 2. RATIFICATION OF THE APPOINTMENT OF Mgmt No vote PRICEWATERHOUSECOOPERS LLP AS DISCOVERY COMMUNICATIONS, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. 3. TO APPROVE, ON AN ADVISORY BASIS, OUR NAMED Mgmt No vote EXECUTIVE OFFICER COMPENSATION. 4. TO VOTE, ON AN ADVISORY BASIS, ON THE Mgmt No vote FREQUENCY OF FUTURE NAMED EXECUTIVE OFFICER COMPENSATION ADVISORY VOTES. 5. TO VOTE ON A STOCKHOLDER PROPOSAL Shr No vote REQUESTING THE COMPENSATION COMMITTEE TO PREPARE A REPORT ON THE FEASIBILITY OF INTEGRATING SUSTAINABILITY METRICS INTO PERFORMANCE MEASURES OF SENIOR EXECUTIVES UNDER OUR INCENTIVE PLANS. 6. TO VOTE ON A STOCKHOLDER PROPOSAL Shr No vote REQUESTING THE BOARD OF DIRECTORS TO ADOPT A POLICY THAT THE INITIAL LIST OF CANDIDATES FROM WHICH NEW MANAGEMENT-SUPPORTED DIRECTOR NOMINEES ARE CHOSEN SHALL INCLUDE QUALIFIED WOMEN AND MINORITY CANDIDATES -------------------------------------------------------------------------------------------------------------------------- DISH NETWORK CORPORATION Agenda Number: 934550511 -------------------------------------------------------------------------------------------------------------------------- Security: 25470M109 Meeting Type: Annual Meeting Date: 01-May-2017 Ticker: DISH ISIN: US25470M1099 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR GEORGE R. BROKAW Mgmt No vote JAMES DEFRANCO Mgmt No vote CANTEY M. ERGEN Mgmt No vote CHARLES W. ERGEN Mgmt No vote STEVEN R. GOODBARN Mgmt No vote CHARLES M. LILLIS Mgmt No vote AFSHIN MOHEBBI Mgmt No vote DAVID K. MOSKOWITZ Mgmt No vote TOM A. ORTOLF Mgmt No vote CARL E. VOGEL Mgmt No vote 2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt No vote OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. 3. THE NON-BINDING ADVISORY VOTE ON EXECUTIVE Mgmt No vote COMPENSATION. 4. THE NON-BINDING ADVISORY VOTE ON THE Mgmt No vote FREQUENCY OF FUTURE NON-BINDING ADVISORY VOTES ON EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- DOLLAR TREE, INC. Agenda Number: 934615595 -------------------------------------------------------------------------------------------------------------------------- Security: 256746108 Meeting Type: Annual Meeting Date: 15-Jun-2017 Ticker: DLTR ISIN: US2567461080 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: ARNOLD S. BARRON Mgmt No vote 1B. ELECTION OF DIRECTOR: GREGORY M. BRIDGEFORD Mgmt No vote 1C. ELECTION OF DIRECTOR: MACON F. BROCK, JR. Mgmt No vote 1D. ELECTION OF DIRECTOR: MARY ANNE CITRINO Mgmt No vote 1E. ELECTION OF DIRECTOR: H. RAY COMPTON Mgmt No vote 1F. ELECTION OF DIRECTOR: CONRAD M. HALL Mgmt No vote 1G. ELECTION OF DIRECTOR: LEMUEL E. LEWIS Mgmt No vote 1H. ELECTION OF DIRECTOR: BOB SASSER Mgmt No vote 1I. ELECTION OF DIRECTOR: THOMAS A. SAUNDERS Mgmt No vote III 1J. ELECTION OF DIRECTOR: THOMAS E. WHIDDON Mgmt No vote 1K. ELECTION OF DIRECTOR: CARL P. ZEITHAML Mgmt No vote 2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt No vote COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS 3. TO RECOMMEND, ON AN ADVISORY BASIS, THE Mgmt No vote FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION 4. TO RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt No vote COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM -------------------------------------------------------------------------------------------------------------------------- EBAY INC. Agenda Number: 934572074 -------------------------------------------------------------------------------------------------------------------------- Security: 278642103 Meeting Type: Annual Meeting Date: 18-May-2017 Ticker: EBAY ISIN: US2786421030 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: FRED D. ANDERSON JR. Mgmt No vote 1B. ELECTION OF DIRECTOR: EDWARD W. BARNHOLT Mgmt No vote 1C. ELECTION OF DIRECTOR: ANTHONY J. BATES Mgmt No vote 1D. ELECTION OF DIRECTOR: LOGAN D. GREEN Mgmt No vote 1E. ELECTION OF DIRECTOR: BONNIE S. HAMMER Mgmt No vote 1F. ELECTION OF DIRECTOR: KATHLEEN C. MITIC Mgmt No vote 1G. ELECTION OF DIRECTOR: PIERRE M. OMIDYAR Mgmt No vote 1H. ELECTION OF DIRECTOR: PAUL S. PRESSLER Mgmt No vote 1I. ELECTION OF DIRECTOR: ROBERT H. SWAN Mgmt No vote 1J. ELECTION OF DIRECTOR: THOMAS J. TIERNEY Mgmt No vote 1K. ELECTION OF DIRECTOR: PERRY M. TRAQUINA Mgmt No vote 1L. ELECTION OF DIRECTOR: DEVIN N. WENIG Mgmt No vote 2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt No vote OFFICER COMPENSATION. 3. ADVISORY VOTE TO APPROVE THE FREQUENCY WITH Mgmt No vote WHICH THE ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION SHOULD BE HELD. 4. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt No vote AUDITORS. 5. CONSIDERATION OF A STOCKHOLDER PROPOSAL Shr No vote REGARDING RIGHT TO ACT BY WRITTEN CONSENT. -------------------------------------------------------------------------------------------------------------------------- ELECTRONIC ARTS INC. Agenda Number: 934450103 -------------------------------------------------------------------------------------------------------------------------- Security: 285512109 Meeting Type: Annual Meeting Date: 28-Jul-2016 Ticker: EA ISIN: US2855121099 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: LEONARD S. COLEMAN Mgmt No vote 1B. ELECTION OF DIRECTOR: JAY C. HOAG Mgmt No vote 1C. ELECTION OF DIRECTOR: JEFFREY T. HUBER Mgmt No vote 1D. ELECTION OF DIRECTOR: VIVEK PAUL Mgmt No vote 1E. ELECTION OF DIRECTOR: LAWRENCE F. PROBST Mgmt No vote 1F. ELECTION OF DIRECTOR: TALBOTT ROCHE Mgmt No vote 1G. ELECTION OF DIRECTOR: RICHARD A. SIMONSON Mgmt No vote 1H. ELECTION OF DIRECTOR: LUIS A. UBINAS Mgmt No vote 1I. ELECTION OF DIRECTOR: DENISE F. WARREN Mgmt No vote 1J. ELECTION OF DIRECTOR: ANDREW WILSON Mgmt No vote 2. APPROVE AMENDMENTS TO OUR EXECUTIVE BONUS Mgmt No vote PLAN. 3. APPROVE AMENDMENTS TO OUR 2000 EQUITY Mgmt No vote INCENTIVE PLAN. 4. APPROVE AN AMENDMENT TO OUR 2000 EMPLOYEE Mgmt No vote STOCK PURCHASE PLAN. 5. ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt No vote NAMED EXECUTIVE OFFICERS. 6. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt No vote ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) -------------------------------------------------------------------------------------------------------------------------- EXPEDIA, INC. Agenda Number: 934472779 -------------------------------------------------------------------------------------------------------------------------- Security: 30212P303 Meeting Type: Annual Meeting Date: 14-Sep-2016 Ticker: EXPE ISIN: US30212P3038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: SUSAN C. ATHEY Mgmt No vote 1B. ELECTION OF DIRECTOR: A. GEORGE "SKIP" Mgmt No vote BATTLE 1C. ELECTION OF DIRECTOR: PAMELA L. COE Mgmt No vote 1D. ELECTION OF DIRECTOR: BARRY DILLER Mgmt No vote 1E. ELECTION OF DIRECTOR: JONATHAN L. DOLGEN Mgmt No vote 1F. ELECTION OF DIRECTOR: CRAIG A. JACOBSON Mgmt No vote 1G. ELECTION OF DIRECTOR: VICTOR A. KAUFMAN Mgmt No vote 1H. ELECTION OF DIRECTOR: PETER M. KERN Mgmt No vote 1I. ELECTION OF DIRECTOR: DARA KHOSROWSHAHI Mgmt No vote 1J. ELECTION OF DIRECTOR: JOHN C. MALONE Mgmt No vote 1K. ELECTION OF DIRECTOR: SCOTT RUDIN Mgmt No vote 1L. ELECTION OF DIRECTOR: CHRISTOPHER W. SHEAN Mgmt No vote 1M. ELECTION OF DIRECTOR: ALEXANDER VON Mgmt No vote FURSTENBERG 2. APPROVAL OF THE FOURTH AMENDED AND RESTATED Mgmt No vote EXPEDIA, INC. 2005 STOCK AND ANNUAL INCENTIVE PLAN, INCLUDING AN AMENDMENT TO INCREASE THE NUMBER OF SHARES OF EXPEDIA COMMON STOCK AUTHORIZED FOR ISSUANCE THEREUNDER BY 10,000,000. 3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt No vote YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016. -------------------------------------------------------------------------------------------------------------------------- EXPEDIA, INC. Agenda Number: 934615507 -------------------------------------------------------------------------------------------------------------------------- Security: 30212P303 Meeting Type: Annual Meeting Date: 13-Jun-2017 Ticker: EXPE ISIN: US30212P3038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: SUSAN C. ATHEY Mgmt No vote 1B. ELECTION OF DIRECTOR: A. GEORGE "SKIP" Mgmt No vote BATTLE 1C. ELECTION OF DIRECTOR: CHELSEA CLINTON Mgmt No vote 1D. ELECTION OF DIRECTOR: PAMELA L. COE Mgmt No vote 1E. ELECTION OF DIRECTOR: BARRY DILLER Mgmt No vote 1F. ELECTION OF DIRECTOR: JONATHAN L. DOLGEN Mgmt No vote 1G. ELECTION OF DIRECTOR: CRAIG A. JACOBSON Mgmt No vote 1H. ELECTION OF DIRECTOR: VICTOR A. KAUFMAN Mgmt No vote 1I. ELECTION OF DIRECTOR: PETER M. KERN Mgmt No vote 1J. ELECTION OF DIRECTOR: DARA KHOSROWSHAHI Mgmt No vote 1K. ELECTION OF DIRECTOR: JOHN C. MALONE Mgmt No vote 1L. ELECTION OF DIRECTOR: SCOTT RUDIN Mgmt No vote 1M. ELECTION OF DIRECTOR: CHRISTOPHER W. SHEAN Mgmt No vote 1N. ELECTION OF DIRECTOR: ALEXANDER VON Mgmt No vote FURSTENBERG 2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt No vote COMPENSATION OF EXPEDIA'S NAMED EXECUTIVE OFFICERS. 3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt No vote ADVISORY VOTES ON THE COMPENSATION OF EXPEDIA'S NAMED EXECUTIVE OFFICERS. 4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt No vote YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. 5. STOCKHOLDER PROPOSAL REGARDING A REPORT Shr No vote CONCERNING POLITICAL CONTRIBUTIONS AND EXPENDITURES, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. -------------------------------------------------------------------------------------------------------------------------- EXPRESS SCRIPTS HOLDING COMPANY Agenda Number: 934549316 -------------------------------------------------------------------------------------------------------------------------- Security: 30219G108 Meeting Type: Annual Meeting Date: 11-May-2017 Ticker: ESRX ISIN: US30219G1085 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: MAURA C. BREEN Mgmt No vote 1B. ELECTION OF DIRECTOR: WILLIAM J. DELANEY Mgmt No vote 1C. ELECTION OF DIRECTOR: ELDER GRANGER, MD, Mgmt No vote MG, USA (RETIRED) 1D. ELECTION OF DIRECTOR: NICHOLAS J. LAHOWCHIC Mgmt No vote 1E. ELECTION OF DIRECTOR: THOMAS P. MAC MAHON Mgmt No vote 1F. ELECTION OF DIRECTOR: FRANK MERGENTHALER Mgmt No vote 1G. ELECTION OF DIRECTOR: WOODROW A. MYERS, Mgmt No vote JR., MD 1H. ELECTION OF DIRECTOR: RODERICK A. PALMORE Mgmt No vote 1I. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt No vote 1J. ELECTION OF DIRECTOR: WILLIAM L. ROPER, MD, Mgmt No vote MPH 1K. ELECTION OF DIRECTOR: SEYMOUR STERNBERG Mgmt No vote 1L. ELECTION OF DIRECTOR: TIMOTHY WENTWORTH Mgmt No vote 2. TO RATIFY THE APPOINTMENT OF Mgmt No vote PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2017. 3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt No vote COMPENSATION. 4. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt No vote FREQUENCY OF EXECUTIVE COMPENSATION VOTES. 5. STOCKHOLDER PROPOSAL REQUESTING THE BOARD Shr No vote ADOPT A POLICY AND AMEND THE COMPANY'S GOVERNANCE DOCUMENTS, AS NECESSARY, TO REQUIRE THE CHAIRMAN OF THE BOARD, WHENEVER POSSIBLE, TO BE AN INDEPENDENT MEMBER OF THE BOARD. 6. STOCKHOLDER PROPOSAL REQUESTING THE COMPANY Shr No vote TO REPORT ANNUALLY TO THE BOARD AND STOCKHOLDERS, IDENTIFYING WHETHER THERE EXISTS A GENDER PAY-GAP AMONG THE COMPANY'S EMPLOYEES, AND IF SO, THE MEASURES BEING TAKEN TO ELIMINATE ANY SUCH PAY DISPARITIES AND TO FACILITATE AN ENVIRONMENT THAT PROMOTES OPPORTUNITIES FOR EQUAL ADVANCEMENT OF WOMEN. -------------------------------------------------------------------------------------------------------------------------- FACEBOOK INC. Agenda Number: 934590870 -------------------------------------------------------------------------------------------------------------------------- Security: 30303M102 Meeting Type: Annual Meeting Date: 01-Jun-2017 Ticker: FB ISIN: US30303M1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MARC L. ANDREESSEN Mgmt No vote ERSKINE B. BOWLES Mgmt No vote S.D.DESMOND-HELLMANN Mgmt No vote REED HASTINGS Mgmt No vote JAN KOUM Mgmt No vote SHERYL K. SANDBERG Mgmt No vote PETER A. THIEL Mgmt No vote MARK ZUCKERBERG Mgmt No vote 2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt No vote LLP AS FACEBOOK, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. 3. A STOCKHOLDER PROPOSAL REGARDING CHANGE IN Shr No vote STOCKHOLDER VOTING. 4. A STOCKHOLDER PROPOSAL REGARDING A LOBBYING Shr No vote REPORT. 5. A STOCKHOLDER PROPOSAL REGARDING FALSE Shr No vote NEWS. 6. A STOCKHOLDER PROPOSAL REGARDING A GENDER Shr No vote PAY EQUITY REPORT. 7. A STOCKHOLDER PROPOSAL REGARDING AN Shr No vote INDEPENDENT CHAIR. -------------------------------------------------------------------------------------------------------------------------- FASTENAL COMPANY Agenda Number: 934536434 -------------------------------------------------------------------------------------------------------------------------- Security: 311900104 Meeting Type: Annual Meeting Date: 25-Apr-2017 Ticker: FAST ISIN: US3119001044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: WILLARD D. OBERTON Mgmt No vote 1B. ELECTION OF DIRECTOR: MICHAEL J. ANCIUS Mgmt No vote 1C. ELECTION OF DIRECTOR: MICHAEL J. DOLAN Mgmt No vote 1D. ELECTION OF DIRECTOR: STEPHEN L. EASTMAN Mgmt No vote 1E. ELECTION OF DIRECTOR: DANIEL L. FLORNESS Mgmt No vote 1F. ELECTION OF DIRECTOR: RITA J. HEISE Mgmt No vote 1G. ELECTION OF DIRECTOR: DARREN R. JACKSON Mgmt No vote 1H. ELECTION OF DIRECTOR: DANIEL L. JOHNSON Mgmt No vote 1I. ELECTION OF DIRECTOR: SCOTT A. SATTERLEE Mgmt No vote 1J. ELECTION OF DIRECTOR: REYNE K. WISECUP Mgmt No vote 2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt No vote AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR. 3. RE-APPROVAL OF THE FASTENAL COMPANY Mgmt No vote INCENTIVE PLAN. 4. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt No vote COMPENSATION. 5. APPROVAL, BY NON-BINDING VOTE, OF THE Mgmt No vote FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES. -------------------------------------------------------------------------------------------------------------------------- FISERV, INC. Agenda Number: 934572543 -------------------------------------------------------------------------------------------------------------------------- Security: 337738108 Meeting Type: Annual Meeting Date: 24-May-2017 Ticker: FISV ISIN: US3377381088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ALISON DAVIS Mgmt No vote JOHN Y. KIM Mgmt No vote DENNIS F. LYNCH Mgmt No vote DENIS J. O'LEARY Mgmt No vote GLENN M. RENWICK Mgmt No vote KIM M. ROBAK Mgmt No vote JD SHERMAN Mgmt No vote DOYLE R. SIMONS Mgmt No vote JEFFERY W. YABUKI Mgmt No vote 2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt No vote COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF FISERV, INC. 3. ADVISORY VOTE ON THE FREQUENCY OF ADVISORY Mgmt No vote VOTES ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. 4. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt No vote TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF FISERV, INC. FOR 2017. 5. A SHAREHOLDER PROPOSAL SEEKING AN AMENDMENT Shr No vote TO FISERV, INC.'S PROXY ACCESS BY-LAW. -------------------------------------------------------------------------------------------------------------------------- GILEAD SCIENCES, INC. Agenda Number: 934558810 -------------------------------------------------------------------------------------------------------------------------- Security: 375558103 Meeting Type: Annual Meeting Date: 10-May-2017 Ticker: GILD ISIN: US3755581036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JOHN F. COGAN, PH.D. Mgmt No vote 1B. ELECTION OF DIRECTOR: KELLY A. KRAMER Mgmt No vote 1C. ELECTION OF DIRECTOR: KEVIN E. LOFTON Mgmt No vote 1D. ELECTION OF DIRECTOR: JOHN C. MARTIN, PH.D. Mgmt No vote 1E. ELECTION OF DIRECTOR: JOHN F. MILLIGAN, Mgmt No vote PH.D. 1F. ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt No vote 1G. ELECTION OF DIRECTOR: RICHARD J. WHITLEY, Mgmt No vote M.D 1H. ELECTION OF DIRECTOR: GAYLE E. WILSON Mgmt No vote 1I. ELECTION OF DIRECTOR: PER WOLD-OLSEN Mgmt No vote 2. RATIFICATION OF THE SELECTION OF Mgmt No vote INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 3. RESTATEMENT OF THE GILEAD SCIENCES, INC. Mgmt No vote 2004 EQUITY INCENTIVE PLAN. 4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt No vote OF OUR NAMED EXECUTIVE OFFICERS. 5. ADVISORY VOTE AS TO THE FREQUENCY OF FUTURE Mgmt No vote ADVISORY SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. 6. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr No vote BOARD TAKE STEPS TO PERMIT STOCKHOLDER ACTION BY WRITTEN CONSENT. 7. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr No vote BOARD ADOPT A POLICY THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS BE AN INDEPENDENT DIRECTOR. -------------------------------------------------------------------------------------------------------------------------- HASBRO, INC. Agenda Number: 934575094 -------------------------------------------------------------------------------------------------------------------------- Security: 418056107 Meeting Type: Annual Meeting Date: 18-May-2017 Ticker: HAS ISIN: US4180561072 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR FOR TERM EXPIRING IN Mgmt No vote 2018: KENNETH A. BRONFIN 1B. ELECTION OF DIRECTOR FOR TERM EXPIRING IN Mgmt No vote 2018: MICHAEL R. BURNS 1C. ELECTION OF DIRECTOR FOR TERM EXPIRING IN Mgmt No vote 2018: HOPE COCHRAN 1D. ELECTION OF DIRECTOR FOR TERM EXPIRING IN Mgmt No vote 2018: CRISPIN H. DAVIS 1E. ELECTION OF DIRECTOR FOR TERM EXPIRING IN Mgmt No vote 2018: LISA GERSH 1F. ELECTION OF DIRECTOR FOR TERM EXPIRING IN Mgmt No vote 2018: BRIAN D. GOLDNER 1G. ELECTION OF DIRECTOR FOR TERM EXPIRING IN Mgmt No vote 2018: ALAN G. HASSENFELD 1H. ELECTION OF DIRECTOR FOR TERM EXPIRING IN Mgmt No vote 2018: TRACY A. LEINBACH 1I. ELECTION OF DIRECTOR FOR TERM EXPIRING IN Mgmt No vote 2018: EDWARD M. PHILIP 1J. ELECTION OF DIRECTOR FOR TERM EXPIRING IN Mgmt No vote 2018: RICHARD S. STODDART 1K. ELECTION OF DIRECTOR FOR TERM EXPIRING IN Mgmt No vote 2018: MARY BETH WEST 1L. ELECTION OF DIRECTOR FOR TERM EXPIRING IN Mgmt No vote 2018: LINDA K. ZECHER 2. THE ADOPTION, ON AN ADVISORY BASIS, OF A Mgmt No vote RESOLUTION APPROVING THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF HASBRO, INC., AS DESCRIBED IN THE "COMPENSATION DISCUSSION AND ANALYSIS" AND "EXECUTIVE COMPENSATION" SECTIONS OF THE 2017 PROXY STATEMENT. 3. THE ADOPTION, ON AN ADVISORY BASIS, OF Mgmt No vote APPROVAL OF A FREQUENCY FOR THE VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. 4. APPROVAL OF AMENDMENTS TO THE RESTATED 2003 Mgmt No vote STOCK INCENTIVE PERFORMANCE PLAN. 5. APPROVAL OF AN AMENDMENT TO THE 2014 SENIOR Mgmt No vote MANAGEMENT ANNUAL PERFORMANCE PLAN. 6. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt No vote AS HASBRO, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017. -------------------------------------------------------------------------------------------------------------------------- HENRY SCHEIN, INC. Agenda Number: 934586782 -------------------------------------------------------------------------------------------------------------------------- Security: 806407102 Meeting Type: Annual Meeting Date: 31-May-2017 Ticker: HSIC ISIN: US8064071025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: BARRY J. ALPERIN Mgmt No vote 1B. ELECTION OF DIRECTOR: LAWRENCE S. BACOW, Mgmt No vote PH.D. 1C. ELECTION OF DIRECTOR: GERALD A. BENJAMIN Mgmt No vote 1D. ELECTION OF DIRECTOR: STANLEY M. BERGMAN Mgmt No vote 1E. ELECTION OF DIRECTOR: JAMES P. BRESLAWSKI Mgmt No vote 1F. ELECTION OF DIRECTOR: PAUL BRONS Mgmt No vote 1G. ELECTION OF DIRECTOR: JOSEPH L. HERRING Mgmt No vote 1H. ELECTION OF DIRECTOR: DONALD J. KABAT Mgmt No vote 1I. ELECTION OF DIRECTOR: KURT P. KUEHN Mgmt No vote 1J. ELECTION OF DIRECTOR: PHILIP A. LASKAWY Mgmt No vote 1K. ELECTION OF DIRECTOR: MARK E. MLOTEK Mgmt No vote 1L. ELECTION OF DIRECTOR: STEVEN PALADINO Mgmt No vote 1M. ELECTION OF DIRECTOR: CAROL RAPHAEL Mgmt No vote 1N. ELECTION OF DIRECTOR: E. DIANNE REKOW, DDS, Mgmt No vote PH.D. 1O. ELECTION OF DIRECTOR: BRADLEY T. SHEARES, Mgmt No vote PH.D. 2. PROPOSAL TO AMEND THE COMPANY'S SECTION Mgmt No vote 162(M) CASH BONUS PLAN TO EXTEND THE TERM OF THE PLAN TO DECEMBER 31, 2021 AND TO RE-APPROVE THE PERFORMANCE GOALS THEREUNDER. 3. PROPOSAL TO APPROVE, BY NON-BINDING VOTE, Mgmt No vote THE 2016 COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. 4. PROPOSAL TO RECOMMEND, BY NON-BINDING VOTE, Mgmt No vote THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. 5. PROPOSAL TO RATIFY THE SELECTION OF BDO Mgmt No vote USA, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 30, 2017. -------------------------------------------------------------------------------------------------------------------------- HOLOGIC, INC. Agenda Number: 934522423 -------------------------------------------------------------------------------------------------------------------------- Security: 436440101 Meeting Type: Annual Meeting Date: 08-Mar-2017 Ticker: HOLX ISIN: US4364401012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR CHRISTOPHER J. COUGHLIN Mgmt No vote SALLY W. CRAWFORD Mgmt No vote SCOTT T. GARRETT Mgmt No vote LAWRENCE M. LEVY Mgmt No vote STEPHEN P. MACMILLAN Mgmt No vote CHRISTIANA STAMOULIS Mgmt No vote ELAINE S. ULLIAN Mgmt No vote AMY M. WENDELL Mgmt No vote 2. A NON-BINDING ADVISORY RESOLUTION TO Mgmt No vote APPROVE EXECUTIVE COMPENSATION. 3. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt No vote FREQUENCY OF EXECUTIVE COMPENSATION VOTES. 4. AMENDMENT TO HOLOGIC'S FIFTH AMENDED AND Mgmt No vote RESTATED BYLAWS. 5. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt No vote YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017. -------------------------------------------------------------------------------------------------------------------------- ILLUMINA, INC. Agenda Number: 934593193 -------------------------------------------------------------------------------------------------------------------------- Security: 452327109 Meeting Type: Annual Meeting Date: 30-May-2017 Ticker: ILMN ISIN: US4523271090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: CAROLINE D. DORSA Mgmt No vote 1B. ELECTION OF DIRECTOR: ROBERT S. EPSTEIN, Mgmt No vote M.D. 1C. ELECTION OF DIRECTOR: PHILIP W. SCHILLER Mgmt No vote 2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt No vote LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. 3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt No vote COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. 4. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt No vote FREQUENCY OF EXECUTIVE COMPENSATION VOTES. 5. TO APPROVE AN AMENDMENT TO OUR CERTIFICATE Mgmt No vote OF INCORPORATION TO REMOVE CERTAIN SUPERMAJORITY VOTING REQUIREMENTS AS DISCLOSED IN THE PROXY STATEMENT. -------------------------------------------------------------------------------------------------------------------------- INCYTE CORPORATION Agenda Number: 934600570 -------------------------------------------------------------------------------------------------------------------------- Security: 45337C102 Meeting Type: Annual Meeting Date: 26-May-2017 Ticker: INCY ISIN: US45337C1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JULIAN C. BAKER Mgmt No vote JEAN-JACQUES BIENAIME Mgmt No vote PAUL A. BROOKE Mgmt No vote PAUL J. CLANCY Mgmt No vote WENDY L. DIXON Mgmt No vote PAUL A. FRIEDMAN Mgmt No vote HERVE HOPPENOT Mgmt No vote 2. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt No vote BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 3. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt No vote BASIS, THE FREQUENCY OF FUTURE NON-BINDING ADVISORY STOCKHOLDER VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt No vote LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. -------------------------------------------------------------------------------------------------------------------------- INTEL CORPORATION Agenda Number: 934568431 -------------------------------------------------------------------------------------------------------------------------- Security: 458140100 Meeting Type: Annual Meeting Date: 18-May-2017 Ticker: INTC ISIN: US4581401001 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt No vote 1B. ELECTION OF DIRECTOR: ANEEL BHUSRI Mgmt No vote 1C. ELECTION OF DIRECTOR: ANDY D. BRYANT Mgmt No vote 1D. ELECTION OF DIRECTOR: REED E. HUNDT Mgmt No vote 1E. ELECTION OF DIRECTOR: OMAR ISHRAK Mgmt No vote 1F. ELECTION OF DIRECTOR: BRIAN M. KRZANICH Mgmt No vote 1G. ELECTION OF DIRECTOR: TSU-JAE KING LIU Mgmt No vote 1H. ELECTION OF DIRECTOR: DAVID S. POTTRUCK Mgmt No vote 1I. ELECTION OF DIRECTOR: GREGORY D. SMITH Mgmt No vote 1J. ELECTION OF DIRECTOR: FRANK D. YEARY Mgmt No vote 1K. ELECTION OF DIRECTOR: DAVID B. YOFFIE Mgmt No vote 2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt No vote LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt No vote COMPENSATION 4. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt No vote THE 2006 EQUITY INCENTIVE PLAN 5. ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt No vote FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION 6. STOCKHOLDER PROPOSAL REQUESTING AN ANNUAL Shr No vote ADVISORY STOCKHOLDER VOTE ON POLITICAL CONTRIBUTIONS 7. STOCKHOLDER PROPOSAL REQUESTING THAT VOTES Shr No vote COUNTED ON STOCKHOLDER PROPOSALS EXCLUDE ABSTENTIONS -------------------------------------------------------------------------------------------------------------------------- INTUIT INC. Agenda Number: 934509906 -------------------------------------------------------------------------------------------------------------------------- Security: 461202103 Meeting Type: Annual Meeting Date: 19-Jan-2017 Ticker: INTU ISIN: US4612021034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: EVE BURTON Mgmt No vote 1B. ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt No vote 1C. ELECTION OF DIRECTOR: RICHARD L. DALZELL Mgmt No vote 1D. ELECTION OF DIRECTOR: DIANE B. GREENE Mgmt No vote 1E. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt No vote 1F. ELECTION OF DIRECTOR: DENNIS D. POWELL Mgmt No vote 1G. ELECTION OF DIRECTOR: BRAD D. SMITH Mgmt No vote 1H. ELECTION OF DIRECTOR: RAUL VAZQUEZ Mgmt No vote 1I. ELECTION OF DIRECTOR: JEFF WEINER Mgmt No vote 2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt No vote YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 31, 2017. 3. APPROVAL OF THE AMENDED AND RESTATED 2005 Mgmt No vote EQUITY INCENTIVE PLAN TO (A) INCREASE THE SHARE RESERVE BY AN ADDITIONAL 23,110,386 SHARES; (B) REAPPROVE THE MATERIAL TERMS OF PERFORMANCE-BASED COMPENSATION FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED; AND (C) AMEND CERTAIN TERMS OF THE 2005 EQUITY INCENTIVE PLAN. 4. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt No vote COMPANY'S EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- INTUITIVE SURGICAL, INC. Agenda Number: 934539884 -------------------------------------------------------------------------------------------------------------------------- Security: 46120E602 Meeting Type: Annual Meeting Date: 20-Apr-2017 Ticker: ISRG ISIN: US46120E6023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: CRAIG H. BARRATT, Mgmt No vote PH.D. 1B. ELECTION OF DIRECTOR: MICHAEL A. FRIEDMAN, Mgmt No vote M.D. 1C. ELECTION OF DIRECTOR: GARY S. GUTHART, Mgmt No vote PH.D. 1D. ELECTION OF DIRECTOR: AMAL M. JOHNSON Mgmt No vote 1E. ELECTION OF DIRECTOR: KEITH R. LEONARD, JR. Mgmt No vote 1F. ELECTION OF DIRECTOR: ALAN J. LEVY, PH.D. Mgmt No vote 1G. ELECTION OF DIRECTOR: JAMI DOVER NACHTSHEIM Mgmt No vote 1H. ELECTION OF DIRECTOR: MARK J. RUBASH Mgmt No vote 1I. ELECTION OF DIRECTOR: LONNIE M. SMITH Mgmt No vote 2. TO APPROVE, BY ADVISORY VOTE, THE Mgmt No vote COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 3. TO VOTE, ON AN ADVISORY BASIS, ON THE Mgmt No vote FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 4. THE RATIFICATION OF APPOINTMENT OF Mgmt No vote PRICEWATERHOUSECOOPERS LLP ("PWC") AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. 5. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt No vote THE INTUITIVE SURGICAL, INC. 2000 EMPLOYEE STOCK PURCHASE PLAN. 6. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt No vote THE INTUITIVE SURGICAL, INC. 2010 INCENTIVE AWARD PLAN. -------------------------------------------------------------------------------------------------------------------------- J.B. HUNT TRANSPORT SERVICES, INC. Agenda Number: 934538527 -------------------------------------------------------------------------------------------------------------------------- Security: 445658107 Meeting Type: Annual Meeting Date: 20-Apr-2017 Ticker: JBHT ISIN: US4456581077 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: DOUGLAS G. DUNCAN Mgmt No vote 1B. ELECTION OF DIRECTOR: FRANCESCA M. Mgmt No vote EDWARDSON 1C. ELECTION OF DIRECTOR: WAYNE GARRISON Mgmt No vote 1D. ELECTION OF DIRECTOR: SHARILYN S. GASAWAY Mgmt No vote 1E. ELECTION OF DIRECTOR: GARY C. GEORGE Mgmt No vote 1F. ELECTION OF DIRECTOR: J. BRYAN HUNT, JR. Mgmt No vote 1G. ELECTION OF DIRECTOR: COLEMAN H. PETERSON Mgmt No vote 1H. ELECTION OF DIRECTOR: JOHN N. ROBERTS III Mgmt No vote 1I. ELECTION OF DIRECTOR: JAMES L. ROBO Mgmt No vote 1J. ELECTION OF DIRECTOR: KIRK THOMPSON Mgmt No vote 2. TO APPROVE THE COMPANY'S THIRD AMENDED AND Mgmt No vote RESTATED MANAGEMENT ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). 3. TO APPROVE AN ADVISORY RESOLUTION REGARDING Mgmt No vote THE COMPANY'S COMPENSATION OF ITS NAMED EXECUTIVE OFFICERS. 4. FREQUENCY OF ADVISORY RESOLUTION REGARDING Mgmt No vote THE COMPANY'S COMPENSATION OF ITS NAMED EXECUTIVE OFFICERS. 5. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt No vote LLP AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTANTS FOR CALENDAR YEAR 2017. 6. TO APPROVE A STOCKHOLDER PROPOSAL REGARDING Shr No vote REPORTING POLITICAL CONTRIBUTIONS. -------------------------------------------------------------------------------------------------------------------------- LAM RESEARCH CORPORATION Agenda Number: 934482845 -------------------------------------------------------------------------------------------------------------------------- Security: 512807108 Meeting Type: Annual Meeting Date: 09-Nov-2016 Ticker: LRCX ISIN: US5128071082 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MARTIN B. ANSTICE Mgmt No vote ERIC K. BRANDT Mgmt No vote MICHAEL R. CANNON Mgmt No vote YOUSSEF A. EL-MANSY Mgmt No vote CHRISTINE A. HECKART Mgmt No vote CATHERINE P. LEGO Mgmt No vote STEPHEN G. NEWBERRY Mgmt No vote ABHIJIT Y. TALWALKAR Mgmt No vote RICK L. TSAI Mgmt No vote JOHN T. DICKSON Mgmt No vote GARY B. MOORE Mgmt No vote 3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt No vote OF THE NAMED EXECUTIVE OFFICERS OF LAM RESEARCH, OR "SAY ON PAY." 4. RATIFICATION OF THE APPOINTMENT OF THE Mgmt No vote INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. -------------------------------------------------------------------------------------------------------------------------- LIBERTY GLOBAL PLC Agenda Number: 934623489 -------------------------------------------------------------------------------------------------------------------------- Security: G5480U104 Meeting Type: Annual Meeting Date: 21-Jun-2017 Ticker: LBTYA ISIN: GB00B8W67662 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO ELECT MIRANDA CURTIS AS A DIRECTOR OF Mgmt No vote LIBERTY GLOBAL FOR A TERM EXPIRING AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2020. 2. TO ELECT JOHN W. DICK AS A DIRECTOR OF Mgmt No vote LIBERTY GLOBAL FOR A TERM EXPIRING AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2020. 3. TO ELECT JC SPARKMAN AS A DIRECTOR OF Mgmt No vote LIBERTY GLOBAL FOR A TERM EXPIRING AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2020. 4. TO ELECT DAVID WARGO AS A DIRECTOR OF Mgmt No vote LIBERTY GLOBAL FOR A TERM EXPIRING AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2020. 5. TO APPROVE THE DIRECTOR'S COMPENSATION Mgmt No vote POLICY CONTAINED IN APPENDIX A OF LIBERTY GLOBAL'S PROXY STATEMENT FOR THE 2017 ANNUAL GENERAL MEETING OF SHAREHOLDERS (IN ACCORDANCE WITH REQUIREMENTS APPLICABLE TO UNITED KINGDOM (U.K.) COMPANIES) TO BE EFFECTIVE AS OF THE DATE OF THE 2017 ANNUAL GENERAL MEETING OF SHAREHOLDERS. 6. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt No vote COMPENSATION OF THE NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN LIBERTY GLOBAL'S PROXY STATEMENT FOR THE 2017 ANNUAL GENERAL MEETING OF SHAREHOLDERS PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS SECTION, THE SUMMARY COMPENSATION TABLE AND OTHER RELATED TABLES AND DISCLOSURE. 7. TO APPROVE, ON AN ADVISORY, BASIS THE Mgmt No vote ANNUAL REPORT ON THE IMPLEMENTATION OF THE DIRECTORS' COMPENSATION POLICY FOR THE YEAR ENDED DECEMBER 31, 2016, CONTAINED IN APPENDIX A OF THE PROXY STATEMENT (IN ACCORDANCE WITH REQUIREMENTS APPLICABLE TO U.K. COMPANIES). 8. TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt No vote (U.S.) AS LIBERTY GLOBAL'S INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2017. 9. TO APPOINT KPMG LLP (U.K.) AS LIBERTY Mgmt No vote GLOBAL'S U.K. STATUTORY AUDITOR UNDER THE U.K. COMPANIES ACT 2006 (TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE LIBERTY GLOBAL). 10. TO AUTHORIZE THE AUDIT COMMITTEE OF LIBERTY Mgmt No vote GLOBAL'S BOARD OF DIRECTORS TO DETERMINE THE U.K. STATUTORY AUDITOR'S COMPENSATION 11. TO APPROVE THE FORM OF AGREEMENTS AND Mgmt No vote COUNTERPARTIES PURSUANT TO WHICH LIBERTY GLOBAL MAY CONDUCT THE PURCHASE OF ITS ORDINARY SHARES IN ITS CAPITAL AND AUTHORIZE ALL OR ANY OF LIBERTY GLOBAL'S DIRECTORS AND SENIOR OFFICERS TO ENTER INTO, COMPLETE AND MAKE PURCHASES OF ORDINARY SHARES IN THE CAPITAL OF LIBERTY GLOBAL PURSUANT TO THE FORM OF AGREEMENTS AND WITH ANY OF THE APPROVED COUNTERPARTIES, WHICH APPROVALS WILL EXPIRE ON THE FIFTH ANNIVERSARY OF THE 2017 ANNUAL GENERAL MEETING OF SHAREHOLDERS. -------------------------------------------------------------------------------------------------------------------------- LIBERTY GLOBAL PLC Agenda Number: 934623489 -------------------------------------------------------------------------------------------------------------------------- Security: G5480U138 Meeting Type: Annual Meeting Date: 21-Jun-2017 Ticker: LILA ISIN: GB00BTC0M714 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO ELECT MIRANDA CURTIS AS A DIRECTOR OF Mgmt No vote LIBERTY GLOBAL FOR A TERM EXPIRING AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2020. 2. TO ELECT JOHN W. DICK AS A DIRECTOR OF Mgmt No vote LIBERTY GLOBAL FOR A TERM EXPIRING AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2020. 3. TO ELECT JC SPARKMAN AS A DIRECTOR OF Mgmt No vote LIBERTY GLOBAL FOR A TERM EXPIRING AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2020. 4. TO ELECT DAVID WARGO AS A DIRECTOR OF Mgmt No vote LIBERTY GLOBAL FOR A TERM EXPIRING AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2020. 5. TO APPROVE THE DIRECTOR'S COMPENSATION Mgmt No vote POLICY CONTAINED IN APPENDIX A OF LIBERTY GLOBAL'S PROXY STATEMENT FOR THE 2017 ANNUAL GENERAL MEETING OF SHAREHOLDERS (IN ACCORDANCE WITH REQUIREMENTS APPLICABLE TO UNITED KINGDOM (U.K.) COMPANIES) TO BE EFFECTIVE AS OF THE DATE OF THE 2017 ANNUAL GENERAL MEETING OF SHAREHOLDERS. 6. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt No vote COMPENSATION OF THE NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN LIBERTY GLOBAL'S PROXY STATEMENT FOR THE 2017 ANNUAL GENERAL MEETING OF SHAREHOLDERS PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS SECTION, THE SUMMARY COMPENSATION TABLE AND OTHER RELATED TABLES AND DISCLOSURE. 7. TO APPROVE, ON AN ADVISORY, BASIS THE Mgmt No vote ANNUAL REPORT ON THE IMPLEMENTATION OF THE DIRECTORS' COMPENSATION POLICY FOR THE YEAR ENDED DECEMBER 31, 2016, CONTAINED IN APPENDIX A OF THE PROXY STATEMENT (IN ACCORDANCE WITH REQUIREMENTS APPLICABLE TO U.K. COMPANIES). 8. TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt No vote (U.S.) AS LIBERTY GLOBAL'S INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2017. 9. TO APPOINT KPMG LLP (U.K.) AS LIBERTY Mgmt No vote GLOBAL'S U.K. STATUTORY AUDITOR UNDER THE U.K. COMPANIES ACT 2006 (TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE LIBERTY GLOBAL). 10. TO AUTHORIZE THE AUDIT COMMITTEE OF LIBERTY Mgmt No vote GLOBAL'S BOARD OF DIRECTORS TO DETERMINE THE U.K. STATUTORY AUDITOR'S COMPENSATION 11. TO APPROVE THE FORM OF AGREEMENTS AND Mgmt No vote COUNTERPARTIES PURSUANT TO WHICH LIBERTY GLOBAL MAY CONDUCT THE PURCHASE OF ITS ORDINARY SHARES IN ITS CAPITAL AND AUTHORIZE ALL OR ANY OF LIBERTY GLOBAL'S DIRECTORS AND SENIOR OFFICERS TO ENTER INTO, COMPLETE AND MAKE PURCHASES OF ORDINARY SHARES IN THE CAPITAL OF LIBERTY GLOBAL PURSUANT TO THE FORM OF AGREEMENTS AND WITH ANY OF THE APPROVED COUNTERPARTIES, WHICH APPROVALS WILL EXPIRE ON THE FIFTH ANNIVERSARY OF THE 2017 ANNUAL GENERAL MEETING OF SHAREHOLDERS. -------------------------------------------------------------------------------------------------------------------------- LIBERTY INTERACTIVE CORPORATION Agenda Number: 934458882 -------------------------------------------------------------------------------------------------------------------------- Security: 53071M104 Meeting Type: Annual Meeting Date: 23-Aug-2016 Ticker: QVCA ISIN: US53071M1045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JOHN C. MALONE Mgmt No vote M. IAN G. GILCHRIST Mgmt No vote MARK C. VADON Mgmt No vote ANDREA L. WONG Mgmt No vote 2. A PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt No vote LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. 3. A PROPOSAL TO ADOPT THE LIBERTY INTERACTIVE Mgmt No vote CORPORATION 2016 OMNIBUS INCENTIVE PLAN. -------------------------------------------------------------------------------------------------------------------------- LIBERTY INTERACTIVE CORPORATION Agenda Number: 934458882 -------------------------------------------------------------------------------------------------------------------------- Security: 53071M880 Meeting Type: Annual Meeting Date: 23-Aug-2016 Ticker: LVNTA ISIN: US53071M8800 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JOHN C. MALONE Mgmt No vote M. IAN G. GILCHRIST Mgmt No vote MARK C. VADON Mgmt No vote ANDREA L. WONG Mgmt No vote 2. A PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt No vote LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. 3. A PROPOSAL TO ADOPT THE LIBERTY INTERACTIVE Mgmt No vote CORPORATION 2016 OMNIBUS INCENTIVE PLAN. -------------------------------------------------------------------------------------------------------------------------- LIBERTY INTERACTIVE CORPORATION Agenda Number: 934488152 -------------------------------------------------------------------------------------------------------------------------- Security: 53071M880 Meeting Type: Special Meeting Date: 01-Nov-2016 Ticker: LVNTA ISIN: US53071M8800 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. A PROPOSAL TO APPROVE THE REDEMPTION BY Mgmt No vote LIBERTY INTERACTIVE CORPORATION OF A PORTION OF THE OUTSTANDING SHARES OF LIBERTY VENTURES COMMON STOCK FOR ALL OF THE OUTSTANDING SHARES OF LIBERTY EXPEDIA HOLDINGS, INC., WHICH WOULD HOLD LIBERTY INTERACTIVE CORPORATION'S OWNERSHIP AND VOTING INTERESTS IN .. (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). 2. A PROPOSAL TO AUTHORIZE THE ADJOURNMENT OF Mgmt No vote THE SPECIAL MEETING BY LIBERTY INTERACTIVE CORPORATION TO PERMIT FURTHER SOLICITATION OF PROXIES, IF NECESSARY OR APPROPRIATE, IF SUFFICIENT VOTES ARE NOT REPRESENTED AT THE SPECIAL MEETING TO APPROVE THE OTHER PROPOSAL TO BE PRESENTED AT THE SPECIAL MEETING. -------------------------------------------------------------------------------------------------------------------------- LIBERTY INTERACTIVE CORPORATION Agenda Number: 934605859 -------------------------------------------------------------------------------------------------------------------------- Security: 53071M104 Meeting Type: Annual Meeting Date: 24-May-2017 Ticker: QVCA ISIN: US53071M1045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR EVAN D. MALONE Mgmt No vote DAVID E. RAPLEY Mgmt No vote LARRY E. ROMRELL Mgmt No vote 2. A PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt No vote LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31,2017 3. THE SAY-ON-PAY PROPOSAL, TO APPROVE, ON AN Mgmt No vote ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 4. THE SAY-ON-FREQUENCY PROPOSAL, TO APPROVE, Mgmt No vote ON AN ADVISORY BASIS, THE FREQUENCY AT WHICH STOCKHOLDERS ARE PROVIDED AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. -------------------------------------------------------------------------------------------------------------------------- LIBERTY INTERACTIVE CORPORATION Agenda Number: 934605859 -------------------------------------------------------------------------------------------------------------------------- Security: 53071M856 Meeting Type: Annual Meeting Date: 24-May-2017 Ticker: LVNTA ISIN: US53071M8560 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR EVAN D. MALONE Mgmt No vote DAVID E. RAPLEY Mgmt No vote LARRY E. ROMRELL Mgmt No vote 2. A PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt No vote LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31,2017 3. THE SAY-ON-PAY PROPOSAL, TO APPROVE, ON AN Mgmt No vote ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 4. THE SAY-ON-FREQUENCY PROPOSAL, TO APPROVE, Mgmt No vote ON AN ADVISORY BASIS, THE FREQUENCY AT WHICH STOCKHOLDERS ARE PROVIDED AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. -------------------------------------------------------------------------------------------------------------------------- LINEAR TECHNOLOGY CORPORATION Agenda Number: 934483203 -------------------------------------------------------------------------------------------------------------------------- Security: 535678106 Meeting Type: Annual Meeting Date: 18-Oct-2016 Ticker: LLTC ISIN: US5356781063 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. ADOPTION OF THE AGREEMENT AND PLAN OF Mgmt No vote MERGER BY AND AMONG LINEAR TECHNOLOGY CORPORATION, ANALOG DEVICES, INC. AND TAHOE ACQUISITION CORP. 2. APPROVAL ON AN ADVISORY (NON-BINDING) BASIS Mgmt No vote OF THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO LINEAR TECHNOLOGY'S NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER. 4. APPROVAL ON AN ADVISORY (NON-BINDING) BASIS Mgmt No vote OF THE COMPENSATION (OTHER THAN COMPENSATION THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER) OF LINEAR TECHNOLOGY'S NAMED EXECUTIVE OFFICERS. 5. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt No vote YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF LINEAR TECHNOLOGY FOR THE FISCAL YEAR ENDING JULY 2, 2017. 6. APPROVAL OF THE ADJOURNMENT OF THE ANNUAL Mgmt No vote MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE PROPOSAL 1. 3A. ELECTION OF DIRECTOR: ROBERT H. SWANSON, Mgmt No vote JR. 3B. ELECTION OF DIRECTOR: LOTHAR MAIER Mgmt No vote 3C. ELECTION OF DIRECTOR: ARTHUR C. AGNOS Mgmt No vote 3D. ELECTION OF DIRECTOR: JOHN J. GORDON Mgmt No vote 3E. ELECTION OF DIRECTOR: DAVID S. LEE Mgmt No vote 3F. ELECTION OF DIRECTOR: RICHARD M. MOLEY Mgmt No vote 3G. ELECTION OF DIRECTOR: THOMAS S. VOLPE Mgmt No vote -------------------------------------------------------------------------------------------------------------------------- MARRIOTT INTERNATIONAL, INC. Agenda Number: 934571705 -------------------------------------------------------------------------------------------------------------------------- Security: 571903202 Meeting Type: Annual Meeting Date: 05-May-2017 Ticker: MAR ISIN: US5719032022 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: J.W. MARRIOTT, JR. Mgmt No vote 1B. ELECTION OF DIRECTOR: MARY K. BUSH Mgmt No vote 1C. ELECTION OF DIRECTOR: BRUCE W. DUNCAN Mgmt No vote 1D. ELECTION OF DIRECTOR: DEBORAH M. HARRISON Mgmt No vote 1E. ELECTION OF DIRECTOR: FREDERICK A. Mgmt No vote HENDERSON 1F. ELECTION OF DIRECTOR: ERIC HIPPEAU Mgmt No vote 1G. ELECTION OF DIRECTOR: LAWRENCE W. KELLNER Mgmt No vote 1H. ELECTION OF DIRECTOR: DEBRA L. LEE Mgmt No vote 1I. ELECTION OF DIRECTOR: AYLWIN B. LEWIS Mgmt No vote 1J. ELECTION OF DIRECTOR: GEORGE MUNOZ Mgmt No vote 1K. ELECTION OF DIRECTOR: STEVEN S REINEMUND Mgmt No vote 1L. ELECTION OF DIRECTOR: W. MITT ROMNEY Mgmt No vote 1M. ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt No vote 1N. ELECTION OF DIRECTOR: ARNE M. SORENSON Mgmt No vote 2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt No vote YOUNG AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017. 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt No vote COMPENSATION. 4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt No vote ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION. 5. RECOMMENDATION TO ADOPT HOLY LAND Shr No vote PRINCIPLES. -------------------------------------------------------------------------------------------------------------------------- MATTEL, INC. Agenda Number: 934571159 -------------------------------------------------------------------------------------------------------------------------- Security: 577081102 Meeting Type: Annual Meeting Date: 19-May-2017 Ticker: MAT ISIN: US5770811025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: MICHAEL J. DOLAN Mgmt No vote 1B. ELECTION OF DIRECTOR: TREVOR A. EDWARDS Mgmt No vote 1C. ELECTION OF DIRECTOR: DR. FRANCES D. Mgmt No vote FERGUSSON 1D. ELECTION OF DIRECTOR: MARGARET H. Mgmt No vote GEORGIADIS 1E. ELECTION OF DIRECTOR: ANN LEWNES Mgmt No vote 1F. ELECTION OF DIRECTOR: DOMINIC NG Mgmt No vote 1G. ELECTION OF DIRECTOR: VASANT M. PRABHU Mgmt No vote 1H. ELECTION OF DIRECTOR: DEAN A. SCARBOROUGH Mgmt No vote 1I. ELECTION OF DIRECTOR: CHRISTOPHER A. Mgmt No vote SINCLAIR 1J. ELECTION OF DIRECTOR: DIRK VAN DE PUT Mgmt No vote 1K. ELECTION OF DIRECTOR: KATHY WHITE LOYD Mgmt No vote 2. RATIFICATION OF THE SELECTION OF Mgmt No vote PRICEWATERHOUSECOOPERS LLP AS MATTEL, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt No vote OFFICER COMPENSATION, AS DESCRIBED IN THE MATTEL, INC. PROXY STATEMENT. 4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt No vote ADVISORY VOTES TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. 5. APPROVAL OF THE NEW MATTEL INCENTIVE PLAN Mgmt No vote AND THE MATERIAL TERMS OF ITS PERFORMANCE GOALS. -------------------------------------------------------------------------------------------------------------------------- MAXIM INTEGRATED PRODUCTS, INC. Agenda Number: 934485283 -------------------------------------------------------------------------------------------------------------------------- Security: 57772K101 Meeting Type: Annual Meeting Date: 09-Nov-2016 Ticker: MXIM ISIN: US57772K1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR WILLIAM P. SULLIVAN Mgmt No vote TUNC DOLUCA Mgmt No vote TRACY C. ACCARDI Mgmt No vote JAMES R. BERGMAN Mgmt No vote JOSEPH R. BRONSON Mgmt No vote ROBERT E. GRADY Mgmt No vote WILLIAM D. WATKINS Mgmt No vote MARYANN WRIGHT Mgmt No vote 2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt No vote TOUCHE LLP AS MAXIM INTEGRATED'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 24, 2017. 3. TO RATIFY AND APPROVE AN AMENDMENT TO MAXIM Mgmt No vote INTEGRATED'S 2008 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE THEREUNDER BY 1,500,000 SHARES. 4. TO RATIFY AND APPROVE AN AMENDMENT TO MAXIM Mgmt No vote INTEGRATED'S 1996 STOCK INCENTIVE PLAN TO PROVIDE A MAXIMUM ANNUAL LIMIT ON NON-EMPLOYEE DIRECTOR COMPENSATION FOR CASH AND EQUITY. 5. TO RATIFY AND APPROVE AN AMENDMENT TO MAXIM Mgmt No vote INTEGRATED'S BYLAWS TO DESIGNATE DELAWARE AS THE EXCLUSIVE FORUM FOR THE ADJUDICATION OF CERTAIN LEGAL DISPUTES. 6. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt No vote OFFICER COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- MICRON TECHNOLOGY, INC. Agenda Number: 934511177 -------------------------------------------------------------------------------------------------------------------------- Security: 595112103 Meeting Type: Annual Meeting Date: 18-Jan-2017 Ticker: MU ISIN: US5951121038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 ELECTION OF DIRECTOR: ROBERT L. BAILEY Mgmt No vote 1.2 ELECTION OF DIRECTOR: RICHARD M. BEYER Mgmt No vote 1.3 ELECTION OF DIRECTOR: PATRICK J. BYRNE Mgmt No vote 1.4 ELECTION OF DIRECTOR: D. MARK DURCAN Mgmt No vote 1.5 ELECTION OF DIRECTOR: MERCEDES JOHNSON Mgmt No vote 1.6 ELECTION OF DIRECTOR: LAWRENCE N. MONDRY Mgmt No vote 1.7 ELECTION OF DIRECTOR: ROBERT E. SWITZ Mgmt No vote 2. TO APPROVE OUR AMENDED AND RESTATED 2007 Mgmt No vote EQUITY INCENTIVE PLAN AND INCREASE THE SHARES RESERVED FOR ISSUANCE THEREUNDER BY 30,000,000. 3. TO RATIFY THE ADOPTION OF OUR SECTION 382 Mgmt No vote RIGHTS AGREEMENT. 4. TO RATIFY THE APPOINTMENT OF Mgmt No vote PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING AUGUST 31, 2017. 5. TO APPROVE A NON-BINDING RESOLUTION TO Mgmt No vote APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. -------------------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION Agenda Number: 934491224 -------------------------------------------------------------------------------------------------------------------------- Security: 594918104 Meeting Type: Annual Meeting Date: 30-Nov-2016 Ticker: MSFT ISIN: US5949181045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt No vote 1B. ELECTION OF DIRECTOR: TERI L. LIST-STOLL Mgmt No vote 1C. ELECTION OF DIRECTOR: G. MASON MORFIT Mgmt No vote 1D. ELECTION OF DIRECTOR: SATYA NADELLA Mgmt No vote 1E. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt No vote 1F. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt No vote 1G. ELECTION OF DIRECTOR: SANDRA E. PETERSON Mgmt No vote 1H. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt No vote 1I. ELECTION OF DIRECTOR: JOHN W. STANTON Mgmt No vote 1J. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt No vote 1K. ELECTION OF DIRECTOR: PADMASREE WARRIOR Mgmt No vote 2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt No vote OFFICER COMPENSATION 3. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt No vote OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2017 4. APPROVAL OF AMENDMENT TO OUR AMENDED AND Mgmt No vote RESTATED ARTICLES OF INCORPORATION 5. APPROVAL OF FRENCH SUB PLAN UNDER THE 2001 Mgmt No vote STOCK PLAN 6. SHAREHOLDER PROPOSAL - REQUESTING CERTAIN Shr No vote PROXY ACCESS BYLAW AMENDMENTS -------------------------------------------------------------------------------------------------------------------------- MONDELEZ INTERNATIONAL, INC. Agenda Number: 934563900 -------------------------------------------------------------------------------------------------------------------------- Security: 609207105 Meeting Type: Annual Meeting Date: 17-May-2017 Ticker: MDLZ ISIN: US6092071058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: LEWIS W.K. BOOTH Mgmt No vote 1B. ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt No vote 1C. ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt No vote 1D. ELECTION OF DIRECTOR: MARK D. KETCHUM Mgmt No vote 1E. ELECTION OF DIRECTOR: JORGE S. MESQUITA Mgmt No vote 1F. ELECTION OF DIRECTOR: JOSEPH NEUBAUER Mgmt No vote 1G. ELECTION OF DIRECTOR: NELSON PELTZ Mgmt No vote 1H. ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS Mgmt No vote 1I. ELECTION OF DIRECTOR: IRENE B. ROSENFELD Mgmt No vote 1J. ELECTION OF DIRECTOR: CHRISTIANA S. SHI Mgmt No vote 1K. ELECTION OF DIRECTOR: PATRICK T. SIEWERT Mgmt No vote 1L. ELECTION OF DIRECTOR: RUTH J. SIMMONS Mgmt No vote 1M. ELECTION OF DIRECTOR: JEAN-FRANCOIS M. L. Mgmt No vote VAN BOXMEER 2. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt No vote AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR ENDING DECEMBER 31, 2017. 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt No vote COMPENSATION. 4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt No vote ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION. 5. SHAREHOLDER PROPOSAL: REPORT ON Shr No vote NON-RECYCLABLE PACKAGING. 6. SHAREHOLDER PROPOSAL: CREATE A COMMITTEE TO Shr No vote PREPARE A REPORT REGARDING THE IMPACT OF PLANT CLOSURES ON COMMUNITIES AND ALTERNATIVES. -------------------------------------------------------------------------------------------------------------------------- MONSTER BEVERAGE CORPORATION Agenda Number: 934476359 -------------------------------------------------------------------------------------------------------------------------- Security: 61174X109 Meeting Type: Special Meeting Date: 11-Oct-2016 Ticker: MNST ISIN: US61174X1090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt No vote COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK, PAR VALUE $0.005 PER SHARE, FROM 240,000,000 SHARES TO 1,250,000,000 SHARES. -------------------------------------------------------------------------------------------------------------------------- MONSTER BEVERAGE CORPORATION Agenda Number: 934613870 -------------------------------------------------------------------------------------------------------------------------- Security: 61174X109 Meeting Type: Annual Meeting Date: 19-Jun-2017 Ticker: MNST ISIN: US61174X1090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RODNEY C. SACKS Mgmt No vote HILTON H. SCHLOSBERG Mgmt No vote MARK J. HALL Mgmt No vote NORMAN C. EPSTEIN Mgmt No vote GARY P. FAYARD Mgmt No vote BENJAMIN M. POLK Mgmt No vote SYDNEY SELATI Mgmt No vote HAROLD C. TABER, JR. Mgmt No vote KATHY N. WALLER Mgmt No vote MARK S. VIDERGAUZ Mgmt No vote 2. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt No vote DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. 3. PROPOSAL TO APPROVE THE MONSTER BEVERAGE Mgmt No vote CORPORATION 2017 COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS. 4. PROPOSAL TO APPROVE, ON A NON-BINDING, Mgmt No vote ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 5. PROPOSAL TO APPROVE, ON A NON-BINDING, Mgmt No vote ADVISORY BASIS, THE FREQUENCY WITH WHICH STOCKHOLDERS WILL APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 6. STOCKHOLDER PROPOSAL REQUESTING THE Shr No vote COMPANY'S BOARD OF DIRECTORS ADOPT A "PROXY ACCESS" BYLAW. 7. STOCKHOLDER PROPOSAL REGARDING A Shr No vote SUSTAINABILITY REPORT RELATED TO KEY ENVIRONMENTAL, SOCIAL AND GOVERNANCE RISKS AND OPPORTUNITIES INCLUDING AN ANALYSIS OF MATERIAL WATER-RELATED RISKS. -------------------------------------------------------------------------------------------------------------------------- MYLAN N.V. Agenda Number: 934641134 -------------------------------------------------------------------------------------------------------------------------- Security: N59465109 Meeting Type: Annual Meeting Date: 22-Jun-2017 Ticker: MYL ISIN: NL0011031208 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: HEATHER BRESCH Mgmt No vote 1B. ELECTION OF DIRECTOR: WENDY CAMERON Mgmt No vote 1C. ELECTION OF DIRECTOR: HON. ROBERT J. Mgmt No vote CINDRICH 1D. ELECTION OF DIRECTOR: ROBERT J. COURY Mgmt No vote 1E. ELECTION OF DIRECTOR: JOELLEN LYONS DILLON Mgmt No vote 1F. ELECTION OF DIRECTOR: NEIL DIMICK, C.P.A. Mgmt No vote 1G. ELECTION OF DIRECTOR: MELINA HIGGINS Mgmt No vote 1H. ELECTION OF DIRECTOR: RAJIV MALIK Mgmt No vote 1I. ELECTION OF DIRECTOR: MARK W. PARRISH Mgmt No vote 1J. ELECTION OF DIRECTOR: RANDALL L. (PETE) Mgmt No vote VANDERVEEN, PH.D., R.PH. 1K. ELECTION OF DIRECTOR: SJOERD S. VOLLEBREGT Mgmt No vote 2. ADOPTION OF THE DUTCH ANNUAL ACCOUNTS FOR Mgmt No vote FISCAL YEAR 2016 3. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt No vote TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017 4. INSTRUCTION TO DELOITTE ACCOUNTANTS B.V. Mgmt No vote FOR THE AUDIT OF THE COMPANY'S DUTCH STATUTORY ANNUAL ACCOUNTS FOR FISCAL YEAR 2017 5. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt No vote COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF THE COMPANY (THE "SAY-ON-PAY VOTE") 6. ADVISORY VOTE ON THE FREQUENCY OF THE Mgmt No vote SAY-ON-PAY VOTE 7. AUTHORIZATION OF THE MYLAN BOARD TO ACQUIRE Mgmt No vote ORDINARY SHARES AND PREFERRED SHARES IN THE CAPITAL OF THE COMPANY -------------------------------------------------------------------------------------------------------------------------- NETAPP, INC Agenda Number: 934465445 -------------------------------------------------------------------------------------------------------------------------- Security: 64110D104 Meeting Type: Annual Meeting Date: 15-Sep-2016 Ticker: NTAP ISIN: US64110D1046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: T. MICHAEL NEVENS Mgmt No vote 1B. ELECTION OF DIRECTOR: JEFFRY R. ALLEN Mgmt No vote 1C. ELECTION OF DIRECTOR: ALAN L. EARHART Mgmt No vote 1D. ELECTION OF DIRECTOR: GERALD HELD Mgmt No vote 1E. ELECTION OF DIRECTOR: KATHRYN M. HILL Mgmt No vote 1F. ELECTION OF DIRECTOR: GEORGE KURIAN Mgmt No vote 1G. ELECTION OF DIRECTOR: GEORGE T. SHAHEEN Mgmt No vote 1H. ELECTION OF DIRECTOR: STEPHEN M. SMITH Mgmt No vote 1I. ELECTION OF DIRECTOR: ROBERT T. WALL Mgmt No vote 1J. ELECTION OF DIRECTOR: RICHARD P. WALLACE Mgmt No vote 2. TO APPROVE AN AMENDMENT TO NETAPP'S AMENDED Mgmt No vote AND RESTATED 1999 STOCK OPTION PLAN TO INCREASE THE SHARE RESERVE BY AN ADDITIONAL 4,300,000 SHARES OF COMMON STOCK. 3. TO APPROVE AN AMENDMENT TO NETAPP'S Mgmt No vote EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE SHARE RESERVE BY AN ADDITIONAL 2,500,000 SHARES OF COMMON STOCK. 4. TO CONDUCT AN ADVISORY VOTE TO APPROVE Mgmt No vote NAMED EXECUTIVE OFFICER COMPENSATION. 5. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt No vote TOUCHE LLP AS NETAPP'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING APRIL 28, 2017. -------------------------------------------------------------------------------------------------------------------------- NETEASE, INC. Agenda Number: 934470105 -------------------------------------------------------------------------------------------------------------------------- Security: 64110W102 Meeting Type: Annual Meeting Date: 02-Sep-2016 Ticker: NTES ISIN: US64110W1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A RE-ELECTION OF DIRECTOR: WILLIAM LEI DING Mgmt No vote 1B RE-ELECTION OF DIRECTOR: ALICE CHENG Mgmt No vote 1C RE-ELECTION OF DIRECTOR: DENNY LEE Mgmt No vote 1D RE-ELECTION OF DIRECTOR: JOSEPH TONG Mgmt No vote 1E RE-ELECTION OF DIRECTOR: LUN FENG Mgmt No vote 1F RE-ELECTION OF DIRECTOR: MICHAEL LEUNG Mgmt No vote 1G RE-ELECTION OF DIRECTOR: MICHAEL TONG Mgmt No vote 2 APPOINT PRICEWATERHOUSECOOPERS ZHONG TIAN Mgmt No vote LLP (PREVIOUSLY KNOWN AS PRICEWATERHOUSECOOPERS ZHONG TIAN CPAS LIMITED COMPANY) AS INDEPENDENT AUDITORS OF NETEASE, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. -------------------------------------------------------------------------------------------------------------------------- NETFLIX, INC. Agenda Number: 934599830 -------------------------------------------------------------------------------------------------------------------------- Security: 64110L106 Meeting Type: Annual Meeting Date: 06-Jun-2017 Ticker: NFLX ISIN: US64110L1061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR REED HASTINGS Mgmt No vote JAY HOAG Mgmt No vote A. GEORGE (SKIP) BATTLE Mgmt No vote 2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt No vote LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. 3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt No vote EXECUTIVE OFFICER COMPENSATION. 4. ADVISORY APPROVAL OF THE FREQUENCY OF VOTES Mgmt No vote ON THE COMPANY'S EXECUTIVE OFFICER COMPENSATION. 5. STOCKHOLDER PROPOSAL REGARDING PROXY Shr No vote ACCESS, IF PROPERLY PRESENTED AT THE MEETING. 6. STOCKHOLDER PROPOSAL REGARDING AN ANNUAL Shr No vote SUSTAINABILITY REPORT, IF PROPERLY PRESENTED AT THE MEETING. 7. STOCKHOLDER PROPOSAL REGARDING AN EMISSIONS Shr No vote REPORT, IF PROPERLY PRESENTED AT THE MEETING. 8. STOCKHOLDER PROPOSAL REGARDING ELECTING Shr No vote EACH DIRECTOR ANNUALLY, IF PROPERLY PRESENTED AT THE MEETING. 9. STOCKHOLDER PROPOSAL REGARDING SIMPLE Shr No vote MAJORITY VOTING, IF PROPERLY PRESENTED AT THE MEETING. 10. STOCKHOLDER PROPOSAL TO AMEND SECTION 3.3 Shr No vote OF THE BYLAWS TO MAJORITY VOTE, IF PROPERLY PRESENTED AT THE MEETING. -------------------------------------------------------------------------------------------------------------------------- NORWEGIAN CRUISE LINE HOLDINGS LTD Agenda Number: 934577303 -------------------------------------------------------------------------------------------------------------------------- Security: G66721104 Meeting Type: Annual Meeting Date: 25-May-2017 Ticker: NCLH ISIN: BMG667211046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF CLASS I DIRECTOR: DAVID M. Mgmt No vote ABRAMS 1B. ELECTION OF CLASS I DIRECTOR: JOHN W. Mgmt No vote CHIDSEY 1C. ELECTION OF CLASS I DIRECTOR: RUSSELL W. Mgmt No vote GALBUT 2. APPROVAL, ON A NON-BINDING, ADVISORY BASIS, Mgmt No vote OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS 3. RATIFICATION OF THE APPOINTMENT OF Mgmt No vote PRICEWATERHOUSECOOPERS LLP ("PWC") AS OUR INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017 AND THE DETERMINATION OF PWC'S REMUNERATION BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS -------------------------------------------------------------------------------------------------------------------------- NVIDIA CORPORATION Agenda Number: 934585540 -------------------------------------------------------------------------------------------------------------------------- Security: 67066G104 Meeting Type: Annual Meeting Date: 23-May-2017 Ticker: NVDA ISIN: US67066G1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: ROBERT K. BURGESS Mgmt No vote 1B. ELECTION OF DIRECTOR: TENCH COXE Mgmt No vote 1C. ELECTION OF DIRECTOR: PERSIS S. DRELL Mgmt No vote 1D. ELECTION OF DIRECTOR: JAMES C. GAITHER Mgmt No vote 1E. ELECTION OF DIRECTOR: JEN-HSUN HUANG Mgmt No vote 1F. ELECTION OF DIRECTOR: DAWN HUDSON Mgmt No vote 1G. ELECTION OF DIRECTOR: HARVEY C. JONES Mgmt No vote 1H. ELECTION OF DIRECTOR: MICHAEL G. MCCAFFERY Mgmt No vote 1I. ELECTION OF DIRECTOR: WILLIAM J. MILLER Mgmt No vote 1J. ELECTION OF DIRECTOR: MARK L. PERRY Mgmt No vote 1K. ELECTION OF DIRECTOR: A. BROOKE SEAWELL Mgmt No vote 1L. ELECTION OF DIRECTOR: MARK A. STEVENS Mgmt No vote 2. APPROVAL OF OUR EXECUTIVE COMPENSATION. Mgmt No vote 3. APPROVAL OF THE FREQUENCY OF HOLDING A VOTE Mgmt No vote ON EXECUTIVE COMPENSATION. 4. RATIFICATION OF SELECTION OF Mgmt No vote PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2018. -------------------------------------------------------------------------------------------------------------------------- NXP SEMICONDUCTORS NV. Agenda Number: 934520897 -------------------------------------------------------------------------------------------------------------------------- Security: N6596X109 Meeting Type: Special Meeting Date: 27-Jan-2017 Ticker: NXPI ISIN: NL0009538784 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 3.A THE PROPOSAL TO APPOINT MR. STEVE Mgmt No vote MOLLENKOPF AS EXECUTIVE DIRECTOR SUBJECT TO AND CONDITIONAL UPON THE OCCURRENCE OF AND EFFECTIVE AS OF CLOSING. 3.B THE PROPOSAL TO APPOINT MR. DEREK K. ABERLE Mgmt No vote AS NON-EXECUTIVE ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). 3.C THE PROPOSAL TO APPOINT MR. GEORGE S. DAVIS Mgmt No vote AS NON-EXECUTIVE DIRECTOR SUBJECT TO AND CONDITIONAL UPON THE OCCURRENCE OF AND EFFECTIVE AS OF CLOSING. 3.D THE PROPOSAL TO APPOINT MR. DONALD J. Mgmt No vote ROSENBERG AS NON-EXECUTIVE ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). 3.E THE PROPOSAL TO APPOINT MR. BRIAN MODOFF AS Mgmt No vote NON-EXECUTIVE DIRECTOR SUBJECT TO AND CONDITIONAL UPON THE OCCURRENCE OF AND EFFECTIVE AS OF CLOSING. 4. THE PROPOSAL TO GRANT FULL AND FINAL Mgmt No vote DISCHARGE TO EACH MEMBER ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). 5.A THE PROPOSAL TO APPROVE OF THE ASSET SALE Mgmt No vote AS REQUIRED UNDER ARTICLE 2:107A OF THE DUTCH CIVIL CODE CONDITIONAL UPON AND SUBJECT TO (I) BUYER HAVING ACCEPTED FOR PAYMENT THE ACQUIRED SHARES AND (II) THE NUMBER OF ACQUIRED SHARES MEETING THE ASSET SALE THRESHOLD. 5.B THE PROPOSAL TO (I) DISSOLVE NXP (II) Mgmt No vote APPOINT STICHTING ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). 6.A THE PROPOSAL TO AMEND NXP'S ARTICLES OF Mgmt No vote ASSOCIATION, SUBJECT TO CLOSING. 6.B THE PROPOSAL TO CONVERT NXP AND AMEND THE Mgmt No vote ARTICLES OF ASSOCIATION, SUBJECT TO DELISTING OF NXP FROM NASDAQ. -------------------------------------------------------------------------------------------------------------------------- NXP SEMICONDUCTORS NV. Agenda Number: 934626966 -------------------------------------------------------------------------------------------------------------------------- Security: N6596X109 Meeting Type: Annual Meeting Date: 01-Jun-2017 Ticker: NXPI ISIN: NL0009538784 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 2-C ADOPTION OF THE 2016 STATUTORY ANNUAL Mgmt No vote ACCOUNTS. 2-D GRANTING DISCHARGE TO THE DIRECTORS FOR Mgmt No vote THEIR RESPONSIBILITIES IN THE FINANCIAL YEAR 2016. 3-A PROPOSAL TO RE-APPOINT MR. RICHARD L. Mgmt No vote CLEMMER AS EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 1, 2017. 3-B PROPOSAL TO RE-APPOINT SIR PETER BONFIELD Mgmt No vote AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 1, 2017. 3-C PROPOSAL TO RE-APPOINT MR. JOHANNES P. HUTH Mgmt No vote AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 1, 2017. 3-D PROPOSAL TO RE-APPOINT MR. KENNETH A. Mgmt No vote GOLDMAN AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 1, 2017. 3-E PROPOSAL TO RE-APPOINT DR. MARION HELMES AS Mgmt No vote NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 1, 2017. 3-F PROPOSAL TO RE-APPOINT MR. JOSEPH KAESER AS Mgmt No vote NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 1, 2017. 3-G PROPOSAL TO RE-APPOINT MR. IAN LORING AS Mgmt No vote NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 1, 2017. 3-H PROPOSAL TO RE-APPOINT MR. ERIC MEURICE AS Mgmt No vote NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 1, 2017. 3-I PROPOSAL TO RE-APPOINT MR. PETER SMITHAM AS Mgmt No vote NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 1, 2017. 3-J PROPOSAL TO RE-APPOINT MS. JULIE SOUTHERN Mgmt No vote AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 1, 2017. 3-K PROPOSAL TO RE-APPOINT MR. GREGORY SUMME AS Mgmt No vote NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 1, 2017. 4-A AUTHORIZATION OF THE BOARD OF DIRECTORS TO Mgmt No vote ISSUE SHARES OR GRANT RIGHTS TO ACQUIRE SHARES. 4-B AUTHORIZATION OF THE BOARD OF DIRECTORS TO Mgmt No vote RESTRICT OR EXCLUDE PRE-EMPTION RIGHTS. 5 AUTHORIZATION OF THE BOARD OF DIRECTORS TO Mgmt No vote REPURCHASE SHARES IN THE COMPANY'S CAPITAL. 6 AUTHORIZATION TO CANCEL REPURCHASED SHARES Mgmt No vote IN THE COMPANY'S CAPITAL. -------------------------------------------------------------------------------------------------------------------------- O'REILLY AUTOMOTIVE, INC. Agenda Number: 934560930 -------------------------------------------------------------------------------------------------------------------------- Security: 67103H107 Meeting Type: Annual Meeting Date: 09-May-2017 Ticker: ORLY ISIN: US67103H1077 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: DAVID O'REILLY Mgmt No vote 1B. ELECTION OF DIRECTOR: CHARLES H. O'REILLY, Mgmt No vote JR. 1C. ELECTION OF DIRECTOR: LARRY O'REILLY Mgmt No vote 1D. ELECTION OF DIRECTOR: ROSALIE O'REILLY Mgmt No vote WOOTEN 1E. ELECTION OF DIRECTOR: JAY D. BURCHFIELD Mgmt No vote 1F. ELECTION OF DIRECTOR: THOMAS T. HENDRICKSON Mgmt No vote 1G. ELECTION OF DIRECTOR: PAUL R. LEDERER Mgmt No vote 1H. ELECTION OF DIRECTOR: JOHN R. MURPHY Mgmt No vote 1I. ELECTION OF DIRECTOR: RONALD RASHKOW Mgmt No vote 2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt No vote COMPENSATION. 3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt No vote SAY ON PAY VOTES. 4. APPROVAL OF THE 2017 INCENTIVE AWARD PLAN. Mgmt No vote 5. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt No vote YOUNG LLP, AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. 6. SHAREHOLDER PROPOSAL ENTITLED "SPECIAL Shr No vote SHAREOWNER MEETINGS." -------------------------------------------------------------------------------------------------------------------------- PACCAR INC Agenda Number: 934543136 -------------------------------------------------------------------------------------------------------------------------- Security: 693718108 Meeting Type: Annual Meeting Date: 25-Apr-2017 Ticker: PCAR ISIN: US6937181088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF CLASS I DIRECTOR: BETH E. FORD Mgmt No vote 1B. ELECTION OF CLASS I DIRECTOR: KIRK S. Mgmt No vote HACHIGIAN 1C. ELECTION OF CLASS I DIRECTOR: RODERICK C. Mgmt No vote MCGEARY 1D. ELECTION OF CLASS I DIRECTOR: MARK A. Mgmt No vote SCHULZ 2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt No vote COMPENSATION 3. ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Mgmt No vote COMPENSATION VOTES 4. STOCKHOLDER PROPOSAL TO ELIMINATE Shr No vote SUPERMAJORITY VOTING 5. STOCKHOLDER PROPOSAL TO PROVIDE PROXY Shr No vote ACCESS -------------------------------------------------------------------------------------------------------------------------- PAYCHEX, INC. Agenda Number: 934477793 -------------------------------------------------------------------------------------------------------------------------- Security: 704326107 Meeting Type: Annual Meeting Date: 12-Oct-2016 Ticker: PAYX ISIN: US7043261079 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: B. THOMAS GOLISANO Mgmt No vote 1B. ELECTION OF DIRECTOR: JOSEPH G. DOODY Mgmt No vote 1C. ELECTION OF DIRECTOR: DAVID J.S. FLASCHEN Mgmt No vote 1D. ELECTION OF DIRECTOR: PHILLIP HORSLEY Mgmt No vote 1E. ELECTION OF DIRECTOR: GRANT M. INMAN Mgmt No vote 1F. ELECTION OF DIRECTOR: PAMELA A. JOSEPH Mgmt No vote 1G. ELECTION OF DIRECTOR: MARTIN MUCCI Mgmt No vote 1H. ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt No vote 1I. ELECTION OF DIRECTOR: JOSEPH M. VELLI Mgmt No vote 2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt No vote OFFICER COMPENSATION. 3. RATIFICATION OF THE SELECTION OF Mgmt No vote PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. -------------------------------------------------------------------------------------------------------------------------- PAYPAL HOLDINGS, INC. Agenda Number: 934589512 -------------------------------------------------------------------------------------------------------------------------- Security: 70450Y103 Meeting Type: Annual Meeting Date: 24-May-2017 Ticker: PYPL ISIN: US70450Y1038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: WENCES CASARES Mgmt No vote 1B. ELECTION OF DIRECTOR: JONATHAN CHRISTODORO Mgmt No vote 1C. ELECTION OF DIRECTOR: JOHN J. DONAHOE Mgmt No vote 1D. ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt No vote 1E. ELECTION OF DIRECTOR: BELINDA JOHNSON Mgmt No vote 1F. ELECTION OF DIRECTOR: GAIL J. MCGOVERN Mgmt No vote 1G. ELECTION OF DIRECTOR: DAVID M. MOFFETT Mgmt No vote 1H. ELECTION OF DIRECTOR: DANIEL H. SCHULMAN Mgmt No vote 1I. ELECTION OF DIRECTOR: FRANK D. YEARY Mgmt No vote 2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt No vote OF OUR NAMED EXECUTIVE OFFICERS. 3. APPROVAL OF AN AMENDMENT TO OUR AMENDED AND Mgmt No vote RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF STOCKHOLDERS WHO MAY, FOR PROXY ACCESS PURPOSES, AGGREGATE THEIR HOLDINGS FROM 15 TO 20. 4. RATIFICATION OF THE APPOINTMENT OF Mgmt No vote PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITOR FOR 2017. 5. STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER Shr No vote WRITTEN CONSENT WITHOUT A MEETING. 6. STOCKHOLDER PROPOSAL REGARDING A Shr No vote SUSTAINABILITY REPORT. 7. STOCKHOLDER PROPOSAL REGARDING A "NET-ZERO" Shr No vote GREENHOUSE GAS EMISSIONS REPORT. -------------------------------------------------------------------------------------------------------------------------- QUALCOMM INCORPORATED Agenda Number: 934522435 -------------------------------------------------------------------------------------------------------------------------- Security: 747525103 Meeting Type: Annual Meeting Date: 07-Mar-2017 Ticker: QCOM ISIN: US7475251036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt No vote 1B. ELECTION OF DIRECTOR: JEFFREY W. HENDERSON Mgmt No vote 1C. ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt No vote 1D. ELECTION OF DIRECTOR: PAUL E. JACOBS Mgmt No vote 1E. ELECTION OF DIRECTOR: ANN M. LIVERMORE Mgmt No vote 1F. ELECTION OF DIRECTOR: HARISH MANWANI Mgmt No vote 1G. ELECTION OF DIRECTOR: MARK D. MCLAUGHLIN Mgmt No vote 1H. ELECTION OF DIRECTOR: STEVE MOLLENKOPF Mgmt No vote 1I. ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt No vote 1J. ELECTION OF DIRECTOR: FRANCISCO ROS Mgmt No vote 1K. ELECTION OF DIRECTOR: ANTHONY J. Mgmt No vote VINCIQUERRA 2. RATIFICATION OF THE SELECTION OF Mgmt No vote PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 24, 2017. 3. APPROVAL, ON AN ADVISORY BASIS, OF OUR Mgmt No vote EXECUTIVE COMPENSATION. 4. STOCKHOLDER PROPOSAL TO AMEND THE PROXY Shr No vote ACCESS PROVISION OF OUR AMENDED AND RESTATED BYLAWS, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. -------------------------------------------------------------------------------------------------------------------------- REGENERON PHARMACEUTICALS, INC. Agenda Number: 934607245 -------------------------------------------------------------------------------------------------------------------------- Security: 75886F107 Meeting Type: Annual Meeting Date: 09-Jun-2017 Ticker: REGN ISIN: US75886F1075 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 ELECTION OF DIRECTOR: BONNIE L. BASSLER Mgmt No vote 1.2 ELECTION OF DIRECTOR: N. ANTHONY COLES Mgmt No vote 1.3 ELECTION OF DIRECTOR: JOSEPH L. GOLDSTEIN Mgmt No vote 1.4 ELECTION OF DIRECTOR: CHRISTINE A. POON Mgmt No vote 1.5 ELECTION OF DIRECTOR: P. ROY VAGELOS Mgmt No vote 1.6 ELECTION OF DIRECTOR: HUDA Y. ZOGHBI Mgmt No vote 2 RATIFICATION OF THE APPOINTMENT OF Mgmt No vote PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. 3 PROPOSAL TO APPROVE THE AMENDED AND Mgmt No vote RESTATED REGENERON PHARMACEUTICALS, INC. 2014 LONG-TERM INCENTIVE PLAN 4 PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt No vote EXECUTIVE COMPENSATION. 5 PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt No vote THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- ROSS STORES, INC. Agenda Number: 934571779 -------------------------------------------------------------------------------------------------------------------------- Security: 778296103 Meeting Type: Annual Meeting Date: 17-May-2017 Ticker: ROST ISIN: US7782961038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: MICHAEL BALMUTH Mgmt No vote 1B. ELECTION OF DIRECTOR: K. GUNNAR BJORKLUND Mgmt No vote 1C. ELECTION OF DIRECTOR: MICHAEL J. BUSH Mgmt No vote 1D. ELECTION OF DIRECTOR: NORMAN A. FERBER Mgmt No vote 1E. ELECTION OF DIRECTOR: SHARON D. GARRETT Mgmt No vote 1F. ELECTION OF DIRECTOR: STEPHEN D. MILLIGAN Mgmt No vote 1G. ELECTION OF DIRECTOR: GEORGE P. ORBAN Mgmt No vote 1H. ELECTION OF DIRECTOR: MICHAEL O'SULLIVAN Mgmt No vote 1I. ELECTION OF DIRECTOR: LAWRENCE S. PEIROS Mgmt No vote 1J. ELECTION OF DIRECTOR: GREGORY L. QUESNEL Mgmt No vote 1K. ELECTION OF DIRECTOR: BARBARA RENTLER Mgmt No vote 2. TO APPROVE ADOPTION OF THE ROSS STORES, Mgmt No vote INC. 2017 EQUITY INCENTIVE PLAN. 3. ADVISORY VOTE TO APPROVE THE RESOLUTION ON Mgmt No vote THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. 4. ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt No vote FUTURE VOTES ON EXECUTIVE COMPENSATION. 5. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt No vote TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 3, 2018. -------------------------------------------------------------------------------------------------------------------------- SBA COMMUNICATIONS CORPORATION Agenda Number: 934513575 -------------------------------------------------------------------------------------------------------------------------- Security: 78388J106 Meeting Type: Special Meeting Date: 12-Jan-2017 Ticker: SBAC ISIN: US78388J1060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. PROPOSAL TO APPROVE THE AGREEMENT AND PLAN Mgmt No vote OF MERGER, DATED AS OF NOVEMBER 10, 2016, BETWEEN SBA COMMUNICATIONS CORPORATION AND SBA COMMUNICATIONS REIT CORPORATION, A WHOLLY-OWNED SUBSIDIARY OF SBA, WHICH IS BEING IMPLEMENTED IN CONNECTION WITH SBA'S ELECTION TO BE TAXED AS A REIT. ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). 2. PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt No vote SPECIAL MEETING, IF NECESSARY, FOR FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE ORIGINALLY SCHEDULED TIME OF THE SPECIAL MEETING TO APPROVE PROPOSAL 1. -------------------------------------------------------------------------------------------------------------------------- SBA COMMUNICATIONS CORPORATION Agenda Number: 934564712 -------------------------------------------------------------------------------------------------------------------------- Security: 78410G104 Meeting Type: Annual Meeting Date: 18-May-2017 Ticker: SBAC ISIN: US78410G1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR FOR A THREE YEAR TERM: Mgmt No vote STEVEN E. BERNSTEIN 1B. ELECTION OF DIRECTOR FOR A THREE YEAR TERM: Mgmt No vote DUNCAN H. COCROFT 2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt No vote YOUNG LLP AS SBA'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR. 3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt No vote COMPENSATION OF SBA'S NAMED EXECUTIVE OFFICERS. 4. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt No vote FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF SBA'S NAMED EXECUTIVE OFFICERS. -------------------------------------------------------------------------------------------------------------------------- SEAGATE TECHNOLOGY PLC Agenda Number: 934477022 -------------------------------------------------------------------------------------------------------------------------- Security: G7945M107 Meeting Type: Annual Meeting Date: 19-Oct-2016 Ticker: STX ISIN: IE00B58JVZ52 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt No vote 1B. ELECTION OF DIRECTOR: FRANK J. BIONDI, JR. Mgmt No vote 1C. ELECTION OF DIRECTOR: MICHAEL R. CANNON Mgmt No vote 1D. ELECTION OF DIRECTOR: MEI-WEI CHENG Mgmt No vote 1E. ELECTION OF DIRECTOR: WILLIAM T. COLEMAN Mgmt No vote 1F. ELECTION OF DIRECTOR: JAY L. GELDMACHER Mgmt No vote 1G. ELECTION OF DIRECTOR: DR. DAMBISA F. MOYO Mgmt No vote 1H. ELECTION OF DIRECTOR: DR. CHONG SUP PARK Mgmt No vote 1I. ELECTION OF DIRECTOR: STEPHANIE TILENIUS Mgmt No vote 1J. ELECTION OF DIRECTOR: EDWARD J. ZANDER Mgmt No vote 2. TO APPROVE, IN AN ADVISORY, NON-BINDING Mgmt No vote VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 3. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt No vote THE SEAGATE TECHNOLOGY PLC 2012 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE. 4. TO APPROVE THE RULES OF THE SEAGATE Mgmt No vote TECHNOLOGY PUBLIC LIMITED COMPANY 2012 EQUITY INCENTIVE PLAN FOR SHARE AWARDS GRANTED TO PARTICIPANTS IN FRANCE. 5. TO RATIFY, IN AN ADVISORY, NON-BINDING Mgmt No vote VOTE, THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY AND TO AUTHORIZE, IN A BINDING VOTE, THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET THE AUDITORS' REMUNERATION. 6A. TO AMEND THE COMPANY'S ARTICLES OF Mgmt No vote ASSOCIATION TO MAKE CERTAIN ADMINISTRATIVE AMENDMENTS. (SPECIAL RESOLUTION) 6B. TO AMEND THE COMPANY'S MEMORANDUM OF Mgmt No vote ASSOCIATION TO MAKE CERTAIN ADMINISTRATIVE AMENDMENTS. (SPECIAL RESOLUTION) 7A. TO AMEND THE COMPANY'S ARTICLES OF Mgmt No vote ASSOCIATION TO PROVIDE FOR A PLURALITY VOTING STANDARD IN THE EVENT OF A CONTESTED DIRECTOR ELECTION. (SPECIAL RESOLUTION) 7B. TO AMEND THE COMPANY'S ARTICLES OF Mgmt No vote ASSOCIATION TO GRANT THE BOARD SOLE AUTHORITY TO DETERMINE ITS SIZE. (SPECIAL RESOLUTION) 8. TO GRANT THE BOARD THE AUTHORITY TO ISSUE Mgmt No vote SHARES UNDER IRISH LAW. 9. TO GRANT THE BOARD THE AUTHORITY TO OPT-OUT Mgmt No vote OF STATUTORY PRE-EMPTION RIGHTS UNDER IRISH LAW. (SPECIAL RESOLUTION) 10. TO DETERMINE THE PRICE RANGE AT WHICH THE Mgmt No vote COMPANY CAN RE-ALLOT SHARES THAT IT HOLDS AS TREASURY SHARES. (SPECIAL RESOLUTION) -------------------------------------------------------------------------------------------------------------------------- SHIRE PLC Agenda Number: 934576262 -------------------------------------------------------------------------------------------------------------------------- Security: 82481R106 Meeting Type: Annual Meeting Date: 25-Apr-2017 Ticker: SHPG ISIN: US82481R1068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO RECEIVE THE COMPANY'S ANNUAL REPORT AND Mgmt No vote ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2016. 2. TO APPROVE THE DIRECTORS' REMUNERATION Mgmt No vote REPORT, EXCLUDING THE DIRECTORS' REMUNERATION POLICY, SET OUT ON PAGES 82 TO 114 OF THE ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2016. 3. TO RE-ELECT DOMINIC BLAKEMORE AS A Mgmt No vote DIRECTOR. 4. TO RE-ELECT OLIVIER BOHUON AS A DIRECTOR. Mgmt No vote 5. TO RE-ELECT WILLIAM BURNS AS A DIRECTOR. Mgmt No vote 6. TO ELECT IAN CLARK AS A DIRECTOR. Mgmt No vote 7. TO ELECT GAIL FOSLER AS A DIRECTOR. Mgmt No vote 8. TO RE-ELECT DR. STEVEN GILLIS AS A Mgmt No vote DIRECTOR. 9. TO RE-ELECT DR. DAVID GINSBURG AS A Mgmt No vote DIRECTOR. 10. TO RE-ELECT SUSAN KILSBY AS A DIRECTOR. Mgmt No vote 11. TO RE-ELECT SARA MATHEW AS A DIRECTOR. Mgmt No vote 12. TO RE-ELECT ANNE MINTO AS A DIRECTOR. Mgmt No vote 13. TO RE-ELECT DR. FLEMMING ORNSKOV AS A Mgmt No vote DIRECTOR. 14. TO RE-ELECT JEFFREY POULTON AS A DIRECTOR. Mgmt No vote 15. TO ELECT ALBERT STROUCKEN AS A DIRECTOR. Mgmt No vote 16. TO RE-APPOINT DELOITTE LLP AS THE COMPANY'S Mgmt No vote AUDITOR UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY. 17. TO AUTHORIZE THE AUDIT, COMPLIANCE & RISK Mgmt No vote COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR. 18. THAT THE AUTHORITY TO ALLOT RELEVANT Mgmt No vote SECURITIES (AS DEFINED IN THE COMPANY'S ARTICLES OF ASSOCIATION (THE "ARTICLES")) CONFERRED ON THE DIRECTORS BY ARTICLE 10 PARAGRAPH (B) OF THE ARTICLES BE RENEWED AND FOR THIS PURPOSE THE AUTHORISED ALLOTMENT AMOUNT SHALL BE: (A) 15,104,181.75 OF RELEVANT SECURITIES AND (B) SOLELY IN CONNECTION WITH AN ALLOTMENT PURSUANT TO AN OFFER BY WAY OF A RIGHTS ISSUE (AS DEFINED IN THE ARTICLES, BUT ONLY IF AND TO THE EXTENT THAT SUCH OFFER IS ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL) 19. THAT, SUBJECT TO THE PASSING OF RESOLUTION Mgmt No vote 18, THE AUTHORITY TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE COMPANY'S ARTICLES OF ASSOCIATION (THE "ARTICLES")) WHOLLY FOR CASH CONFERRED ON THE DIRECTORS BY ARTICLE 10 PARAGRAPH (D) OF THE ARTICLES BE RENEWED AND FOR THIS PURPOSE THE NON PRE-EMPTIVE AMOUNT (AS DEFINED IN THE ARTICLES) SHALL BE 2,265,627.25 AND THE ALLOTMENT PERIOD SHALL BE THE PERIOD COMMENCING ON APRIL 25, 2017, AND ENDING ON THE EARLIER OF THE CLOSE OF ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL) 20. THAT, SUBJECT TO THE PASSING OF RESOLUTIONS Mgmt No vote 18 AND 19 AND FOR THE PURPOSE OF THE AUTHORITY TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE COMPANY'S ARTICLES OF ASSOCIATION (THE "ARTICLES")) WHOLLY FOR CASH CONFERRED ON THE DIRECTORS BY ARTICLE 10 PARAGRAPH (D) OF THE ARTICLES AND RENEWED BY RESOLUTION 19, THE NON PRE-EMPTIVE AMOUNT (AS DEFINED IN THE ARTICLES) SHALL BE INCREASED FROM 2,265,627.25 TO 4,531,254.50 AND THE ALLOTMENT PERIOD SHALL BE THE PERIOD COMMENCING ON ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL) 21. THAT THE COMPANY BE AND IS HEREBY GENERALLY Mgmt No vote AND UNCONDITIONALLY AUTHORIZED: (A) PURSUANT TO ARTICLE 57 OF THE COMPANIES (JERSEY) LAW 1991 TO MAKE MARKET PURCHASES OF ORDINARY SHARES IN THE CAPITAL OF THE COMPANY, PROVIDED THAT: (1) THE MAXIMUM NUMBER OF ORDINARY SHARES HEREBY AUTHORIZED TO BE PURCHASED IS 90,625,090, (2) THE MINIMUM PRICE, EXCLUSIVE OF ANY EXPENSES, WHICH MAY BE PAID FOR AN ORDINARY SHARE IS FIVE PENCE, (3) THE MAXIMUM PRICE, EXCLUSIVE OF ANY EXPENSES, WHICH MAY BE PAID ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL) 22. THAT, WITH EFFECT FROM THE CONCLUSION OF Mgmt No vote THE ANNUAL GENERAL MEETING, THE COMPANY'S ARTICLES OF ASSOCIATION BE AMENDED AND THOSE ARTICLES PRODUCED TO THE MEETING AND INITIALED BY THE CHAIRMAN BE ADOPTED AS THE COMPANY'S ARTICLES OF ASSOCIATION, IN SUBSTITUTION FOR, AND TO THE EXCLUSION OF, THE EXISTING ARTICLES OF ASSOCIATION OF THE COMPANY. 23. TO APPROVE THAT A GENERAL MEETING OF THE Mgmt No vote COMPANY, OTHER THAN AN ANNUAL GENERAL MEETING, MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE. -------------------------------------------------------------------------------------------------------------------------- SIRIUS XM HOLDINGS INC. Agenda Number: 934563532 -------------------------------------------------------------------------------------------------------------------------- Security: 82968B103 Meeting Type: Annual Meeting Date: 18-May-2017 Ticker: SIRI ISIN: US82968B1035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JOAN L. AMBLE Mgmt No vote GEORGE W. BODENHEIMER Mgmt No vote MARK D. CARLETON Mgmt No vote EDDY W. HARTENSTEIN Mgmt No vote JAMES P. HOLDEN Mgmt No vote GREGORY B. MAFFEI Mgmt No vote EVAN D. MALONE Mgmt No vote JAMES E. MEYER Mgmt No vote JAMES F. MOONEY Mgmt No vote CARL E. VOGEL Mgmt No vote VANESSA A. WITTMAN Mgmt No vote DAVID M. ZASLAV Mgmt No vote 2. ADVISORY VOTE TO APPROVE THE NAMED Mgmt No vote EXECUTIVE OFFICERS' COMPENSATION. 3. ADVISORY VOTE ON FREQUENCY OF FUTURE Mgmt No vote EXECUTIVE COMPENSATION VOTES. 4. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt No vote AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2017. -------------------------------------------------------------------------------------------------------------------------- SKYWORKS SOLUTIONS, INC. Agenda Number: 934586643 -------------------------------------------------------------------------------------------------------------------------- Security: 83088M102 Meeting Type: Annual Meeting Date: 10-May-2017 Ticker: SWKS ISIN: US83088M1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: DAVID J. ALDRICH Mgmt No vote 1B ELECTION OF DIRECTOR: KEVIN L. BEEBE Mgmt No vote 1C ELECTION OF DIRECTOR: TIMOTHY R. FUREY Mgmt No vote 1D ELECTION OF DIRECTOR: LIAM K. GRIFFIN Mgmt No vote 1E ELECTION OF DIRECTOR: BALAKRISHNAN S. IYER Mgmt No vote 1F ELECTION OF DIRECTOR: CHRISTINE KING Mgmt No vote 1G ELECTION OF DIRECTOR: DAVID P. MCGLADE Mgmt No vote 1H ELECTION OF DIRECTOR: DAVID J. MCLACHLAN Mgmt No vote 1I ELECTION OF DIRECTOR: ROBERT A. SCHRIESHEIM Mgmt No vote 02 TO RATIFY THE SELECTION BY THE COMPANY'S Mgmt No vote AUDIT COMMITTEE OF KPMG ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). 03 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt No vote COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE COMPANY'S PROXY STATEMENT. 04 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt No vote FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. -------------------------------------------------------------------------------------------------------------------------- STARBUCKS CORPORATION Agenda Number: 934524996 -------------------------------------------------------------------------------------------------------------------------- Security: 855244109 Meeting Type: Annual Meeting Date: 22-Mar-2017 Ticker: SBUX ISIN: US8552441094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: HOWARD SCHULTZ Mgmt No vote 1B. ELECTION OF DIRECTOR: WILLIAM W. BRADLEY Mgmt No vote 1C. ELECTION OF DIRECTOR: ROSALIND BREWER Mgmt No vote 1D. ELECTION OF DIRECTOR: MARY N. DILLON Mgmt No vote 1E. ELECTION OF DIRECTOR: ROBERT M. GATES Mgmt No vote 1F. ELECTION OF DIRECTOR: MELLODY HOBSON Mgmt No vote 1G. ELECTION OF DIRECTOR: KEVIN R. JOHNSON Mgmt No vote 1H. ELECTION OF DIRECTOR: JORGEN VIG KNUDSTORP Mgmt No vote 1I. ELECTION OF DIRECTOR: SATYA NADELLA Mgmt No vote 1J. ELECTION OF DIRECTOR: JOSHUA COOPER RAMO Mgmt No vote 1K. ELECTION OF DIRECTOR: CLARA SHIH Mgmt No vote 1L. ELECTION OF DIRECTOR: JAVIER G. TERUEL Mgmt No vote 1M. ELECTION OF DIRECTOR: MYRON E. ULLMAN, III Mgmt No vote 1N. ELECTION OF DIRECTOR: CRAIG E. WEATHERUP Mgmt No vote 2. ADVISORY RESOLUTION TO APPROVE OUR Mgmt No vote EXECUTIVE COMPENSATION. 3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt No vote ADVISORY VOTES ON EXECUTIVE COMPENSATION. 4. RATIFICATION OF SELECTION OF DELOITTE & Mgmt No vote TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017. 5. AMEND PROXY ACCESS BYLAW. Shr No vote -------------------------------------------------------------------------------------------------------------------------- SYMANTEC CORPORATION Agenda Number: 934479052 -------------------------------------------------------------------------------------------------------------------------- Security: 871503108 Meeting Type: Annual Meeting Date: 01-Nov-2016 Ticker: SYMC ISIN: US8715031089 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: GREGORY S. CLARK Mgmt No vote 1B. ELECTION OF DIRECTOR: FRANK E. DANGEARD Mgmt No vote 1C. ELECTION OF DIRECTOR: KENNETH Y. HAO Mgmt No vote 1D. ELECTION OF DIRECTOR: DAVID W. HUMPHREY Mgmt No vote 1E. ELECTION OF DIRECTOR: GERALDINE B. Mgmt No vote LAYBOURNE 1F. ELECTION OF DIRECTOR: DAVID L. MAHONEY Mgmt No vote 1G. ELECTION OF DIRECTOR: ROBERT S. MILLER Mgmt No vote 1H. ELECTION OF DIRECTOR: ANITA M. SANDS Mgmt No vote 1I. ELECTION OF DIRECTOR: DANIEL H. SCHULMAN Mgmt No vote 1J. ELECTION OF DIRECTOR: V. PAUL UNRUH Mgmt No vote 1K. ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT Mgmt No vote 2 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt No vote AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR. 3 AMENDMENTS TO OUR 2013 EQUITY INCENTIVE Mgmt No vote PLAN, AS AMENDED. 4 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt No vote COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- T-MOBILE US, INC. Agenda Number: 934605936 -------------------------------------------------------------------------------------------------------------------------- Security: 872590104 Meeting Type: Annual Meeting Date: 13-Jun-2017 Ticker: TMUS ISIN: US8725901040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR W. MICHAEL BARNES Mgmt No vote THOMAS DANNENFELDT Mgmt No vote SRIKANT M. DATAR Mgmt No vote LAWRENCE H. GUFFEY Mgmt No vote TIMOTHEUS HOTTGES Mgmt No vote BRUNO JACOBFEUERBORN Mgmt No vote RAPHAEL KUBLER Mgmt No vote THORSTEN LANGHEIM Mgmt No vote JOHN J. LEGERE Mgmt No vote TERESA A. TAYLOR Mgmt No vote KELVIN R. WESTBROOK Mgmt No vote 2. RATIFICATION OF THE APPOINTMENT OF Mgmt No vote PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. 3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt No vote PROVIDED TO THE COMPANY'S NAMED EXECUTIVE OFFICERS FOR 2016. 4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt No vote ADVISORY VOTES ON THE COMPENSATION PROVIDED TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. 5. STOCKHOLDER PROPOSAL FOR IMPLEMENTATION OF Shr No vote PROXY ACCESS. 6. STOCKHOLDER PROPOSAL FOR LIMITATIONS ON Shr No vote ACCELERATED VESTING OF EQUITY AWARDS IN THE EVENT OF A CHANGE OF CONTROL. 7. STOCKHOLDER PROPOSAL FOR AN AMENDMENT OF Shr No vote THE COMPANY'S CLAWBACK POLICY. -------------------------------------------------------------------------------------------------------------------------- TESLA MOTORS, INC. Agenda Number: 934491022 -------------------------------------------------------------------------------------------------------------------------- Security: 88160R101 Meeting Type: Special Meeting Date: 17-Nov-2016 Ticker: TSLA ISIN: US88160R1014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN Mgmt No vote OF MERGER, DATED AS OF JULY 31, 2016 (AS IT MAY BE AMENDED FROM TIME TO TIME, THE "MERGER AGREEMENT"), AMONG TESLA MOTORS, INC. ("TESLA"), SOLARCITY CORPORATION ("SOLARCITY"), AND D SUBSIDIARY, INC., A WHOLLY OWNED SUBSIDIARY OF TESLA ("MERGER SUB"), PURSUANT TO WHICH MERGER SUB WILL MERGE WITH AND INTO SOLARCITY (THE "MERGER"), WITH SOLARCITY SURVIVING THE MERGER AS A WHOLLY OWNED SUBSIDIARY OF TESLA, AND TO APPROVE THE TRANSACTIONS .. (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). 2. A PROPOSAL TO ADJOURN THE SPECIAL MEETING Mgmt No vote OF TESLA STOCKHOLDERS (THE "SPECIAL MEETING"), IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE TESLA MERGER AND SHARE ISSUANCE PROPOSAL. -------------------------------------------------------------------------------------------------------------------------- TESLA, INC. Agenda Number: 934602245 -------------------------------------------------------------------------------------------------------------------------- Security: 88160R101 Meeting Type: Annual Meeting Date: 06-Jun-2017 Ticker: TSLA ISIN: US88160R1014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 ELECTION OF CLASS I DIRECTOR: ELON MUSK Mgmt No vote 1.2 ELECTION OF CLASS I DIRECTOR: ROBYN M. Mgmt No vote DENHOLM 1.3 ELECTION OF CLASS I DIRECTOR: STEPHEN T. Mgmt No vote JURVETSON 2. A NON-BINDING ADVISORY VOTE ON THE APPROVAL Mgmt No vote OF EXECUTIVE COMPENSATION. 3. A NON-BINDING ADVISORY VOTE ON THE Mgmt No vote FREQUENCY OF EXECUTIVE COMPENSATION VOTES. 4. TO RATIFY THE APPOINTMENT OF Mgmt No vote PRICEWATERHOUSECOOPERS LLP AS TESLA'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. 5. A STOCKHOLDER PROPOSAL REGARDING Shr No vote DECLASSIFICATION OF THE BOARD OF DIRECTORS. -------------------------------------------------------------------------------------------------------------------------- TEXAS INSTRUMENTS INCORPORATED Agenda Number: 934535165 -------------------------------------------------------------------------------------------------------------------------- Security: 882508104 Meeting Type: Annual Meeting Date: 20-Apr-2017 Ticker: TXN ISIN: US8825081040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: R. W. BABB, JR. Mgmt No vote 1B. ELECTION OF DIRECTOR: M. A. BLINN Mgmt No vote 1C. ELECTION OF DIRECTOR: T. M. BLUEDORN Mgmt No vote 1D. ELECTION OF DIRECTOR: D. A. CARP Mgmt No vote 1E. ELECTION OF DIRECTOR: J. F. CLARK Mgmt No vote 1F. ELECTION OF DIRECTOR: C. S. COX Mgmt No vote 1G. ELECTION OF DIRECTOR: J. M. HOBBY Mgmt No vote 1H. ELECTION OF DIRECTOR: R. KIRK Mgmt No vote 1I. ELECTION OF DIRECTOR: P. H. PATSLEY Mgmt No vote 1J. ELECTION OF DIRECTOR: R. E. SANCHEZ Mgmt No vote 1K. ELECTION OF DIRECTOR: W. R. SANDERS Mgmt No vote 1L. ELECTION OF DIRECTOR: R. K. TEMPLETON Mgmt No vote 2. BOARD PROPOSAL REGARDING ADVISORY APPROVAL Mgmt No vote OF THE COMPANY'S EXECUTIVE COMPENSATION. 3. BOARD PROPOSAL REGARDING ADVISORY APPROVAL Mgmt No vote OF ANNUAL FREQUENCY FOR FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. 4. BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt No vote ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. -------------------------------------------------------------------------------------------------------------------------- THE KRAFT HEINZ COMPANY Agenda Number: 934534555 -------------------------------------------------------------------------------------------------------------------------- Security: 500754106 Meeting Type: Annual Meeting Date: 19-Apr-2017 Ticker: KHC ISIN: US5007541064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: GREGORY E. ABEL Mgmt No vote 1B. ELECTION OF DIRECTOR: ALEXANDRE BEHRING Mgmt No vote 1C. ELECTION OF DIRECTOR: WARREN E. BUFFETT Mgmt No vote 1D. ELECTION OF DIRECTOR: JOHN T. CAHILL Mgmt No vote 1E. ELECTION OF DIRECTOR: TRACY BRITT COOL Mgmt No vote 1F. ELECTION OF DIRECTOR: FEROZ DEWAN Mgmt No vote 1G. ELECTION OF DIRECTOR: JEANNE P. JACKSON Mgmt No vote 1H. ELECTION OF DIRECTOR: JORGE PAULO LEMANN Mgmt No vote 1I. ELECTION OF DIRECTOR: MACKEY J. MCDONALD Mgmt No vote 1J. ELECTION OF DIRECTOR: JOHN C. POPE Mgmt No vote 1K. ELECTION OF DIRECTOR: MARCEL HERRMANN Mgmt No vote TELLES 2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt No vote COMPENSATION. 3. RATIFICATION OF THE SELECTION OF Mgmt No vote PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR 2017. 4. SHAREHOLDER PROPOSAL: RESOLUTION RELATED TO Shr No vote SUSTAINABILITY AND NUTRITION. 5. SHAREHOLDER PROPOSAL: RESOLUTION RELATED TO Shr No vote PACKAGING. 6. SHAREHOLDER PROPOSAL: RESOLUTION RELATED TO Shr No vote DEFORESTATION. -------------------------------------------------------------------------------------------------------------------------- THE PRICELINE GROUP INC. Agenda Number: 934603247 -------------------------------------------------------------------------------------------------------------------------- Security: 741503403 Meeting Type: Annual Meeting Date: 08-Jun-2017 Ticker: PCLN ISIN: US7415034039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR TIMOTHY M. ARMSTRONG Mgmt No vote JEFFERY H. BOYD Mgmt No vote JAN L. DOCTER Mgmt No vote JEFFREY E. EPSTEIN Mgmt No vote GLENN D. FOGEL Mgmt No vote JAMES M. GUYETTE Mgmt No vote ROBERT J. MYLOD, JR. Mgmt No vote CHARLES H. NOSKI Mgmt No vote NANCY B. PERETSMAN Mgmt No vote THOMAS E. ROTHMAN Mgmt No vote CRAIG W. RYDIN Mgmt No vote LYNN M. VOJVODICH Mgmt No vote 2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt No vote TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. 3. TO APPROVE ON A NON-BINDING ADVISORY BASIS Mgmt No vote THE 2016 COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS. 4. TO CAST A NON-BINDING ADVISORY VOTE ON THE Mgmt No vote FREQUENCY OF FUTURE NON-BINDING ADVISORY VOTES ON THE COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS. 5. TO CONSIDER AND VOTE UPON A NON-BINDING Shr No vote STOCKHOLDER PROPOSAL CONCERNING SPECIAL MEETINGS. -------------------------------------------------------------------------------------------------------------------------- TRACTOR SUPPLY COMPANY Agenda Number: 934557375 -------------------------------------------------------------------------------------------------------------------------- Security: 892356106 Meeting Type: Annual Meeting Date: 09-May-2017 Ticker: TSCO ISIN: US8923561067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR CYNTHIA T. JAMISON Mgmt No vote JOHNSTON C. ADAMS Mgmt No vote PETER D. BEWLEY Mgmt No vote RAMKUMAR KRISHNAN Mgmt No vote GEORGE MACKENZIE Mgmt No vote EDNA K. MORRIS Mgmt No vote MARK J. WEIKEL Mgmt No vote GREGORY A. SANDFORT Mgmt No vote 2. TO RATIFY THE RE-APPOINTMENT OF ERNST & Mgmt No vote YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 30, 2017 3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt No vote EXECUTIVE COMPENSATION 4. SAY WHEN ON PAY - AN ADVISORY VOTE ON THE Mgmt No vote APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION -------------------------------------------------------------------------------------------------------------------------- TRIPADVISOR, INC. Agenda Number: 934615228 -------------------------------------------------------------------------------------------------------------------------- Security: 896945201 Meeting Type: Annual Meeting Date: 22-Jun-2017 Ticker: TRIP ISIN: US8969452015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR GREGORY B. MAFFEI Mgmt No vote STEPHEN KAUFER Mgmt No vote DIPCHAND (DEEP) NISHAR Mgmt No vote JEREMY PHILIPS Mgmt No vote SPENCER M. RASCOFF Mgmt No vote ALBERT E. ROSENTHALER Mgmt No vote SUKHINDER SINGH CASSIDY Mgmt No vote ROBERT S. WIESENTHAL Mgmt No vote 2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt No vote TRIPADVISOR, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. -------------------------------------------------------------------------------------------------------------------------- TWENTY-FIRST CENTURY FOX, INC. Agenda Number: 934485269 -------------------------------------------------------------------------------------------------------------------------- Security: 90130A200 Meeting Type: Annual Meeting Date: 10-Nov-2016 Ticker: FOX ISIN: US90130A2006 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: K. RUPERT MURDOCH Mgmt No vote 1B. ELECTION OF DIRECTOR: LACHLAN K. MURDOCH Mgmt No vote 1C. ELECTION OF DIRECTOR: DELPHINE ARNAULT Mgmt No vote 1D. ELECTION OF DIRECTOR: JAMES W. BREYER Mgmt No vote 1E. ELECTION OF DIRECTOR: CHASE CAREY Mgmt No vote 1F. ELECTION OF DIRECTOR: DAVID F. DEVOE Mgmt No vote 1G. ELECTION OF DIRECTOR: VIET DINH Mgmt No vote 1H. ELECTION OF DIRECTOR: SIR RODERICK I. Mgmt No vote EDDINGTON 1I. ELECTION OF DIRECTOR: JAMES R. MURDOCH Mgmt No vote 1J. ELECTION OF DIRECTOR: JACQUES NASSER Mgmt No vote 1K. ELECTION OF DIRECTOR: ROBERT S. SILBERMAN Mgmt No vote 1L. ELECTION OF DIRECTOR: TIDJANE THIAM Mgmt No vote 1M. ELECTION OF DIRECTOR: JEFFREY W. UBBEN Mgmt No vote 2. PROPOSAL TO RATIFY THE SELECTION OF ERNST & Mgmt No vote YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2017. 3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt No vote -------------------------------------------------------------------------------------------------------------------------- ULTA BEAUTY, INC. Agenda Number: 934590806 -------------------------------------------------------------------------------------------------------------------------- Security: 90384S303 Meeting Type: Annual Meeting Date: 01-Jun-2017 Ticker: ULTA ISIN: US90384S3031 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MICHELLE L. COLLINS Mgmt No vote DENNIS K. ECK Mgmt No vote CHARLES J. PHILIPPIN Mgmt No vote VANESSA A. WITTMAN Mgmt No vote 2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt No vote LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, FOR OUR FISCAL YEAR 2017, ENDING FEBRUARY 3, 2018 3. ADVISORY RESOLUTION TO APPROVE THE Mgmt No vote COMPANY'S EXECUTIVE COMPENSATION 4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt No vote ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION -------------------------------------------------------------------------------------------------------------------------- VERISK ANALYTICS INC Agenda Number: 934561780 -------------------------------------------------------------------------------------------------------------------------- Security: 92345Y106 Meeting Type: Annual Meeting Date: 17-May-2017 Ticker: VRSK ISIN: US92345Y1064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: FRANK J. COYNE Mgmt No vote 1B. ELECTION OF DIRECTOR: CHRISTOPHER M. Mgmt No vote FOSKETT 1C. ELECTION OF DIRECTOR: DAVID B. WRIGHT Mgmt No vote 1D. ELECTION OF DIRECTOR: ANNELL R. BAY Mgmt No vote 2. TO APPROVE EXECUTIVE COMPENSATION ON AN Mgmt No vote ADVISORY, NON-BINDING BASIS. 3. TO RECOMMEND THE FREQUENCY OF EXECUTIVE Mgmt No vote COMPENSATION VOTES ON AN ADVISORY, NON-BINDING BASIS. 4. TO RATIFY THE APPOINTMENT OF DELOITTE AND Mgmt No vote TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR THE 2017 FISCAL YEAR. -------------------------------------------------------------------------------------------------------------------------- VERTEX PHARMACEUTICALS INCORPORATED Agenda Number: 934615278 -------------------------------------------------------------------------------------------------------------------------- Security: 92532F100 Meeting Type: Annual Meeting Date: 08-Jun-2017 Ticker: VRTX ISIN: US92532F1003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ALAN GARBER Mgmt No vote MARGARET G. MCGLYNN Mgmt No vote WILLIAM D. YOUNG Mgmt No vote 2. AMENDMENTS TO OUR CHARTER AND BY-LAWS TO Mgmt No vote PROVIDE FOR THE DECLASSIFICATION OF OUR BOARD OF DIRECTORS. 3. AMENDMENT AND RESTATEMENT OF OUR 2013 STOCK Mgmt No vote AND OPTION PLAN, TO AMONG OTHER THINGS, INCREASE THE NUMBER OF SHARES AVAILABLE UNDER THE PLAN BY 6.75 MILLION SHARES. 4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt No vote YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. 5. ADVISORY VOTE ON OUR NAMED EXECUTIVE Mgmt No vote OFFICER COMPENSATION. 6. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt No vote ADVISORY VOTES ON EXECUTIVE COMPENSATION PROGRAM. 7. SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr No vote AT THE MEETING, REQUESTING THAT WE TAKE STEPS NECESSARY TO ELIMINATE SUPERMAJORITY PROVISIONS FROM OUR CHARTER AND BY-LAWS. 8. SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr No vote AT THE MEETING, REQUESTING THAT WE PREPARE A REPORT ON OUR POLICIES AND ACTIVITIES WITH RESPECT TO LOBBYING. -------------------------------------------------------------------------------------------------------------------------- VODAFONE GROUP PLC Agenda Number: 934454947 -------------------------------------------------------------------------------------------------------------------------- Security: 92857W308 Meeting Type: Annual Meeting Date: 29-Jul-2016 Ticker: VOD ISIN: US92857W3088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO RECEIVE THE COMPANY'S ACCOUNTS, THE Mgmt No vote STRATEGIC REPORT AND REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YEAR ENDED 31 MARCH 2016 2. TO RE-ELECT GERARD KLEISTERLEE AS A Mgmt No vote DIRECTOR 3. TO RE-ELECT VITTORIO COLAO AS A DIRECTOR Mgmt No vote 4. TO RE-ELECT NICK READ AS A DIRECTOR Mgmt No vote 5. TO RE-ELECT SIR CRISPIN DAVIS AS A DIRECTOR Mgmt No vote 6. TO RE-ELECT DR MATHIAS DOPFNER AS A Mgmt No vote DIRECTOR 7. TO RE-ELECT DAME CLARA FURSE AS A DIRECTOR Mgmt No vote 8. TO RE-ELECT VALERIE GOODING AS A DIRECTOR Mgmt No vote 9. TO RE-ELECT RENEE JAMES AS A DIRECTOR Mgmt No vote 10. TO RE-ELECT SAMUEL JONAH AS A DIRECTOR Mgmt No vote 11. TO RE-ELECT NICK LAND AS A DIRECTOR Mgmt No vote 12. TO ELECT DAVID NISH AS A DIRECTOR IN Mgmt No vote ACCORDANCE WITH THE COMPANY'S ARTICLES OF ASSOCIATION 13. TO RE-ELECT PHILIP YEA AS A DIRECTOR Mgmt No vote 14. TO DECLARE A FINAL DIVIDEND OF 7.77 PENCE Mgmt No vote PER ORDINARY SHARE FOR THE YEAR ENDED 31 MARCH 2016 15. TO APPROVE THE REMUNERATION REPORT OF THE Mgmt No vote BOARD FOR THE YEAR ENDED 31 MARCH 2016 16. TO REAPPOINT PRICEWATERHOUSE COOPERS LLP AS Mgmt No vote THE COMPANY'S AUDITOR UNTIL THE END OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY 17. TO AUTHORISE THE AUDIT AND RISK COMMITTEE Mgmt No vote TO DETERMINE THE REMUNERATION OF THE AUDITOR 18. TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt No vote 19. TO AUTHORISE THE DIRECTORS TO DIS-APPLY Mgmt No vote PRE-EMPTION RIGHTS (SPECIAL RESOLUTION) 20. TO AUTHORISE THE DIRECTORS TO DIS-APPLY Mgmt No vote PRE-EMPTION RIGHTS UP TO A FURTHER 5 PER CENT FOR THE PURPOSES OF FINANCING AN ACQUISITION OR OTHER CAPITAL INVESTMENT (SPECIAL RESOLUTION) 21. TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt No vote OWN SHARES (SPECIAL RESOLUTION) 22. TO AUTHORISE POLITICAL DONATIONS AND Mgmt No vote EXPENDITURE 23. TO AUTHORISE THE COMPANY TO CALL GENERAL Mgmt No vote MEETINGS (OTHER THAN AGMS) ON 14 CLEAR DAYS' NOTICE (SPECIAL RESOLUTION) -------------------------------------------------------------------------------------------------------------------------- WALGREENS BOOTS ALLIANCE, INC. Agenda Number: 934512648 -------------------------------------------------------------------------------------------------------------------------- Security: 931427108 Meeting Type: Annual Meeting Date: 26-Jan-2017 Ticker: WBA ISIN: US9314271084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JANICE M. BABIAK Mgmt No vote 1B. ELECTION OF DIRECTOR: DAVID J. BRAILER Mgmt No vote 1C. ELECTION OF DIRECTOR: WILLIAM C. FOOTE Mgmt No vote 1D. ELECTION OF DIRECTOR: GINGER L. GRAHAM Mgmt No vote 1E. ELECTION OF DIRECTOR: JOHN A. LEDERER Mgmt No vote 1F. ELECTION OF DIRECTOR: DOMINIC P. MURPHY Mgmt No vote 1G. ELECTION OF DIRECTOR: STEFANO PESSINA Mgmt No vote 1H. ELECTION OF DIRECTOR: LEONARD D. SCHAEFFER Mgmt No vote 1I. ELECTION OF DIRECTOR: NANCY M. SCHLICHTING Mgmt No vote 1J. ELECTION OF DIRECTOR: JAMES A. SKINNER Mgmt No vote 2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt No vote OFFICER COMPENSATION. 3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt No vote & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. 4. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt No vote PERFORMANCE MEASURES UNDER THE WALGREENS BOOTS ALLIANCE, INC. AMENDED AND RESTATED 2011 CASH-BASED INCENTIVE PLAN. 5. STOCKHOLDER PROPOSAL REQUESTING CERTAIN Shr No vote PROXY ACCESS BY-LAW AMENDMENTS. 6. STOCKHOLDER PROPOSAL RELATING TO EXECUTIVE Shr No vote PAY & SUSTAINABILITY PERFORMANCE. -------------------------------------------------------------------------------------------------------------------------- WESTERN DIGITAL CORPORATION Agenda Number: 934481386 -------------------------------------------------------------------------------------------------------------------------- Security: 958102105 Meeting Type: Annual Meeting Date: 04-Nov-2016 Ticker: WDC ISIN: US9581021055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: MARTIN I. COLE Mgmt No vote 1B. ELECTION OF DIRECTOR: KATHLEEN A. COTE Mgmt No vote 1C. ELECTION OF DIRECTOR: HENRY T. DENERO Mgmt No vote 1D. ELECTION OF DIRECTOR: MICHAEL D. LAMBERT Mgmt No vote 1E. ELECTION OF DIRECTOR: LEN J. LAUER Mgmt No vote 1F. ELECTION OF DIRECTOR: MATTHEW E. MASSENGILL Mgmt No vote 1G. ELECTION OF DIRECTOR: SANJAY MEHROTRA Mgmt No vote 1H. ELECTION OF DIRECTOR: STEPHEN D. MILLIGAN Mgmt No vote 1I. ELECTION OF DIRECTOR: PAULA A. PRICE Mgmt No vote 2. TO APPROVE ON AN ADVISORY BASIS THE NAMED Mgmt No vote EXECUTIVE OFFICER COMPENSATION DISCLOSED IN THE PROXY STATEMENT. 3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt No vote THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING JUNE 30, 2017. -------------------------------------------------------------------------------------------------------------------------- WHOLE FOODS MARKET, INC. Agenda Number: 934518501 -------------------------------------------------------------------------------------------------------------------------- Security: 966837106 Meeting Type: Annual Meeting Date: 17-Feb-2017 Ticker: WFM ISIN: US9668371068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: DR. JOHN ELSTROTT Mgmt No vote 1B. ELECTION OF DIRECTOR: MARY ELLEN COE Mgmt No vote 1C. ELECTION OF DIRECTOR: SHAHID (HASS) HASSAN Mgmt No vote 1D. ELECTION OF DIRECTOR: STEPHANIE KUGELMAN Mgmt No vote 1E. ELECTION OF DIRECTOR: JOHN MACKEY Mgmt No vote 1F. ELECTION OF DIRECTOR: WALTER ROBB Mgmt No vote 1G. ELECTION OF DIRECTOR: JONATHAN SEIFFER Mgmt No vote 1H. ELECTION OF DIRECTOR: MORRIS (MO) SIEGEL Mgmt No vote 1I. ELECTION OF DIRECTOR: JONATHAN SOKOLOFF Mgmt No vote 1J. ELECTION OF DIRECTOR: DR. RALPH SORENSON Mgmt No vote 1K. ELECTION OF DIRECTOR: GABRIELLE SULZBERGER Mgmt No vote 1L. ELECTION OF DIRECTOR: WILLIAM (KIP) Mgmt No vote TINDELL, III 2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt No vote OF THE NAMED EXECUTIVE OFFICERS. 3. ADVISORY VOTE ON THE FREQUENCY OF Mgmt No vote SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. 4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt No vote YOUNG LLP AS INDEPENDENT AUDITOR FOR THE COMPANY FOR THE FISCAL YEAR ENDING SEPTEMBER 24, 2017. 5. PROPOSAL ASKING OUR BOARD OF DIRECTORS TO Shr No vote ADOPT REVISIONS TO THE COMPANY'S PROXY ACCESS BYLAW. 6. PROPOSAL ASKING THE COMPANY TO ISSUE A Shr No vote REPORT REGARDING OUR FOOD WASTE EFFORTS. -------------------------------------------------------------------------------------------------------------------------- XILINX, INC. Agenda Number: 934452917 -------------------------------------------------------------------------------------------------------------------------- Security: 983919101 Meeting Type: Annual Meeting Date: 10-Aug-2016 Ticker: XLNX ISIN: US9839191015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: DENNIS SEGERS Mgmt No vote 1B. ELECTION OF DIRECTOR: MOSHE N. GAVRIELOV Mgmt No vote 1C. ELECTION OF DIRECTOR: SAAR GILLAI Mgmt No vote 1D. ELECTION OF DIRECTOR: RONALD S. JANKOV Mgmt No vote 1E. ELECTION OF DIRECTOR: THOMAS H. LEE Mgmt No vote 1F. ELECTION OF DIRECTOR: J. MICHAEL PATTERSON Mgmt No vote 1G. ELECTION OF DIRECTOR: ALBERT A. PIMENTEL Mgmt No vote 1H. ELECTION OF DIRECTOR: MARSHALL C. TURNER Mgmt No vote 1I ELECTION OF DIRECTOR: ELIZABETH W. Mgmt No vote VANDERSLICE 2. PROPOSAL TO APPROVE AMENDMENTS TO THE Mgmt No vote COMPANY'S 2007 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES RESERVED FOR ISSUANCE THEREUNDER BY 2,500,000 SHARES AND TO LIMIT THE AGGREGATE EQUITY AND CASH COMPENSATION FOR EACH NON-EMPLOYEE DIRECTOR TO NO MORE THAN $750,000 PER FISCAL YEAR 3. PROPOSAL TO APPROVE CERTAIN PROVISIONS OF Mgmt No vote THE COMPANY'S 2007 ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) 4. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt No vote THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS 5. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt No vote & YOUNG LLP AS THE COMPANY'S EXTERNAL AUDITORS FOR FISCAL 2017 -------------------------------------------------------------------------------------------------------------------------- YAHOO! INC. Agenda Number: 934616484 -------------------------------------------------------------------------------------------------------------------------- Security: 984332106 Meeting Type: Special Meeting Date: 08-Jun-2017 Ticker: YHOO ISIN: US9843321061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. (A) AUTHORIZATION OF THE SALE TO VERIZON Mgmt No vote COMMUNICATIONS INC. ("VERIZON"), PURSUANT TO THE TERMS AND SUBJECT TO THE CONDITIONS SET FORTH IN THE STOCK PURCHASE AGREEMENT, DATED AS OF JULY 23, 2016, AS AMENDED AS OF FEBRUARY 20, 2017, BETWEEN YAHOO AND VERIZON, OF ALL OF THE OUTSTANDING SHARES OF YAHOO HOLDINGS, INC. ("YAHOO HOLDINGS"), A DELAWARE CORPORATION AND A WHOLLY-OWNED SUBSIDIARY OF YAHOO, AND PRIOR TO THE SALE OF YAHOO HOLDINGS, THE SALE (THE "FOREIGN SALE TRANSACTION") BY YAHOO ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). 2. APPROVAL, ON A NON-BINDING, ADVISORY BASIS, Mgmt No vote OF THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO YAHOO'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE COMPLETION OF THE SALE TRANSACTION. 3. AUTHORIZATION FOR THE BOARD TO POSTPONE OR Mgmt No vote ADJOURN THE SPECIAL MEETING (I) FOR UP TO 10 BUSINESS DAYS TO SOLICIT ADDITIONAL PROXIES FOR THE PURPOSE OF OBTAINING STOCKHOLDER APPROVAL, IF THE BOARD DETERMINES IN GOOD FAITH SUCH POSTPONEMENT OR ADJOURNMENT IS NECESSARY OR ADVISABLE TO OBTAIN STOCKHOLDER APPROVAL, OR (II) TO ALLOW REASONABLE ADDITIONAL TIME FOR THE FILING AND/OR MAILING OF ANY SUPPLEMENTAL OR AMENDED DISCLOSURE WHICH THE BOARD HAS DETERMINED, AFTER CONSULTATION ..(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). USMR -------------------------------------------------------------------------------------------------------------------------- 3M COMPANY Agenda Number: 934547968 -------------------------------------------------------------------------------------------------------------------------- Security: 88579Y101 Meeting Type: Annual Meeting Date: 09-May-2017 Ticker: MMM ISIN: US88579Y1010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: SONDRA L. BARBOUR Mgmt No vote 1B. ELECTION OF DIRECTOR: THOMAS "TONY" K. Mgmt No vote BROWN 1C. ELECTION OF DIRECTOR: VANCE D. COFFMAN Mgmt No vote 1D. ELECTION OF DIRECTOR: DAVID B. DILLON Mgmt No vote 1E. ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt No vote 1F. ELECTION OF DIRECTOR: HERBERT L. HENKEL Mgmt No vote 1G. ELECTION OF DIRECTOR: MUHTAR KENT Mgmt No vote 1H. ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt No vote 1I. ELECTION OF DIRECTOR: GREGORY R. PAGE Mgmt No vote 1J. ELECTION OF DIRECTOR: INGE G. THULIN Mgmt No vote 1K. ELECTION OF DIRECTOR: PATRICIA A. WOERTZ Mgmt No vote 2. TO RATIFY THE APPOINTMENT OF Mgmt No vote PRICEWATERHOUSECOOPERS LLP AS 3M'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 3. ADVISORY APPROVAL OF EXECUTIVE Mgmt No vote COMPENSATION. 4. ADVISORY APPROVAL OF THE FREQUENCY OF Mgmt No vote ADVISORY VOTES ON EXECUTIVE COMPENSATION. 5. STOCKHOLDER PROPOSAL ON IMPLEMENTATION OF Shr No vote HOLY LAND PRINCIPLES. -------------------------------------------------------------------------------------------------------------------------- AGNC INVESTMENT CORP Agenda Number: 934498127 -------------------------------------------------------------------------------------------------------------------------- Security: 00123Q104 Meeting Type: Special Meeting Date: 09-Dec-2016 Ticker: AGNC ISIN: -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. APPROVAL OF THE AGNC INVESTMENT CORP. 2016 Mgmt No vote EQUITY AND INCENTIVE COMPENSATION PLAN. -------------------------------------------------------------------------------------------------------------------------- AGNC INVESTMENT CORP Agenda Number: 934539048 -------------------------------------------------------------------------------------------------------------------------- Security: 00123Q104 Meeting Type: Annual Meeting Date: 20-Apr-2017 Ticker: AGNC ISIN: US00123Q1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 ELECTION OF DIRECTOR: GARY D. KAIN Mgmt No vote 1.2 ELECTION OF DIRECTOR: MORRIS A. DAVIS Mgmt No vote 1.3 ELECTION OF DIRECTOR: LARRY K. HARVEY Mgmt No vote 1.4 ELECTION OF DIRECTOR: PRUE B. LAROCCA Mgmt No vote 1.5 ELECTION OF DIRECTOR: PAUL E. MULLINGS Mgmt No vote 2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt No vote OF OUR NAMED EXECUTIVE OFFICERS. 3. ADVISORY VOTE TO SELECT THE FREQUENCY OF Mgmt No vote FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. 4. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt No vote YOUNG LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANT FOR THE YEAR ENDING DECEMBER 31, 2017. -------------------------------------------------------------------------------------------------------------------------- ALERE INC. Agenda Number: 934500415 -------------------------------------------------------------------------------------------------------------------------- Security: 01449J105 Meeting Type: Annual Meeting Date: 08-Dec-2016 Ticker: ALR ISIN: US01449J1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: GEOFFREY S. GINSBURG Mgmt No vote 1B. ELECTION OF DIRECTOR: CAROL R. GOLDBERG Mgmt No vote 1C. ELECTION OF DIRECTOR: JOHN F. LEVY Mgmt No vote 1D. ELECTION OF DIRECTOR: BRIAN MARKISON Mgmt No vote 1E. ELECTION OF DIRECTOR: NAMAL NAWANA Mgmt No vote 1F. ELECTION OF DIRECTOR: GREGG J. POWERS Mgmt No vote 1G. ELECTION OF DIRECTOR: JOHN A. QUELCH Mgmt No vote 1H. ELECTION OF DIRECTOR: JAMES ROOSEVELT, JR. Mgmt No vote 1I. ELECTION OF DIRECTOR: SIR THOMAS MCKILLOP Mgmt No vote 2. RATIFY THE APPOINTMENT OF Mgmt No vote PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2016. 3. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt No vote EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- ALLIANT ENERGY CORPORATION Agenda Number: 934597747 -------------------------------------------------------------------------------------------------------------------------- Security: 018802108 Meeting Type: Annual Meeting Date: 23-May-2017 Ticker: LNT ISIN: US0188021085 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR PATRICK E. ALLEN Mgmt No vote PATRICIA L. KAMPLING Mgmt No vote SINGLETON B. MCALLISTER Mgmt No vote SUSAN D. WHITING Mgmt No vote 2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt No vote OFFICER COMPENSATION. 3. ADVISORY VOTE ON THE FREQUENCY OF THE Mgmt No vote ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt No vote & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 5. A SHAREOWNER PROPOSAL REQUESTING PERIODIC Shr No vote REPORTS DISCLOSING EXPENDITURES ON POLITICAL ACTIVITIES. -------------------------------------------------------------------------------------------------------------------------- ALLIED WORLD ASSURANCE COMPANY HLDGS, AG Agenda Number: 934534214 -------------------------------------------------------------------------------------------------------------------------- Security: H01531104 Meeting Type: Special Meeting Date: 22-Mar-2017 Ticker: AWH ISIN: CH0121032772 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO AMEND THE ARTICLES OF ASSOCIATION TO Mgmt No vote REMOVE THE LIMITATION ON THE VOTING RIGHTS OF A HOLDER OF 10% OR MORE OF THE COMPANY'S COMMON SHARES. 2. TO APPROVE THE PAYMENT OF A $5.00 SPECIAL Mgmt No vote DIVIDEND AND FORGO THE $0.26 QUARTERLY DIVIDEND. 3. ANY NEW PROPOSALS (IF NO INSTRUCTION OR AN Mgmt No vote UNCLEAR INSTRUCTION IS GIVEN, YOUR VOTE WILL BE IN ACCORDANCE WITH THE RECOMMENDATION OF THE BOARD OF DIRECTORS). -------------------------------------------------------------------------------------------------------------------------- ALLIED WORLD ASSURANCE COMPANY HLDGS, AG Agenda Number: 934641172 -------------------------------------------------------------------------------------------------------------------------- Security: H01531104 Meeting Type: Annual Meeting Date: 21-Jun-2017 Ticker: AWH ISIN: CH0121032772 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt No vote 2018 ANNUAL MEETING: BARBARA T. ALEXANDER 1B. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt No vote 2018 ANNUAL MEETING: SCOTT A. CARMILANI 1C. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt No vote 2018 ANNUAL MEETING: BART FRIEDMAN 1D. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt No vote 2018 ANNUAL MEETING: PATRICIA L. GUINN 1E. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt No vote 2018 ANNUAL MEETING: FIONA E. LUCK 1F. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt No vote 2018 ANNUAL MEETING: PATRICK DE SAINT-AIGNAN 1G. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt No vote 2018 ANNUAL MEETING: ERIC S. SCHWARTZ 1H. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt No vote 2018 ANNUAL MEETING: SAMUEL J. WEINHOFF 2. TO ELECT SCOTT A. CARMILANI AS THE CHAIRMAN Mgmt No vote OF THE BOARD OF DIRECTORS TO SERVE UNTIL THE COMPANY'S ANNUAL SHAREHOLDER MEETING IN 2018. 3A. ELECTION OF MEMBER OF THE COMPENSATION Mgmt No vote COMMITTEE TO SERVE UNTIL THE 2018 ANNUAL MEETING: BARBARA T. ALEXANDER 3B. ELECTION OF MEMBER OF THE COMPENSATION Mgmt No vote COMMITTEE TO SERVE UNTIL THE 2018 ANNUAL MEETING: BART FRIEDMAN 3C. ELECTION OF MEMBER OF THE COMPENSATION Mgmt No vote COMMITTEE TO SERVE UNTIL THE 2018 ANNUAL MEETING: FIONA E. LUCK 3D. ELECTION OF MEMBER OF THE COMPENSATION Mgmt No vote COMMITTEE TO SERVE UNTIL THE 2018 ANNUAL MEETING: PATRICK DE SAINT-AIGNAN 3E. ELECTION OF MEMBER OF THE COMPENSATION Mgmt No vote COMMITTEE TO SERVE UNTIL THE 2018 ANNUAL MEETING: ERIC S. SCHWARTZ 3F. ELECTION OF MEMBER OF THE COMPENSATION Mgmt No vote COMMITTEE TO SERVE UNTIL THE 2018 ANNUAL MEETING: SAMUEL J. WEINHOFF 4. TO ELECT BUIS BUERGI AG AS THE INDEPENDENT Mgmt No vote PROXY TO SERVE UNTIL THE CONCLUSION OF THE COMPANY'S ANNUAL SHAREHOLDER MEETING IN 2018. 5. ADVISORY VOTE ON 2016 NAMED EXECUTIVE Mgmt No vote OFFICER COMPENSATION, AS REQUIRED UNDER U.S. SECURITIES LAWS. 6. ADVISORY VOTE ON THE FREQUENCY OF THE Mgmt No vote SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION, AS REQUIRED UNDER U.S. SECURITIES LAWS. 7. TO APPROVE THE COMPANY'S ANNUAL REPORT AND Mgmt No vote ITS CONSOLIDATED FINANCIAL STATEMENTS AND STATUTORY FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2016. 8. TO APPROVE THE COMPANY'S RETENTION OF Mgmt No vote DISPOSABLE PROFITS. 9. TO ELECT DELOITTE & TOUCHE LLP AS THE Mgmt No vote COMPANY'S INDEPENDENT AUDITOR AND DELOITTE AG AS THE COMPANY'S STATUTORY AUDITOR TO SERVE UNTIL THE COMPANY'S ANNUAL SHAREHOLDER MEETING IN 2018. 10. TO ELECT PRICEWATERHOUSECOOPERS AG AS THE Mgmt No vote COMPANY'S SPECIAL AUDITOR TO SERVE UNTIL THE COMPANY'S ANNUAL SHAREHOLDER MEETING IN 2018. 11. TO APPROVE A DISCHARGE OF THE COMPANY'S Mgmt No vote BOARD OF DIRECTORS AND EXECUTIVE OFFICERS FROM LIABILITIES FOR THEIR ACTIONS DURING THE YEAR ENDED DECEMBER 31, 2016. 12. ANY NEW PROPOSALS: (IF NO INSTRUCTION OR AN Mgmt No vote UNCLEAR INSTRUCTION IS GIVEN, YOUR VOTE WILL BE IN ACCORDANCE WITH THE RECOMMENDATION OF THE BOARD OF DIRECTORS). -------------------------------------------------------------------------------------------------------------------------- ALTRIA GROUP, INC. Agenda Number: 934567097 -------------------------------------------------------------------------------------------------------------------------- Security: 02209S103 Meeting Type: Annual Meeting Date: 18-May-2017 Ticker: MO ISIN: US02209S1033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: GERALD L. BALILES Mgmt No vote 1B. ELECTION OF DIRECTOR: MARTIN J. BARRINGTON Mgmt No vote 1C. ELECTION OF DIRECTOR: JOHN T. CASTEEN III Mgmt No vote 1D. ELECTION OF DIRECTOR: DINYAR S. DEVITRE Mgmt No vote 1E. ELECTION OF DIRECTOR: THOMAS F. FARRELL II Mgmt No vote 1F. ELECTION OF DIRECTOR: DEBRA J. KELLY-ENNIS Mgmt No vote 1G. ELECTION OF DIRECTOR: W. LEO KIELY III Mgmt No vote 1H. ELECTION OF DIRECTOR: KATHRYN B. MCQUADE Mgmt No vote 1I. ELECTION OF DIRECTOR: GEORGE MUNOZ Mgmt No vote 1J. ELECTION OF DIRECTOR: NABIL Y. SAKKAB Mgmt No vote 1K. ELECTION OF DIRECTOR: VIRGINIA E. SHANKS Mgmt No vote 2. RATIFICATION OF THE SELECTION OF Mgmt No vote INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 3. NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt No vote COMPENSATION OF ALTRIA'S NAMED EXECUTIVE OFFICERS 4. NON-BINDING ADVISORY VOTE ON THE FREQUENCY Mgmt No vote OF FUTURE ADVISORY VOTES TO APPROVE THE COMPENSATION OF ALTRIA'S NAMED EXECUTIVE OFFICERS 5. SHAREHOLDER PROPOSAL - ADVERTISING IN Shr No vote MINORITY/ LOW INCOME NEIGHBORHOODS -------------------------------------------------------------------------------------------------------------------------- AMDOCS LIMITED Agenda Number: 934517826 -------------------------------------------------------------------------------------------------------------------------- Security: G02602103 Meeting Type: Annual Meeting Date: 27-Jan-2017 Ticker: DOX ISIN: GB0022569080 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: ROBERT A. MINICUCCI Mgmt No vote 1B. ELECTION OF DIRECTOR: ADRIAN GARDNER Mgmt No vote 1C. ELECTION OF DIRECTOR: JOHN T. MCLENNAN Mgmt No vote 1D. ELECTION OF DIRECTOR: SIMON OLSWANG Mgmt No vote 1E. ELECTION OF DIRECTOR: ZOHAR ZISAPEL Mgmt No vote 1F. ELECTION OF DIRECTOR: JULIAN A. BRODSKY Mgmt No vote 1G. ELECTION OF DIRECTOR: CLAYTON CHRISTENSEN Mgmt No vote 1H. ELECTION OF DIRECTOR: ELI GELMAN Mgmt No vote 1I. ELECTION OF DIRECTOR: JAMES S. KAHAN Mgmt No vote 1J. ELECTION OF DIRECTOR: RICHARD T.C. LEFAVE Mgmt No vote 1K. ELECTION OF DIRECTOR: GIORA YARON Mgmt No vote 2. TO APPROVE AN AMENDMENT OF THE 1998 STOCK Mgmt No vote OPTION AND INCENTIVE ..(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). 3. TO APPROVE AN INCREASE IN THE DIVIDEND RATE Mgmt No vote UNDER OUR QUARTERLY ..(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). 4. TO APPROVE OUR CONSOLIDATED FINANCIAL Mgmt No vote STATEMENTS FOR THE FISCAL ..(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). 5. TO RATIFY AND APPROVE THE APPOINTMENT OF Mgmt No vote ERNST & YOUNG LLP AS ..(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). -------------------------------------------------------------------------------------------------------------------------- AMERISOURCEBERGEN CORPORATION Agenda Number: 934520520 -------------------------------------------------------------------------------------------------------------------------- Security: 03073E105 Meeting Type: Annual Meeting Date: 02-Mar-2017 Ticker: ABC ISIN: US03073E1055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: ORNELLA BARRA Mgmt No vote 1B. ELECTION OF DIRECTOR: STEVEN H. COLLIS Mgmt No vote 1C. ELECTION OF DIRECTOR: DOUGLAS R. CONANT Mgmt No vote 1D. ELECTION OF DIRECTOR: D. MARK DURCAN Mgmt No vote 1E. ELECTION OF DIRECTOR: RICHARD W. GOCHNAUER Mgmt No vote 1F. ELECTION OF DIRECTOR: LON R. GREENBERG Mgmt No vote 1G. ELECTION OF DIRECTOR: JANE E. HENNEY, M.D. Mgmt No vote 1H. ELECTION OF DIRECTOR: KATHLEEN W. HYLE Mgmt No vote 1I. ELECTION OF DIRECTOR: MICHAEL J. LONG Mgmt No vote 1J. ELECTION OF DIRECTOR: HENRY W. MCGEE Mgmt No vote 2. RATIFICATION OF APPOINTMENT OF OUR Mgmt No vote INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. 3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt No vote OF OUR NAMED EXECUTIVE OFFICERS. 4. ADVISORY VOTE ON THE FREQUENCY OF A Mgmt No vote STOCKHOLDER VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 5. APPROVAL OF AN AMENDMENT TO OUR CERTIFICATE Mgmt No vote OF INCORPORATION SO THAT DIRECTORS MAY BE REMOVED WITH OR WITHOUT CAUSE. -------------------------------------------------------------------------------------------------------------------------- ANNALY CAPITAL MANAGEMENT, INC. Agenda Number: 934584500 -------------------------------------------------------------------------------------------------------------------------- Security: 035710409 Meeting Type: Annual Meeting Date: 25-May-2017 Ticker: NLY ISIN: US0357104092 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: FRANCINE J. BOVICH Mgmt No vote 1B. ELECTION OF DIRECTOR: JONATHAN D. GREEN Mgmt No vote 1C. ELECTION OF DIRECTOR: JOHN H. SCHAEFER Mgmt No vote 2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt No vote EXECUTIVE COMPENSATION. 3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt No vote ADVISORY VOTES TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. 4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt No vote YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. -------------------------------------------------------------------------------------------------------------------------- ARAMARK Agenda Number: 934516127 -------------------------------------------------------------------------------------------------------------------------- Security: 03852U106 Meeting Type: Annual Meeting Date: 01-Feb-2017 Ticker: ARMK ISIN: US03852U1060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ERIC J. FOSS Mgmt No vote P.O. BECKERS-VIEUJANT Mgmt No vote LISA G. BISACCIA Mgmt No vote RICHARD DREILING Mgmt No vote IRENE M. ESTEVES Mgmt No vote DANIEL J. HEINRICH Mgmt No vote SANJEEV K. MEHRA Mgmt No vote PATRICIA MORRISON Mgmt No vote JOHN A. QUELCH Mgmt No vote STEPHEN I. SADOVE Mgmt No vote 2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt No vote ARAMARK'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 29, 2017. 3. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt No vote THE COMPENSATION PAID TO THE NAMED EXECUTIVE OFFICERS. 4. TO APPROVE ARAMARK'S AMENDED AND RESTATED Mgmt No vote 2013 STOCK INCENTIVE PLAN. 5. TO APPROVE ARAMARK'S AMENDED AND RESTATED Mgmt No vote SENIOR EXECUTIVE PERFORMANCE BONUS PLAN. -------------------------------------------------------------------------------------------------------------------------- ARCH CAPITAL GROUP LTD. Agenda Number: 934542843 -------------------------------------------------------------------------------------------------------------------------- Security: G0450A105 Meeting Type: Annual Meeting Date: 04-May-2017 Ticker: ACGL ISIN: BMG0450A1053 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A TO ELECT THE NOMINEES LISTED AS CLASS I Mgmt No vote DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS: KEWSONG LEE 1B TO ELECT THE NOMINEES LISTED AS CLASS I Mgmt No vote DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS: LOUIS J. PAGLIA 1C TO ELECT THE NOMINEES LISTED AS CLASS I Mgmt No vote DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS: BRIAN S. POSNER 1D TO ELECT THE NOMINEES LISTED AS CLASS I Mgmt No vote DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS: JOHN D. VOLLARO 2A TO ELECT THE NOMINEES LISTED AS DESIGNATED Mgmt No vote COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: ROBERT APPLEBY 2B TO ELECT THE NOMINEES LISTED AS DESIGNATED Mgmt No vote COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: ANTHONY ASQUITH 2C TO ELECT THE NOMINEES LISTED AS DESIGNATED Mgmt No vote COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: DENNIS R. BRAND 2D TO ELECT THE NOMINEES LISTED AS DESIGNATED Mgmt No vote COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: IAN BRITCHFIELD 2E TO ELECT THE NOMINEES LISTED AS DESIGNATED Mgmt No vote COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: PIERRE-ANDRE CAMPS 2F TO ELECT THE NOMINEES LISTED AS DESIGNATED Mgmt No vote COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: PAUL COLE 2G TO ELECT THE NOMINEES LISTED AS DESIGNATED Mgmt No vote COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: GRAHAM B.R. COLLIS 2H TO ELECT THE NOMINEES LISTED AS DESIGNATED Mgmt No vote COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: MICHAEL CONSTANTINIDES 2I TO ELECT THE NOMINEES LISTED AS DESIGNATED Mgmt No vote COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: STEPHEN J. CURLEY 2J TO ELECT THE NOMINEES LISTED AS DESIGNATED Mgmt No vote COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: NICK DENNISTON 2K TO ELECT THE NOMINEES LISTED AS DESIGNATED Mgmt No vote COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: SEAMUS FEARON 2L TO ELECT THE NOMINEES LISTED AS DESIGNATED Mgmt No vote COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: MICHAEL FEETHAM 2M TO ELECT THE NOMINEES LISTED AS DESIGNATED Mgmt No vote COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: BEAU H. FRANKLIN 2N TO ELECT THE NOMINEES LISTED AS DESIGNATED Mgmt No vote COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: GIULIANO GIOVANNETTI 2O TO ELECT THE NOMINEES LISTED AS DESIGNATED Mgmt No vote COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: MICHAEL HAMMER 2P TO ELECT THE NOMINEES LISTED AS DESIGNATED Mgmt No vote COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: W. PRESTON HUTCHINGS 2Q TO ELECT THE NOMINEES LISTED AS DESIGNATED Mgmt No vote COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: CONSTANTINE IORDANOU 2R TO ELECT THE NOMINEES LISTED AS DESIGNATED Mgmt No vote COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: MICHAEL H. KIER 2S TO ELECT THE NOMINEES LISTED AS DESIGNATED Mgmt No vote COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: JASON KITTINGER 2T TO ELECT THE NOMINEES LISTED AS DESIGNATED Mgmt No vote COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: GERALD KONIG 2U TO ELECT THE NOMINEES LISTED AS DESIGNATED Mgmt No vote COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: MARK D. LYONS 2V TO ELECT THE NOMINEES LISTED AS DESIGNATED Mgmt No vote COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: PATRICK MAILLOUX 2W TO ELECT THE NOMINEES LISTED AS DESIGNATED Mgmt No vote COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: PAUL MARTIN 2X TO ELECT THE NOMINEES LISTED AS DESIGNATED Mgmt No vote COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: ROBERT MCDOWELL 2Y TO ELECT THE NOMINEES LISTED AS DESIGNATED Mgmt No vote COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: DAVID H. MCELROY 2Z TO ELECT THE NOMINEES LISTED AS DESIGNATED Mgmt No vote COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: FRANCOIS MORIN 2AA TO ELECT THE NOMINEES LISTED AS DESIGNATED Mgmt No vote COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: DAVID J. MULHOLLAND 2AB TO ELECT THE NOMINEES LISTED AS DESIGNATED Mgmt No vote COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: MARK NOLAN 2AC TO ELECT THE NOMINEES LISTED AS DESIGNATED Mgmt No vote COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: NICOLAS PAPADOPOULO 2AD TO ELECT THE NOMINEES LISTED AS DESIGNATED Mgmt No vote COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: MICHAEL PRICE 2AE TO ELECT THE NOMINEES LISTED AS DESIGNATED Mgmt No vote COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: ELISABETH QUINN 2AF TO ELECT THE NOMINEES LISTED AS DESIGNATED Mgmt No vote COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: MAAMOUN RAJEH 2AG TO ELECT THE NOMINEES LISTED AS DESIGNATED Mgmt No vote COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: ANDREW T. RIPPERT 2AH TO ELECT THE NOMINEES LISTED AS DESIGNATED Mgmt No vote COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: ARTHUR SCACE 2AI TO ELECT THE NOMINEES LISTED AS DESIGNATED Mgmt No vote COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: SOREN SCHEUER 2AJ TO ELECT THE NOMINEES LISTED AS DESIGNATED Mgmt No vote COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: MATTHEW SHULMAN 2AK TO ELECT THE NOMINEES LISTED AS DESIGNATED Mgmt No vote COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: BUDHI SINGH 2AL TO ELECT THE NOMINEES LISTED AS DESIGNATED Mgmt No vote COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: WILLIAM A. SOARES 2AM TO ELECT THE NOMINEES LISTED AS DESIGNATED Mgmt No vote COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: SCOTT STIRLING 2AN TO ELECT THE NOMINEES LISTED AS DESIGNATED Mgmt No vote COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: HUGH STURGESS 2AO TO ELECT THE NOMINEES LISTED AS DESIGNATED Mgmt No vote COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: ROSS TOTTEN 2AP TO ELECT THE NOMINEES LISTED AS DESIGNATED Mgmt No vote COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: GERALD WOLFE 3 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt No vote THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. 4 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt No vote OFFICER COMPENSATION. 5 ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt No vote FUTURE ADVISORY VOTES ON EXECUTIVE OFFICER COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- ARTHUR J. GALLAGHER & CO. Agenda Number: 934556498 -------------------------------------------------------------------------------------------------------------------------- Security: 363576109 Meeting Type: Annual Meeting Date: 16-May-2017 Ticker: AJG ISIN: US3635761097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: SHERRY S. BARRAT Mgmt No vote 1B. ELECTION OF DIRECTOR: WILLIAM L. BAX Mgmt No vote 1C. ELECTION OF DIRECTOR: D. JOHN COLDMAN Mgmt No vote 1D. ELECTION OF DIRECTOR: FRANK E. ENGLISH, JR. Mgmt No vote 1E. ELECTION OF DIRECTOR: J. PATRICK GALLAGHER, Mgmt No vote JR. 1F. ELECTION OF DIRECTOR: ELBERT O. HAND Mgmt No vote 1G. ELECTION OF DIRECTOR: DAVID S. JOHNSON Mgmt No vote 1H. ELECTION OF DIRECTOR: KAY W. MCCURDY Mgmt No vote 1I. ELECTION OF DIRECTOR: RALPH J. NICOLETTI Mgmt No vote 1J. ELECTION OF DIRECTOR: NORMAN L. ROSENTHAL Mgmt No vote 2. APPROVAL OF THE 2017 LONG-TERM INCENTIVE Mgmt No vote PLAN INCLUDING AUTHORIZED SHARES THEREUNDER AND MATERIAL TERMS OF PERFORMANCE GOALS. 3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt No vote YOUNG LLP AS OUR INDEPENDENT AUDITOR FOR 2017. 4. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt No vote COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 5. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt No vote STOCKHOLDER VOTES TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. -------------------------------------------------------------------------------------------------------------------------- ASSURANT, INC. Agenda Number: 934554824 -------------------------------------------------------------------------------------------------------------------------- Security: 04621X108 Meeting Type: Annual Meeting Date: 11-May-2017 Ticker: AIZ ISIN: US04621X1081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: ELAINE D. ROSEN Mgmt No vote 1B. ELECTION OF DIRECTOR: HOWARD L. CARVER Mgmt No vote 1C. ELECTION OF DIRECTOR: JUAN N. CENTO Mgmt No vote 1D. ELECTION OF DIRECTOR: ALAN B. COLBERG Mgmt No vote 1E. ELECTION OF DIRECTOR: ELYSE DOUGLAS Mgmt No vote 1F. ELECTION OF DIRECTOR: LAWRENCE V. JACKSON Mgmt No vote 1G. ELECTION OF DIRECTOR: CHARLES J. KOCH Mgmt No vote 1H. ELECTION OF DIRECTOR: JEAN-PAUL L. MONTUPET Mgmt No vote 1I. ELECTION OF DIRECTOR: PAUL J. REILLY Mgmt No vote 1J. ELECTION OF DIRECTOR: ROBERT W. STEIN Mgmt No vote 2. RATIFICATION OF THE APPOINTMENT OF Mgmt No vote PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 3. ADVISORY APPROVAL OF THE 2016 COMPENSATION Mgmt No vote OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 4. ADVISORY APPROVAL OF THE FREQUENCY OF Mgmt No vote EXECUTIVE COMPENSATION VOTES. 5. APPROVAL OF THE ASSURANT, INC. 2017 LONG Mgmt No vote TERM EQUITY INCENTIVE PLAN. 6. AMENDMENT OF THE COMPANY'S RESTATED Mgmt No vote CERTIFICATE OF INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING REQUIREMENTS. -------------------------------------------------------------------------------------------------------------------------- AT&T INC. Agenda Number: 934539935 -------------------------------------------------------------------------------------------------------------------------- Security: 00206R102 Meeting Type: Annual Meeting Date: 28-Apr-2017 Ticker: T ISIN: US00206R1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Mgmt No vote 1B. ELECTION OF DIRECTOR: SAMUEL A. DI PIAZZA, Mgmt No vote JR. 1C. ELECTION OF DIRECTOR: RICHARD W. FISHER Mgmt No vote 1D. ELECTION OF DIRECTOR: SCOTT T. FORD Mgmt No vote 1E. ELECTION OF DIRECTOR: GLENN H. HUTCHINS Mgmt No vote 1F. ELECTION OF DIRECTOR: WILLIAM E. KENNARD Mgmt No vote 1G. ELECTION OF DIRECTOR: MICHAEL B. Mgmt No vote MCCALLISTER 1H. ELECTION OF DIRECTOR: BETH E. MOONEY Mgmt No vote 1I. ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt No vote 1J. ELECTION OF DIRECTOR: MATTHEW K. ROSE Mgmt No vote 1K. ELECTION OF DIRECTOR: CYNTHIA B. TAYLOR Mgmt No vote 1L. ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON Mgmt No vote 1M. ELECTION OF DIRECTOR: GEOFFREY Y. YANG Mgmt No vote 2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt No vote AUDITORS. 3. ADVISORY APPROVAL OF EXECUTIVE Mgmt No vote COMPENSATION. 4. ADVISORY APPROVAL OF FREQUENCY OF VOTE ON Mgmt No vote EXECUTIVE COMPENSATION 5. PREPARE POLITICAL SPENDING REPORT. Shr No vote 6. PREPARE LOBBYING REPORT. Shr No vote 7. MODIFY PROXY ACCESS REQUIREMENTS. Shr No vote 8. REDUCE VOTE REQUIRED FOR WRITTEN CONSENT. Shr No vote -------------------------------------------------------------------------------------------------------------------------- AXIS CAPITAL HOLDINGS LIMITED Agenda Number: 934559230 -------------------------------------------------------------------------------------------------------------------------- Security: G0692U109 Meeting Type: Annual Meeting Date: 04-May-2017 Ticker: AXS ISIN: BMG0692U1099 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ROBERT L. FRIEDMAN Mgmt No vote CHERYL-ANN LISTER Mgmt No vote THOMAS C. RAMEY Mgmt No vote WILHELM ZELLER Mgmt No vote 2. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt No vote COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. 3. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt No vote FREQUENCY OF SHAREHOLDER VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. 4. TO APPOINT DELOITTE LTD., HAMILTON, Mgmt No vote BERMUDA, TO ACT AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF AXIS CAPITAL HOLDINGS LIMITED FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017 AND TO AUTHORIZE THE BOARD, ACTING THROUGH THE AUDIT COMMITTEE, TO SET THE FEES FOR THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 5. TO APPROVE THE AXIS CAPITAL HOLDINGS Mgmt No vote LIMITED 2017 LONG-TERM EQUITY COMPENSATION PLAN. -------------------------------------------------------------------------------------------------------------------------- BAXTER INTERNATIONAL INC. Agenda Number: 934548960 -------------------------------------------------------------------------------------------------------------------------- Security: 071813109 Meeting Type: Annual Meeting Date: 02-May-2017 Ticker: BAX ISIN: US0718131099 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JOSE (JOE) ALMEIDA Mgmt No vote 1B. ELECTION OF DIRECTOR: THOMAS F. CHEN Mgmt No vote 1C. ELECTION OF DIRECTOR: JOHN D. FORSYTH Mgmt No vote 1D. ELECTION OF DIRECTOR: MUNIB ISLAM Mgmt No vote 1E. ELECTION OF DIRECTOR: MICHAEL F. MAHONEY Mgmt No vote 1F. ELECTION OF DIRECTOR: CAROLE J. SHAPAZIAN Mgmt No vote 1G. ELECTION OF DIRECTOR: THOMAS T. STALLKAMP Mgmt No vote 1H. ELECTION OF DIRECTOR: ALBERT P.L. STROUCKEN Mgmt No vote 2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt No vote OFFICER COMPENSATION 3. ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Mgmt No vote COMPENSATION ADVISORY VOTES 4. RATIFICATION OF INDEPENDENT REGISTERED Mgmt No vote PUBLIC ACCOUNTING FIRM 5. STOCKHOLDER PROPOSAL - PROXY ACCESS BYLAW Shr No vote AMENDMENT TO INCREASE AGGREGATION CAP -------------------------------------------------------------------------------------------------------------------------- BECTON, DICKINSON AND COMPANY Agenda Number: 934513727 -------------------------------------------------------------------------------------------------------------------------- Security: 075887109 Meeting Type: Annual Meeting Date: 24-Jan-2017 Ticker: BDX ISIN: US0758871091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: BASIL L. ANDERSON Mgmt No vote 1B. ELECTION OF DIRECTOR: CATHERINE M. BURZIK Mgmt No vote 1C. ELECTION OF DIRECTOR: R. ANDREW ECKERT Mgmt No vote 1D. ELECTION OF DIRECTOR: VINCENT A. FORLENZA Mgmt No vote 1E. ELECTION OF DIRECTOR: CLAIRE M. FRASER Mgmt No vote 1F. ELECTION OF DIRECTOR: CHRISTOPHER JONES Mgmt No vote 1G. ELECTION OF DIRECTOR: MARSHALL O. LARSEN Mgmt No vote 1H. ELECTION OF DIRECTOR: GARY A. MECKLENBURG Mgmt No vote 1I. ELECTION OF DIRECTOR: JAMES F. ORR Mgmt No vote 1J. ELECTION OF DIRECTOR: WILLARD J. OVERLOCK, Mgmt No vote JR. 1K. ELECTION OF DIRECTOR: CLAIRE POMEROY Mgmt No vote 1L. ELECTION OF DIRECTOR: REBECCA W. RIMEL Mgmt No vote 1M. ELECTION OF DIRECTOR: BERTRAM L. SCOTT Mgmt No vote 2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt No vote REGISTERED PUBLIC ACCOUNTING FIRM. 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt No vote OFFICER COMPENSATION. 4. ADVISORY VOTE TO APPROVE THE FREQUENCY OF Mgmt No vote NAMED EXECUTIVE OFFICER COMPENSATION ADVISORY VOTES. 5. SHAREHOLDER PROPOSAL REGARDING AN Shr No vote INDEPENDENT BOARD CHAIR. -------------------------------------------------------------------------------------------------------------------------- BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 934547538 -------------------------------------------------------------------------------------------------------------------------- Security: 110122108 Meeting Type: Annual Meeting Date: 02-May-2017 Ticker: BMY ISIN: US1101221083 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: P. J. ARDUINI Mgmt No vote 1B. ELECTION OF DIRECTOR: R. J. BERTOLINI Mgmt No vote 1C. ELECTION OF DIRECTOR: G. CAFORIO, M.D. Mgmt No vote 1D. ELECTION OF DIRECTOR: M. W. EMMENS Mgmt No vote 1E. ELECTION OF DIRECTOR: L. H. GLIMCHER, M.D. Mgmt No vote 1F. ELECTION OF DIRECTOR: M. GROBSTEIN Mgmt No vote 1G. ELECTION OF DIRECTOR: A. J. LACY Mgmt No vote 1H. ELECTION OF DIRECTOR: D. C. PALIWAL Mgmt No vote 1I. ELECTION OF DIRECTOR: T. R. SAMUELS Mgmt No vote 1J. ELECTION OF DIRECTOR: G. L. STORCH Mgmt No vote 1K. ELECTION OF DIRECTOR: V. L. SATO, PH.D. Mgmt No vote 2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt No vote OF OUR NAMED EXECUTIVE OFFICERS. 3. ADVISORY VOTE ON THE FREQUENCY OF THE Mgmt No vote ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 4. RE-APPROVAL OF THE MATERIALS TERMS OF THE Mgmt No vote PERFORMANCE-BASED AWARDS UNDER THE COMPANY'S 2012 STOCK AWARD AND INCENTIVE PLAN (AS AMENDED). 5. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt No vote 2012 STOCK AWARD AND INCENTIVE PLAN. 6. RATIFICATION OF THE APPOINTMENT OF Mgmt No vote INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 7. SHAREHOLDER PROPOSAL TO LOWER THE SHARE Shr No vote OWNERSHIP THRESHOLD TO CALL SPECIAL SHAREHOLDER MEETINGS. -------------------------------------------------------------------------------------------------------------------------- BROCADE COMMUNICATIONS SYSTEMS, INC. Agenda Number: 934532765 -------------------------------------------------------------------------------------------------------------------------- Security: 111621306 Meeting Type: Annual Meeting Date: 11-Apr-2017 Ticker: BRCD ISIN: US1116213067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JUDY BRUNER Mgmt No vote 1B. ELECTION OF DIRECTOR: LLOYD A. CARNEY Mgmt No vote 1C. ELECTION OF DIRECTOR: RENATO A. DIPENTIMA Mgmt No vote 1D. ELECTION OF DIRECTOR: ALAN L. EARHART Mgmt No vote 1E. ELECTION OF DIRECTOR: JOHN W. GERDELMAN Mgmt No vote 1F. ELECTION OF DIRECTOR: KIM C. GOODMAN Mgmt No vote 1G. ELECTION OF DIRECTOR: DAVID L. HOUSE Mgmt No vote 1H. ELECTION OF DIRECTOR: L. WILLIAM KRAUSE Mgmt No vote 1I. ELECTION OF DIRECTOR: DAVID E. ROBERSON Mgmt No vote 1J. ELECTION OF DIRECTOR: SANJAY VASWANI Mgmt No vote 2. NONBINDING ADVISORY VOTE TO APPROVE Mgmt No vote COMPENSATION OF NAMED EXECUTIVE OFFICERS 3. NONBINDING ADVISORY VOTE TO APPROVE THE Mgmt No vote FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION 4. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt No vote OF THE 2009 STOCK PLAN 5. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt No vote AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF BROCADE COMMUNICATIONS SYSTEMS, INC. FOR THE FISCAL YEAR ENDING OCTOBER 28, 2017 -------------------------------------------------------------------------------------------------------------------------- C.H. ROBINSON WORLDWIDE, INC. Agenda Number: 934554836 -------------------------------------------------------------------------------------------------------------------------- Security: 12541W209 Meeting Type: Annual Meeting Date: 11-May-2017 Ticker: CHRW ISIN: US12541W2098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: SCOTT P. ANDERSON Mgmt No vote 1B. ELECTION OF DIRECTOR: ROBERT EZRILOV Mgmt No vote 1C. ELECTION OF DIRECTOR: WAYNE M. FORTUN Mgmt No vote 1D. ELECTION OF DIRECTOR: MARY J.STEELE Mgmt No vote GUILFOILE 1E. ELECTION OF DIRECTOR: JODEE A. KOZLAK Mgmt No vote 1F. ELECTION OF DIRECTOR: BRIAN P. SHORT Mgmt No vote 1G. ELECTION OF DIRECTOR: JAMES B. STAKE Mgmt No vote 1H. ELECTION OF DIRECTOR: JOHN P. WIEHOFF Mgmt No vote 2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt No vote COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 3. TO APPROVE, ON AN ADVISORY BASIS, THAT AN Mgmt No vote ADVISORY VOTE ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS BE CONDUCTED ON AN ANNUAL BASIS. 4. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt No vote TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. 5 REPORT ON THE FEASIBILITY OF GHG DISCLOSURE Shr No vote AND MANAGEMENT -------------------------------------------------------------------------------------------------------------------------- CBOE HOLDINGS INC Agenda Number: 934515175 -------------------------------------------------------------------------------------------------------------------------- Security: 12503M108 Meeting Type: Special Meeting Date: 17-Jan-2017 Ticker: CBOE ISIN: US12503M1080 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE THE ISSUANCE OF SHARES OF CBOE Mgmt No vote HOLDINGS, INC. COMMON STOCK PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED AS OF SEPTEMBER 25, 2016 BY AND AMONG CBOE HOLDINGS, INC., TWO WHOLLY OWNED SUBSIDIARIES OF CBOE HOLDINGS, INC. AND BATS GLOBAL MARKETS, INC. (THE "SHARE ISSUANCE PROPOSAL") 2. TO ADJOURN THE SPECIAL MEETING, IF Mgmt No vote NECESSARY OR APPROPRIATE, INCLUDING TO PERMIT FURTHER SOLICITATION OF PROXIES IN FAVOR OF THE SHARE ISSUANCE PROPOSAL IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE SHARE ISSUANCE PROPOSAL. -------------------------------------------------------------------------------------------------------------------------- CBOE HOLDINGS INC Agenda Number: 934577632 -------------------------------------------------------------------------------------------------------------------------- Security: 12503M108 Meeting Type: Annual Meeting Date: 18-May-2017 Ticker: CBOE ISIN: US12503M1080 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: EDWARD T. TILLY Mgmt No vote 1B. ELECTION OF DIRECTOR: JAMES R. BORIS Mgmt No vote 1C. ELECTION OF DIRECTOR: FRANK E. ENGLISH, JR. Mgmt No vote 1D. ELECTION OF DIRECTOR: WILLIAM M. FARROW III Mgmt No vote 1E. ELECTION OF DIRECTOR: EDWARD J. FITZPATRICK Mgmt No vote 1F. ELECTION OF DIRECTOR: JANET P. FROETSCHER Mgmt No vote 1G. ELECTION OF DIRECTOR: JILL R. GOODMAN Mgmt No vote 1H. ELECTION OF DIRECTOR: CHRISTOPHER T. Mgmt No vote MITCHELL 1I. ELECTION OF DIRECTOR: RODERICK A. PALMORE Mgmt No vote 1J. ELECTION OF DIRECTOR: JOSEPH P. RATTERMAN Mgmt No vote 1K. ELECTION OF DIRECTOR: MICHAEL L. RICHTER Mgmt No vote 1L. ELECTION OF DIRECTOR: SAMUEL K. SKINNER Mgmt No vote 1M. ELECTION OF DIRECTOR: CAROLE E. STONE Mgmt No vote 1N. ELECTION OF DIRECTOR: EUGENE S. SUNSHINE Mgmt No vote 2. ADVISORY PROPOSAL TO APPROVE THE COMPANY'S Mgmt No vote EXECUTIVE COMPENSATION. 3. ADVISORY PROPOSAL TO APPROVE THE FREQUENCY Mgmt No vote OF AN ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION. 4. RATIFICATION OF THE APPOINTMENT OF THE Mgmt No vote INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. -------------------------------------------------------------------------------------------------------------------------- CHURCH & DWIGHT CO., INC. Agenda Number: 934547653 -------------------------------------------------------------------------------------------------------------------------- Security: 171340102 Meeting Type: Annual Meeting Date: 04-May-2017 Ticker: CHD ISIN: US1713401024 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JAMES R. CRAIGIE Mgmt No vote 1B. ELECTION OF DIRECTOR: ROBERT D. LEBLANC Mgmt No vote 1C. ELECTION OF DIRECTOR: JANET S. VERGIS Mgmt No vote 2. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt No vote OUR NAMED EXECUTIVE OFFICERS. 3. AN ADVISORY VOTE TO DETERMINE THE FREQUENCY Mgmt No vote OF THE ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 4. APPROVAL OF OUR SECOND AMENDED AND RESTATED Mgmt No vote ANNUAL INCENTIVE PLAN. 5. PROPOSAL TO AMEND OUR RESTATED CERTIFICATE Mgmt No vote OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 300,000,000 TO 600,000,000 SHARES. 6. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt No vote & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. -------------------------------------------------------------------------------------------------------------------------- CME GROUP INC. Agenda Number: 934588661 -------------------------------------------------------------------------------------------------------------------------- Security: 12572Q105 Meeting Type: Annual Meeting Date: 24-May-2017 Ticker: CME ISIN: US12572Q1058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF EQUITY DIRECTOR: TERRENCE A. Mgmt No vote DUFFY 1B. ELECTION OF EQUITY DIRECTOR: TIMOTHY S. Mgmt No vote BITSBERGER 1C. ELECTION OF EQUITY DIRECTOR: CHARLES P. Mgmt No vote CAREY 1D. ELECTION OF EQUITY DIRECTOR: DENNIS H. Mgmt No vote CHOOKASZIAN 1E. ELECTION OF EQUITY DIRECTOR: ANA DUTRA Mgmt No vote 1F. ELECTION OF EQUITY DIRECTOR: MARTIN J. Mgmt No vote GEPSMAN 1G. ELECTION OF EQUITY DIRECTOR: LARRY G. Mgmt No vote GERDES 1H. ELECTION OF EQUITY DIRECTOR: DANIEL R. Mgmt No vote GLICKMAN 1I. ELECTION OF EQUITY DIRECTOR: LEO MELAMED Mgmt No vote 1J. ELECTION OF EQUITY DIRECTOR: ALEX J. Mgmt No vote POLLOCK 1K. ELECTION OF EQUITY DIRECTOR: JOHN F. Mgmt No vote SANDNER 1L. ELECTION OF EQUITY DIRECTOR: TERRY L. Mgmt No vote SAVAGE 1M. ELECTION OF EQUITY DIRECTOR: WILLIAM R. Mgmt No vote SHEPARD 1N. ELECTION OF EQUITY DIRECTOR: DENNIS A. Mgmt No vote SUSKIND 2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt No vote YOUNG AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. 3. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt No vote NAMED EXECUTIVE OFFICERS. 4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt No vote VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 5. APPROVAL OF THE AMENDED AND RESTATED CME Mgmt No vote GROUP INC. INCENTIVE PLAN FOR OUR NAMED EXECUTIVE OFFICERS. 6. APPROVAL OF THE AMENDED AND RESTATED CME Mgmt No vote GROUP INC. OMNIBUS STOCK PLAN. -------------------------------------------------------------------------------------------------------------------------- CMS ENERGY CORPORATION Agenda Number: 934546221 -------------------------------------------------------------------------------------------------------------------------- Security: 125896100 Meeting Type: Annual Meeting Date: 05-May-2017 Ticker: CMS ISIN: US1258961002 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JON E. BARFIELD Mgmt No vote 1B. ELECTION OF DIRECTOR: DEBORAH H. BUTLER Mgmt No vote 1C. ELECTION OF DIRECTOR: KURT L. DARROW Mgmt No vote 1D. ELECTION OF DIRECTOR: STEPHEN E. EWING Mgmt No vote 1E. ELECTION OF DIRECTOR: WILLIAM D. HARVEY Mgmt No vote 1F. ELECTION OF DIRECTOR: PHILIP R. LOCHNER, Mgmt No vote JR. 1G. ELECTION OF DIRECTOR: PATRICIA K. POPPE Mgmt No vote 1H. ELECTION OF DIRECTOR: JOHN G. RUSSELL Mgmt No vote 1I. ELECTION OF DIRECTOR: MYRNA M. SOTO Mgmt No vote 1J. ELECTION OF DIRECTOR: JOHN G. SZNEWAJS Mgmt No vote 1K. ELECTION OF DIRECTOR: LAURA H. WRIGHT Mgmt No vote 2. ADVISORY VOTE TO APPROVE THE CORPORATION'S Mgmt No vote EXECUTIVE COMPENSATION. 3. ADVISORY VOTE TO DETERMINE THE FREQUENCY OF Mgmt No vote AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. 4. SHAREHOLDER PROPOSAL - POLITICAL Shr No vote CONTRIBUTIONS DISCLOSURE. 5. RATIFICATION OF INDEPENDENT REGISTERED Mgmt No vote PUBLIC ACCOUNTING FIRM (PRICEWATERHOUSECOOPERS LLP). -------------------------------------------------------------------------------------------------------------------------- COLGATE-PALMOLIVE COMPANY Agenda Number: 934556587 -------------------------------------------------------------------------------------------------------------------------- Security: 194162103 Meeting Type: Annual Meeting Date: 12-May-2017 Ticker: CL ISIN: US1941621039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: CHARLES A. BANCROFT Mgmt No vote 1B. ELECTION OF DIRECTOR: JOHN P. BILBREY Mgmt No vote 1C. ELECTION OF DIRECTOR: JOHN T. CAHILL Mgmt No vote 1D. ELECTION OF DIRECTOR: IAN COOK Mgmt No vote 1E. ELECTION OF DIRECTOR: HELENE D. GAYLE Mgmt No vote 1F. ELECTION OF DIRECTOR: ELLEN M. HANCOCK Mgmt No vote 1G. ELECTION OF DIRECTOR: C. MARTIN HARRIS Mgmt No vote 1H. ELECTION OF DIRECTOR: LORRIE M. NORRINGTON Mgmt No vote 1I. ELECTION OF DIRECTOR: MICHAEL B. POLK Mgmt No vote 1J. ELECTION OF DIRECTOR: STEPHEN I. SADOVE Mgmt No vote 2. RATIFY SELECTION OF PRICEWATERHOUSECOOPERS Mgmt No vote LLP AS COLGATE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt No vote 4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt No vote ADVISORY VOTES ON EXECUTIVE COMPENSATION. 5. STOCKHOLDER PROPOSAL ON 15% THRESHOLD TO Shr No vote CALL SPECIAL SHAREOWNER MEETINGS, IF PROPERLY PRESENTED AT THE MEETING. -------------------------------------------------------------------------------------------------------------------------- COMMERCE BANCSHARES, INC. Agenda Number: 934535583 -------------------------------------------------------------------------------------------------------------------------- Security: 200525103 Meeting Type: Annual Meeting Date: 19-Apr-2017 Ticker: CBSH ISIN: US2005251036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JOHN R. CAPPS Mgmt No vote W. THOMAS GRANT, II Mgmt No vote JAMES B. HEBENSTREIT Mgmt No vote DAVID W. KEMPER Mgmt No vote 2. RATIFY KPMG LLP AS THE COMPANY'S Mgmt No vote INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. 3. SAY ON PAY - ADVISORY APPROVAL OF THE Mgmt No vote COMPANY'S EXECUTIVE COMPENSATION. 4. SAY ON FREQUENCY - ADVISORY APPROVAL ON THE Mgmt No vote FREQUENCY OF COMPANY'S EXECUTIVE COMPENSATION VOTE. 5. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt No vote PERFORMANCE GOALS UNDER THE COMPANY'S EQUITY INCENTIVE PLAN FOR PURPOSES OF SECTION 162 (M) OF THE INTERNAL REVENUE CODE. 6. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt No vote PERFORMANCE GOALS UNDER THE COMPANY'S EXECUTIVE INCENTIVE COMPENSATION PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. -------------------------------------------------------------------------------------------------------------------------- CONSOLIDATED EDISON, INC. Agenda Number: 934559848 -------------------------------------------------------------------------------------------------------------------------- Security: 209115104 Meeting Type: Annual Meeting Date: 15-May-2017 Ticker: ED ISIN: US2091151041 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: VINCENT A. CALARCO Mgmt No vote 1B. ELECTION OF DIRECTOR: GEORGE CAMPBELL, JR. Mgmt No vote 1C. ELECTION OF DIRECTOR: MICHAEL J. DEL Mgmt No vote GIUDICE 1D. ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt No vote 1E. ELECTION OF DIRECTOR: JOHN F. KILLIAN Mgmt No vote 1F. ELECTION OF DIRECTOR: JOHN MCAVOY Mgmt No vote 1G. ELECTION OF DIRECTOR: ARMANDO J. OLIVERA Mgmt No vote 1H. ELECTION OF DIRECTOR: MICHAEL W. RANGER Mgmt No vote 1I. ELECTION OF DIRECTOR: LINDA S. SANFORD Mgmt No vote 1J. ELECTION OF DIRECTOR: L. FREDERICK Mgmt No vote SUTHERLAND 2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt No vote ACCOUNTANTS. 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt No vote OFFICER COMPENSATION. 4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt No vote ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- COSTCO WHOLESALE CORPORATION Agenda Number: 934514072 -------------------------------------------------------------------------------------------------------------------------- Security: 22160K105 Meeting Type: Annual Meeting Date: 26-Jan-2017 Ticker: COST ISIN: US22160K1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR SUSAN L. DECKER Mgmt No vote RICHARD A. GALANTI Mgmt No vote JOHN W. MEISENBACH Mgmt No vote CHARLES T. MUNGER Mgmt No vote 2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt No vote AUDITORS. 3. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt No vote EXECUTIVE COMPENSATION. 4. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt No vote FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- CVS HEALTH CORPORATION Agenda Number: 934558707 -------------------------------------------------------------------------------------------------------------------------- Security: 126650100 Meeting Type: Annual Meeting Date: 10-May-2017 Ticker: CVS ISIN: US1266501006 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: RICHARD M. BRACKEN Mgmt No vote 1B. ELECTION OF DIRECTOR: C. DAVID BROWN II Mgmt No vote 1C. ELECTION OF DIRECTOR: ALECIA A. DECOUDREAUX Mgmt No vote 1D. ELECTION OF DIRECTOR: NANCY-ANN M. DEPARLE Mgmt No vote 1E. ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt No vote 1F. ELECTION OF DIRECTOR: ANNE M. FINUCANE Mgmt No vote 1G. ELECTION OF DIRECTOR: LARRY J. MERLO Mgmt No vote 1H. ELECTION OF DIRECTOR: JEAN-PIERRE MILLON Mgmt No vote 1I. ELECTION OF DIRECTOR: MARY L. SCHAPIRO Mgmt No vote 1J. ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt No vote 1K. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt No vote 1L. ELECTION OF DIRECTOR: TONY L. WHITE Mgmt No vote 2. PROPOSAL TO RATIFY INDEPENDENT PUBLIC Mgmt No vote ACCOUNTING FIRM FOR 2017. 3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt No vote APPROVAL OF EXECUTIVE COMPENSATION. 4. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt No vote FREQUENCY OF EXECUTIVE COMPENSATION VOTES. 5. PROPOSAL TO APPROVE THE 2017 INCENTIVE Mgmt No vote COMPENSATION PLAN. 6. STOCKHOLDER PROPOSAL REGARDING THE Shr No vote OWNERSHIP THRESHOLD FOR CALLING SPECIAL MEETINGS OF STOCKHOLDERS. 7. STOCKHOLDER PROPOSAL REGARDING A REPORT ON Shr No vote EXECUTIVE PAY. 8. STOCKHOLDER PROPOSAL REGARDING A REPORT ON Shr No vote RENEWABLE ENERGY TARGETS. -------------------------------------------------------------------------------------------------------------------------- DAVITA,INC. Agenda Number: 934615925 -------------------------------------------------------------------------------------------------------------------------- Security: 23918K108 Meeting Type: Annual Meeting Date: 16-Jun-2017 Ticker: DVA ISIN: US23918K1088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: PAMELA M. ARWAY Mgmt No vote 1B. ELECTION OF DIRECTOR: CHARLES G. BERG Mgmt No vote 1C. ELECTION OF DIRECTOR: CAROL ANTHONY Mgmt No vote DAVIDSON 1D. ELECTION OF DIRECTOR: BARBARA J. DESOER Mgmt No vote 1E. ELECTION OF DIRECTOR: PASCAL DESROCHES Mgmt No vote 1F. ELECTION OF DIRECTOR: PAUL J. DIAZ Mgmt No vote 1G. ELECTION OF DIRECTOR: PETER T. GRAUER Mgmt No vote 1H. ELECTION OF DIRECTOR: JOHN M. NEHRA Mgmt No vote 1I. ELECTION OF DIRECTOR: WILLIAM L. ROPER Mgmt No vote 1J. ELECTION OF DIRECTOR: KENT J. THIRY Mgmt No vote 1K. ELECTION OF DIRECTOR: PHYLLIS R. YALE Mgmt No vote 2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt No vote OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. 3. TO HOLD AN ADVISORY VOTE TO APPROVE Mgmt No vote EXECUTIVE COMPENSATION. 4. TO HOLD AN ADVISORY VOTE ON THE FREQUENCY Mgmt No vote OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- DENTSPLY SIRONA INC. Agenda Number: 934579787 -------------------------------------------------------------------------------------------------------------------------- Security: 24906P109 Meeting Type: Annual Meeting Date: 24-May-2017 Ticker: XRAY ISIN: US24906P1093 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: MICHAEL C. ALFANO Mgmt No vote 1B. ELECTION OF DIRECTOR: DAVID K. BEECKEN Mgmt No vote 1C. ELECTION OF DIRECTOR: ERIC K. BRANDT Mgmt No vote 1D. ELECTION OF DIRECTOR: MICHAEL J. COLEMAN Mgmt No vote 1E. ELECTION OF DIRECTOR: WILLIE A. DEESE Mgmt No vote 1F. ELECTION OF DIRECTOR: THOMAS JETTER Mgmt No vote 1G. ELECTION OF DIRECTOR: ARTHUR D. KOWALOFF Mgmt No vote 1H. ELECTION OF DIRECTOR: HARRY M. JANSEN Mgmt No vote KRAEMER 1I. ELECTION OF DIRECTOR: FRANCIS J. LUNGER Mgmt No vote 1J. ELECTION OF DIRECTOR: JEFFREY T. SLOVIN Mgmt No vote 1K. ELECTION OF DIRECTOR: BRET W. WISE Mgmt No vote 2. TO RATIFY THE APPOINTMENT OF Mgmt No vote PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31,2017 3. TO APPROVE BY ADVISORY VOTE, THE Mgmt No vote COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 4. TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, Mgmt No vote THE FREQUENCY OF VOTING ON EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- DOMINION RESOURCES, INC. Agenda Number: 934559038 -------------------------------------------------------------------------------------------------------------------------- Security: 25746U109 Meeting Type: Annual Meeting Date: 10-May-2017 Ticker: D ISIN: US25746U1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: WILLIAM P. BARR Mgmt No vote 1B. ELECTION OF DIRECTOR: HELEN E. DRAGAS Mgmt No vote 1C. ELECTION OF DIRECTOR: JAMES O. ELLIS, JR. Mgmt No vote 1D. ELECTION OF DIRECTOR: THOMAS F. FARRELL II Mgmt No vote 1E. ELECTION OF DIRECTOR: JOHN W. HARRIS Mgmt No vote 1F. ELECTION OF DIRECTOR: RONALD W. JIBSON Mgmt No vote 1G. ELECTION OF DIRECTOR: MARK J. KINGTON Mgmt No vote 1H. ELECTION OF DIRECTOR: JOSEPH M. RIGBY Mgmt No vote 1I. ELECTION OF DIRECTOR: PAMELA J. ROYAL, M.D. Mgmt No vote 1J. ELECTION OF DIRECTOR: ROBERT H. SPILMAN, Mgmt No vote JR. 1K. ELECTION OF DIRECTOR: SUSAN N. STORY Mgmt No vote 1L. ELECTION OF DIRECTOR: MICHAEL E. SZYMANCZYK Mgmt No vote 2. RATIFICATION OF APPOINTMENT OF THE Mgmt No vote INDEPENDENT AUDITORS FOR 2017 3. ADVISORY VOTE ON APPROVAL OF EXECUTIVE Mgmt No vote COMPENSATION (SAY ON PAY) 4. ADVISORY VOTE ON THE FREQUENCY OF THE SAY Mgmt No vote ON PAY VOTE 5. APPROVAL OF AMENDMENT TO ARTICLES OF Mgmt No vote INCORPORATION TO CHANGE THE COMPANY'S NAME TO DOMINION ENERGY, INC. 6. SHAREHOLDER PROPOSAL REGARDING A REPORT ON Shr No vote LOBBYING 7. SHAREHOLDER PROPOSAL REGARDING THE Shr No vote NOMINATION OF A DIRECTOR WITH ENVIRONMENTAL EXPERTISE 8. SHAREHOLDER PROPOSAL REGARDING AN Shr No vote ASSESSMENT OF THE IMPACT OF PUBLIC POLICIES AND TECHNOLOGICAL ADVANCES CONSISTENT WITH LIMITING GLOBAL WARMING 9. SHAREHOLDER PROPOSAL REGARDING A REPORT ON Shr No vote METHANE EMISSIONS -------------------------------------------------------------------------------------------------------------------------- DOMINO'S PIZZA, INC. Agenda Number: 934542033 -------------------------------------------------------------------------------------------------------------------------- Security: 25754A201 Meeting Type: Annual Meeting Date: 25-Apr-2017 Ticker: DPZ ISIN: US25754A2015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR DAVID A. BRANDON Mgmt No vote C. ANDREW BALLARD Mgmt No vote ANDREW B. BALSON Mgmt No vote DIANA F. CANTOR Mgmt No vote J. PATRICK DOYLE Mgmt No vote RICHARD L. FEDERICO Mgmt No vote JAMES A. GOLDMAN Mgmt No vote GREGORY A. TROJAN Mgmt No vote 2. RATIFICATION OF THE SELECTION OF Mgmt No vote PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE COMPANY FOR THE 2017 FISCAL YEAR. 3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt No vote OF THE NAMED EXECUTIVE OFFICERS OF THE COMPANY. 4. ADVISORY VOTE TO RECOMMEND THE FREQUENCY OF Mgmt No vote FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF THE COMPANY. 5. SHAREHOLDER PROPOSAL REGARDING Shr No vote DEFORESTATION. -------------------------------------------------------------------------------------------------------------------------- DR PEPPER SNAPPLE GROUP, INC. Agenda Number: 934558454 -------------------------------------------------------------------------------------------------------------------------- Security: 26138E109 Meeting Type: Annual Meeting Date: 18-May-2017 Ticker: DPS ISIN: US26138E1091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: DAVID E. ALEXANDER Mgmt No vote 1B. ELECTION OF DIRECTOR: ANTONIO CARRILLO Mgmt No vote 1C. ELECTION OF DIRECTOR: JOSE M. GUTIERREZ Mgmt No vote 1D. ELECTION OF DIRECTOR: PAMELA H. PATSLEY Mgmt No vote 1E. ELECTION OF DIRECTOR: RONALD G. ROGERS Mgmt No vote 1F. ELECTION OF DIRECTOR: WAYNE R. SANDERS Mgmt No vote 1G. ELECTION OF DIRECTOR: DUNIA A. SHIVE Mgmt No vote 1H. ELECTION OF DIRECTOR: M. ANNE SZOSTAK Mgmt No vote 1I. ELECTION OF DIRECTOR: LARRY D. YOUNG Mgmt No vote 2. TO RATIFY APPOINTMENT OF DELOITTE & TOUCHE Mgmt No vote LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. 3. TO APPROVE AN ADVISORY RESOLUTION REGARDING Mgmt No vote THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN PROXY STATEMENT. 4. TO VOTE, ON NON-BINDING ADVISORY BASIS, ON Mgmt No vote FREQUENCY OF THE ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 5. TO CONSIDER AND ACT UPON A STOCKHOLDER Shr No vote PROPOSAL REQUESTING THE COMPANY TO PUBLICLY REPORT ON STRATEGIES AND/OR POLICY OPTIONS TO PROTECT PUBLIC HEALTH AND POLLINATORS THROUGH REDUCED PESTICIDE USAGE IN THE COMPANY'S SUPPLY CHAIN. -------------------------------------------------------------------------------------------------------------------------- DTE ENERGY COMPANY Agenda Number: 934542653 -------------------------------------------------------------------------------------------------------------------------- Security: 233331107 Meeting Type: Annual Meeting Date: 04-May-2017 Ticker: DTE ISIN: US2333311072 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR GERARD M. ANDERSON Mgmt No vote DAVID A. BRANDON Mgmt No vote W. FRANK FOUNTAIN, JR. Mgmt No vote CHARLES G. MCCLURE, JR. Mgmt No vote GAIL J. MCGOVERN Mgmt No vote MARK A. MURRAY Mgmt No vote JAMES B. NICHOLSON Mgmt No vote CHARLES W. PRYOR, JR. Mgmt No vote JOSUE ROBLES, JR. Mgmt No vote RUTH G. SHAW Mgmt No vote DAVID A. THOMAS Mgmt No vote JAMES H. VANDENBERGHE Mgmt No vote 2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt No vote REGISTERED PUBLIC ACCOUNTING FIRM PRICEWATERHOUSECOOPERS LLP 3. ADVISORY PROPOSAL - NONBINDING VOTE TO Mgmt No vote APPROVE EXECUTIVE COMPENSATION 4. ADVISORY PROPOSAL - FREQUENCY OF ADVISORY Mgmt No vote VOTES TO APPROVE EXECUTIVE COMPENSATION 5. SHAREHOLDER PROPOSAL - PUBLISH AN Shr No vote ASSESSMENT OF PUBLIC POLICIES AND TECHNOLOGICAL ADVANCES CONSISTENT WITH TWO DEGREE GLOBAL WARMING LIMIT -------------------------------------------------------------------------------------------------------------------------- DUKE ENERGY CORPORATION Agenda Number: 934544102 -------------------------------------------------------------------------------------------------------------------------- Security: 26441C204 Meeting Type: Annual Meeting Date: 04-May-2017 Ticker: DUK ISIN: US26441C2044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MICHAEL J. ANGELAKIS Mgmt No vote MICHAEL G. BROWNING Mgmt No vote THEODORE F. CRAVER, JR. Mgmt No vote DANIEL R. DIMICCO Mgmt No vote JOHN H. FORSGREN Mgmt No vote LYNN J. GOOD Mgmt No vote JOHN T. HERRON Mgmt No vote JAMES B. HYLER, JR. Mgmt No vote WILLIAM E. KENNARD Mgmt No vote E. MARIE MCKEE Mgmt No vote CHARLES W. MOORMAN IV Mgmt No vote CARLOS A. SALADRIGAS Mgmt No vote THOMAS E. SKAINS Mgmt No vote WILLIAM E. WEBSTER, JR. Mgmt No vote 2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt No vote DUKE ENERGY CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 3. ADVISORY VOTE TO APPROVE DUKE ENERGY Mgmt No vote CORPORATION'S NAMED EXECUTIVE OFFICER COMPENSATION 4. ADVISORY VOTE ON THE FREQUENCY OF THE VOTE Mgmt No vote ON EXECUTIVE COMPENSATION 5. AMENDMENT TO THE AMENDED AND RESTATED Mgmt No vote CERTIFICATE OF INCORPORATION OF DUKE ENERGY CORPORATION TO ELIMINATE SUPERMAJORITY VOTING REQUIREMENTS 6. SHAREHOLDER PROPOSAL REGARDING PROVIDING AN Shr No vote ANNUAL REPORT ON DUKE ENERGY'S LOBBYING EXPENSES 7. SHAREHOLDER PROPOSAL REGARDING PREPARING AN Shr No vote ASSESSMENT OF THE IMPACTS ON DUKE ENERGY'S PORTFOLIO OF CLIMATE CHANGE CONSISTENT WITH A TWO DEGREE SCENARIO 8. SHAREHOLDER PROPOSAL REGARDING PROVIDING A Shr No vote REPORT ON THE PUBLIC HEALTH RISKS OF DUKE ENERGY'S COAL USE -------------------------------------------------------------------------------------------------------------------------- DUNKIN' BRANDS GROUP, INC Agenda Number: 934551664 -------------------------------------------------------------------------------------------------------------------------- Security: 265504100 Meeting Type: Annual Meeting Date: 10-May-2017 Ticker: DNKN ISIN: US2655041000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR IRENE CHANG BRITT Mgmt No vote MICHAEL HINES Mgmt No vote 2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt No vote COMPENSATION PAID BY DUNKIN' BRANDS TO ITS NAMED EXECUTIVE OFFICERS 3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt No vote DUNKIN' BRANDS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR ENDING DECEMBER 30, 2017 4. SHAREHOLDER PROPOSAL REGARDING A REPORT ON Shr No vote THE ENVIRONMENTAL IMPACT OF K-CUP PODS BRAND PACKAGING -------------------------------------------------------------------------------------------------------------------------- EDISON INTERNATIONAL Agenda Number: 934542665 -------------------------------------------------------------------------------------------------------------------------- Security: 281020107 Meeting Type: Annual Meeting Date: 27-Apr-2017 Ticker: EIX ISIN: US2810201077 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 ELECTION OF DIRECTOR: VANESSA C.L. CHANG Mgmt No vote 1.2 ELECTION OF DIRECTOR: LOUIS HERNANDEZ, JR. Mgmt No vote 1.3 ELECTION OF DIRECTOR: JAMES T. MORRIS Mgmt No vote 1.4 ELECTION OF DIRECTOR: PEDRO J. PIZARRO Mgmt No vote 1.5 ELECTION OF DIRECTOR: LINDA G. STUNTZ Mgmt No vote 1.6 ELECTION OF DIRECTOR: WILLIAM P. SULLIVAN Mgmt No vote 1.7 ELECTION OF DIRECTOR: ELLEN O. TAUSCHER Mgmt No vote 1.8 ELECTION OF DIRECTOR: PETER J. TAYLOR Mgmt No vote 1.9 ELECTION OF DIRECTOR: BRETT WHITE Mgmt No vote 2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt No vote INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 3. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt No vote EXECUTIVE COMPENSATION 4. ADVISORY VOTE ON THE FREQUENCY OF Mgmt No vote SAY-ON-PAY VOTES 5. SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER Shr No vote PROXY ACCESS REFORM -------------------------------------------------------------------------------------------------------------------------- ELI LILLY AND COMPANY Agenda Number: 934535494 -------------------------------------------------------------------------------------------------------------------------- Security: 532457108 Meeting Type: Annual Meeting Date: 01-May-2017 Ticker: LLY ISIN: US5324571083 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: M. L. ESKEW Mgmt No vote 1B. ELECTION OF DIRECTOR: W. G. KAELIN, JR. Mgmt No vote 1C. ELECTION OF DIRECTOR: J. C. LECHLEITER Mgmt No vote 1D. ELECTION OF DIRECTOR: D. A. RICKS Mgmt No vote 1E. ELECTION OF DIRECTOR: M. S. RUNGE Mgmt No vote 2. ADVISORY VOTE ON COMPENSATION PAID TO THE Mgmt No vote COMPANY'S NAMED EXECUTIVE OFFICERS. 3. ADVISORY VOTE REGARDING THE FREQUENCY OF Mgmt No vote ADVISORY VOTES ON COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. 4. RATIFICATION OF THE APPOINTMENT BY THE Mgmt No vote AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITOR FOR 2017. 5. APPROVE AMENDMENT TO THE LILLY DIRECTORS' Mgmt No vote DEFERRAL PLAN. 6. CONSIDERATION OF A SHAREHOLDER PROPOSAL Shr No vote SEEKING A REPORT REGARDING DIRECT AND INDIRECT POLITICAL CONTRIBUTIONS. -------------------------------------------------------------------------------------------------------------------------- ENDURANCE SPECIALTY HOLDINGS LTD. Agenda Number: 934519565 -------------------------------------------------------------------------------------------------------------------------- Security: G30397106 Meeting Type: Special Meeting Date: 27-Jan-2017 Ticker: ENH ISIN: BMG303971060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. PROPOSALS TO APPROVE THE AGREEMENT AND PLAN Mgmt No vote OF MERGER, DATED AS OF OCTOBER 5, 2016, BY AND AMONG ENDURANCE SPECIALTY HOLDINGS LTD., SOMPO HOLDINGS, INC. AND VOLCANO INTERNATIONAL LIMITED, THE STATUTORY MERGER AGREEMENT REQUIRED IN ACCORDANCE WITH SECTION 105 OF THE BERMUDA COMPANIES ACT 1981, AS AMENDED, AND THE MERGER OF VOLCANO WITH AND INTO ENDURANCE 2. PROPOSAL ON AN ADVISORY (NON-BINDING) Mgmt No vote BASIS, TO APPROVE THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO ENDURANCE'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER REFERRED TO IN PROPOSAL 1 3. PROPOSAL TO APPROVE AN ADJOURNMENT OF THE Mgmt No vote SPECIAL GENERAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES, IN THE EVENT THAT THERE ARE INSUFFICIENT VOTES TO APPROVE PROPOSAL 1 AT THE SPECIAL GENERAL MEETING -------------------------------------------------------------------------------------------------------------------------- ENTERGY CORPORATION Agenda Number: 934547475 -------------------------------------------------------------------------------------------------------------------------- Security: 29364G103 Meeting Type: Annual Meeting Date: 05-May-2017 Ticker: ETR ISIN: US29364G1031 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: M. S. BATEMAN Mgmt No vote 1B. ELECTION OF DIRECTOR: P. J. CONDON Mgmt No vote 1C. ELECTION OF DIRECTOR: L. P. DENAULT Mgmt No vote 1D. ELECTION OF DIRECTOR: K. H. DONALD Mgmt No vote 1E. ELECTION OF DIRECTOR: P. L. FREDERICKSON Mgmt No vote 1F. ELECTION OF DIRECTOR: A. M. HERMAN Mgmt No vote 1G. ELECTION OF DIRECTOR: D. C. HINTZ Mgmt No vote 1H. ELECTION OF DIRECTOR: S. L. LEVENICK Mgmt No vote 1I. ELECTION OF DIRECTOR: B. L. LINCOLN Mgmt No vote 1J. ELECTION OF DIRECTOR: K. A. PUCKETT Mgmt No vote 1K. ELECTION OF DIRECTOR: W. J. TAUZIN Mgmt No vote 2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt No vote OFFICER COMPENSATION. 3. RECOMMEND THE FREQUENCY OF ADVISORY VOTES Mgmt No vote ON EXECUTIVE OFFICER COMPENSATION. 4. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt No vote TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2017. 5. SHAREHOLDER PROPOSAL REGARDING REPORT ON Shr No vote DISTRIBUTED RENEWABLE GENERATION RESOURCES. -------------------------------------------------------------------------------------------------------------------------- EVEREST RE GROUP, LTD. Agenda Number: 934593307 -------------------------------------------------------------------------------------------------------------------------- Security: G3223R108 Meeting Type: Annual Meeting Date: 17-May-2017 Ticker: RE ISIN: BMG3223R1088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 ELECTION OF DIRECTOR: DOMINIC J. ADDESSO Mgmt No vote 1.2 ELECTION OF DIRECTOR: JOHN J. AMORE Mgmt No vote 1.3 ELECTION OF DIRECTOR: WILLIAM F. GALTNEY, Mgmt No vote JR. 1.4 ELECTION OF DIRECTOR: JOHN A. GRAF Mgmt No vote 1.5 ELECTION OF DIRECTOR: GERRI LOSQUADRO Mgmt No vote 1.6 ELECTION OF DIRECTOR: ROGER M. SINGER Mgmt No vote 1.7 ELECTION OF DIRECTOR: JOSEPH V. TARANTO Mgmt No vote 1.8 ELECTION OF DIRECTOR: JOHN A. WEBER Mgmt No vote 2. TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt No vote THE COMPANY'S REGISTERED PUBLIC ACCOUNTING FIRM TO ACT AS THE COMPANY'S AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2017 AND AUTHORIZE THE BOARD OF DIRECTORS, ACTING BY THE AUDIT COMMITTEE, TO SET THE FEES FOR THE REGISTERED PUBLIC ACCOUNTING FIRM. 3. ADVISORY VOTE TO APPROVE 2016 EXECUTIVE Mgmt No vote COMPENSATION. 4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt No vote ADVISORY VOTES ON EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- EVERSOURCE ENERGY Agenda Number: 934545558 -------------------------------------------------------------------------------------------------------------------------- Security: 30040W108 Meeting Type: Annual Meeting Date: 03-May-2017 Ticker: ES ISIN: US30040W1080 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 ELECTION OF DIRECTOR: JOHN S. CLARKESON Mgmt No vote 02 ELECTION OF DIRECTOR: COTTON M. CLEVELAND Mgmt No vote 03 ELECTION OF DIRECTOR: SANFORD CLOUD, JR. Mgmt No vote 04 ELECTION OF DIRECTOR: JAMES S. DISTASIO Mgmt No vote 05 ELECTION OF DIRECTOR: FRANCIS A. DOYLE Mgmt No vote 06 ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt No vote 07 ELECTION OF DIRECTOR: JAMES J. JUDGE Mgmt No vote 08 ELECTION OF DIRECTOR: PAUL A. LA CAMERA Mgmt No vote 09 ELECTION OF DIRECTOR: KENNETH R. LEIBLER Mgmt No vote 10 ELECTION OF DIRECTOR: WILLIAM C. VAN FAASEN Mgmt No vote 11 ELECTION OF DIRECTOR: FREDERICA M. WILLIAMS Mgmt No vote 12 ELECTION OF DIRECTOR: DENNIS R. WRAASE Mgmt No vote 2. APPROVE PROPOSED AMENDMENT TO THE COMPANY'S Mgmt No vote DECLARATION OF TRUST TO INCLUDE A PROXY ACCESS PROVISION. 3. CONSIDER AN ADVISORY PROPOSAL APPROVING THE Mgmt No vote COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 4. CONSIDER AN ADVISORY PROPOSAL ON THE Mgmt No vote FREQUENCY OF FUTURE ADVISORY PROPOSALS ON EXECUTIVE COMPENSATION. 5. RE-APPROVE THE MATERIAL TERMS OF THE Mgmt No vote PERFORMANCE GOALS UNDER THE 2009 EVERSOURCE INCENTIVE PLAN AS REQUIRED BY SECTION 162(M) OF THE INTERNAL REVENUE CODE. 6. RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt No vote LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. -------------------------------------------------------------------------------------------------------------------------- EXPEDITORS INT'L OF WASHINGTON, INC. Agenda Number: 934546081 -------------------------------------------------------------------------------------------------------------------------- Security: 302130109 Meeting Type: Annual Meeting Date: 02-May-2017 Ticker: EXPD ISIN: US3021301094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: ROBERT R. WRIGHT Mgmt No vote 1B. ELECTION OF DIRECTOR: GLENN M. ALGER Mgmt No vote 1C. ELECTION OF DIRECTOR: JAMES M. DUBOIS Mgmt No vote 1D. ELECTION OF DIRECTOR: MARK A. EMMERT Mgmt No vote 1E. ELECTION OF DIRECTOR: DIANE H. GULYAS Mgmt No vote 1F. ELECTION OF DIRECTOR: DAN P. KOURKOUMELIS Mgmt No vote 1G. ELECTION OF DIRECTOR: RICHARD B. MCCUNE Mgmt No vote 1H. ELECTION OF DIRECTOR: ALAIN MONIE Mgmt No vote 1I. ELECTION OF DIRECTOR: JEFFREY S. MUSSER Mgmt No vote 1J. ELECTION OF DIRECTOR: LIANE J. PELLETIER Mgmt No vote 1K. ELECTION OF DIRECTOR: TAY YOSHITANI Mgmt No vote 2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt No vote OFFICER COMPENSATION 3. APPROVE THE FREQUENCY OF ADVISORY VOTES ON Mgmt No vote EXECUTIVE COMPENSATION 4. APPROVE 2017 OMNIBUS INCENTIVE PLAN Mgmt No vote 5. RATIFICATION OF INDEPENDENT REGISTERED Mgmt No vote PUBLIC ACCOUNTING FIRM 6. SHAREHOLDER PROPOSAL: LINK EXECUTIVE Shr No vote COMPENSATION TO SUSTAINABILITY PERFORMANCE -------------------------------------------------------------------------------------------------------------------------- EXPRESS SCRIPTS HOLDING COMPANY Agenda Number: 934549316 -------------------------------------------------------------------------------------------------------------------------- Security: 30219G108 Meeting Type: Annual Meeting Date: 11-May-2017 Ticker: ESRX ISIN: US30219G1085 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: MAURA C. BREEN Mgmt No vote 1B. ELECTION OF DIRECTOR: WILLIAM J. DELANEY Mgmt No vote 1C. ELECTION OF DIRECTOR: ELDER GRANGER, MD, Mgmt No vote MG, USA (RETIRED) 1D. ELECTION OF DIRECTOR: NICHOLAS J. LAHOWCHIC Mgmt No vote 1E. ELECTION OF DIRECTOR: THOMAS P. MAC MAHON Mgmt No vote 1F. ELECTION OF DIRECTOR: FRANK MERGENTHALER Mgmt No vote 1G. ELECTION OF DIRECTOR: WOODROW A. MYERS, Mgmt No vote JR., MD 1H. ELECTION OF DIRECTOR: RODERICK A. PALMORE Mgmt No vote 1I. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt No vote 1J. ELECTION OF DIRECTOR: WILLIAM L. ROPER, MD, Mgmt No vote MPH 1K. ELECTION OF DIRECTOR: SEYMOUR STERNBERG Mgmt No vote 1L. ELECTION OF DIRECTOR: TIMOTHY WENTWORTH Mgmt No vote 2. TO RATIFY THE APPOINTMENT OF Mgmt No vote PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2017. 3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt No vote COMPENSATION. 4. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt No vote FREQUENCY OF EXECUTIVE COMPENSATION VOTES. 5. STOCKHOLDER PROPOSAL REQUESTING THE BOARD Shr No vote ADOPT A POLICY AND AMEND THE COMPANY'S GOVERNANCE DOCUMENTS, AS NECESSARY, TO REQUIRE THE CHAIRMAN OF THE BOARD, WHENEVER POSSIBLE, TO BE AN INDEPENDENT MEMBER OF THE BOARD. 6. STOCKHOLDER PROPOSAL REQUESTING THE COMPANY Shr No vote TO REPORT ANNUALLY TO THE BOARD AND STOCKHOLDERS, IDENTIFYING WHETHER THERE EXISTS A GENDER PAY-GAP AMONG THE COMPANY'S EMPLOYEES, AND IF SO, THE MEASURES BEING TAKEN TO ELIMINATE ANY SUCH PAY DISPARITIES AND TO FACILITATE AN ENVIRONMENT THAT PROMOTES OPPORTUNITIES FOR EQUAL ADVANCEMENT OF WOMEN. -------------------------------------------------------------------------------------------------------------------------- EXXON MOBIL CORPORATION Agenda Number: 934588673 -------------------------------------------------------------------------------------------------------------------------- Security: 30231G102 Meeting Type: Annual Meeting Date: 31-May-2017 Ticker: XOM ISIN: US30231G1022 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR SUSAN K. AVERY Mgmt No vote MICHAEL J. BOSKIN Mgmt No vote ANGELA F. BRALY Mgmt No vote URSULA M. BURNS Mgmt No vote HENRIETTA H. FORE Mgmt No vote KENNETH C. FRAZIER Mgmt No vote DOUGLAS R. OBERHELMAN Mgmt No vote SAMUEL J. PALMISANO Mgmt No vote STEVEN S REINEMUND Mgmt No vote WILLIAM C. WELDON Mgmt No vote DARREN W. WOODS Mgmt No vote 2. RATIFICATION OF INDEPENDENT AUDITORS (PAGE Mgmt No vote 24) 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt No vote COMPENSATION (PAGE 25) 4. FREQUENCY OF ADVISORY VOTE ON EXECUTIVE Mgmt No vote COMPENSATION (PAGE 25) 5. INDEPENDENT CHAIRMAN (PAGE 53) Shr No vote 6. MAJORITY VOTE FOR DIRECTORS (PAGE 54) Shr No vote 7. SPECIAL SHAREHOLDER MEETINGS (PAGE 55) Shr No vote 8. RESTRICT PRECATORY PROPOSALS (PAGE 56) Shr No vote 9. REPORT ON COMPENSATION FOR WOMEN (PAGE 57) Shr No vote 10. REPORT ON LOBBYING (PAGE 59) Shr No vote 11. INCREASE CAPITAL DISTRIBUTIONS IN LIEU OF Shr No vote INVESTMENT (PAGE 60) 12. REPORT ON IMPACTS OF CLIMATE CHANGE Shr No vote POLICIES (PAGE 62) 13. REPORT ON METHANE EMISSIONS (PAGE 64) Shr No vote -------------------------------------------------------------------------------------------------------------------------- FOOT LOCKER, INC. Agenda Number: 934566538 -------------------------------------------------------------------------------------------------------------------------- Security: 344849104 Meeting Type: Annual Meeting Date: 17-May-2017 Ticker: FL ISIN: US3448491049 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: MAXINE CLARK Mgmt No vote 1B. ELECTION OF DIRECTOR: ALAN D. FELDMAN Mgmt No vote 1C. ELECTION OF DIRECTOR: JAROBIN GILBERT, JR. Mgmt No vote 1D. ELECTION OF DIRECTOR: RICHARD A. JOHNSON Mgmt No vote 1E. ELECTION OF DIRECTOR: GUILLERMO G. MARMOL Mgmt No vote 1F. ELECTION OF DIRECTOR: MATTHEW M. MCKENNA Mgmt No vote 1G. ELECTION OF DIRECTOR: STEVEN OAKLAND Mgmt No vote 1H. ELECTION OF DIRECTOR: ULICE PAYNE, JR. Mgmt No vote 1I. ELECTION OF DIRECTOR: CHERYL NIDO TURPIN Mgmt No vote 1J. ELECTION OF DIRECTOR: KIMBERLY UNDERHILL Mgmt No vote 1K. ELECTION OF DIRECTOR: DONA D. YOUNG Mgmt No vote 2. RATIFICATION OF THE APPOINTMENT OF Mgmt No vote INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 3. APPROVAL OF AN AMENDMENT TO THE BY-LAWS TO Mgmt No vote ADOPT MAJORITY VOTING IN UNCONTESTED ELECTIONS OF DIRECTORS. 4. APPROVAL OF AN AMENDMENT TO THE FOOT LOCKER Mgmt No vote ANNUAL INCENTIVE COMPENSATION PLAN, AS AMENDED AND RESTATED. 5. ADVISORY APPROVAL OF THE COMPANY'S Mgmt No vote EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- GREAT PLAINS ENERGY INCORPORATED Agenda Number: 934547499 -------------------------------------------------------------------------------------------------------------------------- Security: 391164100 Meeting Type: Annual Meeting Date: 02-May-2017 Ticker: GXP ISIN: US3911641005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR TERRY BASSHAM Mgmt No vote DAVID L. BODDE Mgmt No vote RANDALL C. FERGUSON, JR Mgmt No vote GARY D. FORSEE Mgmt No vote SCOTT D. GRIMES Mgmt No vote THOMAS D. HYDE Mgmt No vote ANN D. MURTLOW Mgmt No vote SANDRA J. PRICE Mgmt No vote JOHN J. SHERMAN Mgmt No vote 2. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt No vote BASIS, THE 2016 COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 3. TO RECOMMEND, ON A NON-BINDING ADVISORY Mgmt No vote BASIS, THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. 4. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt No vote TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. 5. SHAREHOLDER PROPOSAL REQUESTING THE COMPANY Shr No vote PREPARE A REPORT ANALYZING PROFIT POTENTIAL FOR SHAREHOLDERS BASED ON RENEWABLE ENERGY METRICS, IF PRESENTED AT THE MEETING BY THE PROPONENTS. 6. SHAREHOLDER PROPOSAL REQUESTING THE COMPANY Shr No vote REPORT MONETARY AND NON-MONETARY EXPENDITURES ON POLITICAL ACTIVITIES, IF PRESENTED AT THE MEETING BY THE PROPONENTS. -------------------------------------------------------------------------------------------------------------------------- HAWAIIAN ELECTRIC INDUSTRIES, INC. Agenda Number: 934549152 -------------------------------------------------------------------------------------------------------------------------- Security: 419870100 Meeting Type: Annual Meeting Date: 05-May-2017 Ticker: HE ISIN: US4198701009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR PEGGY Y. FOWLER* Mgmt No vote KEITH P. RUSSELL* Mgmt No vote BARRY K. TANIGUCHI* Mgmt No vote RICHARD J. DAHL# Mgmt No vote 2. ADVISORY VOTE TO APPROVE HEI'S EXECUTIVE Mgmt No vote COMPENSATION 3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt No vote ADVISORY VOTES ON HEI'S EXECUTIVE COMPENSATION 4. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt No vote LLP AS HEI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 -------------------------------------------------------------------------------------------------------------------------- HEALTHSOUTH CORPORATION Agenda Number: 934550054 -------------------------------------------------------------------------------------------------------------------------- Security: 421924309 Meeting Type: Annual Meeting Date: 04-May-2017 Ticker: HLS ISIN: US4219243098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JOHN W. CHIDSEY Mgmt No vote DONALD L. CORRELL Mgmt No vote YVONNE M. CURL Mgmt No vote CHARLES M. ELSON Mgmt No vote JOAN E. HERMAN Mgmt No vote LEO I. HIGDON, JR. Mgmt No vote LESLYE G. KATZ Mgmt No vote JOHN E. MAUPIN, JR. Mgmt No vote L. EDWARD SHAW, JR. Mgmt No vote MARK J. TARR Mgmt No vote 2. RATIFICATION OF THE APPOINTMENT OF Mgmt No vote PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. 3. AN ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt No vote COMPENSATION. 4. AN ADVISORY VOTE TO APPROVE THE FREQUENCY Mgmt No vote OF THE SAY-ON-PAY ADVISORY VOTE AS EVERY ONE, TWO, OR THREE YEARS. -------------------------------------------------------------------------------------------------------------------------- HENRY SCHEIN, INC. Agenda Number: 934586782 -------------------------------------------------------------------------------------------------------------------------- Security: 806407102 Meeting Type: Annual Meeting Date: 31-May-2017 Ticker: HSIC ISIN: US8064071025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: BARRY J. ALPERIN Mgmt No vote 1B. ELECTION OF DIRECTOR: LAWRENCE S. BACOW, Mgmt No vote PH.D. 1C. ELECTION OF DIRECTOR: GERALD A. BENJAMIN Mgmt No vote 1D. ELECTION OF DIRECTOR: STANLEY M. BERGMAN Mgmt No vote 1E. ELECTION OF DIRECTOR: JAMES P. BRESLAWSKI Mgmt No vote 1F. ELECTION OF DIRECTOR: PAUL BRONS Mgmt No vote 1G. ELECTION OF DIRECTOR: JOSEPH L. HERRING Mgmt No vote 1H. ELECTION OF DIRECTOR: DONALD J. KABAT Mgmt No vote 1I. ELECTION OF DIRECTOR: KURT P. KUEHN Mgmt No vote 1J. ELECTION OF DIRECTOR: PHILIP A. LASKAWY Mgmt No vote 1K. ELECTION OF DIRECTOR: MARK E. MLOTEK Mgmt No vote 1L. ELECTION OF DIRECTOR: STEVEN PALADINO Mgmt No vote 1M. ELECTION OF DIRECTOR: CAROL RAPHAEL Mgmt No vote 1N. ELECTION OF DIRECTOR: E. DIANNE REKOW, DDS, Mgmt No vote PH.D. 1O. ELECTION OF DIRECTOR: BRADLEY T. SHEARES, Mgmt No vote PH.D. 2. PROPOSAL TO AMEND THE COMPANY'S SECTION Mgmt No vote 162(M) CASH BONUS PLAN TO EXTEND THE TERM OF THE PLAN TO DECEMBER 31, 2021 AND TO RE-APPROVE THE PERFORMANCE GOALS THEREUNDER. 3. PROPOSAL TO APPROVE, BY NON-BINDING VOTE, Mgmt No vote THE 2016 COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. 4. PROPOSAL TO RECOMMEND, BY NON-BINDING VOTE, Mgmt No vote THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. 5. PROPOSAL TO RATIFY THE SELECTION OF BDO Mgmt No vote USA, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 30, 2017. -------------------------------------------------------------------------------------------------------------------------- HUBBELL INCORPORATED Agenda Number: 934541550 -------------------------------------------------------------------------------------------------------------------------- Security: 443510607 Meeting Type: Annual Meeting Date: 02-May-2017 Ticker: HUBB ISIN: US4435106079 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR CARLOS M. CARDOSO Mgmt No vote ANTHONY J. GUZZI Mgmt No vote NEAL J. KEATING Mgmt No vote JOHN F. MALLOY Mgmt No vote JUDITH F. MARKS Mgmt No vote DAVID G. NORD Mgmt No vote JOHN G. RUSSELL Mgmt No vote STEVEN R. SHAWLEY Mgmt No vote RICHARD J. SWIFT Mgmt No vote 2. TO RATIFY THE APPOINTMENT OF Mgmt No vote PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2017. 3. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt No vote COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS PRESENTED IN THE 2017 PROXY STATEMENT. 4. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt No vote FREQUENCY WITH WHICH EXECUTIVE COMPENSATION WILL BE SUBJECT TO A SHAREHOLDER ADVISORY VOTE. -------------------------------------------------------------------------------------------------------------------------- IDACORP, INC. Agenda Number: 934568455 -------------------------------------------------------------------------------------------------------------------------- Security: 451107106 Meeting Type: Annual Meeting Date: 18-May-2017 Ticker: IDA ISIN: US4511071064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR DARREL T. ANDERSON Mgmt No vote THOMAS CARLILE Mgmt No vote RICHARD J. DAHL Mgmt No vote ANNETTE G. ELG Mgmt No vote RONALD W. JIBSON Mgmt No vote JUDITH A. JOHANSEN Mgmt No vote DENNIS L. JOHNSON Mgmt No vote J. LAMONT KEEN Mgmt No vote CHRISTINE KING Mgmt No vote RICHARD J. NAVARRO Mgmt No vote ROBERT A. TINSTMAN Mgmt No vote 2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt No vote COMPENSATION 3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt No vote ADVISORY VOTES ON EXECUTIVE COMPENSATION 4. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt No vote LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017 -------------------------------------------------------------------------------------------------------------------------- INTERCONTINENTAL EXCHANGE, INC. Agenda Number: 934566261 -------------------------------------------------------------------------------------------------------------------------- Security: 45866F104 Meeting Type: Annual Meeting Date: 19-May-2017 Ticker: ICE ISIN: US45866F1049 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: ANN M. CAIRNS Mgmt No vote 1B. ELECTION OF DIRECTOR: CHARLES R. CRISP Mgmt No vote 1C. ELECTION OF DIRECTOR: DURIYA M. FAROOQUI Mgmt No vote 1D. ELECTION OF DIRECTOR: JEAN-MARC FORNERI Mgmt No vote 1E. ELECTION OF DIRECTOR: THE RT. HON. THE LORD Mgmt No vote HAGUE OF RICHMOND 1F. ELECTION OF DIRECTOR: FRED W. HATFIELD Mgmt No vote 1G. ELECTION OF DIRECTOR: THOMAS E. NOONAN Mgmt No vote 1H. ELECTION OF DIRECTOR: FREDERIC V. SALERNO Mgmt No vote 1I. ELECTION OF DIRECTOR: JEFFREY C. SPRECHER Mgmt No vote 1J. ELECTION OF DIRECTOR: JUDITH A. SPRIESER Mgmt No vote 1K. ELECTION OF DIRECTOR: VINCENT TESE Mgmt No vote 2. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt No vote ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION FOR NAMED EXECUTIVE OFFICERS. 3. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt No vote ADVISORY RESOLUTION ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. 4. TO APPROVE THE INTERCONTINENTAL EXCHANGE, Mgmt No vote INC. 2017 OMNIBUS EMPLOYEE INCENTIVE PLAN. 5. TO APPROVE AN AMENDMENT TO THE Mgmt No vote INTERCONTINENTAL EXCHANGE, INC. 2013 OMNIBUS NON-EMPLOYEE DIRECTOR INCENTIVE PLAN TO ADD AN AGGREGATE ANNUAL COMPENSATION LIMIT. 6. TO APPROVE THE ADOPTION OF OUR FOURTH Mgmt No vote AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO UPDATE AND STREAMLINE REFERENCES TO OUR NATIONAL SECURITIES EXCHANGE SUBSIDIARIES, THEIR MEMBERS, AND THE HOLDING COMPANIES THAT CONTROL SUCH EXCHANGES, AND DELETE REFERENCES TO CERTAIN OTHER SUBSIDIARIES. 7. TO APPROVE THE ADOPTION OF OUR FOURTH Mgmt No vote AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO REMOVE AN OBSOLETE PROVISO CROSS-REFERENCING A SECTION OF OUR BYLAWS THAT WAS DELETED AFTER THE SALE OF THE EURONEXT BUSINESS IN 2014. 8. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt No vote AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. 9. STOCKHOLDER PROPOSAL REGARDING THE Shr No vote PREPARATION OF A REPORT ASSESSING ESG MARKET DISCLOSURE EXPECTATIONS. -------------------------------------------------------------------------------------------------------------------------- INVESTORS BANCORP, INC. Agenda Number: 934583661 -------------------------------------------------------------------------------------------------------------------------- Security: 46146L101 Meeting Type: Annual Meeting Date: 23-May-2017 Ticker: ISBC ISIN: US46146L1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR DENNIS M. BONE Mgmt No vote DOREEN R. BYRNES Mgmt No vote PETER H. CARLIN Mgmt No vote WILLIAM V. COSGROVE Mgmt No vote 2. THE APPROVAL OF A NON-BINDING, ADVISORY Mgmt No vote PROPOSAL TO APPROVE THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. 3. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt No vote LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR INVESTORS BANCORP, INC. FOR THE YEAR ENDING DECEMBER 31, 2017. -------------------------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON Agenda Number: 934537284 -------------------------------------------------------------------------------------------------------------------------- Security: 478160104 Meeting Type: Annual Meeting Date: 27-Apr-2017 Ticker: JNJ ISIN: US4781601046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: MARY C. BECKERLE Mgmt No vote 1B. ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt No vote 1C. ELECTION OF DIRECTOR: IAN E. L. DAVIS Mgmt No vote 1D. ELECTION OF DIRECTOR: ALEX GORSKY Mgmt No vote 1E. ELECTION OF DIRECTOR: MARK B. MCCLELLAN Mgmt No vote 1F. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt No vote 1G. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt No vote 1H. ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt No vote 1I. ELECTION OF DIRECTOR: A. EUGENE WASHINGTON Mgmt No vote 1J. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt No vote 2. ADVISORY VOTE ON FREQUENCY OF VOTING TO Mgmt No vote APPROVE NAMED EXECUTIVE OFFICER COMPENSATION 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt No vote OFFICER COMPENSATION 4. RE-APPROVAL OF THE MATERIAL TERMS OF Mgmt No vote PERFORMANCE GOALS UNDER THE 2012 LONG-TERM INCENTIVE PLAN 5. RATIFICATION OF APPOINTMENT OF Mgmt No vote PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 6. SHAREHOLDER PROPOSAL - INDEPENDENT BOARD Shr No vote CHAIRMAN -------------------------------------------------------------------------------------------------------------------------- KELLOGG COMPANY Agenda Number: 934543061 -------------------------------------------------------------------------------------------------------------------------- Security: 487836108 Meeting Type: Annual Meeting Date: 28-Apr-2017 Ticker: K ISIN: US4878361082 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JOHN BRYANT Mgmt No vote STEPHANIE BURNS Mgmt No vote RICHARD DREILING Mgmt No vote LA JUNE M. TABRON Mgmt No vote 2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt No vote COMPENSATION. 4. RATIFICATION OF THE APPOINTMENT OF Mgmt No vote PRICEWATERHOUSECOOPERS LLP AS KELLOGG'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. 5. APPROVAL OF THE KELLOGG COMPANY 2017 Mgmt No vote LONG-TERM INCENTIVE PLAN. 3. ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt No vote AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. 6. SHAREOWNER PROPOSAL, IF PROPERLY PRESENTED Shr No vote AT THE MEETING, TO AMEND PROXY ACCESS. -------------------------------------------------------------------------------------------------------------------------- KIMBERLY-CLARK CORPORATION Agenda Number: 934533832 -------------------------------------------------------------------------------------------------------------------------- Security: 494368103 Meeting Type: Annual Meeting Date: 20-Apr-2017 Ticker: KMB ISIN: US4943681035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JOHN F. BERGSTROM Mgmt No vote 1B. ELECTION OF DIRECTOR: ABELARDO E. BRU Mgmt No vote 1C. ELECTION OF DIRECTOR: ROBERT W. DECHERD Mgmt No vote 1D. ELECTION OF DIRECTOR: THOMAS J. FALK Mgmt No vote 1E. ELECTION OF DIRECTOR: FABIAN T. GARCIA Mgmt No vote 1F. ELECTION OF DIRECTOR: MICHAEL D. HSU Mgmt No vote 1G. ELECTION OF DIRECTOR: MAE C. JEMISON, M.D. Mgmt No vote 1H. ELECTION OF DIRECTOR: JAMES M. JENNESS Mgmt No vote 1I. ELECTION OF DIRECTOR: NANCY J. KARCH Mgmt No vote 1J. ELECTION OF DIRECTOR: CHRISTA S. QUARLES Mgmt No vote 1K. ELECTION OF DIRECTOR: IAN C. READ Mgmt No vote 1L. ELECTION OF DIRECTOR: MARC J. SHAPIRO Mgmt No vote 1M. ELECTION OF DIRECTOR: MICHAEL D. WHITE Mgmt No vote 2. RATIFICATION OF AUDITORS Mgmt No vote 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt No vote OFFICER COMPENSATION 4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt No vote ADVISORY VOTES ON EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- L3 TECHNOLOGIES, INC. Agenda Number: 934551210 -------------------------------------------------------------------------------------------------------------------------- Security: 502413107 Meeting Type: Annual Meeting Date: 09-May-2017 Ticker: LLL ISIN: US5024131071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: CLAUDE R. CANIZARES Mgmt No vote 1B. ELECTION OF DIRECTOR: THOMAS A. CORCORAN Mgmt No vote 1C. ELECTION OF DIRECTOR: ANN E. DUNWOODY Mgmt No vote 1D. ELECTION OF DIRECTOR: LEWIS KRAMER Mgmt No vote 1E. ELECTION OF DIRECTOR: ROBERT B. MILLARD Mgmt No vote 1F. ELECTION OF DIRECTOR: LLOYD W. NEWTON Mgmt No vote 1G. ELECTION OF DIRECTOR: VINCENT PAGANO, JR. Mgmt No vote 1H. ELECTION OF DIRECTOR: H. HUGH SHELTON Mgmt No vote 1I. ELECTION OF DIRECTOR: ARTHUR L. SIMON Mgmt No vote 1J. ELECTION OF DIRECTOR: MICHAEL T. STRIANESE Mgmt No vote 2. RATIFY THE APPOINTMENT OF OUR INDEPENDENT Mgmt No vote REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. 3. APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt No vote THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE ALL PROVISIONS THAT REQUIRE MORE THAN A SIMPLE MAJORITY VOTE. 4. APPROVE THE L3 TECHNOLOGIES INC. AMENDED Mgmt No vote AND RESTATED 2012 CASH INCENTIVE PLAN. 5. APPROVE, IN A NON-BINDING, ADVISORY VOTE, Mgmt No vote THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. 6. DETERMINE, IN A NON-BINDING, ADVISORY VOTE, Mgmt No vote WHETHER A SHAREHOLDER VOTE TO APPROVE THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY ONE, TWO OR THREE YEARS. -------------------------------------------------------------------------------------------------------------------------- LABORATORY CORP. OF AMERICA HOLDINGS Agenda Number: 934559090 -------------------------------------------------------------------------------------------------------------------------- Security: 50540R409 Meeting Type: Annual Meeting Date: 11-May-2017 Ticker: LH ISIN: US50540R4092 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: KERRII B. ANDERSON Mgmt No vote 1B. ELECTION OF DIRECTOR: JEAN-LUC BELINGARD Mgmt No vote 1C. ELECTION OF DIRECTOR: D. GARY GILLILAND, Mgmt No vote M.D., PH.D. 1D. ELECTION OF DIRECTOR: DAVID P. KING Mgmt No vote 1E. ELECTION OF DIRECTOR: GARHENG KONG, M.D., Mgmt No vote PH.D. 1F. ELECTION OF DIRECTOR: ROBERT E. Mgmt No vote MITTELSTAEDT, JR. 1G. ELECTION OF DIRECTOR: PETER M. NEUPERT Mgmt No vote 1H. ELECTION OF DIRECTOR: RICHELLE P. PARHAM Mgmt No vote 1I. ELECTION OF DIRECTOR: ADAM H. SCHECHTER Mgmt No vote 1J. ELECTION OF DIRECTOR: R. SANDERS WILLIAMS, Mgmt No vote M.D. 2. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt No vote COMPENSATION. 3. TO RECOMMEND BY NON-BINDING VOTE, THE Mgmt No vote FREQUENCY OF FUTURE NON-BINDING VOTES ON EXECUTIVE COMPENSATION. 4. RATIFICATION OF THE APPOINTMENT OF Mgmt No vote PRICEWATERHOUSECOOPERS LLP AS LABORATORY CORPORATION OF AMERICA HOLDINGS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. 5. SHAREHOLDER PROPOSAL TO REQUIRE BOARD Shr No vote REPORTS RELATED TO THE ZIKA VIRUS. -------------------------------------------------------------------------------------------------------------------------- M&T BANK CORPORATION Agenda Number: 934543352 -------------------------------------------------------------------------------------------------------------------------- Security: 55261F104 Meeting Type: Annual Meeting Date: 18-Apr-2017 Ticker: MTB ISIN: US55261F1049 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR BRENT D. BAIRD Mgmt No vote C. ANGELA BONTEMPO Mgmt No vote ROBERT T. BRADY Mgmt No vote T. J . CUNNINGHAM III Mgmt No vote GARY N. GEISEL Mgmt No vote RICHARD A. GROSSI Mgmt No vote JOHN D. HAWKE, JR. Mgmt No vote NEWTON P.S. MERRILL Mgmt No vote MELINDA R. RICH Mgmt No vote ROBERT E. SADLER, JR. Mgmt No vote DENIS J. SALAMONE Mgmt No vote DAVID S. SCHARFSTEIN Mgmt No vote HERBERT L. WASHINGTON Mgmt No vote ROBERT G. WILMERS Mgmt No vote 2. TO RECOMMEND THE FREQUENCY OF FUTURE Mgmt No vote ADVISORY VOTES ON THE COMPENSATION OF M&T BANK CORPORATION'S NAMED EXECUTIVE OFFICERS. 3. TO APPROVE THE COMPENSATION OF M&T BANK Mgmt No vote CORPORATION'S NAMED EXECUTIVE OFFICERS. 4. TO RATIFY THE APPOINTMENT OF Mgmt No vote PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF M&T BANK CORPORATION FOR THE YEAR ENDING DECEMBER 31, 2017. -------------------------------------------------------------------------------------------------------------------------- MADISON SQUARE GARDEN COMPANY Agenda Number: 934493975 -------------------------------------------------------------------------------------------------------------------------- Security: 55825T103 Meeting Type: Annual Meeting Date: 09-Dec-2016 Ticker: MSG ISIN: US55825T1034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR FRANK J. BIONDI, JR. Mgmt No vote RICHARD D. PARSONS Mgmt No vote NELSON PELTZ Mgmt No vote SCOTT M. SPERLING Mgmt No vote 2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt No vote INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR FISCAL YEAR 2017. 3. TO APPROVE THE COMPANY'S 2015 EMPLOYEE Mgmt No vote STOCK PLAN. 4. TO APPROVE THE COMPANY'S 2015 CASH Mgmt No vote INCENTIVE PLAN. 5. TO APPROVE THE COMPANY'S 2015 STOCK PLAN Mgmt No vote FOR NON-EMPLOYEE DIRECTORS. 6. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt No vote COMPENSATION OF OUR EXECUTIVE OFFICERS. 7. AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt No vote ADVISORY VOTES ON EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- MCDONALD'S CORPORATION Agenda Number: 934584168 -------------------------------------------------------------------------------------------------------------------------- Security: 580135101 Meeting Type: Annual Meeting Date: 24-May-2017 Ticker: MCD ISIN: US5801351017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: LLOYD DEAN Mgmt No vote 1B. ELECTION OF DIRECTOR: STEPHEN EASTERBROOK Mgmt No vote 1C. ELECTION OF DIRECTOR: ROBERT ECKERT Mgmt No vote 1D. ELECTION OF DIRECTOR: MARGARET GEORGIADIS Mgmt No vote 1E. ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt No vote JR. 1F. ELECTION OF DIRECTOR: JEANNE JACKSON Mgmt No vote 1G. ELECTION OF DIRECTOR: RICHARD LENNY Mgmt No vote 1H. ELECTION OF DIRECTOR: JOHN MULLIGAN Mgmt No vote 1I. ELECTION OF DIRECTOR: SHEILA PENROSE Mgmt No vote 1J. ELECTION OF DIRECTOR: JOHN ROGERS, JR. Mgmt No vote 1K. ELECTION OF DIRECTOR: MILES WHITE Mgmt No vote 2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt No vote COMPENSATION. 3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt No vote ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION. 4. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt No vote PERFORMANCE GOALS FOR AWARDS UNDER THE MCDONALD'S CORPORATION 2012 OMNIBUS STOCK OWNERSHIP PLAN. 5. ADVISORY VOTE TO APPROVE THE APPOINTMENT OF Mgmt No vote ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR 2017. 6. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr No vote REQUESTING A CHANGE TO THE VOTE-COUNTING STANDARD FOR SHAREHOLDER PROPOSALS, IF PROPERLY PRESENTED. 7. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr No vote REGARDING THE THRESHOLD TO CALL SPECIAL SHAREHOLDER MEETINGS, IF PROPERLY PRESENTED. 8. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL TO Shr No vote ISSUE A CLASS OF PREFERRED STOCK WITH THE RIGHT TO ELECT ITS OWN DIRECTOR, IF PROPERLY PRESENTED. 9. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr No vote REQUESTING THAT THE BOARD MAKE ALL LAWFUL EFFORTS TO IMPLEMENT AND/OR INCREASE ACTIVITY ON THE HOLY LAND PRINCIPLES, IF PROPERLY PRESENTED. 10. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr No vote REQUESTING THE BOARD TO UPDATE THE COMPANY'S POLICY REGARDING USE OF ANTIBIOTICS BY ITS MEAT SUPPLIERS, IF PROPERLY PRESENTED. 11. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr No vote REQUESTING A REPORT ASSESSING THE ENVIRONMENTAL IMPACTS OF POLYSTYRENE FOAM BEVERAGE CUPS, IF PROPERLY PRESENTED. 12. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr No vote REQUESTING A REPORT ON CHARITABLE CONTRIBUTIONS, IF PROPERLY PRESENTED. -------------------------------------------------------------------------------------------------------------------------- MEDNAX, INC. Agenda Number: 934547944 -------------------------------------------------------------------------------------------------------------------------- Security: 58502B106 Meeting Type: Annual Meeting Date: 11-May-2017 Ticker: MD ISIN: US58502B1061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR CESAR L. ALVAREZ Mgmt No vote KAREY D. BARKER Mgmt No vote WALDEMAR A. CARLO, M.D. Mgmt No vote MICHAEL B. FERNANDEZ Mgmt No vote PAUL G. GABOS Mgmt No vote P. J. GOLDSCHMIDT, M.D. Mgmt No vote MANUEL KADRE Mgmt No vote ROGER J. MEDEL, M.D. Mgmt No vote DONNA E. SHALALA, PH.D. Mgmt No vote ENRIQUE J. SOSA, PH.D. Mgmt No vote 2. PROPOSAL TO RE-APPROVE THE MATERIAL TERMS Mgmt No vote OF THE PERFORMANCE GOALS UNDER THE MEDNAX, INC. AMENDED AND RESTATED 2008 INCENTIVE COMPENSATION PLAN, AS AMENDED, FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. 3. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt No vote PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR. 4. PROPOSAL TO APPROVE, BY NON-BINDING Mgmt No vote ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 5. PROPOSAL TO APPROVE, BY NON-BINDING Mgmt No vote ADVISORY VOTE, THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- MERCK & CO., INC. Agenda Number: 934581439 -------------------------------------------------------------------------------------------------------------------------- Security: 58933Y105 Meeting Type: Annual Meeting Date: 23-May-2017 Ticker: MRK ISIN: US58933Y1055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt No vote 1B. ELECTION OF DIRECTOR: THOMAS R. CECH Mgmt No vote 1C. ELECTION OF DIRECTOR: PAMELA J. CRAIG Mgmt No vote 1D. ELECTION OF DIRECTOR: KENNETH C. FRAZIER Mgmt No vote 1E. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt No vote 1F. ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt No vote 1G. ELECTION OF DIRECTOR: JOHN H. NOSEWORTHY Mgmt No vote 1H. ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt No vote 1I. ELECTION OF DIRECTOR: PAUL B. ROTHMAN Mgmt No vote 1J. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt No vote 1K. ELECTION OF DIRECTOR: CRAIG B. THOMPSON Mgmt No vote 1L. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt No vote 1M. ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt No vote 2. NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt No vote COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 3. NON-BINDING ADVISORY VOTE ON THE FREQUENCY Mgmt No vote OF FUTURE VOTES TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 4. RATIFICATION OF THE APPOINTMENT OF THE Mgmt No vote COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. 5. SHAREHOLDER PROPOSAL REQUESTING AN Shr No vote INDEPENDENT BOARD CHAIRMAN. 6. SHAREHOLDER PROPOSAL REQUESTING Shr No vote IMPLEMENTATION OF A SET OF EMPLOYEE PRACTICES IN ISRAEL/PALESTINE. 7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr No vote CONDUCTING BUSINESS IN CONFLICT-AFFECTED AREAS. 8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr No vote BOARD OVERSIGHT OF PRODUCT SAFETY AND QUALITY. -------------------------------------------------------------------------------------------------------------------------- MOTOROLA SOLUTIONS, INC. Agenda Number: 934555004 -------------------------------------------------------------------------------------------------------------------------- Security: 620076307 Meeting Type: Annual Meeting Date: 15-May-2017 Ticker: MSI ISIN: US6200763075 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: GREGORY Q. BROWN Mgmt No vote 1B. ELECTION OF DIRECTOR: KENNETH D. DENMAN Mgmt No vote 1C. ELECTION OF DIRECTOR: EGON P. DURBAN Mgmt No vote 1D. ELECTION OF DIRECTOR: CLAYTON M. JONES Mgmt No vote 1E. ELECTION OF DIRECTOR: JUDY C. LEWENT Mgmt No vote 1F. ELECTION OF DIRECTOR: GREGORY K. MONDRE Mgmt No vote 1G. ELECTION OF DIRECTOR: ANNE R. PRAMAGGIORE Mgmt No vote 1H. ELECTION OF DIRECTOR: SAMUEL C. SCOTT, III Mgmt No vote 1I. ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt No vote 2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt No vote EXECUTIVE COMPENSATION. 3. ADVISORY APPROVAL OF THE FREQUENCY OF THE Mgmt No vote ADVISORY VOTE APPROVING THE COMPANY'S EXECUTIVE COMPENSATION. 4. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt No vote AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. 5. STOCKHOLDER PROPOSAL RE: LOBBYING Shr No vote DISCLOSURE. 6. STOCKHOLDER PROPOSAL RE: ETHICAL Shr No vote RECRUITMENT IN GLOBAL SUPPLY CHAINS. -------------------------------------------------------------------------------------------------------------------------- MSC INDUSTRIAL DIRECT CO., INC. Agenda Number: 934514349 -------------------------------------------------------------------------------------------------------------------------- Security: 553530106 Meeting Type: Annual Meeting Date: 26-Jan-2017 Ticker: MSM ISIN: US5535301064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MITCHELL JACOBSON Mgmt No vote ERIK GERSHWIND Mgmt No vote JONATHAN BYRNES Mgmt No vote ROGER FRADIN Mgmt No vote LOUISE GOESER Mgmt No vote MICHAEL KAUFMANN Mgmt No vote DENIS KELLY Mgmt No vote STEVEN PALADINO Mgmt No vote PHILIP PELLER Mgmt No vote 2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt No vote LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. 3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt No vote COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. -------------------------------------------------------------------------------------------------------------------------- NEW YORK COMMUNITY BANCORP, INC. Agenda Number: 934599931 -------------------------------------------------------------------------------------------------------------------------- Security: 649445103 Meeting Type: Annual Meeting Date: 06-Jun-2017 Ticker: NYCB ISIN: US6494451031 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: DOMINICK CIAMPA Mgmt No vote 1B. ELECTION OF DIRECTOR: LESLIE D. DUNN Mgmt No vote 1C. ELECTION OF DIRECTOR: LAWRENCE ROSANO, JR. Mgmt No vote 1D. ELECTION OF DIRECTOR: ROBERT WANN Mgmt No vote 2. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt No vote LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF NEW YORK COMMUNITY BANCORP, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. 3. REAPPROVAL OF THE PERFORMANCE MEASURES SET Mgmt No vote FORTH IN THE NEW YORK COMMUNITY BANCORP, INC. 2012 STOCK INCENTIVE PLAN, WHICH WAS ORIGINALLY APPROVED BY THE COMPANY'S SHAREHOLDERS IN 2012. 4. AN ADVISORY VOTE TO APPROVE COMPENSATION Mgmt No vote FOR OUR EXECUTIVE OFFICERS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. 5. TO PROVIDE AN ADVISORY VOTE ON THE Mgmt No vote FREQUENCY WITH WHICH THE ADVISORY VOTE ON THE EXECUTIVE OFFICERS' COMPENSATION SHALL OCCUR. -------------------------------------------------------------------------------------------------------------------------- NEXTERA ENERGY, INC. Agenda Number: 934566867 -------------------------------------------------------------------------------------------------------------------------- Security: 65339F101 Meeting Type: Annual Meeting Date: 18-May-2017 Ticker: NEE ISIN: US65339F1012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: SHERRY S. BARRAT Mgmt No vote 1B. ELECTION OF DIRECTOR: JAMES L. CAMAREN Mgmt No vote 1C. ELECTION OF DIRECTOR: KENNETH B. DUNN Mgmt No vote 1D. ELECTION OF DIRECTOR: NAREN K. GURSAHANEY Mgmt No vote 1E. ELECTION OF DIRECTOR: KIRK S. HACHIGIAN Mgmt No vote 1F. ELECTION OF DIRECTOR: TONI JENNINGS Mgmt No vote 1G. ELECTION OF DIRECTOR: AMY B. LANE Mgmt No vote 1H. ELECTION OF DIRECTOR: JAMES L. ROBO Mgmt No vote 1I. ELECTION OF DIRECTOR: RUDY E. SCHUPP Mgmt No vote 1J. ELECTION OF DIRECTOR: JOHN L. SKOLDS Mgmt No vote 1K. ELECTION OF DIRECTOR: WILLIAM H. SWANSON Mgmt No vote 1L. ELECTION OF DIRECTOR: HANSEL E. TOOKES, II Mgmt No vote 2. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt No vote TOUCHE LLP AS NEXTERA ENERGY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 3. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt No vote NEXTERA ENERGY'S COMPENSATION OF ITS NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT 4. NON-BINDING ADVISORY VOTE ON WHETHER Mgmt No vote NEXTERA ENERGY SHOULD HOLD A NON-BINDING SHAREHOLDER ADVISORY VOTE TO APPROVE NEXTERA ENERGY'S COMPENSATION TO ITS NAMED EXECUTIVE OFFICERS EVERY 1, 2 OR 3 YEARS 5. APPROVAL OF THE NEXTERA ENERGY, INC. 2017 Mgmt No vote NON-EMPLOYEE DIRECTORS STOCK PLAN 6. A PROPOSAL BY THE COMPTROLLER OF THE STATE Shr No vote OF NEW YORK, THOMAS P. DINAPOLI, ENTITLED "POLITICAL CONTRIBUTIONS DISCLOSURE" TO REQUEST SEMIANNUAL REPORTS DISCLOSING POLITICAL CONTRIBUTION POLICIES AND EXPENDITURES. -------------------------------------------------------------------------------------------------------------------------- NORTHROP GRUMMAN CORPORATION Agenda Number: 934559862 -------------------------------------------------------------------------------------------------------------------------- Security: 666807102 Meeting Type: Annual Meeting Date: 17-May-2017 Ticker: NOC ISIN: US6668071029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: WESLEY G. BUSH Mgmt No vote 1B. ELECTION OF DIRECTOR: MARIANNE C. BROWN Mgmt No vote 1C. ELECTION OF DIRECTOR: VICTOR H. FAZIO Mgmt No vote 1D. ELECTION OF DIRECTOR: DONALD E. FELSINGER Mgmt No vote 1E. ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt No vote 1F. ELECTION OF DIRECTOR: BRUCE S. GORDON Mgmt No vote 1G. ELECTION OF DIRECTOR: WILLIAM H. HERNANDEZ Mgmt No vote 1H. ELECTION OF DIRECTOR: MADELEINE A. KLEINER Mgmt No vote 1I. ELECTION OF DIRECTOR: KARL J. KRAPEK Mgmt No vote 1J. ELECTION OF DIRECTOR: GARY ROUGHEAD Mgmt No vote 1K. ELECTION OF DIRECTOR: THOMAS M. SCHOEWE Mgmt No vote 1L. ELECTION OF DIRECTOR: JAMES S. TURLEY Mgmt No vote 1M. ELECTION OF DIRECTOR: MARK A. WELSH III Mgmt No vote 2. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt No vote THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 3. PROPOSAL TO VOTE ON THE PREFERRED FREQUENCY Mgmt No vote OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 4. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt No vote DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR FISCAL YEAR ENDING DECEMBER 31, 2017. -------------------------------------------------------------------------------------------------------------------------- PEOPLE'S UNITED FINANCIAL, INC. Agenda Number: 934536395 -------------------------------------------------------------------------------------------------------------------------- Security: 712704105 Meeting Type: Annual Meeting Date: 20-Apr-2017 Ticker: PBCT ISIN: US7127041058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JOHN P. BARNES Mgmt No vote 1B. ELECTION OF DIRECTOR: COLLIN P. BARON Mgmt No vote 1C. ELECTION OF DIRECTOR: KEVIN T. BOTTOMLEY Mgmt No vote 1D. ELECTION OF DIRECTOR: GEORGE P. CARTER Mgmt No vote 1E. ELECTION OF DIRECTOR: WILLIAM F. CRUGER, Mgmt No vote JR. 1F. ELECTION OF DIRECTOR: JOHN K. DWIGHT Mgmt No vote 1G. ELECTION OF DIRECTOR: JERRY FRANKLIN Mgmt No vote 1H. ELECTION OF DIRECTOR: JANET M. HANSEN Mgmt No vote 1I. ELECTION OF DIRECTOR: NANCY MCALLISTER Mgmt No vote 1J. ELECTION OF DIRECTOR: MARK W. RICHARDS Mgmt No vote 1K. ELECTION OF DIRECTOR: KIRK W. WALTERS Mgmt No vote 2. APPROVE THE ADVISORY (NON-BINDING) Mgmt No vote RESOLUTION RELATING TO THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. 3. APPROVE (NON-BINDING) THE FREQUENCY WITH Mgmt No vote WHICH THE COMPANY IS TO HOLD THE ADVISORY NON-BINDING VOTE RELATING TO THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. 4. APPROVE THE PEOPLE'S UNITED FINANCIAL, INC. Mgmt No vote SHORT- TERM INCENTIVE PLAN. 5. APPROVE THE AMENDMENTS TO AND RESTATEMENT Mgmt No vote OF THE PEOPLE'S UNITED FINANCIAL, INC. 2014 LONG- TERM INCENTIVE PLAN. 6. APPROVE THE MANAGEMENT PROPOSAL TO AMEND Mgmt No vote THE COMPANY'S CERTIFICATE OF INCORPORATION TO CORRESPOND WITH THE COMPANY'S RECENTLY AMENDED BYLAWS. 7. RATIFY KPMG LLP AS OUR INDEPENDENT Mgmt No vote REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. -------------------------------------------------------------------------------------------------------------------------- PEPSICO, INC. Agenda Number: 934545419 -------------------------------------------------------------------------------------------------------------------------- Security: 713448108 Meeting Type: Annual Meeting Date: 03-May-2017 Ticker: PEP ISIN: US7134481081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: SHONA L. BROWN Mgmt No vote 1B. ELECTION OF DIRECTOR: GEORGE W. BUCKLEY Mgmt No vote 1C. ELECTION OF DIRECTOR: CESAR CONDE Mgmt No vote 1D. ELECTION OF DIRECTOR: IAN M. COOK Mgmt No vote 1E. ELECTION OF DIRECTOR: DINA DUBLON Mgmt No vote 1F. ELECTION OF DIRECTOR: RONA A. FAIRHEAD Mgmt No vote 1G. ELECTION OF DIRECTOR: RICHARD W. FISHER Mgmt No vote 1H. ELECTION OF DIRECTOR: WILLIAM R. JOHNSON Mgmt No vote 1I. ELECTION OF DIRECTOR: INDRA K. NOOYI Mgmt No vote 1J. ELECTION OF DIRECTOR: DAVID C. PAGE Mgmt No vote 1K. ELECTION OF DIRECTOR: ROBERT C. POHLAD Mgmt No vote 1L. ELECTION OF DIRECTOR: DANIEL VASELLA Mgmt No vote 1M. ELECTION OF DIRECTOR: DARREN WALKER Mgmt No vote 1N. ELECTION OF DIRECTOR: ALBERTO WEISSER Mgmt No vote 2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt No vote AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. 3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt No vote EXECUTIVE COMPENSATION. 4. ADVISORY VOTE ON FREQUENCY OF FUTURE Mgmt No vote SHAREHOLDER ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. 5. REPORT REGARDING PESTICIDE POLLUTION. Shr No vote 6. IMPLEMENTATION OF HOLY LAND PRINCIPLES. Shr No vote -------------------------------------------------------------------------------------------------------------------------- PFIZER INC. Agenda Number: 934540798 -------------------------------------------------------------------------------------------------------------------------- Security: 717081103 Meeting Type: Annual Meeting Date: 27-Apr-2017 Ticker: PFE ISIN: US7170811035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt No vote 1B. ELECTION OF DIRECTOR: RONALD E. BLAYLOCK Mgmt No vote 1C. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt No vote 1D. ELECTION OF DIRECTOR: JOSEPH J. ECHEVARRIA Mgmt No vote 1E. ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt No vote 1F. ELECTION OF DIRECTOR: HELEN H. HOBBS Mgmt No vote 1G. ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt No vote 1H. ELECTION OF DIRECTOR: SHANTANU NARAYEN Mgmt No vote 1I. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt No vote 1J. ELECTION OF DIRECTOR: IAN C. READ Mgmt No vote 1K. ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt No vote 1L. ELECTION OF DIRECTOR: JAMES C. SMITH Mgmt No vote 2. RATIFY THE SELECTION OF KPMG LLP AS Mgmt No vote INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt No vote 4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt No vote ADVISORY VOTES ON EXECUTIVE COMPENSATION 5. SHAREHOLDER PROPOSAL REGARDING THE HOLY Shr No vote LAND PRINCIPLES 6. SHAREHOLDER PROPOSAL REGARDING SPECIAL Shr No vote SHAREOWNER MEETINGS 7. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT Shr No vote CHAIR POLICY -------------------------------------------------------------------------------------------------------------------------- PHILLIPS 66 Agenda Number: 934545661 -------------------------------------------------------------------------------------------------------------------------- Security: 718546104 Meeting Type: Annual Meeting Date: 03-May-2017 Ticker: PSX ISIN: US7185461040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: WILLIAM R. LOOMIS, Mgmt No vote JR. 1B. ELECTION OF DIRECTOR: GLENN F. TILTON Mgmt No vote 1C. ELECTION OF DIRECTOR: MARNA C. WHITTINGTON Mgmt No vote 2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt No vote LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. 3. TO CONSIDER AND VOTE ON A PROPOSAL TO Mgmt No vote APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. -------------------------------------------------------------------------------------------------------------------------- PINNACLE FOODS INC. Agenda Number: 934571678 -------------------------------------------------------------------------------------------------------------------------- Security: 72348P104 Meeting Type: Annual Meeting Date: 23-May-2017 Ticker: PF ISIN: US72348P1049 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JANE NIELSEN Mgmt No vote MUKTESH PANT Mgmt No vote RAYMOND SILCOCK Mgmt No vote 2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt No vote TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. 3. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt No vote THE COMPENSATION PAID TO THE NAMED EXECUTIVE OFFICERS. -------------------------------------------------------------------------------------------------------------------------- PINNACLE WEST CAPITAL CORPORATION Agenda Number: 934560954 -------------------------------------------------------------------------------------------------------------------------- Security: 723484101 Meeting Type: Annual Meeting Date: 17-May-2017 Ticker: PNW ISIN: US7234841010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR DONALD E. BRANDT Mgmt No vote DENIS A. CORTESE, M.D. Mgmt No vote RICHARD P. FOX Mgmt No vote MICHAEL L. GALLAGHER Mgmt No vote R.A. HERBERGER, JR. PHD Mgmt No vote DALE E. KLEIN, PH.D. Mgmt No vote HUMBERTO S. LOPEZ Mgmt No vote KATHRYN L. MUNRO Mgmt No vote BRUCE J. NORDSTROM Mgmt No vote PAULA J. SIMS Mgmt No vote DAVID P. WAGENER Mgmt No vote 2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt No vote COMPENSATION AS DISCLOSED IN THE 2017 PROXY STATEMENT. 3. ADVISORY VOTE ON THE FREQUENCY OF THE Mgmt No vote ADVISORY VOTE ON EXECUTIVE COMPENSATION. 4. VOTE ON RE-APPROVAL OF THE MATERIAL TERMS Mgmt No vote OF THE PERFORMANCE GOALS UNDER, AND APPROVAL OF AN AMENDMENT TO, THE 2012 LONG-TERM INCENTIVE PLAN. 5. RATIFY THE APPOINTMENT OF THE INDEPENDENT Mgmt No vote ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2017. -------------------------------------------------------------------------------------------------------------------------- PORTLAND GENERAL ELECTRIC CO Agenda Number: 934544051 -------------------------------------------------------------------------------------------------------------------------- Security: 736508847 Meeting Type: Annual Meeting Date: 26-Apr-2017 Ticker: POR ISIN: US7365088472 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JOHN W. BALLANTINE Mgmt No vote 1B. ELECTION OF DIRECTOR: RODNEY L. BROWN, JR. Mgmt No vote 1C. ELECTION OF DIRECTOR: JACK E. DAVIS Mgmt No vote 1D. ELECTION OF DIRECTOR: DAVID A. DIETZLER Mgmt No vote 1E. ELECTION OF DIRECTOR: KIRBY A. DYESS Mgmt No vote 1F. ELECTION OF DIRECTOR: MARK B. GANZ Mgmt No vote 1G. ELECTION OF DIRECTOR: KATHRYN J. JACKSON Mgmt No vote 1H. ELECTION OF DIRECTOR: NEIL J. NELSON Mgmt No vote 1I. ELECTION OF DIRECTOR: M. LEE PELTON Mgmt No vote 1J. ELECTION OF DIRECTOR: JAMES J. PIRO Mgmt No vote 1K. ELECTION OF DIRECTOR: CHARLES W. SHIVERY Mgmt No vote 2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt No vote TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2017. 3. TO APPROVE, BY A NON-BINDING VOTE, THE Mgmt No vote COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 4. TO RECOMMEND, IN A NON-BINDING VOTE, THE Mgmt No vote FREQUENCY OF FUTURE NON-BINDING SHAREHOLDER VOTES TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. -------------------------------------------------------------------------------------------------------------------------- PRIVATEBANCORP, INC. Agenda Number: 934591656 -------------------------------------------------------------------------------------------------------------------------- Security: 742962103 Meeting Type: Special Meeting Date: 12-May-2017 Ticker: PVTB ISIN: US7429621037 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. ADOPTION OF THE AGREEMENT AND PLAN OF Mgmt No vote MERGER (THE "MERGER AGREEMENT"), DATED AS OF JUNE 29, 2016, AS IT MAY BE AMENDED FROM TIME TO TIME, BY AND AMONG PRIVATEBANCORP, INC., CANADIAN IMPERIAL BANK OF COMMERCE AND CIBC HOLDCO INC. 2. APPROVAL, BY ADVISORY (NON-BINDING) VOTE, Mgmt No vote OF CERTAIN COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO PRIVATEBANCORP, INC.'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT. 3. APPROVAL OF AN ADJOURNMENT OF THE SPECIAL Mgmt No vote MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT. -------------------------------------------------------------------------------------------------------------------------- QUEST DIAGNOSTICS INCORPORATED Agenda Number: 934561449 -------------------------------------------------------------------------------------------------------------------------- Security: 74834L100 Meeting Type: Annual Meeting Date: 16-May-2017 Ticker: DGX ISIN: US74834L1008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JENNE K. BRITELL, PH. Mgmt No vote D. 1B. ELECTION OF DIRECTOR: VICKY B. GREGG Mgmt No vote 1C. ELECTION OF DIRECTOR: JEFFREY M. LEIDEN, Mgmt No vote M.D., PH. D. 1D. ELECTION OF DIRECTOR: TIMOTHY L. MAIN Mgmt No vote 1E. ELECTION OF DIRECTOR: GARY M. PFEIFFER Mgmt No vote 1F. ELECTION OF DIRECTOR: TIMOTHY M. RING Mgmt No vote 1G. ELECTION OF DIRECTOR: STEPHEN H. RUSCKOWSKI Mgmt No vote 1H. ELECTION OF DIRECTOR: DANIEL C. STANZIONE, Mgmt No vote PH. D. 1I. ELECTION OF DIRECTOR: GAIL R. WILENSKY, PH. Mgmt No vote D. 2. AN ADVISORY RESOLUTION TO APPROVE THE Mgmt No vote EXECUTIVE OFFICER COMPENSATION DISCLOSED IN THE COMPANY'S 2017 PROXY STATEMENT 3. AN ADVISORY VOTE TO RECOMMEND THE FREQUENCY Mgmt No vote OF THE STOCKHOLDER ADVISORY VOTE TO APPROVE EXECUTIVE OFFICER COMPENSATION 4. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt No vote INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 5. APPROVAL OF AMENDMENTS TO THE AMENDED AND Mgmt No vote RESTATED LONG-TERM INCENTIVE PLAN FOR NON-EMPLOYEE DIRECTORS -------------------------------------------------------------------------------------------------------------------------- RENAISSANCERE HOLDINGS LTD. Agenda Number: 934556626 -------------------------------------------------------------------------------------------------------------------------- Security: G7496G103 Meeting Type: Annual Meeting Date: 17-May-2017 Ticker: RNR ISIN: BMG7496G1033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: DAVID C. BUSHNELL Mgmt No vote 1B. ELECTION OF DIRECTOR: JAMES L. GIBBONS Mgmt No vote 1C. ELECTION OF DIRECTOR: JEAN D. HAMILTON Mgmt No vote 1D. ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt No vote 2. TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt No vote THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF RENAISSANCERE HOLDINGS LTD. AS DISCLOSED IN THE PROXY STATEMENT. 3. TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt No vote THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF RENAISSANCERE HOLDINGS LTD. 4. TO APPROVE THE APPOINTMENT OF ERNST & YOUNG Mgmt No vote LTD. AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF RENAISSANCERE HOLDINGS LTD. FOR THE 2017 FISCAL YEAR AND TO REFER THE DETERMINATION OF THE AUDITORS' REMUNERATION TO THE BOARD OF DIRECTORS. -------------------------------------------------------------------------------------------------------------------------- REPUBLIC SERVICES, INC. Agenda Number: 934562061 -------------------------------------------------------------------------------------------------------------------------- Security: 760759100 Meeting Type: Annual Meeting Date: 12-May-2017 Ticker: RSG ISIN: US7607591002 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: MANUEL KADRE Mgmt No vote 1B. ELECTION OF DIRECTOR: TOMAGO COLLINS Mgmt No vote 1C. ELECTION OF DIRECTOR: WILLIAM J. FLYNN Mgmt No vote 1D. ELECTION OF DIRECTOR: THOMAS W. HANDLEY Mgmt No vote 1E. ELECTION OF DIRECTOR: JENNIFER M. KIRK Mgmt No vote 1F. ELECTION OF DIRECTOR: MICHAEL LARSON Mgmt No vote 1G. ELECTION OF DIRECTOR: RAMON A. RODRIGUEZ Mgmt No vote 1H. ELECTION OF DIRECTOR: DONALD W. SLAGER Mgmt No vote 1I. ELECTION OF DIRECTOR: JOHN M. TRANI Mgmt No vote 1J. ELECTION OF DIRECTOR: SANDRA M. VOLPE Mgmt No vote 2. ADVISORY VOTE TO APPROVE OUR NAMED Mgmt No vote EXECUTIVE OFFICER COMPENSATION. 3. ADVISORY VOTE ON THE FREQUENCY OF AN Mgmt No vote ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. 4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt No vote YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. -------------------------------------------------------------------------------------------------------------------------- ROSS STORES, INC. Agenda Number: 934571779 -------------------------------------------------------------------------------------------------------------------------- Security: 778296103 Meeting Type: Annual Meeting Date: 17-May-2017 Ticker: ROST ISIN: US7782961038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: MICHAEL BALMUTH Mgmt No vote 1B. ELECTION OF DIRECTOR: K. GUNNAR BJORKLUND Mgmt No vote 1C. ELECTION OF DIRECTOR: MICHAEL J. BUSH Mgmt No vote 1D. ELECTION OF DIRECTOR: NORMAN A. FERBER Mgmt No vote 1E. ELECTION OF DIRECTOR: SHARON D. GARRETT Mgmt No vote 1F. ELECTION OF DIRECTOR: STEPHEN D. MILLIGAN Mgmt No vote 1G. ELECTION OF DIRECTOR: GEORGE P. ORBAN Mgmt No vote 1H. ELECTION OF DIRECTOR: MICHAEL O'SULLIVAN Mgmt No vote 1I. ELECTION OF DIRECTOR: LAWRENCE S. PEIROS Mgmt No vote 1J. ELECTION OF DIRECTOR: GREGORY L. QUESNEL Mgmt No vote 1K. ELECTION OF DIRECTOR: BARBARA RENTLER Mgmt No vote 2. TO APPROVE ADOPTION OF THE ROSS STORES, Mgmt No vote INC. 2017 EQUITY INCENTIVE PLAN. 3. ADVISORY VOTE TO APPROVE THE RESOLUTION ON Mgmt No vote THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. 4. ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt No vote FUTURE VOTES ON EXECUTIVE COMPENSATION. 5. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt No vote TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 3, 2018. -------------------------------------------------------------------------------------------------------------------------- SBA COMMUNICATIONS CORPORATION Agenda Number: 934513575 -------------------------------------------------------------------------------------------------------------------------- Security: 78388J106 Meeting Type: Special Meeting Date: 12-Jan-2017 Ticker: SBAC ISIN: US78388J1060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. PROPOSAL TO APPROVE THE AGREEMENT AND PLAN Mgmt No vote OF MERGER, DATED AS OF NOVEMBER 10, 2016, BETWEEN SBA COMMUNICATIONS CORPORATION AND SBA COMMUNICATIONS REIT CORPORATION, A WHOLLY-OWNED SUBSIDIARY OF SBA, WHICH IS BEING IMPLEMENTED IN CONNECTION WITH SBA'S ELECTION TO BE TAXED AS A REIT. ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). 2. PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt No vote SPECIAL MEETING, IF NECESSARY, FOR FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE ORIGINALLY SCHEDULED TIME OF THE SPECIAL MEETING TO APPROVE PROPOSAL 1. -------------------------------------------------------------------------------------------------------------------------- SEMPRA ENERGY Agenda Number: 934558531 -------------------------------------------------------------------------------------------------------------------------- Security: 816851109 Meeting Type: Annual Meeting Date: 12-May-2017 Ticker: SRE ISIN: US8168511090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: ALAN L. BOECKMANN Mgmt No vote 1B. ELECTION OF DIRECTOR: KATHLEEN L. BROWN Mgmt No vote 1C. ELECTION OF DIRECTOR: ANDRES CONESA Mgmt No vote 1D. ELECTION OF DIRECTOR: MARIA CONTRERAS-SWEET Mgmt No vote 1E. ELECTION OF DIRECTOR: PABLO A. FERRERO Mgmt No vote 1F. ELECTION OF DIRECTOR: WILLIAM D. JONES Mgmt No vote 1G. ELECTION OF DIRECTOR: BETHANY J. MAYER Mgmt No vote 1H. ELECTION OF DIRECTOR: WILLIAM G. OUCHI Mgmt No vote 1I. ELECTION OF DIRECTOR: DEBRA L. REED Mgmt No vote 1J. ELECTION OF DIRECTOR: WILLIAM C. RUSNACK Mgmt No vote 1K. ELECTION OF DIRECTOR: LYNN SCHENK Mgmt No vote 1L. ELECTION OF DIRECTOR: JACK T. TAYLOR Mgmt No vote 1M. ELECTION OF DIRECTOR: JAMES C. YARDLEY Mgmt No vote 2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt No vote PUBLIC ACCOUNTING FIRM. 3. ADVISORY APPROVAL OF OUR EXECUTIVE Mgmt No vote COMPENSATION. 4. ADVISORY APPROVAL OF HOW OFTEN SHAREHOLDERS Mgmt No vote WILL VOTE ON OUR EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- SERVICE CORPORATION INTERNATIONAL Agenda Number: 934564356 -------------------------------------------------------------------------------------------------------------------------- Security: 817565104 Meeting Type: Annual Meeting Date: 10-May-2017 Ticker: SCI ISIN: US8175651046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR THOMAS L. RYAN Mgmt No vote CLIFTON H. MORRIS, JR. Mgmt No vote W. BLAIR WALTRIP Mgmt No vote 2. TO APPROVE THE SELECTION OF Mgmt No vote PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017. 3. TO APPROVE, BY ADVISORY VOTE, NAMED Mgmt No vote EXECUTIVE OFFICER COMPENSATION. 4. TO APPROVE HOLDING AN ADVISORY VOTE ON Mgmt No vote NAMED EXECUTIVE OFFICER COMPENSATION EVERY ONE, TWO OR THREE YEARS, AS INDICATED. 5. TO APPROVE THE AMENDED AND RESTATED 2016 Mgmt No vote EQUITY INCENTIVE PLAN. 6. TO APPROVE THE SHAREHOLDER PROPOSAL TO Shr No vote REQUIRE INDEPENDENT BOARD CHAIRMAN. 7. TO APPROVE THE SHAREHOLDER PROPOSAL TO Shr No vote ADOPT SIMPLE MAJORITY VOTE. -------------------------------------------------------------------------------------------------------------------------- SERVICEMASTER GLOBAL HOLDINGS INC. Agenda Number: 934551450 -------------------------------------------------------------------------------------------------------------------------- Security: 81761R109 Meeting Type: Annual Meeting Date: 25-Apr-2017 Ticker: SERV ISIN: US81761R1095 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JERRI L. DEVARD Mgmt No vote 1B. ELECTION OF DIRECTOR: ROBERT J. GILLETTE Mgmt No vote 1C. ELECTION OF DIRECTOR: MARK E. TOMKINS Mgmt No vote 2. TO HOLD A NON-BINDING ADVISORY VOTE Mgmt No vote APPROVING EXECUTIVE COMPENSATION. 3. TO RATIFY THE SELECTION OF DELOITTE & Mgmt No vote TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. -------------------------------------------------------------------------------------------------------------------------- SIX FLAGS ENTERTAINMENT CORPORATION Agenda Number: 934550092 -------------------------------------------------------------------------------------------------------------------------- Security: 83001A102 Meeting Type: Annual Meeting Date: 03-May-2017 Ticker: SIX ISIN: US83001A1025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR KURT M. CELLAR Mgmt No vote JOHN M. DUFFEY Mgmt No vote NANCY A. KREJSA Mgmt No vote JON L. LUTHER Mgmt No vote USMAN NABI Mgmt No vote STEPHEN D. OWENS Mgmt No vote JAMES REID-ANDERSON Mgmt No vote RICHARD W. ROEDEL Mgmt No vote 2. APPROVE THE LONG-TERM INCENTIVE PLAN, AS Mgmt No vote AMENDED. 3. ADVISORY VOTE TO RATIFY THE APPOINTMENT OF Mgmt No vote KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. 4. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt No vote COMPENSATION. 5. ADVISORY VOTE ON THE FREQUENCY OF THE Mgmt No vote ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- SPECTRA ENERGY CORP Agenda Number: 934503776 -------------------------------------------------------------------------------------------------------------------------- Security: 847560109 Meeting Type: Special Meeting Date: 15-Dec-2016 Ticker: SE ISIN: US8475601097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO CONSIDER AND VOTE ON A PROPOSAL (WHICH Mgmt No vote WE REFER TO AS THE "MERGER PROPOSAL") TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF SEPTEMBER 5, 2016 (WHICH, AS MAY BE AMENDED, WE REFER TO AS THE "MERGER AGREEMENT"), AMONG SPECTRA ENERGY, ENBRIDGE INC., A CANADIAN CORPORATION (WHICH WE REFER TO AS "ENBRIDGE"), AND SAND MERGER SUB, INC., A DELAWARE CORPORATION AND A DIRECT WHOLLY OWNED SUBSIDIARY OF ENBRIDGE (WHICH WE REFER TO AS "MERGER SUB"), PURSUANT TO WHICH, AMONG OTHER ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). 2. TO CONSIDER AND VOTE ON A PROPOSAL (WHICH Mgmt No vote WE REFER TO AS THE "ADVISORY COMPENSATION PROPOSAL") TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, CERTAIN SPECIFIED COMPENSATION THAT WILL OR MAY BE PAID BY SPECTRA ENERGY TO ITS NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER. -------------------------------------------------------------------------------------------------------------------------- SPIRIT AEROSYSTEMS HOLDINGS INC Agenda Number: 934561564 -------------------------------------------------------------------------------------------------------------------------- Security: 848574109 Meeting Type: Annual Meeting Date: 26-Apr-2017 Ticker: SPR ISIN: US8485741099 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: CHARLES L. CHADWELL Mgmt No vote 1B. ELECTION OF DIRECTOR: IRENE M. ESTEVES Mgmt No vote 1C. ELECTION OF DIRECTOR: PAUL FULCHINO Mgmt No vote 1D. ELECTION OF DIRECTOR: THOMAS C. GENTILE, Mgmt No vote III 1E. ELECTION OF DIRECTOR: RICHARD GEPHARDT Mgmt No vote 1F. ELECTION OF DIRECTOR: ROBERT JOHNSON Mgmt No vote 1G. ELECTION OF DIRECTOR: RONALD T. KADISH Mgmt No vote 1H. ELECTION OF DIRECTOR: JOHN L. PLUEGER Mgmt No vote 1I. ELECTION OF DIRECTOR: FRANCIS RABORN Mgmt No vote 2. APPROVE THE THIRD AMENDED AND RESTATED Mgmt No vote CERTIFICATE OF INCORPORATION TO ELIMINATE THE COMPANY'S CLASS B COMMON STOCK. 3. APPROVE THE EMPLOYEE STOCK PURCHASE PLAN. Mgmt No vote 4. APPROVE ON AN ADVISORY BASIS THE Mgmt No vote COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 5. VOTE ON AN ADVISORY BASIS ON THE FREQUENCY Mgmt No vote OF AN ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 6. RATIFY THE SELECTION OF ERNST & YOUNG, LLP Mgmt No vote AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. -------------------------------------------------------------------------------------------------------------------------- THE ALLSTATE CORPORATION Agenda Number: 934584257 -------------------------------------------------------------------------------------------------------------------------- Security: 020002101 Meeting Type: Annual Meeting Date: 25-May-2017 Ticker: ALL ISIN: US0200021014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: KERMIT R. CRAWFORD Mgmt No vote 1B. ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt No vote 1C. ELECTION OF DIRECTOR: SIDDHARTH N. MEHTA Mgmt No vote 1D. ELECTION OF DIRECTOR: JACQUES P. PEROLD Mgmt No vote 1E. ELECTION OF DIRECTOR: ANDREA REDMOND Mgmt No vote 1F. ELECTION OF DIRECTOR: JOHN W. ROWE Mgmt No vote 1G. ELECTION OF DIRECTOR: JUDITH A. SPRIESER Mgmt No vote 1H. ELECTION OF DIRECTOR: MARY ALICE TAYLOR Mgmt No vote 1I. ELECTION OF DIRECTOR: PERRY M. TRAQUINA Mgmt No vote 1J. ELECTION OF DIRECTOR: THOMAS J. WILSON Mgmt No vote 2. ADVISORY VOTE TO APPROVE THE EXECUTIVE Mgmt No vote COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. 3. ADVISORY VOTE ON FREQUENCY OF FUTURE Mgmt No vote ADVISORY VOTES ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. 4. APPROVAL OF THE ALLSTATE CORPORATION 2017 Mgmt No vote EQUITY COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS. 5. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt No vote & TOUCHE LLP AS ALLSTATE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR 2017. 6. STOCKHOLDER PROPOSAL ON INDEPENDENT BOARD Shr No vote CHAIRMAN. 7. STOCKHOLDER PROPOSAL ON LEAD DIRECTOR Shr No vote QUALIFICATIONS. 8. STOCKHOLDER PROPOSAL ON REPORTING POLITICAL Shr No vote CONTRIBUTIONS. -------------------------------------------------------------------------------------------------------------------------- THE COOPER COMPANIES, INC. Agenda Number: 934526279 -------------------------------------------------------------------------------------------------------------------------- Security: 216648402 Meeting Type: Annual Meeting Date: 13-Mar-2017 Ticker: COO ISIN: US2166484020 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: A. THOMAS BENDER Mgmt No vote 1B. ELECTION OF DIRECTOR: COLLEEN E. JAY Mgmt No vote 1C. ELECTION OF DIRECTOR: MICHAEL H. KALKSTEIN Mgmt No vote 1D. ELECTION OF DIRECTOR: WILLIAM A. KOZY Mgmt No vote 1E. ELECTION OF DIRECTOR: JODY S. LINDELL Mgmt No vote 1F. ELECTION OF DIRECTOR: GARY S. PETERSMEYER Mgmt No vote 1G. ELECTION OF DIRECTOR: ALLAN E. RUBENSTEIN, Mgmt No vote M.D. 1H ELECTION OF DIRECTOR: ROBERT S. WEISS Mgmt No vote 1I. ELECTION OF DIRECTOR: STANLEY ZINBERG, M.D. Mgmt No vote 2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt No vote AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COOPER COMPANIES, INC. FOR THE FISCAL YEAR ENDING OCTOBER 31, 2017. 3. APPROVAL OF THE 2017 EXECUTIVE INCENTIVE Mgmt No vote PLAN. 4. AN ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt No vote NAMED EXECUTIVE OFFICERS AS PRESENTED IN THE PROXY STATEMENT. 5. ADVISORY VOTE ON THE FREQUENCY WITH WHICH Mgmt No vote EXECUTIVE COMPENSATION WILL BE SUBJECT TO A STOCKHOLDER ADVISORY VOTE. -------------------------------------------------------------------------------------------------------------------------- THE KROGER CO. Agenda Number: 934615242 -------------------------------------------------------------------------------------------------------------------------- Security: 501044101 Meeting Type: Annual Meeting Date: 22-Jun-2017 Ticker: KR ISIN: US5010441013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: NORA A. AUFREITER Mgmt No vote 1B. ELECTION OF DIRECTOR: ROBERT D. BEYER Mgmt No vote 1C. ELECTION OF DIRECTOR: ANNE GATES Mgmt No vote 1D. ELECTION OF DIRECTOR: SUSAN J. KROPF Mgmt No vote 1E. ELECTION OF DIRECTOR: W. RODNEY MCMULLEN Mgmt No vote 1F. ELECTION OF DIRECTOR: JORGE P. MONTOYA Mgmt No vote 1G. ELECTION OF DIRECTOR: CLYDE R. MOORE Mgmt No vote 1H. ELECTION OF DIRECTOR: JAMES A. RUNDE Mgmt No vote 1I. ELECTION OF DIRECTOR: RONALD L. SARGENT Mgmt No vote 1J. ELECTION OF DIRECTOR: BOBBY S. SHACKOULS Mgmt No vote 1K. ELECTION OF DIRECTOR: MARK S. SUTTON Mgmt No vote 2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt No vote COMPENSATION. 3. ADVISORY VOTE TO SELECT THE FREQUENCY OF Mgmt No vote FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. 4. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP, Mgmt No vote AS AUDITORS. 5. A SHAREHOLDER PROPOSAL, IF PROPERLY Shr No vote PRESENTED, TO ISSUE A REPORT ASSESSING THE ENVIRONMENTAL IMPACTS OF USING UNRECYCLABLE PACKAGING FOR PRIVATE LABEL BRANDS. 6. A SHAREHOLDER PROPOSAL, IF PROPERLY Shr No vote PRESENTED, TO ISSUE A REPORT ASSESSING THE CLIMATE BENEFITS AND FEASIBILITY OF ADOPTING ENTERPRISE-WIDE, QUANTITATIVE, TIME BOUND TARGETS FOR INCREASING RENEWABLE ENERGY SOURCING. 7. A SHAREHOLDER PROPOSAL, IF PROPERLY Shr No vote PRESENTED, TO ISSUE A REPORT PROVIDING QUANTITATIVE METRICS ON SUPPLY CHAIN IMPACTS ON DEFORESTATION, INCLUDING PROGRESS ON TIME BOUND GOALS FOR REDUCING SUCH IMPACTS. 8. A SHAREHOLDER PROPOSAL, IF PROPERLY Shr No vote PRESENTED, TO ADOPT A POLICY AND AMEND THE BYLAWS AS NECESSARY TO REQUIRE THE CHAIR OF THE BOARD TO BE INDEPENDENT. -------------------------------------------------------------------------------------------------------------------------- THE SOUTHERN COMPANY Agenda Number: 934580083 -------------------------------------------------------------------------------------------------------------------------- Security: 842587107 Meeting Type: Annual Meeting Date: 24-May-2017 Ticker: SO ISIN: US8425871071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JUANITA POWELL Mgmt No vote BARANCO 1B. ELECTION OF DIRECTOR: JON A. BOSCIA Mgmt No vote 1C. ELECTION OF DIRECTOR: HENRY A. CLARK III Mgmt No vote 1D. ELECTION OF DIRECTOR: THOMAS A. FANNING Mgmt No vote 1E. ELECTION OF DIRECTOR: DAVID J. GRAIN Mgmt No vote 1F. ELECTION OF DIRECTOR: VERONICA M. HAGEN Mgmt No vote 1G. ELECTION OF DIRECTOR: WARREN A. HOOD, JR. Mgmt No vote 1H. ELECTION OF DIRECTOR: LINDA P. HUDSON Mgmt No vote 1I. ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt No vote 1J. ELECTION OF DIRECTOR: JOHN D. JOHNS Mgmt No vote 1K. ELECTION OF DIRECTOR: DALE E. KLEIN Mgmt No vote 1L. ELECTION OF DIRECTOR: WILLIAM G. SMITH, JR. Mgmt No vote 1M. ELECTION OF DIRECTOR: STEVEN R. SPECKER Mgmt No vote 1N. ELECTION OF DIRECTOR: LARRY D. THOMPSON Mgmt No vote 1O. ELECTION OF DIRECTOR: E. JENNER WOOD III Mgmt No vote 2. APPROVAL OF AN AMENDMENT TO THE CERTIFICATE Mgmt No vote TO REDUCE THE SUPERMAJORITY VOTE REQUIREMENTS TO A MAJORITY VOTE 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt No vote COMPENSATION 4. ADVISORY VOTE TO APPROVE THE FREQUENCY OF Mgmt No vote FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION 5. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt No vote & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 6. STOCKHOLDER PROPOSAL ON 2 CELSIUS SCENARIO Shr No vote REPORT -------------------------------------------------------------------------------------------------------------------------- THE VALSPAR CORPORATION Agenda Number: 934532727 -------------------------------------------------------------------------------------------------------------------------- Security: 920355104 Meeting Type: Annual Meeting Date: 24-Mar-2017 Ticker: VAL ISIN: US9203551042 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JOHN M. BALLBACH Mgmt No vote 1B. ELECTION OF DIRECTOR: IAN R. FRIENDLY Mgmt No vote 1C. ELECTION OF DIRECTOR: JANEL S. HAUGARTH Mgmt No vote 1D. ELECTION OF DIRECTOR: DAVID R. LUMLEY Mgmt No vote 2. TO CAST AN ADVISORY VOTE TO APPROVE THE Mgmt No vote COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE CORPORATION'S PROXY STATEMENT. 3. TO CAST AN ADVISORY VOTE ON THE FREQUENCY Mgmt No vote FOR A STOCKHOLDERS' ADVISORY VOTE ON THE CORPORATION'S EXECUTIVE COMPENSATION. 4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt No vote LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE CORPORATION FOR THE FISCAL YEAR ENDING OCTOBER 27, 2017. -------------------------------------------------------------------------------------------------------------------------- THE WALT DISNEY COMPANY Agenda Number: 934523437 -------------------------------------------------------------------------------------------------------------------------- Security: 254687106 Meeting Type: Annual Meeting Date: 08-Mar-2017 Ticker: DIS ISIN: US2546871060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt No vote 1B. ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt No vote 1C. ELECTION OF DIRECTOR: JACK DORSEY Mgmt No vote 1D. ELECTION OF DIRECTOR: ROBERT A. IGER Mgmt No vote 1E. ELECTION OF DIRECTOR: MARIA ELENA Mgmt No vote LAGOMASINO 1F. ELECTION OF DIRECTOR: FRED H. LANGHAMMER Mgmt No vote 1G. ELECTION OF DIRECTOR: AYLWIN B. LEWIS Mgmt No vote 1H. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt No vote 1I. ELECTION OF DIRECTOR: MARK G. PARKER Mgmt No vote 1J. ELECTION OF DIRECTOR: SHERYL K. SANDBERG Mgmt No vote 1K. ELECTION OF DIRECTOR: ORIN C. SMITH Mgmt No vote 2. TO RATIFY THE APPOINTMENT OF Mgmt No vote PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTANTS FOR 2017. 3. TO APPROVE THE ADVISORY RESOLUTION ON Mgmt No vote EXECUTIVE COMPENSATION. 4. TO APPROVE HOLDING AN ADVISORY VOTE ON Mgmt No vote EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE YEARS, AS INDICATED. 5. TO APPROVE THE SHAREHOLDER PROPOSAL Shr No vote REQUESTING AN ANNUAL REPORT DISCLOSING INFORMATION REGARDING THE COMPANY'S LOBBYING POLICIES AND ACTIVITIES. 6. TO APPROVE THE SHAREHOLDER PROPOSAL Shr No vote REQUESTING THE BOARD TO AMEND THE COMPANY'S BYLAWS RELATING TO PROXY ACCESS TO INCREASE THE NUMBER OF PERMITTED NOMINEES, REMOVE THE LIMIT ON AGGREGATING SHARES TO MEET THE SHAREHOLDING REQUIREMENT, AND REMOVE THE LIMITATION ON RENOMINATION OF PERSONS BASED ON VOTES IN A PRIOR ELECTION. -------------------------------------------------------------------------------------------------------------------------- TIME WARNER INC. Agenda Number: 934609299 -------------------------------------------------------------------------------------------------------------------------- Security: 887317303 Meeting Type: Annual Meeting Date: 15-Jun-2017 Ticker: TWX ISIN: US8873173038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: WILLIAM P. BARR Mgmt No vote 1B. ELECTION OF DIRECTOR: JEFFREY L. BEWKES Mgmt No vote 1C. ELECTION OF DIRECTOR: ROBERT C. CLARK Mgmt No vote 1D. ELECTION OF DIRECTOR: MATHIAS DOPFNER Mgmt No vote 1E. ELECTION OF DIRECTOR: JESSICA P. EINHORN Mgmt No vote 1F. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt No vote 1G. ELECTION OF DIRECTOR: FRED HASSAN Mgmt No vote 1H. ELECTION OF DIRECTOR: PAUL D. WACHTER Mgmt No vote 1I. ELECTION OF DIRECTOR: DEBORAH C. WRIGHT Mgmt No vote 2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt No vote AUDITOR. 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt No vote OFFICER COMPENSATION. 4. ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt No vote AN ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- TORCHMARK CORPORATION Agenda Number: 934547881 -------------------------------------------------------------------------------------------------------------------------- Security: 891027104 Meeting Type: Annual Meeting Date: 27-Apr-2017 Ticker: TMK ISIN: US8910271043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: CHARLES E. ADAIR Mgmt No vote 1B. ELECTION OF DIRECTOR: MARILYN A. ALEXANDER Mgmt No vote 1C. ELECTION OF DIRECTOR: DAVID L. BOREN Mgmt No vote 1D. ELECTION OF DIRECTOR: JANE M. BUCHAN Mgmt No vote 1E. ELECTION OF DIRECTOR: GARY L. COLEMAN Mgmt No vote 1F. ELECTION OF DIRECTOR: LARRY M. HUTCHISON Mgmt No vote 1G. ELECTION OF DIRECTOR: ROBERT W. INGRAM Mgmt No vote 1H. ELECTION OF DIRECTOR: STEVEN P. JOHNSON Mgmt No vote 1I. ELECTION OF DIRECTOR: LLOYD W. NEWTON Mgmt No vote 1J. ELECTION OF DIRECTOR: DARREN M. REBELEZ Mgmt No vote 1K. ELECTION OF DIRECTOR: LAMAR C. SMITH Mgmt No vote 1L. ELECTION OF DIRECTOR: PAUL J. ZUCCONI Mgmt No vote 2. RATIFICATION OF AUDITORS. Mgmt No vote 3. ADVISORY APPROVAL OF 2016 EXECUTIVE Mgmt No vote COMPENSATION. 4. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt No vote FREQUENCY VOTING. -------------------------------------------------------------------------------------------------------------------------- TRACTOR SUPPLY COMPANY Agenda Number: 934557375 -------------------------------------------------------------------------------------------------------------------------- Security: 892356106 Meeting Type: Annual Meeting Date: 09-May-2017 Ticker: TSCO ISIN: US8923561067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR CYNTHIA T. JAMISON Mgmt No vote JOHNSTON C. ADAMS Mgmt No vote PETER D. BEWLEY Mgmt No vote RAMKUMAR KRISHNAN Mgmt No vote GEORGE MACKENZIE Mgmt No vote EDNA K. MORRIS Mgmt No vote MARK J. WEIKEL Mgmt No vote GREGORY A. SANDFORT Mgmt No vote 2. TO RATIFY THE RE-APPOINTMENT OF ERNST & Mgmt No vote YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 30, 2017 3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt No vote EXECUTIVE COMPENSATION 4. SAY WHEN ON PAY - AN ADVISORY VOTE ON THE Mgmt No vote APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION -------------------------------------------------------------------------------------------------------------------------- TREEHOUSE FOODS, INC. Agenda Number: 934537513 -------------------------------------------------------------------------------------------------------------------------- Security: 89469A104 Meeting Type: Annual Meeting Date: 27-Apr-2017 Ticker: THS ISIN: US89469A1043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: DENNIS F. O'BRIEN Mgmt No vote 1B. ELECTION OF DIRECTOR: SAM K. REED Mgmt No vote 1C. ELECTION OF DIRECTOR: ANN M. SARDINI Mgmt No vote 2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt No vote TOUCHE LLP AS INDEPENDENT AUDITORS. 3. TO PROVIDE AN ADVISORY VOTE TO APPROVE THE Mgmt No vote COMPANY'S EXECUTIVE COMPENSATION. 4. TO PROVIDE AN ADVISORY VOTE TO APPROVE THE Mgmt No vote FREQUENCY OF FUTURE ADVISORY VOTES OF THE COMPANY'S EXECUTIVE COMPENSATION PROGRAM. 5. TO APPROVE THE AMENDMENT OF THE TREEHOUSE Mgmt No vote FOODS, INC. EQUITY AND INCENTIVE PLAN, INCLUDING AN INCREASE IN THE NUMBER OF SHARES SUBJECT TO THE PLAN. -------------------------------------------------------------------------------------------------------------------------- UNITED PARCEL SERVICE, INC. Agenda Number: 934543617 -------------------------------------------------------------------------------------------------------------------------- Security: 911312106 Meeting Type: Annual Meeting Date: 04-May-2017 Ticker: UPS ISIN: US9113121068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: DAVID P. ABNEY Mgmt No vote 1B. ELECTION OF DIRECTOR: RODNEY C. ADKINS Mgmt No vote 1C. ELECTION OF DIRECTOR: MICHAEL J. BURNS Mgmt No vote 1D. ELECTION OF DIRECTOR: WILLIAM R. JOHNSON Mgmt No vote 1E. ELECTION OF DIRECTOR: CANDACE KENDLE Mgmt No vote 1F. ELECTION OF DIRECTOR: ANN M. LIVERMORE Mgmt No vote 1G. ELECTION OF DIRECTOR: RUDY H.P. MARKHAM Mgmt No vote 1H. ELECTION OF DIRECTOR: FRANCK J. MOISON Mgmt No vote 1I. ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt No vote 1J. ELECTION OF DIRECTOR: JOHN T. STANKEY Mgmt No vote 1K. ELECTION OF DIRECTOR: CAROL B. TOME Mgmt No vote 1L. ELECTION OF DIRECTOR: KEVIN M. WARSH Mgmt No vote 2. TO APPROVE THE ADVISORY RESOLUTION ON Mgmt No vote EXECUTIVE COMPENSATION. 3. TO APPROVE THE ADVISORY VOTE ON THE Mgmt No vote FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. 4. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt No vote TOUCHE LLP AS UPS'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. 5. TO PREPARE AN ANNUAL REPORT ON LOBBYING Shr No vote ACTIVITIES. 6. TO REDUCE THE VOTING POWER OF CLASS A STOCK Shr No vote FROM 10 VOTES PER SHARE TO ONE VOTE PER SHARE. 7. TO ADOPT HOLY LAND PRINCIPLES. Shr No vote -------------------------------------------------------------------------------------------------------------------------- VALERO ENERGY CORPORATION Agenda Number: 934543528 -------------------------------------------------------------------------------------------------------------------------- Security: 91913Y100 Meeting Type: Annual Meeting Date: 03-May-2017 Ticker: VLO ISIN: US91913Y1001 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: H. PAULETT EBERHART Mgmt No vote 1B. ELECTION OF DIRECTOR: JOSEPH W. GORDER Mgmt No vote 1C. ELECTION OF DIRECTOR: KIMBERLY S. GREENE Mgmt No vote 1D. ELECTION OF DIRECTOR: DEBORAH P. MAJORAS Mgmt No vote 1E. ELECTION OF DIRECTOR: DONALD L. NICKLES Mgmt No vote 1F. ELECTION OF DIRECTOR: PHILIP J. PFEIFFER Mgmt No vote 1G. ELECTION OF DIRECTOR: ROBERT A. PROFUSEK Mgmt No vote 1H. ELECTION OF DIRECTOR: SUSAN KAUFMAN PURCELL Mgmt No vote 1I. ELECTION OF DIRECTOR: STEPHEN M. WATERS Mgmt No vote 1J. ELECTION OF DIRECTOR: RANDALL J. Mgmt No vote WEISENBURGER 1K. ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. Mgmt No vote 2. RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt No vote VALERO ENERGY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. 3. APPROVE, BY NON-BINDING VOTE, THE 2016 Mgmt No vote COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 4. ADVISORY VOTE TO RECOMMEND THE FREQUENCY OF Mgmt No vote STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- VALIDUS HOLDINGS LTD Agenda Number: 934545293 -------------------------------------------------------------------------------------------------------------------------- Security: G9319H102 Meeting Type: Annual Meeting Date: 10-May-2017 Ticker: VR ISIN: BMG9319H1025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MATTHEW J. GRAYSON Mgmt No vote JEAN-MARIE NESSI Mgmt No vote MANDAKINI PURI Mgmt No vote 2. TO APPROVE THE COMPANY'S EXECUTIVE Mgmt No vote COMPENSATION. 3. TO SELECT THE FREQUENCY AT WHICH Mgmt No vote SHAREHOLDERS WILL BE ASKED TO APPROVE THE COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS. 4. TO APPROVE THE SELECTION OF Mgmt No vote PRICEWATERHOUSECOOPERS LTD., HAMILTON, BERMUDA TO ACT AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. -------------------------------------------------------------------------------------------------------------------------- VARIAN MEDICAL SYSTEMS, INC. Agenda Number: 934516886 -------------------------------------------------------------------------------------------------------------------------- Security: 92220P105 Meeting Type: Annual Meeting Date: 09-Feb-2017 Ticker: VAR ISIN: US92220P1057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR SUSAN L. BOSTROM Mgmt No vote JUDY BRUNER Mgmt No vote REGINA E. DUGAN Mgmt No vote R. ANDREW ECKERT Mgmt No vote MARK R. LARET Mgmt No vote ERICH R. REINHARDT Mgmt No vote DOW R. WILSON Mgmt No vote 2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt No vote COMPENSATION OF THE VARIAN MEDICAL SYSTEMS, INC. NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. 3. TO HOLD AN ADVISORY VOTE OF STOCKHOLDERS ON Mgmt No vote THE COMPENSATION OF THE VARIAN MEDICAL SYSTEMS, INC. NAMED EXECUTIVE OFFICERS AT A FREQUENCY OF EVERY: 4. TO APPROVE THE VARIAN MEDICAL SYSTEMS, INC. Mgmt No vote FOURTH AMENDED AND RESTATED 2005 OMNIBUS STOCK PLAN. 5. TO RATIFY THE APPOINTMENT OF Mgmt No vote PRICEWATERHOUSECOOPERS LLP AS VARIAN MEDICAL SYSTEMS, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. -------------------------------------------------------------------------------------------------------------------------- VECTREN CORPORATION Agenda Number: 934546459 -------------------------------------------------------------------------------------------------------------------------- Security: 92240G101 Meeting Type: Annual Meeting Date: 16-May-2017 Ticker: VVC ISIN: US92240G1013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR CARL L. CHAPMAN Mgmt No vote J.H. DEGRAFFENREIDT JR. Mgmt No vote JOHN D. ENGELBRECHT Mgmt No vote ANTON H. GEORGE Mgmt No vote ROBERT G. JONES Mgmt No vote PATRICK K. MULLEN Mgmt No vote R. DANIEL SADLIER Mgmt No vote MICHAEL L. SMITH Mgmt No vote TERESA J. TANNER Mgmt No vote JEAN L. WOJTOWICZ Mgmt No vote 2. APPROVE A NON-BINDING ADVISORY RESOLUTION Mgmt No vote APPROVING THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. 3. APPROVE ON A NON-BINDING ADVISORY BASIS THE Mgmt No vote FREQUENCY OF THE SHAREHOLDER VOTE ON THE COMPENSATION OF THE VECTREN CORPORATION NAMED EXECUTIVE OFFICERS. 4. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt No vote LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR VECTREN CORPORATION AND ITS SUBSIDIARIES FOR 2017. -------------------------------------------------------------------------------------------------------------------------- VERISIGN, INC. Agenda Number: 934586403 -------------------------------------------------------------------------------------------------------------------------- Security: 92343E102 Meeting Type: Annual Meeting Date: 25-May-2017 Ticker: VRSN ISIN: US92343E1029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: D. JAMES BIDZOS Mgmt No vote 1B. ELECTION OF DIRECTOR: KATHLEEN A. COTE Mgmt No vote 1C. ELECTION OF DIRECTOR: THOMAS F. FRIST III Mgmt No vote 1D. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt No vote 1E. ELECTION OF DIRECTOR: ROGER H. MOORE Mgmt No vote 1F. ELECTION OF DIRECTOR: LOUIS A. SIMPSON Mgmt No vote 1G. ELECTION OF DIRECTOR: TIMOTHY TOMLINSON Mgmt No vote 2. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt No vote BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. 3. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt No vote BASIS, THE FREQUENCY OF STOCKHOLDER VOTING ON EXECUTIVE COMPENSATION. 4. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt No vote 2007 EMPLOYEE STOCK PURCHASE PLAN. 5. TO RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt No vote COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. -------------------------------------------------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Agenda Number: 934546461 -------------------------------------------------------------------------------------------------------------------------- Security: 92343V104 Meeting Type: Annual Meeting Date: 04-May-2017 Ticker: VZ ISIN: US92343V1044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU Mgmt No vote 1B. ELECTION OF DIRECTOR: MARK T. BERTOLINI Mgmt No vote 1C. ELECTION OF DIRECTOR: RICHARD L. CARRION Mgmt No vote 1D. ELECTION OF DIRECTOR: MELANIE L. HEALEY Mgmt No vote 1E. ELECTION OF DIRECTOR: M. FRANCES KEETH Mgmt No vote 1F. ELECTION OF DIRECTOR: KARL-LUDWIG KLEY Mgmt No vote 1G. ELECTION OF DIRECTOR: LOWELL C. MCADAM Mgmt No vote 1H. ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Mgmt No vote 1I. ELECTION OF DIRECTOR: RODNEY E. SLATER Mgmt No vote 1J. ELECTION OF DIRECTOR: KATHRYN A. TESIJA Mgmt No vote 1K. ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt No vote 1L. ELECTION OF DIRECTOR: GREGORY G. WEAVER Mgmt No vote 2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt No vote REGISTERED PUBLIC ACCOUNTING FIRM 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt No vote COMPENSATION 4. ADVISORY VOTE RELATED TO FUTURE VOTES ON Mgmt No vote EXECUTIVE COMPENSATION 5. APPROVAL OF 2017 LONG-TERM INCENTIVE PLAN Mgmt No vote 6. HUMAN RIGHTS COMMITTEE Shr No vote 7. REPORT ON GREENHOUSE GAS REDUCTION TARGETS Shr No vote 8. SPECIAL SHAREOWNER MEETINGS Shr No vote 9. EXECUTIVE COMPENSATION CLAWBACK POLICY Shr No vote 10. STOCK RETENTION POLICY Shr No vote 11. LIMIT MATCHING CONTRIBUTIONS FOR EXECUTIVES Shr No vote -------------------------------------------------------------------------------------------------------------------------- W. R. BERKLEY CORPORATION Agenda Number: 934572858 -------------------------------------------------------------------------------------------------------------------------- Security: 084423102 Meeting Type: Annual Meeting Date: 16-May-2017 Ticker: WRB ISIN: US0844231029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: MARIA LUISA FERRE Mgmt No vote 1B. ELECTION OF DIRECTOR: JACK H. NUSBAUM Mgmt No vote 1C. ELECTION OF DIRECTOR: MARK L. SHAPIRO Mgmt No vote 2. NON-BINDING ADVISORY VOTE ON A RESOLUTION Mgmt No vote APPROVING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION, OR "SAY-ON-PAY" VOTE 3. NON-BINDING ADVISORY VOTE ON THE FREQUENCY Mgmt No vote OF FUTURE VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS 4. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt No vote AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017 -------------------------------------------------------------------------------------------------------------------------- WAL-MART STORES, INC. Agenda Number: 934598713 -------------------------------------------------------------------------------------------------------------------------- Security: 931142103 Meeting Type: Annual Meeting Date: 02-Jun-2017 Ticker: WMT ISIN: US9311421039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt No vote 1B. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt No vote 1C. ELECTION OF DIRECTOR: CARLA A. HARRIS Mgmt No vote 1D. ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt No vote 1E. ELECTION OF DIRECTOR: MARISSA A. MAYER Mgmt No vote 1F. ELECTION OF DIRECTOR: C. DOUGLAS MCMILLON Mgmt No vote 1G. ELECTION OF DIRECTOR: GREGORY B. PENNER Mgmt No vote 1H. ELECTION OF DIRECTOR: STEVEN S REINEMUND Mgmt No vote 1I. ELECTION OF DIRECTOR: KEVIN Y. SYSTROM Mgmt No vote 1J. ELECTION OF DIRECTOR: S. ROBSON WALTON Mgmt No vote 1K. ELECTION OF DIRECTOR: STEUART L. WALTON Mgmt No vote 2. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt No vote SHAREHOLDER ADVISORY VOTES TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt No vote OFFICER COMPENSATION 4. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt No vote INDEPENDENT ACCOUNTANTS 5. REQUEST TO ADOPT AN INDEPENDENT CHAIRMAN Shr No vote POLICY 6. SHAREHOLDER PROXY ACCESS Shr No vote 7. REQUEST FOR INDEPENDENT DIRECTOR WITH Shr No vote ENVIRONMENTAL EXPERTISE -------------------------------------------------------------------------------------------------------------------------- WATERS CORPORATION Agenda Number: 934561095 -------------------------------------------------------------------------------------------------------------------------- Security: 941848103 Meeting Type: Annual Meeting Date: 09-May-2017 Ticker: WAT ISIN: US9418481035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MICHAEL J. BERENDT PH.D Mgmt No vote DOUGLAS A. BERTHIAUME Mgmt No vote EDWARD CONARD Mgmt No vote LAURIE H. GLIMCHER M.D. Mgmt No vote CHRISTOPHER A. KUEBLER Mgmt No vote WILLIAM J. MILLER Mgmt No vote C.J. O'CONNELL Mgmt No vote JOANN A. REED Mgmt No vote THOMAS P. SALICE Mgmt No vote 2. TO RATIFY THE SELECTION OF Mgmt No vote PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. 3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt No vote COMPENSATION. 4. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt No vote FREQUENCY OF EXECUTIVE COMPENSATION VOTES. 5. TO REAPPROVE THE MATERIAL TERMS OF THE Mgmt No vote PERFORMANCE GOALS UNDER THE 2012 EQUITY INCENTIVE PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. 6. IF PROPERLY PRESENTED AT THE MEETING, TO Shr No vote CONSIDER A SHAREHOLDER PROPOSAL REGARDING THE ADOPTION OF A PROXY ACCESS BYLAW. -------------------------------------------------------------------------------------------------------------------------- WEC ENERGY GROUP, INC. Agenda Number: 934551121 -------------------------------------------------------------------------------------------------------------------------- Security: 92939U106 Meeting Type: Annual Meeting Date: 04-May-2017 Ticker: WEC ISIN: US92939U1060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JOHN F. BERGSTROM Mgmt No vote 1B. ELECTION OF DIRECTOR: BARBARA L. BOWLES Mgmt No vote 1C. ELECTION OF DIRECTOR: WILLIAM J. BRODSKY Mgmt No vote 1D. ELECTION OF DIRECTOR: ALBERT J. BUDNEY, JR. Mgmt No vote 1E. ELECTION OF DIRECTOR: PATRICIA W. CHADWICK Mgmt No vote 1F. ELECTION OF DIRECTOR: CURT S. CULVER Mgmt No vote 1G. ELECTION OF DIRECTOR: THOMAS J. FISCHER Mgmt No vote 1H. ELECTION OF DIRECTOR: PAUL W. JONES Mgmt No vote 1I. ELECTION OF DIRECTOR: GALE E. KLAPPA Mgmt No vote 1J. ELECTION OF DIRECTOR: HENRY W. KNUEPPEL Mgmt No vote 1K. ELECTION OF DIRECTOR: ALLEN L. LEVERETT Mgmt No vote 1L. ELECTION OF DIRECTOR: ULICE PAYNE, JR. Mgmt No vote 1M. ELECTION OF DIRECTOR: MARY ELLEN STANEK Mgmt No vote 2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt No vote INDEPENDENT AUDITORS FOR 2017 3. ADVISORY VOTE ON COMPENSATION OF THE NAMED Mgmt No vote EXECUTIVE OFFICERS 4. ADVISORY VOTE TO ESTABLISH THE FREQUENCY OF Mgmt No vote "SAY-ON-PAY" ADVISORY VOTES -------------------------------------------------------------------------------------------------------------------------- WHITE MOUNTAINS INSURANCE GROUP, LTD. Agenda Number: 934621675 -------------------------------------------------------------------------------------------------------------------------- Security: G9618E107 Meeting Type: Annual Meeting Date: 25-May-2017 Ticker: WTM ISIN: BMG9618E1075 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF CLASS II DIRECTOR TO A TERM Mgmt No vote ENDING IN 2020: YVES BROUILLETTE 1B. ELECTION OF CLASS II DIRECTOR TO A TERM Mgmt No vote ENDING IN 2020: G. MANNING ROUNTREE 2A. ELECTION OF DIRECTOR OF HG RE LTD: KEVIN Mgmt No vote PEARSON 2B. ELECTION OF DIRECTOR OF HG RE LTD: JENNIFER Mgmt No vote PITTS 2C. ELECTION OF DIRECTOR OF HG RE LTD: Mgmt No vote CHRISTINE REPASY 2D. ELECTION OF DIRECTOR OF HG RE LTD: JOHN Mgmt No vote SINKUS 3A. ELECTION OF DIRECTOR FOR ANY NEW NON-UNITED Mgmt No vote STATES OPERATING SUBSIDIARY OF WTM: REID CAMPBELL 3B. ELECTION OF DIRECTOR FOR ANY NEW NON-UNITED Mgmt No vote STATES OPERATING SUBSIDIARY OF WTM: KEVIN PEARSON 3C. ELECTION OF DIRECTOR FOR ANY NEW NON-UNITED Mgmt No vote STATES OPERATING SUBSIDIARY OF WTM: JENNIFER PITTS 3D. ELECTION OF DIRECTOR FOR ANY NEW NON-UNITED Mgmt No vote STATES OPERATING SUBSIDIARY OF WTM: G. MANNING ROUNTREE 4A. ELECTION OF DIRECTOR OF SPLIT ROCK Mgmt No vote INSURANCE, LTD: CHRISTOPHER GARROD 4B. ELECTION OF DIRECTOR OF SPLIT ROCK Mgmt No vote INSURANCE, LTD: SARAH KOLAR 4C. ELECTION OF DIRECTOR OF SPLIT ROCK Mgmt No vote INSURANCE, LTD: KEVIN PEARSON 4D. ELECTION OF DIRECTOR OF SPLIT ROCK Mgmt No vote INSURANCE, LTD: JOHN TREACY 5A. ELECTION OF DIRECTOR OF GRAND MARAIS Mgmt No vote CAPITAL LIMITED: SARAH KOLAR 5B. ELECTION OF DIRECTOR OF GRAND MARAIS Mgmt No vote CAPITAL LIMITED: JONAH PFEFFER 5C. ELECTION OF DIRECTOR OF GRAND MARAIS Mgmt No vote CAPITAL LIMITED: DAVINIA SMITH 6A. ELECTION OF DIRECTOR FOR ANY NEW NON-UNITED Mgmt No vote STATES OPERATING SUBSIDIARY OF ONEBEACON: SARAH KOLAR 6B. ELECTION OF DIRECTOR FOR ANY NEW NON-UNITED Mgmt No vote STATES OPERATING SUBSIDIARY OF ONEBEACON: PAUL MCDONOUGH 6C. ELECTION OF DIRECTOR FOR ANY NEW NON-UNITED Mgmt No vote STATES OPERATING SUBSIDIARY OF ONEBEACON: KEVIN PEARSON 6D. ELECTION OF DIRECTOR FOR ANY NEW NON-UNITED Mgmt No vote STATES OPERATING SUBSIDIARY OF ONEBEACON: JOHN TREACY 7. APPROVAL OF THE ADVISORY RESOLUTION ON Mgmt No vote EXECUTIVE COMPENSATION. 8. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt No vote ADVISORY VOTES ON EXECUTIVE COMPENSATION. 9. APPROVAL OF THE APPOINTMENT OF Mgmt No vote PRICEWATERHOUSECOOPERS LLP ("PWC") AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. -------------------------------------------------------------------------------------------------------------------------- WHOLE FOODS MARKET, INC. Agenda Number: 934518501 -------------------------------------------------------------------------------------------------------------------------- Security: 966837106 Meeting Type: Annual Meeting Date: 17-Feb-2017 Ticker: WFM ISIN: US9668371068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: DR. JOHN ELSTROTT Mgmt No vote 1B. ELECTION OF DIRECTOR: MARY ELLEN COE Mgmt No vote 1C. ELECTION OF DIRECTOR: SHAHID (HASS) HASSAN Mgmt No vote 1D. ELECTION OF DIRECTOR: STEPHANIE KUGELMAN Mgmt No vote 1E. ELECTION OF DIRECTOR: JOHN MACKEY Mgmt No vote 1F. ELECTION OF DIRECTOR: WALTER ROBB Mgmt No vote 1G. ELECTION OF DIRECTOR: JONATHAN SEIFFER Mgmt No vote 1H. ELECTION OF DIRECTOR: MORRIS (MO) SIEGEL Mgmt No vote 1I. ELECTION OF DIRECTOR: JONATHAN SOKOLOFF Mgmt No vote 1J. ELECTION OF DIRECTOR: DR. RALPH SORENSON Mgmt No vote 1K. ELECTION OF DIRECTOR: GABRIELLE SULZBERGER Mgmt No vote 1L. ELECTION OF DIRECTOR: WILLIAM (KIP) Mgmt No vote TINDELL, III 2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt No vote OF THE NAMED EXECUTIVE OFFICERS. 3. ADVISORY VOTE ON THE FREQUENCY OF Mgmt No vote SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. 4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt No vote YOUNG LLP AS INDEPENDENT AUDITOR FOR THE COMPANY FOR THE FISCAL YEAR ENDING SEPTEMBER 24, 2017. 5. PROPOSAL ASKING OUR BOARD OF DIRECTORS TO Shr No vote ADOPT REVISIONS TO THE COMPANY'S PROXY ACCESS BYLAW. 6. PROPOSAL ASKING THE COMPANY TO ISSUE A Shr No vote REPORT REGARDING OUR FOOD WASTE EFFORTS. -------------------------------------------------------------------------------------------------------------------------- WILLIS TOWERS WATSON PUBLIC LIMITED CO. Agenda Number: 934607699 -------------------------------------------------------------------------------------------------------------------------- Security: G96629103 Meeting Type: Annual Meeting Date: 13-Jun-2017 Ticker: WLTW ISIN: IE00BDB6Q211 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: ANNA C. CATALANO Mgmt No vote 1B. ELECTION OF DIRECTOR: VICTOR F. GANZI Mgmt No vote 1C. ELECTION OF DIRECTOR: JOHN J. HALEY Mgmt No vote 1D. ELECTION OF DIRECTOR: WENDY E. LANE Mgmt No vote 1E. ELECTION OF DIRECTOR: JAMES F. MCCANN Mgmt No vote 1F. ELECTION OF DIRECTOR: BRENDAN R. O'NEILL Mgmt No vote 1G. ELECTION OF DIRECTOR: JAYMIN PATEL Mgmt No vote 1H. ELECTION OF DIRECTOR: LINDA D. RABBITT Mgmt No vote 1I. ELECTION OF DIRECTOR: PAUL THOMAS Mgmt No vote 1J. ELECTION OF DIRECTOR: JEFFREY W. UBBEN Mgmt No vote 1K. ELECTION OF DIRECTOR: WILHELM ZELLER Mgmt No vote 2. RATIFY, ON AN ADVISORY BASIS, THE Mgmt No vote APPOINTMENT OF (I) DELOITTE & TOUCHE LLP TO AUDIT OUR FINANCIAL STATEMENTS AND (II) DELOITTE LLP TO AUDIT OUR IRISH STATUTORY ACCOUNTS, AND AUTHORIZE IN A BINDING VOTE THE BOARD, ACTING THROUGH THE AUDIT & RISK COMMITTEE, TO FIX THE INDEPENDENT AUDITORS' REMUNERATION. 3. APPROVE, ON AN ADVISORY BASIS, THE NAMED Mgmt No vote EXECUTIVE OFFICER COMPENSATION. 4. APPROVE, ON AN ADVISORY BASIS, THE Mgmt No vote FREQUENCY OF THE ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. 5. AMEND THE ARTICLES OF ASSOCIATION TO Mgmt No vote IMPLEMENT PROXY ACCESS. 6A. AMEND THE ARTICLES OF ASSOCIATION TO Mgmt No vote PROVIDE FOR A PLURALITY VOTING STANDARD IN THE EVENT OF A CONTESTED ELECTION WHEN THE NUMBER OF DIRECTOR NOMINEES EXCEEDS THE NUMBER OF DIRECTORS TO BE ELECTED. 6B. AMEND THE ARTICLES OF ASSOCIATION TO GRANT Mgmt No vote THE BOARD THE SOLE AUTHORITY TO DETERMINE ITS SIZE. 7A. AMEND THE ARTICLES OF ASSOCIATION TO Mgmt No vote ENHANCE THE ADVANCE NOTICE PROVISIONS AND MAKE CERTAIN ADMINISTRATIVE AMENDMENTS IN CONNECTION WITH THE COMPANIES ACT 2014. 7B. AMEND THE MEMORANDUM OF ASSOCIATION TO MAKE Mgmt No vote CERTAIN ADMINISTRATIVE AMENDMENTS, INCLUDING IN CONNECTION WITH THE COMPANIES ACT 2014. 8. RENEW THE BOARD'S EXISTING AUTHORITY TO Mgmt No vote ISSUE SHARES UNDER IRISH LAW. 9. RENEW THE BOARD'S EXISTING AUTHORITY TO OPT Mgmt No vote OUT OF STATUTORY PRE-EMPTION RIGHTS UNDER IRISH LAW. -------------------------------------------------------------------------------------------------------------------------- WORLD FUEL SERVICES CORPORATION Agenda Number: 934591668 -------------------------------------------------------------------------------------------------------------------------- Security: 981475106 Meeting Type: Annual Meeting Date: 25-May-2017 Ticker: INT ISIN: US9814751064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MICHAEL J. KASBAR Mgmt No vote KEN BAKSHI Mgmt No vote JORGE L. BENITEZ Mgmt No vote RICHARD A. KASSAR Mgmt No vote JOHN L. MANLEY Mgmt No vote J. THOMAS PRESBY Mgmt No vote STEPHEN K. RODDENBERRY Mgmt No vote PAUL H. STEBBINS Mgmt No vote 2. APPROVAL OF THE NON-BINDING, ADVISORY VOTE Mgmt No vote ON EXECUTIVE COMPENSATION. 3. RECOMMENDATION ON THE FREQUENCY OF FUTURE Mgmt No vote ADVISORY VOTES ON EXECUTIVE COMPENSATION. 4. RATIFICATION OF THE APPOINTMENT OF Mgmt No vote PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR. -------------------------------------------------------------------------------------------------------------------------- XCEL ENERGY INC. Agenda Number: 934566475 -------------------------------------------------------------------------------------------------------------------------- Security: 98389B100 Meeting Type: Annual Meeting Date: 17-May-2017 Ticker: XEL ISIN: US98389B1008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: GAIL K. BOUDREAUX Mgmt No vote 1B. ELECTION OF DIRECTOR: RICHARD K. DAVIS Mgmt No vote 1C. ELECTION OF DIRECTOR: BEN FOWKE Mgmt No vote 1D. ELECTION OF DIRECTOR: RICHARD T. O'BRIEN Mgmt No vote 1E. ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt No vote POLICINSKI 1F. ELECTION OF DIRECTOR: JAMES T. PROKOPANKO Mgmt No vote 1G. ELECTION OF DIRECTOR: A. PATRICIA SAMPSON Mgmt No vote 1H. ELECTION OF DIRECTOR: JAMES J. SHEPPARD Mgmt No vote 1I. ELECTION OF DIRECTOR: DAVID A. WESTERLUND Mgmt No vote 1J. ELECTION OF DIRECTOR: KIM WILLIAMS Mgmt No vote 1K. ELECTION OF DIRECTOR: TIMOTHY V. WOLF Mgmt No vote 1L. ELECTION OF DIRECTOR: DANIEL YOHANNES Mgmt No vote 2. COMPANY PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt No vote BASIS, THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION 3. COMPANY PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt No vote BASIS, EXECUTIVE COMPENSATION 4. COMPANY PROPOSAL TO RATIFY THE APPOINTMENT Mgmt No vote OF DELOITTE & TOUCHE LLP AS XCEL ENERGY INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 5. SHAREHOLDER PROPOSAL ON THE SEPARATION OF Shr No vote THE ROLES OF THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER -------------------------------------------------------------------------------------------------------------------------- ZOETIS INC. Agenda Number: 934559634 -------------------------------------------------------------------------------------------------------------------------- Security: 98978V103 Meeting Type: Annual Meeting Date: 11-May-2017 Ticker: ZTS ISIN: US98978V1035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: GREGORY NORDEN Mgmt No vote 1B. ELECTION OF DIRECTOR: LOUISE M. PARENT Mgmt No vote 1C. ELECTION OF DIRECTOR: ROBERT W. SCULLY Mgmt No vote 2. ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt No vote COMPENSATION (SAY ON PAY). 3. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt No vote OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. * Management position unknown
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Horizons ETF Trust I By (Signature) /s/ Garrett Paolella Name Garrett Paolella Title President Date 08/10/2017