Location books Record:
1 |
a. Name of person (e.g., a custodian of records) | Horizons ETFs Management (US) LLC |
b. Street 1 | 625 Madison Avenue |
Street 2 | 3rd Floor |
c. City | New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10022 |
g. Telephone number (including country code if foreign) | 2122058300 |
h. Briefly describe the books and records kept at this location:
| The account books and other documents required to be maintained by Registrant pursuant to Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. |
Location books Record:
2 |
a. Name of person (e.g., a custodian of records) | U.S. Bancorp Fund Services, LLC |
b. Street 1 | 615 East Michigan Street |
Street 2 | |
c. City | Milwaukee |
d. State, if applicable |
WISCONSIN
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 53202-5300 |
g. Telephone number (including country code if foreign) | 8336121912 |
h. Briefly describe the books and records kept at this location:
| The account books and other documents required to be maintained by Registrant pursuant to Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. |
Location books Record:
3 |
a. Name of person (e.g., a custodian of records) | U.S. Bank National Association |
b. Street 1 | 1555 N. Rivercenter Drive, Suite 302 |
Street 2 | |
c. City | Milwaukee |
d. State, if applicable |
WISCONSIN
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 53212-0001 |
g. Telephone number (including country code if foreign) | 8336121912 |
h. Briefly describe the books and records kept at this location:
| The account books and other documents required to be maintained by Registrant pursuant to Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. |
Location books Record:
4 |
a. Name of person (e.g., a custodian of records) | Foreside Funds Distributors LLC |
b. Street 1 | 899 Cassatt Road |
Street 2 | 400 Berwyn Park, Suite 110 |
c. City | Berwyn |
d. State, if applicable |
PENNSYLVANIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 19312 |
g. Telephone number (including country code if foreign) | 8662516920 |
h. Briefly describe the books and records kept at this location:
| The account books and other documents required to be maintained by Registrant pursuant to Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. |
Director Record:
1 |
a. Full Name | Robinson Jacobs |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
2 |
a. Full Name | Mark Buckley-Jones, |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
3 |
a. Full Name | John L. Jacobs |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Were any matters submitted by the
Registrant for
its
security
holders' vote during the reporting
period?
|
Yes
No
|
a. If yes, and to the extent the response relates
only to certain series of the Registrant,
indicate the series
involved:
|
Security Matter Series info Record:
1 |
1. Series name | Horizons S&P 500 Covered Call ETF |
2. Series identification number | |
Security Matter Series info Record:
2 |
1. Series name | |
2. Series identification number | |
Security Matter Series info Record:
3 |
1. Series name | Horizons NASDAQ 100 Covered Call ETF |
2. Series identification number | |