0000891092-17-004970.txt : 20170707 0000891092-17-004970.hdr.sgml : 20170707 20170707104859 ACCESSION NUMBER: 0000891092-17-004970 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20170707 DATE AS OF CHANGE: 20170707 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Horizons ETF Trust I CENTRAL INDEX KEY: 0001551030 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-36244 FILM NUMBER: 17954249 BUSINESS ADDRESS: STREET 1: 625 MADISON AVENUE STREET 2: 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-205-8300 MAIL ADDRESS: STREET 1: 625 MADISON AVENUE STREET 2: 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Recon Capital Series Trust DATE OF NAME CHANGE: 20150513 FORMER COMPANY: FORMER CONFORMED NAME: ETF Series Trust DATE OF NAME CHANGE: 20130816 FORMER COMPANY: FORMER CONFORMED NAME: Sage Quant ETF Trust DATE OF NAME CHANGE: 20120529 8-A12B 1 e74801_8a12b.htm FORM 8-A12B

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-A

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR 12(g) OF THE

SECURITIES EXCHANGE ACT OF 1934

Horizons ETF Trust I

(Exact Name of Registrant as Specified in Its Charter)

c/o Horizons ETF Management (US) LLC

625 Madison Avenue, 3rd Floor

New York, New York 10022

(Address of Principal Executive Offices) (Zip Code)

Delaware

(State of Incorporation or Organization)

46-1782023

(I.R.S. Employer Identification No.)

Securities to be registered pursuant to Section 12(b) of the Act:

Title of Each Class to be so Registered:	Name of Each Exchange on Which Each Class is to be so Registered:
Horizons S&P 500 Covered Call ETF	NYSE ARCA

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), please check the following box. [X]

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), please check the following box. [ ]

Securities Act of 1933 and Investment Company Act of 1940 registration statement file numbers to which this form relates: 333-183155; 811-22732.

Securities to be registered pursuant to Section 12(g) of the Act: None

Item 1. Description of Registrant’s Securities to be Registered

A description of the shares of beneficial interest, no par value (“Shares”), of the following series (the “Fund”) of Horizons ETF Trust I (the “Registrant”) to be registered hereunder is set forth in the Registrant’s Registration Statement on Form N-1A, as amended (“Registration Statement”) (Securities Act File No. 333-183155; Investment Company Act File No. 811-22732), as filed with the Securities and Exchange Commission, which description is incorporated by reference. Any form of supplement to the Registration Statement that is subsequently filed that relates to the Fund is hereby also incorporated by reference herein.

Name of Fund

Horizons S&P 500 Covered Call ETF

Item 2. Exhibits

Registrant’s Certificate of Trust, incorporated by reference to Exhibit (a)(1)(A) to the Registrant’s Registration Statement on Form N-1A (File Nos. 333-183155; 811-22732), filed on August 8, 2012.

Registrant’s Agreement and Declaration of Trust, incorporated by reference to Exhibit (a)(1)(B) to Pre-Effective Amendment No. 2 of the Registrant’s Registration Statement on Form N-1A (File Nos. 333-183155; 811-22732), filed on September 4, 2013.

Registrant’s Bylaws, incorporated by reference to Exhibit (b)(1) to Pre-Effective Amendment No. 2 of the Registrant’s Registration Statement on Form N-1A (File Nos. 333-183155; 811-22732), filed on September 4, 2013.

SIGNATURE

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

	HORIZONS ETF TRUST I

Date: July 7, 2017	By:	/s/ Garrett K. Paolella
		Garrett K. Paolella
		President

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