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Filing Detail
Form N-14 - Registration statement for open-end investment company (business combinations):
SEC Accession No. 0000891092-17-003263
Filing Date
2017-04-19
Accepted
2017-04-19 15:26:35
Documents
26

Document Format Files

Seq Description Document Type Size
1 PROXY STATEMENT/PROSPECTUS e73871n14.htm N-14 959795
2 CERTIFICATE OF AMENDMENT e73871ex1c.htm EX-99.(1)(C) 4785
3 INVESTMENT ADVISORY AGREEMENT e73871ex6.htm EX-99.(6) 80671
4 AMENDMENT TO DISTRIBUTION AGREEMENT e73871ex7c.htm EX-99.(7)(C) 7125
5 AMENDED DISTRIBUTION AND SERVICE PLAN e73871ex10b.htm EX-99.(10)(B) 16185
6 OPINION AND CONSENT OF COUNSEL e73871ex11.htm EX-99.(11) 8474
7 FORM OF TAX OPINION AND CONSENT OF COUNSEL e73871ex12.htm EX-99.(12) 20678
8 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM e73871ex14.htm EX-99.(14) 3279
10 GRAPHIC image_008.jpg GRAPHIC 13187
11 GRAPHIC image_009.jpg GRAPHIC 14750
12 GRAPHIC image_010.jpg GRAPHIC 7076
13 GRAPHIC image_006.jpg GRAPHIC 13187
14 GRAPHIC image_007.jpg GRAPHIC 14750
15 GRAPHIC image_011.jpg GRAPHIC 37654
16 GRAPHIC image_012.gif GRAPHIC 987
17 GRAPHIC image_013.jpg GRAPHIC 3222
18 GRAPHIC image_015.jpg GRAPHIC 2776
19 GRAPHIC image_017.gif GRAPHIC 1095
20 GRAPHIC image_018.gif GRAPHIC 1147
21 GRAPHIC image_019.jpg GRAPHIC 1648
22 GRAPHIC image_019.gif GRAPHIC 1176
23 GRAPHIC image_016.jpg GRAPHIC 2890
24 GRAPHIC image_014.jpg GRAPHIC 3251
25 GRAPHIC image_021.jpg GRAPHIC 5958
26 GRAPHIC image_024.gif GRAPHIC 901
27 filename27.htm COVER 3369
  Complete submission text file 0000891092-17-003263.txt   1281049

Series and Classes/Contracts Information:

Merger
  Status Name Ticker Symbol
CIK 0001551030 acquiring    
Series S000057896   Horizons S&P 500 Covered Call ETF
Class/Contract C000187883   Horizons S&P 500 Covered Call ETF
CIK 0001547950 target    
Series S000037620   Horizons S&P 500 Covered Call ETF
Class/Contract C000116058   Horizons S&P 500 Covered Call ETF HSPX
Mailing Address 625 MADISON AVENUE 3RD FLOOR NEW YORK NY 10022
Business Address 625 MADISON AVENUE 3RD FLOOR NEW YORK NY 10022 212-205-8300
Horizons ETF Trust I (Filer) CIK: 0001551030 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1031
Type: N-14 | Act: 33 | File No.: 333-217381 | Film No.: 17769869