0001550695-23-000055.txt : 20230911 0001550695-23-000055.hdr.sgml : 20230911 20230911192840 ACCESSION NUMBER: 0001550695-23-000055 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230907 FILED AS OF DATE: 20230911 DATE AS OF CHANGE: 20230911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ramchandani Rohit CENTRAL INDEX KEY: 0001976990 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35628 FILM NUMBER: 231248765 MAIL ADDRESS: STREET 1: 333 NORTH CANYONS PARKWAY CITY: LIVERMORE STATE: CA ZIP: 94551 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Performant Financial Corp CENTRAL INDEX KEY: 0001550695 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] IRS NUMBER: 200484934 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 333 NORTH CANYONS PARKWAY CITY: Livermore STATE: CA ZIP: 94551 BUSINESS PHONE: 925-960-4800 MAIL ADDRESS: STREET 1: 333 NORTH CANYONS PARKWAY CITY: Livermore STATE: CA ZIP: 94551 4 1 wk-form4_1694474909.xml FORM 4 X0508 4 2023-09-07 0 0001550695 Performant Financial Corp PFMT 0001976990 Ramchandani Rohit 333 NORTH CANYONS PARKWAY SUITE 100 LIVERMORE CA 94551 0 1 0 0 Chief Financial Officer 1 Common Stock, par value $0.0001 per share 2023-09-07 4 M 0 15525 0 A 160092 D Common Stock, par value $0.0001 per share 2023-09-07 4 F 0 5369 2.41 D 154723 D Common Stock, par value $0.0001 per share 2023-09-07 4 M 0 23164 0 A 177887 D Common Stock, par value $0.0001 per share 2023-09-07 4 F 0 8011 2.41 D 169876 D Restricted Stock Units 0 2023-09-07 4 M 0 15525 D Common Stock 15525 31050 D Restricted Stock Units 0 2023-09-07 4 M 0 23164 D Common Stock 23164 69486 D Shares surrendered to pay tax liability due on vesting of Restricted Stock Units. Each restricted stock unit represents a contingent right to receive one share of PFMT's common stock. The units were awarded at no cost to Reporting Person. The restricted stock unit award was granted on 08/13/2021, and vests at a rate of 25% annually, with 25% vesting on the first, second, third and fourth anniversary of August 14, 2021, provided that the Reporting Person remains in continuous service through each vest date. Restricted Stock Unit award was granted on 08/08/2022. The restricted stock unit award vests at a rate of 25% annually on the first, second, third, and fourth anniversaries of August 15, 2022, provided that the Reporting Person remains in continuous service through each vest date. /s/ Ian A. Johnston, Attorney-in-Fact for Rohit Ramchandani 2023-09-11