0001550695-21-000080.txt : 20211117
0001550695-21-000080.hdr.sgml : 20211117
20211117205904
ACCESSION NUMBER: 0001550695-21-000080
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211116
FILED AS OF DATE: 20211117
DATE AS OF CHANGE: 20211117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kohl Simeon
CENTRAL INDEX KEY: 0001703807
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35628
FILM NUMBER: 211422372
MAIL ADDRESS:
STREET 1: 333 NORTH CANYONS PARKWAY
CITY: LIVERMORE
STATE: CA
ZIP: 94551
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Performant Financial Corp
CENTRAL INDEX KEY: 0001550695
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380]
IRS NUMBER: 200484934
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 333 NORTH CANYONS PARKWAY
CITY: Livermore
STATE: CA
ZIP: 94551
BUSINESS PHONE: 925-960-4800
MAIL ADDRESS:
STREET 1: 333 NORTH CANYONS PARKWAY
CITY: Livermore
STATE: CA
ZIP: 94551
4
1
wf-form4_163720072732981.xml
FORM 4
X0306
4
2021-11-16
0
0001550695
Performant Financial Corp
PFMT
0001703807
Kohl Simeon
333 NORTH CANYONS PARKWAY
LIVERMORE
CA
94551
0
1
0
0
See Remarks
Common Stock, par value $0.0001 per share
2021-11-16
4
M
0
30461
0
A
165041
D
Common Stock, par value $0.0001 per share
2021-11-17
4
F
0
7472
2.88
D
157569
D
Restricted Stock Units
2021-11-16
4
M
0
30461
0
D
Common Stock
30461.0
60916
D
These shares of common stock were sold to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of Restricted Stock Units. These shares of common stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 7, 2021.
Each Restricted Stock Unit represents a contingent right to receive one share of PFMT's common stock. The units were awarded at no cost to the Reporting Person
The Restricted Stock Unit award was granted on July 30, 2020. One-third of the shares vested on November 16, 2021, with the remaining Restricted Stock Unit Award vesting as to one-third on the first day of the next open trading window immediately following each of the second and third anniversaries of the grant date, provided that the Reporting Person remains in continuous service through each vesting date.
Senior Vice President and General Manager of Health Care
/s/ Ian A. Johnston, Attorney-in-Fact for Simeon M. Kohl
2021-11-17