0001550695-20-000037.txt : 20200515 0001550695-20-000037.hdr.sgml : 20200515 20200515213324 ACCESSION NUMBER: 0001550695-20-000037 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200513 FILED AS OF DATE: 20200515 DATE AS OF CHANGE: 20200515 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnston Ian CENTRAL INDEX KEY: 0001703802 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35628 FILM NUMBER: 20887577 MAIL ADDRESS: STREET 1: 333 NORTH CANYONS PARKWAY CITY: LIVERMORE STATE: CA ZIP: 94551 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Performant Financial Corp CENTRAL INDEX KEY: 0001550695 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] IRS NUMBER: 200484934 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 333 NORTH CANYONS PARKWAY CITY: Livermore STATE: CA ZIP: 94551 BUSINESS PHONE: 925-960-4800 MAIL ADDRESS: STREET 1: 333 NORTH CANYONS PARKWAY CITY: Livermore STATE: CA ZIP: 94551 4 1 wf-form4_158959278400011.xml FORM 4 X0306 4 2020-05-13 0 0001550695 Performant Financial Corp PFMT 0001703802 Johnston Ian 333 NORTH CANYONS PARKWAY LIVERMORE CA 94551 0 1 0 0 See Remarks Common Stock, par value $0.0001 per share 2020-05-13 4 M 0 15000 0 A 129011 D Common Stock, par value $0.0001 per share 2020-05-13 4 F 0 6133 0.704 D 122878 D Restricted Stock Units 2020-05-13 4 M 0 15000 0 D Common Stock 15000.0 15000 D Shares surrendered to pay tax liability due on vesting of Restricted Stock Units. Each restricted stock unit represents a contingent right to receive one share of PFMT's common stock. The units were awarded at no cost to the Reporting Person. Restricted Stock Unit award was granted on April 6, 2017. 25% of the shares vested on May 11, 2018, 25% of the shares vested on May 10, 2019, 25% of the shares vested on May 13, 2020, with 25% more vesting on the first day of the next open trading window immediately following the fourth anniversary of the grant date, provided that the Reporting Person remains in continuous service through each vest date. Vice President and Chief Accounting Officer /s/ Ian A. Johnston 2020-05-15