0001550695-19-000014.txt : 20190311 0001550695-19-000014.hdr.sgml : 20190311 20190311213730 ACCESSION NUMBER: 0001550695-19-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190307 FILED AS OF DATE: 20190311 DATE AS OF CHANGE: 20190311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnston Ian CENTRAL INDEX KEY: 0001703802 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35628 FILM NUMBER: 19673848 MAIL ADDRESS: STREET 1: 333 NORTH CANYONS PARKWAY CITY: LIVERMORE STATE: CA ZIP: 94551 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Performant Financial Corp CENTRAL INDEX KEY: 0001550695 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] IRS NUMBER: 200484934 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 333 North Cayons Parkway CITY: Livermore STATE: CA ZIP: 94551 BUSINESS PHONE: 925-960-4800 MAIL ADDRESS: STREET 1: 333 North Cayons Parkway CITY: Livermore STATE: CA ZIP: 94551 4 1 wf-form4_155235463577063.xml FORM 4 X0306 4 2019-03-07 0 0001550695 Performant Financial Corp PFMT 0001703802 Johnston Ian 333 NORTH CANYONS PARKWAY LIVERMORE CA 94551 0 1 0 0 See Remarks Common Stock, par value $0.0001 per share 2019-03-07 4 M 0 11250 0 A 78667 D Common Stock, par value $0.0001 per share 2019-03-07 4 F 0 4599 2.10 D 74068 D Restricted Stock Units 2019-03-07 4 M 0 11250 0 D Common Stock 11250.0 11250 D Shares surrendered to pay tax liability due on vesting of Restricted Stock Units. Each restricted stock unit represents a contingent right to receive one share of PFMT's common stock. The units were awarded at no cost to Reporting Person. Restricted Stock Unit award was granted on 02/22/16. 25% of the shares vested on March 7, 2017, 25% of the shares vested on March 7, 2018, and 25% of the shares vested on March 7, 2019 with 25% more vesting on the third anniversary of the initial vest date, provided that the Reporting Person remains in continuous service through each vest date. Vice President and Chief Accounting Officer /s/ Ian A. Johnston 2019-03-11