0001452766-12-000006.txt : 20120814 0001452766-12-000006.hdr.sgml : 20120814 20120814155811 ACCESSION NUMBER: 0001452766-12-000006 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120814 DATE AS OF CHANGE: 20120814 EFFECTIVENESS DATE: 20120814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alpine Partners USVI, LLC CENTRAL INDEX KEY: 0001549916 IRS NUMBER: 660756412 STATE OF INCORPORATION: VI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-15011 FILM NUMBER: 121032652 BUSINESS ADDRESS: STREET 1: 6100 RED HOOK STREET 2: QUARTER #2 SUITE A3-1 CITY: ST. THOMAS STATE: VI ZIP: 00802 BUSINESS PHONE: 646-961-3213 MAIL ADDRESS: STREET 1: 6100 RED HOOK STREET 2: QUARTER #2 SUITE A3-1 CITY: ST. THOMAS STATE: VI ZIP: 00802 13F-HR/A 1 apu13f-12312011.txt APU Q4 2011 AMENDED 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [X]; Amendment Number: __1___ This Amendment (Check only one.): [X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Alpine Partners USVI, LLC Address: 6100 Red Hook Quarter #2, Suite A3-1 St. Thomas, VI 00802 Form 13F File Number: 28-____________ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Andrew Park Title: Chief Operating Officer Phone: 646-961-3213 Signature, Place, and Date of Signing: (s) Andrew Park St. Thomas, US Virgin Islands 8/14/2012 ------------------- ---------------------------------- ------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 66 Form 13F Information Table Value Total: $ 21,398 (thousands) List of Other Included Managers: NONE VALUE SH/ PUT/INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP ($000's) AMOUNT PRN CALLDISCRETION MANAGER SOLE SHARED NONE ----------------------------------------------------------- -------- ----------------- ---- ---------- -------- ------ ------ --- ACTIVE POWER INC COM 00504W100 29 43781 SH SOLE 43781 AK STL HLDGS CORP COM 001547108 295 35729 SH SOLE 35729 ALASKA COMMUNICATIONS SYS GR COM 01167P101 59 19741 SH SOLE 19741 ALCOA INC COM 013817101 303 5336 SH SOLE 5336 ALEXANDERS INC COM 014752109 663 1792 SH SOLE 1792 ALLIANCE ONE INTL INC COM 018772103 79 29096 SH SOLE 29096 ALTAIR NANOTECHNOLOGIES INC COM NEW 021373204 26 39835 SH SOLE 39835 ARTIO GLOBAL INVS INC COM CL A 04315B107 70 14379 SH SOLE 14379 AVANIR PHARMACEUTICALS INC CL A NEW 05348P401 58 28463 SH SOLE 28463 BOSTON PRIVATE FINL HLDGS IN *W EXP 11/21/201 101119113 160 50000 SH SOLE 50000 CADENCE PHARMACEUTICALS INC COM 12738T100 83 20900 SH SOLE 20900 CALLAWAY GOLF CO COM 131193104 66 11968 SH SOLE 11968 CAMELOT INFORMATION SYS INC ADR RP ORD SHS 13322V105 78 27386 SH SOLE 27386 CHIMERA INVT CORP COM 16934Q109 76 30203 SH SOLE 30203 CHINA MING YANG WIND PWR GRO SPONSORED ADR 16951C108 64 28256 SH SOLE 28256 CHRISTOPHER & BANKS CORP COM 171046105 74 31443 SH SOLE 31443 CITIGROUP INC *W EXP 01/04/201 172967226 285 1000000 SH SOLE 1000000 CITIGROUP INC *W EXP 10/28/201 172967234 102 2000000 SH SOLE 2000000 COGDELL SPENCER INC COM 19238U107 61 14346 SH SOLE 14346 COMERICA INC *W EXP 11/14/201 200340115 1636 306100 SH SOLE 306100 COMPLETE GENOMICS INC COM 20454K104 72 24540 SH SOLE 24540 COMVERGE INC COM 205859101 24 19064 SH SOLE 19064 CYTORI THERAPEUTICS INC COM 23283K105 76 34626 SH SOLE 34626 DAQO NEW ENERGY CORP SPONSORED ADR 23703Q104 25 14784 SH SOLE 14784 DEPOMED INC COM 249908104 69 13290 SH SOLE 13290 DEVON ENERGY CORP NEW COM 25179M103 288 4652 SH SOLE 4652 DEXCOM INC COM 252131107 99 10621 SH SOLE 10621 DICE HLDGS INC COM 253017107 84 10191 SH SOLE 10191 DIRECTV COM CL A 25490A101 595 13916 SH SOLE 13916 E-COMMERCE CHINA DANGDANG IN SPN ADS COM A 26833A105 77 17498 SH SOLE 17498 EMCORE CORP COM 290846104 25 29335 SH SOLE 29335 ENERGYSOLUTIONS INC COM 292756202 59 18969 SH SOLE 18969 ENSCO PLC SPONSORED ADR 29358Q109 235 5000 SH SOLE 5000 FEDERAL SIGNAL CORP COM 313855108 85 20580 SH SOLE 20580 FIVE STAR QUALITY CARE INC COM 33832D106 74 24563 SH SOLE 24563 GENON ENERGY INC COM 37244E107 61 23544 SH SOLE 23544 GMX RES INC COM 38011M108 75 59838 SH SOLE 59838 HANWHA SOLARONE CO LTD SPONSORED ADR 41135V103 29 29728 SH SOLE 29728 HYPERDYNAMICS CORP COM 448954107 45 18180 SH SOLE 18180 IMATION CORP COM 45245A107 81 14105 SH SOLE 14105 INTRALINKS HLDGS INC COM 46118H104 72 11551 SH SOLE 11551 JANUS CAP GROUP INC COM 47102X105 63 10047 SH SOLE 10047 KKR FINANCIAL HLDGS LLC COM 48248A306 144 16500 SH SOLE 16500 LIONBRIDGE TECHNOLOGIES INC COM 536252109 81 35162 SH SOLE 35162 MEMC ELECTR MATLS INC COM 552715104 289 73405 SH SOLE 73405 METABOLIX INC COM 591018809 87 19143 SH SOLE 19143 METROPCS COMMUNICATIONS INC COM 591708102 90 10359 SH SOLE 10359 MUELLER WTR PRODS INC COM SER A 624758108 62 25549 SH SOLE 25549 PACIFIC DRILLING SA LUXEMBOU REG SHS L7257P106 140 15000 SH SOLE 15000 PENSON WORLDWIDE INC COM 709600100 385 331976 SH SOLE 331976 PLX TECHNOLOGY INC COM 693417107 86 30000 SH SOLE 30000 POPULAR INC COM 733174106 28 20310 SH SOLE 20310 RARE ELEMENT RES LTD COM 75381M102 92 28366 SH SOLE 28366 RIO TINTO PLC SPONSORED ADR 767204100 4868 99511 SH SOLE 99511 SANGAMO BIOSCIENCES INC COM 800677106 85 29893 SH SOLE 29893 SAVIENT PHARMACEUTICALS INC COM 80517Q100 78 35061 SH SOLE 35061 SCORPIO TANKERS INC SHS Y7542C106 98 20000 SH SOLE 20000 SEQUENOM INC COM NEW 817337405 83 15935 SH SOLE 15935 SIGA TECHNOLOGIES INC COM 826917106 389 27065 SH SOLE 27065 TALBOTS INC COM 874161102 311 26676 SH SOLE 26676 U S AIRWAYS GROUP INC COM 90341W108 47 17823 SH SOLE 17823 VALUEVISION MEDIA INC CL A 92047K107 621 44041 SH SOLE 44041 V F CORP COM 918204108 3728 3067 SH SOLE 3067 WASHINGTON FED INC *W EXP 11/14/201 938824117 1726 82900 SH SOLE 82900 WET SEAL INC CLA A 961840105 739 14318 SH SOLE 14318 WINTRUST FINANCIAL CORP *W EXP 12/18/201 97650W157 562 50000 SH SOLE 50000