0001549408-23-000005.txt : 20231115 0001549408-23-000005.hdr.sgml : 20231115 20231114211059 ACCESSION NUMBER: 0001549408-23-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231115 DATE AS OF CHANGE: 20231114 EFFECTIVENESS DATE: 20231115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALETHEA CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001549408 IRS NUMBER: 275349670 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16431 FILM NUMBER: 231408869 BUSINESS ADDRESS: STREET 1: 8910 UNIVERSITY CENTER LN STREET 2: STE 400 CITY: SAN DIEGO STATE: CA ZIP: 92122-1025 BUSINESS PHONE: 858-926-2058 MAIL ADDRESS: STREET 1: 8910 UNIVERSITY CENTER LN STREET 2: STE 400 CITY: SAN DIEGO STATE: CA ZIP: 92122-1025 FORMER COMPANY: FORMER CONFORMED NAME: Alethea Capital Management, LLC DATE OF NAME CHANGE: 20120507 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001549408 XXXXXXXX 09-30-2023 09-30-2023 ALETHEA CAPITAL MANAGEMENT, LLC
8910 UNIVERSITY CENTER LN STE 400 SAN DIEGO CA 92122-1025
13F HOLDINGS REPORT 028-16431 N
Kasie Cole Executive Assistant 858-859-9903 Kasie Cole Newcastle WA 11-14-2023 0 51 81407201 false
INFORMATION TABLE 2 AletheaCapitalManagement_13f.xml ABBVIE INC COM 00287Y109 517238 3470 SH SOLE 0 3470 0 0 ALPHABET INC CAP STK CL C 02079K107 336218 2550 SH SOLE 0 2550 0 0 APPLE INC COM 037833100 402507 2351 SH SOLE 0 2351 0 0 ASSERTIO HOLDINGS INC COM NEW 04546C205 342510 133793 SH SOLE 0 133793 0 0 AT&T INC COM 00206R102 440477 29326 SH SOLE 0 29326 0 0 AVIDITY BIOSCIENCES INC COM 05370A108 5452673 854651 SH SOLE 0 854651 0 0 AXSOME THERAPEUTICS INC COM 05464T104 53032113 758794 SH SOLE 0 758794 0 0 BANK AMERICA CORP COM 060505104 290443 10608 SH SOLE 0 10608 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 297755 850 SH SOLE 0 850 0 0 BLACKROCK INC COM 09247X101 274758 425 SH SOLE 0 425 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 424563 7315 SH SOLE 0 7315 0 0 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 273893 3180 SH SOLE 0 3180 0 0 CAMPBELL SOUP CO COM 134429109 420331 10232 SH SOLE 0 10232 0 0 CIDARA THERAPEUTICS INC COM 171757107 1533591 1627670 SH SOLE 0 1627670 0 0 CLOROX CO DEL COM 189054109 385579 2942 SH SOLE 0 2942 0 0 CME GROUP INC COM 12572Q105 505355 2524 SH SOLE 0 2524 0 0 COCA COLA CO COM 191216100 299493 5350 SH SOLE 0 5350 0 0 CONSOLIDATED EDISON INC COM 209115104 442532 5174 SH SOLE 0 5174 0 0 CUMMINS INC COM 231021106 342690 1500 SH SOLE 0 1500 0 0 CVS HEALTH CORP COM 126650100 230406 3300 SH SOLE 0 3300 0 0 DARDEN RESTAURANTS INC COM 237194105 401016 2800 SH SOLE 0 2800 0 0 DOW INC COM 260557103 273268 5300 SH SOLE 0 5300 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 264780 3000 SH SOLE 0 3000 0 0 EATON CORP PLC SHS G29183103 287928 1350 SH SOLE 0 1350 0 0 EATON VANCE CALIF MUN BD FD COM 27828A100 86543 10658 SH SOLE 0 10658 0 0 EXXON MOBIL CORP COM 30231G102 305708 2600 SH SOLE 0 2600 0 0 GARMIN LTD SHS H2906T109 471927 4486 SH SOLE 0 4486 0 0 GENERAL MLS INC COM 370334104 390275 6099 SH SOLE 0 6099 0 0 GILEAD SCIENCES INC COM 375558103 454811 6069 SH SOLE 0 6069 0 0 HOME DEPOT INC COM 437076102 347484 1150 SH SOLE 0 1150 0 0 HONEYWELL INTL INC COM 438516106 343911 1862 SH SOLE 0 1862 0 0 ILLINOIS TOOL WKS INC COM 452308109 305161 1325 SH SOLE 0 1325 0 0 INTEL CORP COM 458140100 248850 7000 SH SOLE 0 7000 0 0 ISHARES TR 20 YR TR BD ETF 464287432 2064526 23278 SH SOLE 0 23278 0 0 JPMORGAN CHASE & CO COM 46625H100 362550 2500 SH SOLE 0 2500 0 0 KIMBERLY-CLARK CORP COM 494368103 283998 2350 SH SOLE 0 2350 0 0 KROGER CO COM 501044101 445352 9952 SH SOLE 0 9952 0 0 KURA ONCOLOGY INC COM 50127T109 3196058 350445 SH SOLE 0 350445 0 0 LOCKHEED MARTIN CORP COM 539830109 415094 1015 SH SOLE 0 1015 0 0 MEDTRONIC PLC SHS G5960L103 274260 3500 SH SOLE 0 3500 0 0 MERCK & CO INC COM 58933Y105 587124 5703 SH SOLE 0 5703 0 0 MICROSOFT CORP COM 594918104 292069 925 SH SOLE 0 925 0 0 NEWMONT CORP COM 651639106 405157 10965 SH SOLE 0 10965 0 0 OPEN LENDING CORP COM 68373J104 87840 12000 SH SOLE 0 12000 0 0 PEPSICO INC COM 713448108 304992 1800 SH SOLE 0 1800 0 0 PROCTER AND GAMBLE CO COM 742718109 320892 2200 SH SOLE 0 2200 0 0 SOUTHERN CO COM 842587107 430906 6658 SH SOLE 0 6658 0 0 WASTE MGMT INC DEL COM 94106L109 335368 2200 SH SOLE 0 2200 0 0 WEC ENERGY GROUP INC COM 92939U106 426915 5300 SH SOLE 0 5300 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 316790 8020 SH SOLE 0 8020 0 0 XCEL ENERGY INC COM 98389B100 430523 7524 SH SOLE 0 7524 0 0