The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 363 | 2,803 | SH | SOLE | 0 | 2,803 | 0 | 0 | |
ALLIANT ENERGY CORP | COM | 018802108 | 443 | 7,563 | SH | SOLE | 0 | 7,563 | 0 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 427 | 195 | SH | SOLE | 0 | 195 | 0 | 0 | |
AMGEN INC | COM | 031162100 | 377 | 1,550 | SH | SOLE | 0 | 1,550 | 0 | 0 | |
APPLE INC | COM | 037833100 | 328 | 2,400 | SH | SOLE | 0 | 2,400 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 419 | 19,996 | SH | SOLE | 0 | 19,996 | 0 | 0 | |
AVIDITY BIOSCIENCES INC | COM | 05370A108 | 12,139 | 835,473 | SH | SOLE | 0 | 835,473 | 0 | 0 | |
AXSOME THERAPEUTICS INC | COM | 05464T104 | 30,250 | 789,813 | SH | SOLE | 0 | 789,813 | 0 | 0 | |
BANK NEW YORK MELLON CORP | COM | 064058100 | 397 | 9,521 | SH | SOLE | 0 | 9,521 | 0 | 0 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 300 | 1,100 | SH | SOLE | 0 | 1,100 | 0 | 0 | |
BK OF AMERICA CORP | COM | 060505104 | 349 | 11,213 | SH | SOLE | 0 | 11,213 | 0 | 0 | |
BLACKROCK INC | COM | 09247X101 | 329 | 540 | SH | SOLE | 0 | 540 | 0 | 0 | |
BLACKROCK LTD DURATION INCOM | COM SHS | 09249W101 | 135 | 10,666 | SH | SOLE | 0 | 10,666 | 0 | 0 | |
BLACKSTONE INC | COM | 09260D107 | 328 | 3,600 | SH | SOLE | 0 | 3,600 | 0 | 0 | |
CIDARA THERAPEUTICS INC | COM | 171757107 | 819 | 1,677,194 | SH | SOLE | 0 | 1,677,194 | 0 | 0 | |
CISCO SYS INC | COM | 17275R102 | 361 | 8,473 | SH | SOLE | 0 | 8,473 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 407 | 8,848 | SH | SOLE | 0 | 8,848 | 0 | 0 | |
CITIZENS FINL GROUP INC | COM | 174610105 | 372 | 10,425 | SH | SOLE | 0 | 10,425 | 0 | 0 | |
COCA COLA CO | COM | 191216100 | 337 | 5,350 | SH | SOLE | 0 | 5,350 | 0 | 0 | |
COLGATE PALMOLIVE CO | COM | 194162103 | 499 | 6,232 | SH | SOLE | 0 | 6,232 | 0 | 0 | |
CORNING INC | COM | 219350105 | 466 | 14,804 | SH | SOLE | 0 | 14,804 | 0 | 0 | |
CUMMINS INC | COM | 231021106 | 290 | 1,500 | SH | SOLE | 0 | 1,500 | 0 | 0 | |
CVS HEALTH CORP | COM | 126650100 | 306 | 3,300 | SH | SOLE | 0 | 3,300 | 0 | 0 | |
DISNEY WALT CO | COM | 254687106 | 274 | 2,901 | SH | SOLE | 0 | 2,901 | 0 | 0 | |
DOW INC | COM | 260557103 | 274 | 5,300 | SH | SOLE | 0 | 5,300 | 0 | 0 | |
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 322 | 3,000 | SH | SOLE | 0 | 3,000 | 0 | 0 | |
EATON CORP PLC | SHS | G29183103 | 309 | 2,450 | SH | SOLE | 0 | 2,450 | 0 | 0 | |
EATON VANCE CALIF MUN BD FD | COM | 27828A100 | 126 | 13,579 | SH | SOLE | 0 | 13,579 | 0 | 0 | |
ENBRIDGE INC | COM | 29250N105 | 216 | 5,100 | SH | SOLE | 0 | 5,100 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 420 | 4,900 | SH | SOLE | 0 | 4,900 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 547 | 8,850 | SH | SOLE | 0 | 8,850 | 0 | 0 | |
HASBRO INC | COM | 418056107 | 472 | 5,768 | SH | SOLE | 0 | 5,768 | 0 | 0 | |
HOME DEPOT INC | COM | 437076102 | 748 | 2,729 | SH | SOLE | 0 | 2,729 | 0 | 0 | |
HONEYWELL INTL INC | COM | 438516106 | 376 | 2,161 | SH | SOLE | 0 | 2,161 | 0 | 0 | |
ILLINOIS TOOL WKS INC | COM | 452308109 | 730 | 4,004 | SH | SOLE | 0 | 4,004 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 307 | 8,200 | SH | SOLE | 0 | 8,200 | 0 | 0 | |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 513 | 3,634 | SH | SOLE | 0 | 3,634 | 0 | 0 | |
ISHARES TR | 20 YR TR BD ETF | 464287432 | 2,780 | 24,200 | SH | SOLE | 0 | 24,200 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 349 | 3,100 | SH | SOLE | 0 | 3,100 | 0 | 0 | |
KIMBERLY-CLARK CORP | COM | 494368103 | 884 | 6,538 | SH | SOLE | 0 | 6,538 | 0 | 0 | |
KURA ONCOLOGY INC | COM | 50127T109 | 6,719 | 366,569 | SH | SOLE | 0 | 366,569 | 0 | 0 | |
MEDTRONIC PLC | SHS | G5960L103 | 314 | 3,500 | SH | SOLE | 0 | 3,500 | 0 | 0 | |
MERCK & CO INC | COM | 58933Y105 | 365 | 4,000 | SH | SOLE | 0 | 4,000 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 327 | 1,275 | SH | SOLE | 0 | 1,275 | 0 | 0 | |
NATIONAL FUEL GAS CO | COM | 636180101 | 297 | 4,500 | SH | SOLE | 0 | 4,500 | 0 | 0 | |
OPEN LENDING CORP | COM CL A | 68373J104 | 123 | 12,000 | SH | SOLE | 0 | 12,000 | 0 | 0 | |
PEPSICO INC | COM | 713448108 | 367 | 2,200 | SH | SOLE | 0 | 2,200 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 288 | 5,500 | SH | SOLE | 0 | 5,500 | 0 | 0 | |
PHILIP MORRIS INTL INC | COM | 718172109 | 497 | 5,030 | SH | SOLE | 0 | 5,030 | 0 | 0 | |
PROCTER AND GAMBLE CO | COM | 742718109 | 388 | 2,700 | SH | SOLE | 0 | 2,700 | 0 | 0 | |
QUALCOMM INC | COM | 747525103 | 204 | 1,600 | SH | SOLE | 0 | 1,600 | 0 | 0 | |
RA MED SYS INC | COM | 74933X203 | 4 | 12,320 | SH | SOLE | 0 | 12,320 | 0 | 0 | |
ROBINHOOD MKTS INC | COM CL A | 770700102 | 118 | 14,358 | SH | SOLE | 0 | 14,358 | 0 | 0 | |
SEAGATE TECHNOLOGY HLDNGS PL | ORD SHS | G7997R103 | 375 | 5,255 | SH | SOLE | 0 | 5,255 | 0 | 0 | |
SPDR GOLD TR | GOLD SHS | 78463V107 | 202 | 1,200 | SH | SOLE | 0 | 1,200 | 0 | 0 | |
SPDR SER TR | BLOOMBERG 1-3 MO | 78468R663 | 5,779 | 63,166 | SH | SOLE | 0 | 63,166 | 0 | 0 | |
SPECTRUM PHARMACEUTICALS INC | COM | 84763A108 | 615 | 787,973 | SH | SOLE | 0 | 787,973 | 0 | 0 | |
SYNCHRONY FINANCIAL | COM | 87165B103 | 370 | 13,382 | SH | SOLE | 0 | 13,382 | 0 | 0 | |
SYSCO CORP | COM | 871829107 | 296 | 3,500 | SH | SOLE | 0 | 3,500 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 653 | 12,876 | SH | SOLE | 0 | 12,876 | 0 | 0 | |
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 465 | 12,282 | SH | SOLE | 0 | 12,282 | 0 | 0 | |
WASTE MGMT INC DEL | COM | 94106L109 | 337 | 2,200 | SH | SOLE | 0 | 2,200 | 0 | 0 | |
WHIRLPOOL CORP | COM | 963320106 | 424 | 2,735 | SH | SOLE | 0 | 2,735 | 0 | 0 | |
WISDOMTREE TR | EUROPE HEDGED EQ | 97717X701 | 263 | 4,010 | SH | SOLE | 0 | 4,010 | 0 | 0 |