0001549408-22-000004.txt : 20220815
0001549408-22-000004.hdr.sgml : 20220815
20220815125208
ACCESSION NUMBER: 0001549408-22-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220630
FILED AS OF DATE: 20220815
DATE AS OF CHANGE: 20220815
EFFECTIVENESS DATE: 20220815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALETHEA CAPITAL MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001549408
IRS NUMBER: 275349670
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16431
FILM NUMBER: 221164205
BUSINESS ADDRESS:
STREET 1: 8910 UNIVERSITY CENTER LN
STREET 2: STE 400
CITY: SAN DIEGO
STATE: CA
ZIP: 92122-1025
BUSINESS PHONE: 858-926-2058
MAIL ADDRESS:
STREET 1: 8910 UNIVERSITY CENTER LN
STREET 2: STE 400
CITY: SAN DIEGO
STATE: CA
ZIP: 92122-1025
FORMER COMPANY:
FORMER CONFORMED NAME: Alethea Capital Management, LLC
DATE OF NAME CHANGE: 20120507
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001549408
XXXXXXXX
06-30-2022
06-30-2022
ALETHEA CAPITAL MANAGEMENT, LLC
8910 UNIVERSITY CENTER LN
STE 400
SAN DIEGO
CA
92122-1025
13F HOLDINGS REPORT
028-16431
N
Kasie Cole
EXECUTIVE ASSISTANT
8589262058
Kasie Cole
Newcastle
WA
08-15-2022
0
64
79878
false
INFORMATION TABLE
2
22Q2_13F_XML_Report.xml
22Q2 13F
3M CO
COM
88579Y101
363
2803
SH
SOLE
0
2803
0
0
ALLIANT ENERGY CORP
COM
018802108
443
7563
SH
SOLE
0
7563
0
0
ALPHABET INC
CAP STK CL C
02079K107
427
195
SH
SOLE
0
195
0
0
AMGEN INC
COM
031162100
377
1550
SH
SOLE
0
1550
0
0
APPLE INC
COM
037833100
328
2400
SH
SOLE
0
2400
0
0
AT&T INC
COM
00206R102
419
19996
SH
SOLE
0
19996
0
0
AVIDITY BIOSCIENCES INC
COM
05370A108
12139
835473
SH
SOLE
0
835473
0
0
AXSOME THERAPEUTICS INC
COM
05464T104
30250
789813
SH
SOLE
0
789813
0
0
BANK NEW YORK MELLON CORP
COM
064058100
397
9521
SH
SOLE
0
9521
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
300
1100
SH
SOLE
0
1100
0
0
BK OF AMERICA CORP
COM
060505104
349
11213
SH
SOLE
0
11213
0
0
BLACKROCK INC
COM
09247X101
329
540
SH
SOLE
0
540
0
0
BLACKROCK LTD DURATION INCOM
COM SHS
09249W101
135
10666
SH
SOLE
0
10666
0
0
BLACKSTONE INC
COM
09260D107
328
3600
SH
SOLE
0
3600
0
0
CIDARA THERAPEUTICS INC
COM
171757107
819
1677194
SH
SOLE
0
1677194
0
0
CISCO SYS INC
COM
17275R102
361
8473
SH
SOLE
0
8473
0
0
CITIGROUP INC
COM NEW
172967424
407
8848
SH
SOLE
0
8848
0
0
CITIZENS FINL GROUP INC
COM
174610105
372
10425
SH
SOLE
0
10425
0
0
COCA COLA CO
COM
191216100
337
5350
SH
SOLE
0
5350
0
0
COLGATE PALMOLIVE CO
COM
194162103
499
6232
SH
SOLE
0
6232
0
0
CORNING INC
COM
219350105
466
14804
SH
SOLE
0
14804
0
0
CUMMINS INC
COM
231021106
290
1500
SH
SOLE
0
1500
0
0
CVS HEALTH CORP
COM
126650100
306
3300
SH
SOLE
0
3300
0
0
DISNEY WALT CO
COM
254687106
274
2901
SH
SOLE
0
2901
0
0
DOW INC
COM
260557103
274
5300
SH
SOLE
0
5300
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
322
3000
SH
SOLE
0
3000
0
0
EATON CORP PLC
SHS
G29183103
309
2450
SH
SOLE
0
2450
0
0
EATON VANCE CALIF MUN BD FD
COM
27828A100
126
13579
SH
SOLE
0
13579
0
0
ENBRIDGE INC
COM
29250N105
216
5100
SH
SOLE
0
5100
0
0
EXXON MOBIL CORP
COM
30231G102
420
4900
SH
SOLE
0
4900
0
0
GILEAD SCIENCES INC
COM
375558103
547
8850
SH
SOLE
0
8850
0
0
HASBRO INC
COM
418056107
472
5768
SH
SOLE
0
5768
0
0
HOME DEPOT INC
COM
437076102
748
2729
SH
SOLE
0
2729
0
0
HONEYWELL INTL INC
COM
438516106
376
2161
SH
SOLE
0
2161
0
0
ILLINOIS TOOL WKS INC
COM
452308109
730
4004
SH
SOLE
0
4004
0
0
INTEL CORP
COM
458140100
307
8200
SH
SOLE
0
8200
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
513
3634
SH
SOLE
0
3634
0
0
ISHARES TR
20 YR TR BD ETF
464287432
2780
24200
SH
SOLE
0
24200
0
0
JPMORGAN CHASE & CO
COM
46625H100
349
3100
SH
SOLE
0
3100
0
0
KIMBERLY-CLARK CORP
COM
494368103
884
6538
SH
SOLE
0
6538
0
0
KURA ONCOLOGY INC
COM
50127T109
6719
366569
SH
SOLE
0
366569
0
0
MEDTRONIC PLC
SHS
G5960L103
314
3500
SH
SOLE
0
3500
0
0
MERCK & CO INC
COM
58933Y105
365
4000
SH
SOLE
0
4000
0
0
MICROSOFT CORP
COM
594918104
327
1275
SH
SOLE
0
1275
0
0
NATIONAL FUEL GAS CO
COM
636180101
297
4500
SH
SOLE
0
4500
0
0
OPEN LENDING CORP
COM CL A
68373J104
123
12000
SH
SOLE
0
12000
0
0
PEPSICO INC
COM
713448108
367
2200
SH
SOLE
0
2200
0
0
PFIZER INC
COM
717081103
288
5500
SH
SOLE
0
5500
0
0
PHILIP MORRIS INTL INC
COM
718172109
497
5030
SH
SOLE
0
5030
0
0
PROCTER AND GAMBLE CO
COM
742718109
388
2700
SH
SOLE
0
2700
0
0
QUALCOMM INC
COM
747525103
204
1600
SH
SOLE
0
1600
0
0
RA MED SYS INC
COM
74933X203
4
12320
SH
SOLE
0
12320
0
0
ROBINHOOD MKTS INC
COM CL A
770700102
118
14358
SH
SOLE
0
14358
0
0
SEAGATE TECHNOLOGY HLDNGS PL
ORD SHS
G7997R103
375
5255
SH
SOLE
0
5255
0
0
SPDR GOLD TR
GOLD SHS
78463V107
202
1200
SH
SOLE
0
1200
0
0
SPDR SER TR
BLOOMBERG 1-3 MO
78468R663
5779
63166
SH
SOLE
0
63166
0
0
SPECTRUM PHARMACEUTICALS INC
COM
84763A108
615
787973
SH
SOLE
0
787973
0
0
SYNCHRONY FINANCIAL
COM
87165B103
370
13382
SH
SOLE
0
13382
0
0
SYSCO CORP
COM
871829107
296
3500
SH
SOLE
0
3500
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
653
12876
SH
SOLE
0
12876
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
465
12282
SH
SOLE
0
12282
0
0
WASTE MGMT INC DEL
COM
94106L109
337
2200
SH
SOLE
0
2200
0
0
WHIRLPOOL CORP
COM
963320106
424
2735
SH
SOLE
0
2735
0
0
WISDOMTREE TR
EUROPE HEDGED EQ
97717X701
263
4010
SH
SOLE
0
4010
0
0