0001549358-18-000005.txt : 20180814 0001549358-18-000005.hdr.sgml : 20180814 20180814105239 ACCESSION NUMBER: 0001549358-18-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180814 DATE AS OF CHANGE: 20180814 EFFECTIVENESS DATE: 20180814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Old West Investment Management, LLC CENTRAL INDEX KEY: 0001549358 IRS NUMBER: 263225052 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15252 FILM NUMBER: 181015187 BUSINESS ADDRESS: STREET 1: 601 SOUTH FIGUEROA STREET STREET 2: SUITE 1975 CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: (213) 943-1740 MAIL ADDRESS: STREET 1: 601 SOUTH FIGUEROA STREET STREET 2: SUITE 1975 CITY: LOS ANGELES STATE: CA ZIP: 90017 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001549358 XXXXXXXX 06-30-2018 06-30-2018 Old West Investment Management, LLC

601 SOUTH FIGUEROA STREET SUITE 1975 LOS ANGELES CA 90017

13F HOLDINGS REPORT 028-15252 N CHAD COOK 2139431740 CHAD COOK LOS ANGELES CA 08-14-2018 0 76 199035 false INFORMATION TABLE 2 Form13f-2018.06.30InfoTable.xml 2ND QUARTER 2018 Braemar Hotels and Resorts Inc PFD 10482B200 1057 55704 SH SOLE 55704 0 0 Abbott Laboratories COM 002824100 5024 82378 SH SOLE 82378 0 0 Abraxas Petroleum Corp COM 003830106 2166 749659 SH SOLE 749659 0 0 AGCO Corp COM 001084102 563 9279 SH SOLE 9279 0 0 Air Lease Corp COM 00912X302 285 6799 SH SOLE 6799 0 0 Allergan PLC COM G0177J108 1121 6728 SH SOLE 6728 0 0 Allison Transmission Holdings COM 01973R101 783 19359 SH SOLE 19359 0 0 Amazon.com Inc COM 023135106 424 250 SH SOLE 250 0 0 American Document Solutions In COM 00191G103 54 30623 SH SOLE 30623 0 0 Antero Resources Corporation COM 03674x106 4916 230299 SH SOLE 230299 0 0 Apple Inc COM 037833100 533 2883 SH SOLE 2883 0 0 Atara Biotherapeutics Inc COM 046513107 368 10028 SH SOLE 10028 0 0 Bank of America Corp COM 060505104 1513 53681 SH SOLE 53681 0 0 Barrick Gold Corp COM 067901108 8993 684972 SH SOLE 684972 0 0 Cameco Corp COM 13321l108 10122 899782 SH SOLE 899782 0 0 CARBO Ceramics Inc COM 140781105 11384 1241441 SH SOLE 1241441 0 0 Carrizo Oil & Gas Inc COM 144577103 7647 274587 SH SOLE 274587 0 0 Cheniere Energy Inc COM 16411R208 5951 91298 SH SOLE 91298 0 0 Chevron Corp COM 166764100 1963 15528 SH SOLE 15528 0 0 Denison Mines Corp COM 248356107 5 10760 SH SOLE 10760 0 0 DHX Media Ltd COM 252406152 3988 1899419 SH SOLE 1899419 0 0 Discovery Communications Inc COM 25470F302 1255 49243 SH SOLE 49243 0 0 DISH Network Corp COM 25470M109 1840 54758 SH SOLE 54758 0 0 Energy Fuels Inc COM 292671708 3554 1565769 SH SOLE 1565769 0 0 Enphase Energy Inc COM 29355A107 6189 919651 SH SOLE 919651 0 0 Freeport-McMoRan Inc COM 35671D857 3126 181163 SH SOLE 181163 0 0 Fulgent Genetics Inc COM 359664109 1468 354756 SH SOLE 354756 0 0 Genie Energy Ltd COM 372284208 490 98859 SH SOLE 98859 0 0 Goldcorp Inc COM 380956409 7353 536380 SH SOLE 536380 0 0 Green Brick Partners Inc COM 392709101 1118 114145 SH SOLE 114145 0 0 Heron Therapeutics, Inc COM 427746102 422 10873 SH SOLE 10873 0 0 IDT Corporation COM 448947507 1739 309440 SH SOLE 309440 0 0 IEH Corp COM 44949K107 335 34748 SH SOLE 34748 0 0 International Tower Hill Mines COM 46050R102 610 1208930 SH SOLE 1208930 0 0 Intrepid Potash Inc COM 46121Y102 5016 1223461 SH SOLE 1223461 0 0 Kadmon Holdings Inc COM 48283n106 172 43228 SH SOLE 43228 0 0 Kennedy-Wilson Holdings Inc COM 489398107 7178 339398 SH SOLE 339398 0 0 Keryx Biopharmaceuticals Inc COM 492515101 4007 1065801 SH SOLE 1065801 0 0 Kirkland Lake Gold Ltd COM 49741E100 1236 58527 SH SOLE 58527 0 0 Liberty Latin America - Cl C COM G9001E128 4114 212312 SH SOLE 212312 0 0 Liberty Media Corp - Liberty F COM 531229854 4567 123027 SH SOLE 123027 0 0 Lions Gate Entertainment Corp COM 535919401 4263 171767 SH SOLE 171767 0 0 Lions Gate Entertainment Corp COM 535919500 788 33619 SH SOLE 33619 0 0 Matador Resources Co COM 576485205 871 29018 SH SOLE 29018 0 0 Medicines Co/The COM 584688105 281 7661 SH SOLE 7661 0 0 Mohawk Industries Inc COM 608190104 1458 6805 SH SOLE 6805 0 0 New Gold Inc COM 644535106 27 13111 SH SOLE 13111 0 0 NMI Holdings Inc COM 629209305 3242 198905 SH SOLE 198905 0 0 Novagold Resources Inc COM 66987e206 5562 1250091 SH SOLE 1250091 0 0 Oaktree Capital Group LLC COM 674001201 1178 29000 SH SOLE 29000 0 0 Paratek Pharmaceuticals Inc COM 699374302 463 45427 SH SOLE 45427 0 0 Penske Automotive Group Inc COM 70959W103 1955 41737 SH SOLE 41737 0 0 Rafael Holdings Inc COM 75062E106 3490 379764 SH SOLE 379764 0 0 S&W Seed Co COM 785135104 1855 570949 SH SOLE 570949 0 0 Sears Holdings Corp COM 812350106 939 396486 SH SOLE 396486 0 0 Sears Holdings Corp COM 812350106 1730 730000 SH Call SOLE 730000 0 0 Sitestar Corp COM 82980W101 354 2833676 SH SOLE 2833676 0 0 Starwood Property Trust, Inc COM 85571B105 1608 74112 SH SOLE 74112 0 0 SunOpta Inc. COM 8676ep108 253 30129 SH SOLE 30129 0 0 Theravance Biopharma Inc COM G8807B106 2519 111101 SH SOLE 111101 0 0 Verizon Communications Inc COM 92343V104 3483 69247 SH SOLE 69247 0 0 Virtu Financial Inc COM 928254101 5583 210314 SH SOLE 210314 0 0 Zedge, Inc. COM 98923t104 3816 1015076 SH SOLE 1015076 0 0 ZIOPHARM Oncology Inc COM 98973P101 76 25242 SH SOLE 25242 0 0 Teva Pharmaceutical Industries ADR 881624209 915 37649 SH SOLE 37649 0 0 Energy Transfer Partners LP LP 29273R109 1842 96783 SH SOLE 96783 0 0 Icahn Enterprises LP LP 451100101 2198 30944 SH SOLE 30944 0 0 NuStar Energy LP LP 67058H102 679 30000 SH SOLE 30000 0 0 Plains GP Holdings LP LP 72651A207 2020 84492 SH SOLE 84492 0 0 Braemar Hotels & Resorts UNIT 10482B101 1480 129641 SH SOLE 129641 0 0 Colony Capital Inc UNIT 19626G108 924 148085 SH SOLE 148085 0 0 Seritage Growth Properties UNIT 81752R100 2660 62712 SH SOLE 62712 0 0 Sears Holdings Corp Warrants WT 812350155 8 54757 SH SOLE 54757 0 0 Invesco QQQ Trust Series 1 ETF 46090E103 10333 60200 SH Put SOLE 60200 0 0 Tsakos Energy Navigation Ltd SHS G9108L108 4136 1112092 SH SOLE 1112092 0 0 Brookfield Property Partners L MLP G16249107 1397 73452 SH SOLE 73452 0 0