0001162044-23-000821.txt : 20230808 0001162044-23-000821.hdr.sgml : 20230808 20230808154648 ACCESSION NUMBER: 0001162044-23-000821 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230808 DATE AS OF CHANGE: 20230808 EFFECTIVENESS DATE: 20230808 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Catalyst Capital Advisors LLC CENTRAL INDEX KEY: 0001549275 IRS NUMBER: 421692370 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14953 FILM NUMBER: 231150977 BUSINESS ADDRESS: STREET 1: 36 N. NEW YORK AVE STREET 2: STE. 2S CITY: HUNTINGTON STATE: NY ZIP: 11743 BUSINESS PHONE: 631-629-4909 MAIL ADDRESS: STREET 1: 36 N. NEW YORK AVE STREET 2: STE. 2S CITY: HUNTINGTON STATE: NY ZIP: 11743 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001549275 XXXXXXXX 06-30-2023 06-30-2023 false Catalyst Capital Advisors LLC

36 N. New York Ave Ste. 2s Huntington NY 11743

13F COMBINATION REPORT 028-14953 000139895 0001141455 028-06545 000110729 COOKSON PEIRCE & CO INC N Robert Glass 631-629-4907 Robert Glass Huntington NY 08-04-2023 2 419 3446042439 2 0001141455 028-06545 000110729 COOKSON PEIRCE & CO INC 3 0001526528 028-14513 000150581 Lyons Wealth Management, LLC. 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0 NEXTDECADE CORP COM 65342K105 22288139 2714755 SH OTR 0 2714755 0 NIO INC NOTE 62914VAF3 292250 350000 SH OTR 0 350000 0 NOKIA CORP SPONSORED ADR 654902204 1520688 365550 SH OTR 0 365550 0 NOKIA CORP SPONSORED ADR 654902204 262080 63000 SH OTR 0 63000 0 NOVARTIS A G SPONSORED ADR 66987V109 3146374 31180 SH OTR 0 31180 0 NOVARTIS A G SPONSORED ADR 66987V109 394457 3909 SH OTR 0 3909 0 NOVO-NORDISK A S ADR 670100205 655412 4050 SH SOLE 4050 0 0 NUSTAR ENERGY LP UNIT COM 67058H102 4813272 280821 SH OTR 0 280821 0 NVIDIA CORP COM 67066G104 576153 1362 SH OTR 0 1362 0 NXP SEMICONDUCTORS N V COM N6596X109 29269 143 SH OTR 0 143 0 O REILLY AUTOMOTIVE INC NEW COM 67103H107 32480 34 SH OTR 0 34 0 OCCIDENTAL PETE CORP DEL COM 674599105 1121375 19071 SH OTR 3 0 19071 0 OLD DOMINION FGHT LINES INC COM 679580100 22555 61 SH OTR 0 61 0 ON SEMICONDUCTOR CORP COM 682189105 8053487 85150 SH OTR 2 0 85150 0 ONEOK INC NEW COM 682680103 10983321 177954 SH OTR 0 177954 0 ORANGE SPONSORED ADR 684060106 1652880 142000 SH OTR 0 142000 0 ORANGE SPONSORED ADR 684060106 294958 25340 SH OTR 0 25340 0 PACCAR INC COM 693718108 24091 288 SH OTR 0 288 0 PAGSEGURO DIGITAL LTD COM CL A G68707101 40828 4325 SH SOLE 4325 0 0 PALO ALTO NETWORKS INC COM 697435105 42670 167 SH OTR 0 167 0 PAYCHEX INC COM 704326107 22262 199 SH OTR 0 199 0 PAYPAL HLDGS INC COM 70450Y103 41640 624 SH OTR 0 624 0 PEABODY ENERGY CORP COM 704551100 375584 17340 SH SOLE 17340 0 0 PEMBINA PIPELINE CORP COM 706327103 9802866 311796 SH OTR 0 311796 0 PENNANTPARK INVT CORP COM 708062104 583882 99131 SH OTR 0 99131 0 PENNYMAC MTG INVT TR COM 70931T103 118759 8810 SH SOLE 8810 0 0 PENSKE AUTOMOTIVE GRP INC COM 70959W103 1397359 8386 SH OTR 3 0 8386 0 PEPSICO INC COM 713448108 140582 759 SH OTR 0 759 0 PGIM ETF TR ULTRA SHORT 69344A107 12533588 253665 SH OTR 0 253665 0 PINDUODUO INC SPONSORED ADS 722304102 22471 325 SH OTR 0 325 0 PITNEY BOWES INC COM 724479100 166925 47154 SH OTR 0 47154 0 PLAINS GP HLDGS L P LTD PARTNR INT A 72651A207 10389572 700578 SH OTR 0 700578 0 PLUG POWER INC COM NEW 72919P202 32064 3086 SH OTR 0 3086 0 POOL CORPORATION COM 73278L105 82421 220 SH SOLE 220 0 0 POTLATCHDELTIC CORPORATION COM 737630103 182227 3448 SH OTR 0 3448 0 PROSPECT CAP CORP NOTE 6.375% 3/0 74348TAT9 4057238 4079000 SH SOLE 4079000 0 0 PROSPECT CAPITAL CORPORATION COM 74348T102 589868 95140 SH OTR 0 95140 0 QUALCOMM INC COM 747525103 73210 615 SH OTR 0 615 0 QUANTA SVCS INC COM 74762E102 8565220 43600 SH OTR 2 0 43600 0 RAYONIER INC COM 754907103 169372 5394 SH OTR 0 5394 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 3531458 36050 SH OTR 2 0 36050 0 REDWOOD TR INC COM 758075402 110456 17340 SH SOLE 17340 0 0 REDWOOD TRUST INC NOTE 5.625% 7/1 758075AD7 4429614 4620000 SH SOLE 4620000 0 0 REGENERON PHARMACEUTICALS COM 75886F107 42394 59 SH OTR 0 59 0 RIVIAN AUTOMOTIVE INC COM CL A 76954A103 8447 507 SH OTR 0 507 0 ROSS STORES INC COM 778296103 21305 190 SH OTR 0 190 0 RWT HLDGS INC NOTE 5.750%10/0 749772AD1 2659044 3039000 SH SOLE 3039000 0 0 S&P GLOBAL INC COM 78409V104 1274429 3179 SH OTR 3 0 3179 0 SANOFI SPONSORED ADR 80105N105 2951025 54750 SH OTR 0 54750 0 SANOFI SPONSORED ADR 80105N105 2851310 52900 SH OTR 2 0 52900 0 SANOFI SPONSORED ADR 80105N105 735196 13640 SH OTR 0 13640 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 24446150 1251723 SH OTR 0 1251723 0 SCULPTOR CAP MGMT COM CL A 811246107 462718 52403 SH OTR 0 52403 0 SEAGEN INC COM 81181C104 19823 103 SH OTR 0 103 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 929117 14198 SH OTR 0 14198 0 SERVICE CORP INTL COM 817565104 1203247 18629 SH OTR 3 0 18629 0 SHOCKWAVE MED INC COM 82489T104 2968264 10400 SH OTR 2 0 10400 0 SIRIUS XM HLDGS INC COM 82968B103 9717 2145 SH OTR 0 2145 0 SMUCKER J M CO COM NEW 832696405 2333186 15800 SH OTR 2 0 15800 0 SPDR S&P 500 ETF TR CALL 78462F903 165715 23 SH Call OTR 0 23 0 SPDR S&P 500 ETF TR CALL 78462F903 507840 80 SH Call OTR 0 80 0 SPDR S&P 500 ETF TR CALL 78462F903 270000 50 SH Call OTR 0 50 0 SPDR S&P 500 ETF TR CALL 78462F903 772375 125 SH Call OTR 0 125 0 SPDR S&P 500 ETF TR CALL 78462F903 456250 125 SH Call OTR 0 125 0 SPDR S&P 500 ETF TR CALL 78462F903 273250 50 SH Call OTR 0 50 0 SPDR S&P 500 ETF TR CALL 78462F903 495155 167 SH Call OTR 0 167 0 SPDR S&P 500 ETF TR CALL 78462F903 552480 160 SH Call OTR 0 160 0 SPDR S&P 500 ETF TR CALL 78462F903 698425 175 SH Call OTR 0 175 0 SPDR S&P 500 ETF TR PUT 78462F953 40160 80 SH Put OTR 0 80 0 SPDR S&P 500 ETF TR PUT 78462F953 97625 125 SH Put OTR 0 125 0 SPDR S&P 500 ETF TR PUT 78462F953 45000 50 SH Put OTR 0 50 0 SPDR S&P 500 ETF TR PUT 78462F953 16125 125 SH Put OTR 0 125 0 SPDR S&P 500 ETF TR PUT 78462F953 121600 160 SH Put OTR 0 160 0 SPDR S&P 500 ETF TR PUT 78462F953 152880 240 SH Put OTR 0 240 0 SPDR S&P 500 ETF TR PUT 78462F953 192675 175 SH Put OTR 0 175 0 SPDR SER TR BLOOMBERG 1-3 MO 78468R663 3415704 37200 SH OTR 0 37200 0 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 4676753 111697 SH OTR 0 111697 0 STARBUCKS CORP COM 855244109 62804 634 SH OTR 0 634 0 STARWOOD PPTY TR INC COM 85571B105 114848 5920 SH SOLE 5920 0 0 STEEL DYNAMICS INC COM 858119100 1339294 12295 SH OTR 3 0 12295 0 STMICROELECTRONICS N V NY REGISTRY 861012102 2809438 56200 SH OTR 2 0 56200 0 SURO CAPITAL CORP COM NEW 86887Q109 135679 42466 SH OTR 0 42466 0 SYNOPSYS INC COM 871607107 36574 84 SH OTR 0 84 0 TARGA RES CORP COM 87612G101 11125896 146201 SH OTR 0 146201 0 TC ENERGY CORP COM 87807B107 9486328 234752 SH OTR 0 234752 0 TESLA MTRS INC COM 88160R101 608615 2325 SH SOLE 2325 0 0 TESLA MTRS INC COM 88160R101 352081 1345 SH OTR 0 1345 0 TETRA TECH INC NEW COM 88162G103 2771300 16925 SH OTR 0 16925 0 TETRA TECH INC NEW COM 88162G103 173073 1057 SH OTR 0 1057 0 TEXAS INSTRS INC COM 882508104 90010 500 SH OTR 0 500 0 TEXAS ROADHOUSE INC COM 882681109 3166296 28200 SH OTR 2 0 28200 0 THERMO FISHER SCIENTIFIC INC COM 883556102 487836 935 SH SOLE 935 0 0 T-MOBILE US INC COM 872590104 93341 672 SH OTR 0 672 0 TRANSDIGM GROUP INC COM 893641100 3554326 3975 SH OTR 2 0 3975 0 TRIP COM GROUP LTD ADS 89677Q107 2686250 76750 SH OTR 2 0 76750 0 TWO HARBORS INVESTMENT CORPO NOTE 6.250% 1/1 90187BAB7 201375 225000 SH OTR 0 225000 0 TWO HARBORS INVESTMENT CORPO NOTE 6.250% 1/1 90187BAB7 6265000 7000000 SH SOLE 7000000 0 0 TWO HBRS INVT CORP COM 90187B804 114094 8220 SH SOLE 8220 0 0 U S GLOBAL INVS INC CL A 902952100 151470 49500 SH OTR 0 49500 0 UGI CORP NEW COM 902681105 1159710 43000 SH OTR 0 43000 0 UGI CORP NEW COM 902681105 240572 8920 SH OTR 0 8920 0 ULTA BEAUTY INC COM 90384S303 282357 600 SH SOLE 600 0 0 ULTA BEAUTY INC COM 90384S303 1375549 2923 SH OTR 3 0 2923 0 UNILEVER PLC SPON ADR NEW 904767704 988385 18960 SH OTR 0 18960 0 UNILEVER PLC SPON ADR NEW 904767704 198094 3800 SH OTR 0 3800 0 UNITEDHEALTH GROUP INC COM 91324P102 290787 605 SH SOLE 605 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1157862 2409 SH OTR 3 0 2409 0 VANECK VECTORS ETF TR STEEL ETF 92189F205 90120 1409 SH OTR 0 1409 0 VANECK VECTORS ETF TR ENVIRONMENTAL SV 92189F304 133314 825 SH OTR 0 825 0 VANECK VECTORS ETF TR URANIUM NUCLEAR 92189F601 113701 1914 SH OTR 0 1914 0 VANECK VECTORS ETF TR AGRIBUSINESS ETF 92189F700 328963 4025 SH OTR 0 4025 0 VANECK VECTORS ETF TR NAT RES ETF 92189F841 119423 2479 SH OTR 0 2479 0 VANECK VECTORS ETF TR RARE EARTH STRAT 92189H805 75426 907 SH OTR 0 907 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 97398161 239143 SH OTR 0 239143 0 VANGUARD INDEX FDS REIT ETF 922908553 184892961 2212697 SH OTR 0 2212697 0 VANGUARD INDEX FDS MID CAP ETF 922908629 182499430 828940 SH OTR 0 828940 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 86454809 426474 SH OTR 0 426474 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 143951212 723773 SH OTR 0 723773 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 120847059 2970675 SH OTR 0 2970675 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 39330418 637446 SH OTR 0 637446 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 125596 1660 SH SOLE 1660 0 0 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 625924 13610 SH SOLE 13610 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 125658 1590 SH SOLE 1590 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 13181712 174223 SH OTR 0 174223 0 VERISK ANALYTICS INC COM 92345Y106 19213 85 SH OTR 0 85 0 VERIZON COMMUNICATIONS INC COM 92343V104 76240 2050 SH OTR 0 2050 0 VERTEX PHARMACEUTICALS INC COM 92532F100 3976583 11300 SH OTR 2 0 11300 0 VERTEX PHARMACEUTICALS INC COM 92532F100 49971 142 SH OTR 0 142 0 VICI PPTYS INC COM 925652109 234939 7475 SH OTR 0 7475 0 VISA INC COM CL A 92826C839 311099 1310 SH SOLE 1310 0 0 VODAFONE GROUP PLC NEW SPNSR ADR 92857W308 1275089 134930 SH OTR 0 134930 0 VODAFONE GROUP PLC NEW SPNSR ADR 92857W308 224910 23800 SH OTR 0 23800 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 13561 476 SH OTR 0 476 0 WAL-MART STORES INC COM 931142103 1895905 12062 SH OTR 0 12062 0 WARNER BROS DISCOVERY INC COM SER A 934423104 451465 36002 SH OTR 0 36002 0 WARNER BROS DISCOVERY INC COM SER A 934423104 16804 1340 SH OTR 0 1340 0 WARNER BROS DISCOVERY INC COM SER A 934423104 66199 5279 SH OTR 0 5279 0 WARNER BROS DISCOVERY INC COM SER A 934423104 42460 3386 SH OTR 0 3386 0 WARRIOR MET COAL INC COM 93627C101 434293 11150 SH SOLE 11150 0 0 WASTE MGMT INC DEL COM 94106L109 1269434 7320 SH OTR 3 0 7320 0 WESTERN MIDSTREAM PARTNERS L COM UNIT LP INT 958669103 4194854 158177 SH OTR 0 158177 0 WEYERHAEUSER CO COM 962166104 181423 5414 SH OTR 0 5414 0 WILLIAMS COS INC DEL COM 969457100 19332329 592471 SH OTR 0 592471 0 WISDOMTREE TR INDIA ERNGS FD 97717W422 15379129 441929 SH OTR 0 441929 0 WORKDAY INC CL A 98138H101 25300 112 SH OTR 0 112 0 WORLD GOLD TR SPDR GLD MINIS 98149E303 2475850 65000 SH OTR 0 65000 0 WORLD GOLD TR SPDR GLD MINIS 98149E303 323765 8500 SH OTR 0 8500 0 XCEL ENERGY INC COM 98389B100 18838 303 SH OTR 0 303 0 XEROX HOLDINGS CORP COM NEW 98421M106 68673 4612 SH OTR 0 4612 0 XPEL INC COM 98379L100 359619 4270 SH SOLE 4270 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 9164 135 SH OTR 0 135 0 ZSCALER INC COM 98980G102 11704 80 SH OTR 0 80 0