0001493152-22-008713.txt : 20220401 0001493152-22-008713.hdr.sgml : 20220401 20220401105539 ACCESSION NUMBER: 0001493152-22-008713 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220311 FILED AS OF DATE: 20220401 DATE AS OF CHANGE: 20220401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOOTHBAY FUND MANAGEMENT, LLC CENTRAL INDEX KEY: 0001549230 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40524 FILM NUMBER: 22796467 BUSINESS ADDRESS: STREET 1: 140 EAST 45TH STREET STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (212) 332-2679 MAIL ADDRESS: STREET 1: 140 EAST 45TH STREET STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Northern Lights Acquisition Corp. CENTRAL INDEX KEY: 0001854963 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 862409612 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 EAST 53RD STREET STREET 2: SUITE 3001 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 6155540044 MAIL ADDRESS: STREET 1: 10 EAST 53RD STREET STREET 2: SUITE 3001 CITY: NEW YORK STATE: NY ZIP: 10022 3 1 ownership.xml X0206 3 2022-03-11 0 0001854963 Northern Lights Acquisition Corp. NLIT 0001549230 BOOTHBAY FUND MANAGEMENT, LLC 140 EAST 45TH STREET, 14TH FLOOR NEW YORK NY 10017 0 0 1 0 Class A Common Stock, par value $0.0001 per share 1300000 I See Footnote The Class A Common Stock (the "Shares") of Northern Lights Acquisition Corp. (the "Issuer"), reported herein are held in the form of units (the "Units"). In accordance with Rule 13d-3(d)(1) regarding securities which represent a right to acquire an underlying security, each Unit has been reported herein as representing the beneficial ownership of one (1) Share. The Shares are held by one or more private funds (the "Funds"), which are managed by Boothbay Fund Management, LLC, a Delaware limited liability company (the "Adviser"). Ari Glass is the Managing Member of the Adviser. Certain subadvisors ("Subadvisors") have been delegated the authority to act on behalf of the Funds, including the exclusive authority to vote and/or direct the disposition of certain Shares held by the Fund, and such Shares may be reported in regulatory filings made by such Subadvisors. However, this report is being made to the extent that, for the purposes of Reg. Section 240.13d-3, the reporting persons herein are deemed to beneficially own an aggregate of 1,300,000 Shares, or 10+% of the 12,028,175 Shares that were issued and outstanding as of March 25, 2022, as disclosed in the Issuer's Form 10-K, as filed with the SEC on March 25, 2022. This report shall not be deemed an admission that the Adviser, the Funds or any other person is the beneficial owner of the securities reported herein for purposes of Section 13 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Each of the reporting persons herein disclaims beneficial ownership of the Shares reported herein except to the extent of the reporting person's pecuniary interest therein. Boothbay Fund Management LLC By: /s/ Ari Glass, Managing Member 2022-04-01