0001493152-22-008713.txt : 20220401
0001493152-22-008713.hdr.sgml : 20220401
20220401105539
ACCESSION NUMBER: 0001493152-22-008713
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220311
FILED AS OF DATE: 20220401
DATE AS OF CHANGE: 20220401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BOOTHBAY FUND MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001549230
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40524
FILM NUMBER: 22796467
BUSINESS ADDRESS:
STREET 1: 140 EAST 45TH STREET
STREET 2: 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: (212) 332-2679
MAIL ADDRESS:
STREET 1: 140 EAST 45TH STREET
STREET 2: 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Northern Lights Acquisition Corp.
CENTRAL INDEX KEY: 0001854963
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 862409612
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10 EAST 53RD STREET
STREET 2: SUITE 3001
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 6155540044
MAIL ADDRESS:
STREET 1: 10 EAST 53RD STREET
STREET 2: SUITE 3001
CITY: NEW YORK
STATE: NY
ZIP: 10022
3
1
ownership.xml
X0206
3
2022-03-11
0
0001854963
Northern Lights Acquisition Corp.
NLIT
0001549230
BOOTHBAY FUND MANAGEMENT, LLC
140 EAST 45TH STREET, 14TH FLOOR
NEW YORK
NY
10017
0
0
1
0
Class A Common Stock, par value $0.0001 per share
1300000
I
See Footnote
The Class A Common Stock (the "Shares") of Northern Lights Acquisition Corp. (the "Issuer"), reported herein are held in the form of units (the "Units"). In accordance with Rule 13d-3(d)(1) regarding securities which represent a right to acquire an underlying security, each Unit has been reported herein as representing the beneficial ownership of one (1) Share.
The Shares are held by one or more private funds (the "Funds"), which are managed by Boothbay Fund Management, LLC, a Delaware limited liability company (the "Adviser"). Ari Glass is the Managing Member of the Adviser. Certain subadvisors ("Subadvisors") have been delegated the authority to act on behalf of the Funds, including the exclusive authority to vote and/or direct the disposition of certain Shares held by the Fund, and such Shares may be reported in regulatory filings made by such Subadvisors. However, this report is being made to the extent that, for the purposes of Reg. Section 240.13d-3, the reporting persons herein are deemed to beneficially own an aggregate of 1,300,000 Shares, or 10+% of the 12,028,175 Shares that were issued and outstanding as of March 25, 2022, as disclosed in the Issuer's Form 10-K, as filed with the SEC on March 25, 2022.
This report shall not be deemed an admission that the Adviser, the Funds or any other person is the beneficial owner of the securities reported herein for purposes of Section 13 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Each of the reporting persons herein disclaims beneficial ownership of the Shares reported herein except to the extent of the reporting person's pecuniary interest therein.
Boothbay Fund Management LLC By: /s/ Ari Glass, Managing Member
2022-04-01