0001493152-19-001924.txt : 20190214 0001493152-19-001924.hdr.sgml : 20190214 20190214090638 ACCESSION NUMBER: 0001493152-19-001924 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190214 DATE AS OF CHANGE: 20190214 EFFECTIVENESS DATE: 20190214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BOOTHBAY FUND MANAGEMENT, LLC CENTRAL INDEX KEY: 0001549230 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16782 FILM NUMBER: 19601329 BUSINESS ADDRESS: STREET 1: 810 7TH AVENUE, SUITE 615 CITY: NEW YORK STATE: NY ZIP: 10019-5818 BUSINESS PHONE: (212) 332-2679 MAIL ADDRESS: STREET 1: 810 7TH AVENUE, SUITE 615 CITY: NEW YORK STATE: NY ZIP: 10019-5818 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001549230 XXXXXXXX 12-31-2018 12-31-2018 false BOOTHBAY FUND MANAGEMENT, LLC

810 7th Avenue, Suite 615 New York NY 10019-5818

13F HOLDINGS REPORT 028-16782 Y Certain holdings included in this 13F report may be reported in the 13F holdings reports of other institutional investment managers that may be deemed to share investment discretion with Boothbay Fund Management, LLC ("Boothbay"), but on whose behalf Boothbay is not filing this report. Ari Glass 212-332-2676 /s/ Ari Glass New York NY 02-14-2019 0 691 686184 INFORMATION TABLE 2 infotable.xml SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 396 4000 SH SOLE 4000 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 238 10000 SH SOLE 10000 0 0 SPDR S&P 500 ETF TR CALL 78462F903 7498 300 SH SOLE 300 0 0 HILL INTERNATIONAL INC COM 431466101 264 85571 SH SOLE 85571 0 0 KIRKLANDS INC COM 497498105 587 61616 SH SOLE 61616 0 0 CHROMADEX CORP COM NEW 171077407 60 17520 SH SOLE 17520 0 0 ARC DOCUMENT SOLUTIONS INC COM 00191G103 231 112920 SH SOLE 112920 0 0 EHEALTH INC COM 28238P109 637 16568 SH SOLE 16568 0 0 EZCORP INC CL A NON VTG 302301106 569 73577 SH SOLE 73577 0 0 MANITEX INTL INC COM 563420108 119 20885 SH SOLE 20885 0 0 NORTH AMERICAN CONST COM 656811106 823 92522 SH SOLE 92522 0 0 CHEMBIO DIAGNOSTICS INC COM NEW 163572209 180 31850 SH SOLE 31850 0 0 LIQTECH INTL INC COM 53632A102 399 290892 SH SOLE 290892 0 0 MODERNA INC COM 60770K107 229 15000 SH SOLE 15000 0 0 OVERSEAS 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FIRST DATA CORP NEW COM CL A 32008D106 645 38145 SH SOLE 38145 0 0 SENSATA TECHNOLOGIES HLDNG P SHS G8060N102 294 6548 SH SOLE 6548 0 0 PERSPECTA INC COM 715347100 529 30697 SH SOLE 30697 0 0 SYNOPSYS INC COM 871607107 1906 22623 SH SOLE 22623 0 0 VEECO INSTRS INC DEL COM 922417100 417 56324 SH SOLE 56324 0 0 SHUTTERSTOCK INC COM 825690100 393 10924 SH SOLE 10924 0 0 ASML HOLDING N V N Y REGISTRY SHS N07059210 457 2934 SH SOLE 2934 0 0 INTERNATIONAL GAME TECHNOLOG SHS USD G4863A108 1364 93207 SH SOLE 93207 0 0 ITT INC COM 45073V108 884 18312 SH SOLE 18312 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 817 22146 SH SOLE 22146 0 0 CARLISLE COS INC COM 142339100 268 2664 SH SOLE 2664 0 0 MELLANOX TECHNOLOGIES LTD SHS M51363113 1036 11216 SH SOLE 11216 0 0 NORTHERN OIL & GAS INC NEV COM 665531109 90 40002 SH SOLE 40002 0 0 MARATHON OIL CORP COM 565849106 144 10054 SH SOLE 10054 0 0 ANTERO RES CORP COM 03674X106 384 40854 SH SOLE 40854 0 0 EXXON MOBIL CORP COM 30231G102 300 4400 SH SOLE 4400 0 0 CHENIERE ENERGY INC COM NEW 16411R208 693 11707 SH SOLE 11707 0 0 VALERO ENERGY CORP NEW COM 91913Y100 696 9287 SH SOLE 9287 0 0 EQT CORP COM 26884L109 198 10504 SH SOLE 10504 0 0 MARATHON PETE CORP COM 56585A102 1391 23580 SH SOLE 23580 0 0 KINDER MORGAN INC DEL CALL 49456B901 308 200 SH SOLE 200 0 0 SPDR SERIES TRUST CALL 78464A900 531 200 SH SOLE 200 0 0 PHILLIPS 66 CALL 718546904 431 50 SH SOLE 50 0 0 KINDER MORGAN INC DEL CALL 49456B901 308 200 SH SOLE 200 0 0 CHENIERE ENERGY INC PUT 16411R958 414 70 SH SOLE 70 0 0 MARATHON PETE CORP PUT 56585A952 472 80 SH SOLE 80 0 0 VALERO ENERGY CORP NEW PUT 91913Y950 225 30 SH SOLE 30 0 0 VALERO ENERGY CORP NEW PUT 91913Y950 525 70 SH SOLE 70 0 0 NVIDIA CORP COM 67066G104 240 1799 SH SOLE 1799 0 0 INTEL CORP COM 458140100 2450 52208 SH SOLE 52208 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 1235 12002 SH SOLE 12002 0 0 LAM RESEARCH CORP COM 512807108 571 4193 SH SOLE 4193 0 0 ADOBE INC COM 00724F101 1805 7977 SH SOLE 7977 0 0 DOLLAR TREE INC COM 256746108 304 3369 SH SOLE 3369 0 0 BAIDU INC SPON ADR REP A 056752108 354 2231 SH SOLE 2231 0 0 T MOBILE US INC COM 872590104 2182 34297 SH SOLE 34297 0 0 XILINX INC COM 983919101 1303 15301 SH SOLE 15301 0 0 MICROSOFT CORP COM 594918104 3563 35076 SH SOLE 35076 0 0 ACTIVISION BLIZZARD INC COM 00507V109 295 6345 SH SOLE 6345 0 0 PAYPAL HLDGS INC COM 70450Y103 818 9724 SH SOLE 9724 0 0 ALPHABET INC CAP STK CL A 02079K305 12145 11622 SH SOLE 11622 0 0 ALPHABET INC CAP STK CL C 02079K305 3622 3497 SH SOLE 3497 0 0 SITEONE LANDSCAPE SUPPLY INC COM 82982L103 270 4880 SH SOLE 4880 0 0 AMAZON COM INC COM 023135106 4060 2703 SH SOLE 2703 0 0 INCYTE CORP COM 45337C102 587 9226 SH SOLE 9226 0 0 BOOKING HLDGS INC COM 09857L108 281 163 SH SOLE 163 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A200 2663 55342 SH SOLE 55342 0 0 VERISIGN INC COM 92343E102 654 4411 SH SOLE 4411 0 0 EXPEDIA GROUP INC COM NEW 30212P303 1606 14253 SH SOLE 14253 0 0 NETFLIX INC COM 64110L106 766 2863 SH SOLE 2863 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 278 7121 SH SOLE 7121 0 0 NXP SEMICONDUCTORS N V COM N6596X109 3517 47997 SH SOLE 47997 0 0 SUNTRUST BKS INC COM 867914103 957 18968 SH SOLE 18968 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 1022 7795 SH SOLE 7795 0 0 PAYCHEX INC COM 704326107 1188 18237 SH SOLE 18237 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 6558 26242 SH SOLE 26242 0 0 ULTA BEAUTY INC COM 90384S303 253 1033 SH SOLE 1033 0 0 BROADCOM INC COM 11135F101 943 3707 SH SOLE 3707 0 0 SPDR S&P 500 ETF TR CALL 78462F903 2024 81 SH SOLE 81 0 0 APPLE INC CALL 037833900 584 37 SH SOLE 37 0 0 SUNTRUST BKS INC CALL 867914903 696 138 SH SOLE 138 0 0 APPLE INC CALL 037833900 252 16 SH SOLE 16 0 0 INVESCO QQQ TR CALL 46090E903 278 18 SH SOLE 18 0 0 CITIGROUP INC CALL 172967904 370 71 SH SOLE 71 0 0 SUNTRUST BKS INC PUT 867914953 696 138 SH SOLE 138 0 0 FREDS INC CL A 356108100 72 38160 SH SOLE 38160 0 0 SCHLUMBERGER LTD COM 806857108 210 5807 SH SOLE 5807 0 0 TARGET CORP COM 87612E106 235 3561 SH SOLE 3561 0 0 CROSS CTRY HEALTHCARE INC COM 227483104 86 11670 SH SOLE 11670 0 0 ALASKA AIR GROUP INC COM 011659109 249 4091 SH SOLE 4091 0 0 CRAY INC COM NEW 225223304 369 17102 SH SOLE 17102 0 0 JACK IN THE BOX INC COM 466367109 776 9993 SH SOLE 9993 0 0 CVS HEALTH CORP COM 126650100 208 3179 SH SOLE 3179 0 0 LIONS GATE ENTMNT CORP CL A VTG 535919401 1320 82010 SH SOLE 82010 0 0 WESTERN DIGITAL CORP COM 958102105 278 7532 SH SOLE 7532 0 0 ELECTRONIC ARTS INC COM 285512109 210 2664 SH SOLE 2664 0 0 SEMPRA ENERGY COM 816851109 660 6099 SH SOLE 6099 0 0 LENNAR CORP CL A 526057104 262 6696 SH SOLE 6696 0 0 NN INC COM 629337106 71 10600 SH SOLE 10600 0 0 CELGENE CORP COM 151020104 329 5140 SH SOLE 5140 0 0 CONSTELLATION BRANDS INC CL A 21036P108 472 2938 SH SOLE 2938 0 0 DEL FRISCOS RESTAURANT GROUP COM 245077102 76 10600 SH SOLE 10600 0 0 FTD COS INC COM 30281V108 38 25440 SH SOLE 25440 0 0 MOBILEIRON INC COM NEW 60739U204 109 23849 SH SOLE 23849 0 0 SUMMIT MATLS INC CL A 86614U100 128 10359 SH SOLE 10359 0 0 GRACE W R & CO DEL NEW COM 38388F108 265 4083 SH SOLE 4083 0 0 BUNGE LIMITED COM G16962105 205 3844 SH SOLE 3844 0 0 ISHARES TR U.S. REAL ES ETF 464287739 754 10060 SH SOLE 10060 0 0 SCHWAB CHARLES CORP NEW COM 808513105 223 5363 SH SOLE 5363 0 0 LSI INDS INC COM 50216C108 44 13780 SH SOLE 13780 0 0 CBS CORP NEW CL B 124857202 384 8774 SH SOLE 8774 0 0 AT&T INC COM 00206R102 525 18390 SH SOLE 18390 0 0 APPLE INC COM 037833100 595 3774 SH SOLE 3774 0 0 CITIGROUP INC COM NEW 172967424 348 6685 SH SOLE 6685 0 0 CAESARS ENTMT CORP COM 127686103 237 34871 SH SOLE 34871 0 0 FACEBOOK INC CL A 30303M102 1040 7935 SH SOLE 7935 0 0 DXC TECHNOLOGY CO COM 23355L106 1446 27196 SH SOLE 27196 0 0 INFINERA CORPORATION NOTE 2.125% 9/0 45667GAC7 975 1322000 SH SOLE 1322000 0 0 RIBBON COMMUNICATIONS INC COM 762544104 1119 232188 SH SOLE 232188 0 0 AVAYA HLDGS CORP COM 05351X101 746 51233 SH SOLE 51233 0 0 EXTREME NETWORKS INC COM 30226D106 1239 203144 SH SOLE 203144 0 0 EMCORE CORP COM NEW 290846203 106 25297 SH SOLE 25297 0 0 AXT INC COM 00246W103 80 18422 SH SOLE 18422 0 0 NOKIA CORP SPONSORED ADR 654902204 204 34971 SH SOLE 34971 0 0 CONSOLIDATED COMM HLDGS INC COM 209034107 182 18440 SH SOLE 18440 0 0 ACACIA RESH CORP ACACIA TCH COM 003881307 810 271777 SH SOLE 271777 0 0 HARTE-HANKS INC COM 416196202 31 12669 SH SOLE 12669 0 0 INFINERA CORPORATION COM 45667GAC7 101 25225 SH SOLE 25225 0 0 QUALCOMM INC COM 747525103 1989 34943 SH SOLE 34943 0 0 NEOPHOTONICS CORP COM 64051T100 527 81256 SH SOLE 81256 0 0 SERVICESOURCE INTL INC COM 81763U100 45 42078 SH SOLE 42078 0 0 COMMSCOPE HLDG CO INC COM 20337X109 204 12436 SH SOLE 12436 0 0 AEROHIVE NETWORKS INC COM 007786106 276 84699 SH SOLE 84699 0 0