0001493152-16-014832.txt : 20161114
0001493152-16-014832.hdr.sgml : 20161111
20161114084725
ACCESSION NUMBER: 0001493152-16-014832
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161114
DATE AS OF CHANGE: 20161114
EFFECTIVENESS DATE: 20161114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BOOTHBAY FUND MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001549230
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16782
FILM NUMBER: 161990900
BUSINESS ADDRESS:
STREET 1: 810 7TH AVENUE, SUITE 615
CITY: NEW YORK
STATE: NY
ZIP: 10019-5818
BUSINESS PHONE: (212) 332-2679
MAIL ADDRESS:
STREET 1: 810 7TH AVENUE, SUITE 615
CITY: NEW YORK
STATE: NY
ZIP: 10019-5818
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001549230
XXXXXXXX
09-30-2016
09-30-2016
false
BOOTHBAY FUND MANAGEMENT, LLC
810 7th Avenue, Suite 615
New York
NY
10019-5818
13F HOLDINGS REPORT
028-16782
N
Ari Glass
Managing Member
212-332-2676
/s/ Ari Glass
New York
NY
11-14-2016
0
614
321604
INFORMATION TABLE
2
infotable.xml
8x8 Inc
EQUITIES
282914100
248
16057
SH
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16057
0
0
A. O. Smith Corp
EQUITIES
831865209
870
8803
SH
SOLE
8803
0
0
Aarons Inc
EQUITIES
002535300
326
12826
SH
SOLE
12826
0
0
AbbVie Inc
EQUITIES
00287Y109
238
3781
SH
SOLE
3781
0
0
Abercrombie & Fitch Co
EQUITIES
002896207
570
35891
SH
SOLE
35891
0
0
Acacia Research Corp
EQUITIES
003881307
974
149341
SH
SOLE
149341
0
0
Acadia Healthcare Company Inc
EQUITIES
00404A109
418
8427
SH
SOLE
8427
0
0
Accelerate Diagnostics Inc
EQUITIES
00430H102
273
10002
SH
SOLE
10002
0
0
ACCO Brands Corp
EQUITIES
00081T108
129
13392
SH
SOLE
13392
0
0
Adobe Systems Inc
EQUITIES
00724F101
1284
11830
SH
SOLE
11830
0
0
ADTRAN Inc
EQUITIES
00738A106
194
10145
SH
SOLE
10145
0
0
Advanced Micro Devices Inc
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007903107
219
31738
SH
SOLE
31738
0
0
AECOM
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00766T100
287
9665
SH
SOLE
9665
0
0
Aetna Inc
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00817Y108
262
2266
SH
SOLE
2266
0
0
Affiliated Managers Group Inc
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008252108
397
2747
SH
SOLE
2747
0
0
AGCO Corp
EQUITIES
001084102
225
4555
SH
SOLE
4555
0
0
Agile Therapeutics Inc
EQUITIES
00847L100
103
14724
SH
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14724
0
0
Air Products and Chemicals Inc
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009158106
728
4843
SH
SOLE
4843
0
0
Alaska Air Group Inc
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011659109
208
3156
SH
SOLE
3156
0
0
Alcoa Inc
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013817101
123
12103
SH
SOLE
12103
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0
Alexion Pharmaceuticals Inc
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015351109
259
2116
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SOLE
2116
0
0
Alibaba Group Holding Lt Adr
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01609W102
720
6808
SH
SOLE
6808
0
0
Allegheny Technologies Inc
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01741R102
310
17140
SH
SOLE
17140
0
0
Alliance Data Systems Corp
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018581108
1550
7224
SH
SOLE
7224
0
0
Alliant Energy Corp
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018802108
234
6103
SH
SOLE
6103
0
0
Allot Communications Ltd
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M0854Q105
64
12130
SH
SOLE
12130
0
0
Allscripts Healthcare Solutions Inc
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01988P108
246
18657
SH
SOLE
18657
0
0
Alpha Pro Tech Ltd
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020772109
56
15689
SH
SOLE
15689
0
0
Alphabet Inc Cap Stk Cl A
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02079K305
1111
1382
SH
SOLE
1382
0
0
Alphabet Inc Cap Stk Cl C
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02079K107
1865
2399
SH
SOLE
2399
0
0
Amazon.com Inc
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023135106
1876
2241
SH
SOLE
2241
0
0
AMC Networks Inc
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00164V103
259
5002
SH
SOLE
5002
0
0
Amdocs Ltd
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G02602103
1601
27669
SH
SOLE
27669
0
0
Ameren Corp
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023608102
217
4422
SH
SOLE
4422
0
0
Ameresco Inc
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02361E108
53
10107
SH
SOLE
10107
0
0
American Axle & Manufacturing Holdings Inc
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024061103
201
11645
SH
SOLE
11645
0
0
American Electric Power Company Inc
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025537101
514
8000
SH
SOLE
8000
0
0
American International Group Inc
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026874784
590
9937
SH
SOLE
9937
0
0
American Water Works Company Inc
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030420103
224
2987
SH
SOLE
2987
0
0
AmerisourceBergen Corp
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03073E105
909
11249
SH
SOLE
11249
0
0
Amgen Inc
EQUITIES
031162100
508
3046
SH
SOLE
3046
0
0
Amphenol Corp
EQUITIES
032095101
279
4300
SH
SOLE
4300
0
0
Anadarko Petroleum Corp
EQUITIES
032511107
1770
27941
SH
SOLE
27941
0
0
Analog Devices Inc
EQUITIES
032654105
595
9229
SH
SOLE
9229
0
0
Andina Acquisition Corp Ii
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G0441P104
1161
117115
SH
SOLE
117115
0
0
Anika Therapeutics Inc
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035255108
206
4298
SH
SOLE
4298
0
0
Aon PLC
EQUITIES
G0408V102
945
8400
SH
SOLE
8400
0
0
Apache Corp
EQUITIES
037411105
441
6900
SH
SOLE
6900
0
0
Apartment Investment and Management Co
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03748R101
606
13193
SH
SOLE
13193
0
0
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03762U105
231
14124
SH
SOLE
14124
0
0
Apple Inc
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1287
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SOLE
11384
0
0
Applied Materials Inc
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038222105
285
9464
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SOLE
9464
0
0
Aqua America Inc
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03836W103
274
8980
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SOLE
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0
0
ARC Document Solutions Inc
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00191G103
142
38017
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SOLE
38017
0
0
Archrock Inc
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03957W106
281
21507
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SOLE
21507
0
0
Argan Inc
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04010E109
936
15814
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SOLE
15814
0
0
Arowana Inc
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G05011104
315
30867
SH
SOLE
30867
0
0
Array Biopharma Inc
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04269X105
123
18163
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SOLE
18163
0
0
Arris International Plc
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G0551A103
251
8852
SH
SOLE
8852
0
0
Arthur J. Gallagher & Co.
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363576109
537
10565
SH
SOLE
10565
0
0
Ashford Hospitality Trust Inc
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044103109
145
24543
SH
SOLE
24543
0
0
Aspen Aerogels Inc
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04523Y105
80
13437
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SOLE
13437
0
0
Aspen Technology Inc
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045327103
615
13140
SH
SOLE
13140
0
0
Astrotech Corp
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046484101
68
41268
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SOLE
41268
0
0
AT&T Inc
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00206R102
213
5253
SH
SOLE
5253
0
0
Atmos Energy Corp
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049560105
208
2792
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SOLE
2792
0
0
Attunity Ltd
EQUITIES
M15332121
69
10411
SH
SOLE
10411
0
0
Aurinia Pharmaceuticals Inc
EQUITIES
05156V102
49
16345
SH
SOLE
16345
0
0
Autodesk Inc
EQUITIES
052769106
1279
17677
SH
SOLE
17677
0
0
Autozone Inc
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053332102
910
1185
SH
SOLE
1185
0
0
AV Homes Inc
EQUITIES
00234P102
1613
96942
SH
SOLE
96942
0
0
Avangrid Inc Cmn (us)
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05351W103
771
18443
SH
SOLE
18443
0
0
Avery Dennison Corp
EQUITIES
053611109
1111
14279
SH
SOLE
14279
0
0
Avid Technology Inc
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05367P100
145
18300
SH
SOLE
18300
0
0
Avista Corp
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05379B107
292
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SOLE
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0
0
Axalta Coating Systems Ltd
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304
10764
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SOLE
10764
0
0
B2Gold Corp
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11777Q209
106
40394
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SOLE
40394
0
0
Baidu Inc
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056752108
1045
5740
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SOLE
5740
0
0
Bank of America Corp
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060505104
330
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SOLE
21106
0
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BankUnited Inc
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06652K103
282
9342
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SOLE
9342
0
0
Barrett Business Services Inc
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068463108
432
8700
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SOLE
8700
0
0
Baxter International Inc
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071813109
213
4482
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SOLE
4482
0
0
Beazer Homes USA Inc
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07556Q881
428
36664
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SOLE
36664
0
0
Berkshire Hathaway Inc
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084670702
238
1650
SH
SOLE
1650
0
0
Berry Plastics Group Inc
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08579W103
378
8611
SH
SOLE
8611
0
0
Biogen Idec Inc
EQUITIES
09062X103
503
1606
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SOLE
1606
0
0
Biospecifics Technologies Corp
EQUITIES
090931106
238
5204
SH
SOLE
5204
0
0
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09180C106
628
17677
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SOLE
17677
0
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Blackhawk Network Holdings Inc
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SOLE
22428
0
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358
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SOLE
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0
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103304101
938
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SOLE
47400
0
0
Bridgepoint Education Inc
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10807M105
75
10850
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SOLE
10850
0
0
Brinks Co
EQUITIES
109696104
264
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7112
0
0
Bristol-Myers Squibb Co
EQUITIES
110122108
425
7878
SH
SOLE
7878
0
0
Broadcom Ltd
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Y09827109
213
1235
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SOLE
1235
0
0
Broadridge Financial Solutions Inc
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11133T103
464
6848
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SOLE
6848
0
0
BroadSoft Inc
EQUITIES
11133B409
408
8771
SH
SOLE
8771
0
0
Brocade Communications Systems Inc
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111621306
241
26101
SH
SOLE
26101
0
0
Brookdale Senior Living Inc
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112463104
889
50925
SH
SOLE
50925
0
0
Brown-Forman Corp Class B
EQUITIES
115637209
402
8474
SH
SOLE
8474
0
0
Cadence Design Systems Inc
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127387108
460
18027
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SOLE
18027
0
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Calix Inc
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13100M509
113
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15370
0
0
Callon Petroleum Co
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13123X102
1843
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117412
0
0
Cameco Corp
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13321L108
130
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SH
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15231
0
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Canadian Natural Resources Ltd
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136385101
932
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SOLE
29082
0
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CARBO Ceramics Inc
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140781105
152
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SH
SOLE
13939
0
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Career Education Corp
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141665109
131
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19316
0
0
Carnival Corp
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143658300
439
9000
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9000
0
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Carriage Services Inc
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143905107
407
17189
SH
SOLE
17189
0
0
Carters Inc
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146229109
249
2877
SH
SOLE
2877
0
0
Cato Corp
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149205106
230
6992
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6992
0
0
CBL & Associates Properties Inc
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124830100
417
34340
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SOLE
34340
0
0
Celanese Corp
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150870103
293
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SOLE
4407
0
0
Celgene Corp
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151020104
251
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SH
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2398
0
0
Cemex SAB de CV
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151290889
102
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SH
SOLE
12828
0
0
CenterPoint Energy Inc
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15189T107
219
9427
SH
SOLE
9427
0
0
Central Garden & Pet Co
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153527106
225
8672
SH
SOLE
8672
0
0
Central Garden & Pet Co
EQUITIES
153527205
390
15733
SH
SOLE
15733
0
0
Charles River Laboratories International Inc
EQUITIES
159864107
674
8086
SH
SOLE
8086
0
0
Charles Schwab Corp
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808513105
279
8828
SH
SOLE
8828
0
0
Charter Communications Inc New Cl A
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16119P108
312
1154
SH
SOLE
1154
0
0
Check Point Software Technologies Ltd
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M22465104
497
6405
SH
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6405
0
0
Cheesecake Factory Inc
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163072101
1035
20669
SH
SOLE
20669
0
0
Chegg Inc
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163092109
168
23670
SH
SOLE
23670
0
0
Cheniere Energy Inc
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16411R208
218
5000
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SOLE
5000
0
0
Chevron Corp
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166764100
456
4434
SH
SOLE
4434
0
0
Church & Dwight Co Inc
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171340102
209
4357
SH
SOLE
4357
0
0
Churchill Downs Inc
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171484108
334
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SOLE
2280
0
0
Ciena Corp
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171779309
399
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SH
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18294
0
0
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1986
14781
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14781
0
0
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17275R102
224
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0
0
CIT Group Inc
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125581801
301
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0
0
Citigroup Inc
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172967424
409
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8664
0
0
Civeo Corp
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17878Y108
31
26880
SH
SOLE
26880
0
0
Clean Energy Fuels Corp
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184499101
285
63832
SH
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63832
0
0
Cloud Peak Energy Inc
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18911Q102
69
12724
SH
SOLE
12724
0
0
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192108504
379
32034
SH
SOLE
32034
0
0
Cognizant Technology Solutions Corp
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192446102
682
14294
SH
SOLE
14294
0
0
Colgate-Palmolive Co
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194162103
471
6358
SH
SOLE
6358
0
0
COMCAST CORPORATION CLASS A
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20030N101
876
13198
SH
SOLE
13198
0
0
Commercial Vehicle Group Inc
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202608105
225
38847
SH
SOLE
38847
0
0
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56
21764
SH
SOLE
21764
0
0
comScore Inc
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20564W105
415
13521
SH
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13521
0
0
ConAgra Foods Inc
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205887102
486
10310
SH
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10310
0
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Concho Resources Inc
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20605P101
201
1462
SH
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1462
0
0
CONSOL Energy Inc
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20854P109
375
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SH
SOLE
19506
0
0
Consolidated-Tomoka Land Co
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210226106
1949
38082
SH
SOLE
38082
0
0
Consumer Discretionary Select Sector SPDR Fund
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81369Y407
957
11960
SH
SOLE
11960
0
0
Consumer Staples Select Sector SPDR Fund
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81369Y308
931
17501
SH
SOLE
17501
0
0
Contango Oil & Gas Co
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21075N204
172
16802
SH
SOLE
16802
0
0
Continental Building Products Inc
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211171103
382
18220
SH
SOLE
18220
0
0
Continental Resources Inc
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212015101
700
13471
SH
SOLE
13471
0
0
Convergys Corp
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212485106
234
7705
SH
SOLE
7705
0
0
Cooper-Standard Holdings Inc
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21676P103
273
2766
SH
SOLE
2766
0
0
Copart Inc
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217204106
252
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SH
SOLE
4701
0
0
Core Laboratories NV
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285
2541
SH
SOLE
2541
0
0
Cosan Ltd
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G25343107
299
41795
SH
SOLE
41795
0
0
Costco Wholesale Corp
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22160K105
390
2556
SH
SOLE
2556
0
0
Coty Inc
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222070203
258
10975
SH
SOLE
10975
0
0
Cpi Card Group Inc
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12634H101
87
14414
SH
SOLE
14414
0
0
Cross Country Healthcare Inc
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227483104
119
10075
SH
SOLE
10075
0
0
Crown Castle International Corp
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22822V101
1330
14113
SH
SOLE
14113
0
0
CSG Systems International Inc
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126349109
310
7499
SH
SOLE
7499
0
0
Csw Industrials Inc
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126402106
332
10256
SH
SOLE
10256
0
0
Ctrip.Com International Ltd
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22943F100
419
9000
SH
SOLE
9000
0
0
CVS HEALTH CORP
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126650100
212
2383
SH
SOLE
2383
0
0
CyrusOne Inc
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23283R100
255
5353
SH
SOLE
5353
0
0
Danaher Corp
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235851102
201
2561
SH
SOLE
2561
0
0
Dave & Buster's Entertainment
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238337109
341
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SH
SOLE
8694
0
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Dean Foods Co
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242370203
181
11021
SH
SOLE
11021
0
0
Del Friscos Restaurant Group Inc
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245077102
264
19626
SH
SOLE
19626
0
0
Del Taco Restaurants Inc
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245496104
119
10000
SH
SOLE
10000
0
0
Dell Technologies Inc
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24703L103
347
7256
SH
SOLE
7256
0
0
Denbury Resources Inc
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247916208
46
14171
SH
SOLE
14171
0
0
DENTSPLY SIRONA Inc
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24906P109
367
6183
SH
SOLE
6183
0
0
Dermira Inc.
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24983L104
655
19359
SH
SOLE
19359
0
0
Devon Energy Corp
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25179M103
810
18367
SH
SOLE
18367
0
0
DHI Group Inc
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23331S100
139
17625
SH
SOLE
17625
0
0
Diamond Offshore Drilling Inc
EQUITIES
25271C102
292
16583
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SOLE
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Diamondback Energy Inc
EQUITIES
25278X109
1553
16089
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SOLE
16089
0
0
DiamondRock Hospitality Co
EQUITIES
252784301
211
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23199
0
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DigitalGlobe Inc
EQUITIES
25389M877
361
13114
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SOLE
13114
0
0
DISH Network Corp
EQUITIES
25470M109
418
7636
SH
SOLE
7636
0
0
Dover Corp
EQUITIES
260003108
295
4002
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SOLE
4002
0
0
Dr Pepper Snapple Group Inc
EQUITIES
26138E109
323
3541
SH
SOLE
3541
0
0
Duke Energy Corp
EQUITIES
26441C204
393
4904
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SOLE
4904
0
0
Dun & Bradstreet Corp
EQUITIES
26483E100
236
1727
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SOLE
1727
0
0
Dycom Industries Inc
EQUITIES
267475101
784
9589
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SOLE
9589
0
0
Eagle Materials Inc
EQUITIES
26969P108
210
2721
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2721
0
0
Eagle Pharmaceuticals Inc
EQUITIES
269796108
220
3146
SH
SOLE
3146
0
0
Earthlink Holdings Corp
EQUITIES
27033X101
99
15984
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15984
0
0
Easterly Govt Pptys Inc Cmn
EQUITIES
27616P103
676
35413
SH
SOLE
35413
0
0
eBay Inc
EQUITIES
278642103
735
22346
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22346
0
0
Ecopetrol SA
EQUITIES
279158109
94
10719
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10719
0
0
Edgewell Personal Care Co
EQUITIES
28035Q102
317
3992
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3992
0
0
Eldorado Resorts Inc
EQUITIES
28470R102
580
41217
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SOLE
41217
0
0
Electronic Arts Inc
EQUITIES
285512109
624
7305
SH
SOLE
7305
0
0
Eli Lilly and Co
EQUITIES
532457108
380
4730
SH
SOLE
4730
0
0
EMCORE Corp
EQUITIES
290846203
820
143775
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0
0
Employers Holdings Inc
EQUITIES
292218104
208
6957
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6957
0
0
Encana Corporation
EQUITIES
292505104
1414
135081
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135081
0
0
Endologix Inc
EQUITIES
29266S106
174
13573
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13573
0
0
Energy Recovery Inc
EQUITIES
29270J100
202
12629
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SOLE
12629
0
0
EnerNOC Inc
EQUITIES
292764107
178
32917
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32917
0
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Enerplus Corp
EQUITIES
292766102
68
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0
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Ennis Inc
EQUITIES
293389102
190
11266
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11266
0
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Ensco PLC
EQUITIES
G3157S106
108
12714
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12714
0
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Entergy Corp
EQUITIES
29364G103
883
11510
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11510
0
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Enzo Biochem Inc
EQUITIES
294100102
133
26137
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0
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ePlus inc
EQUITIES
294268107
559
5923
SH
SOLE
5923
0
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EQT Corp
EQUITIES
26884L109
864
11894
SH
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11894
0
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Equity Commonwealth
EQUITIES
294628102
959
31733
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Ethan Allen Interiors Inc
EQUITIES
297602104
488
15600
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0
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Evertec Inc
EQUITIES
30040P103
203
12069
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12069
0
0
Exelon Corp
EQUITIES
30161N101
459
13790
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13790
0
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EXFO Inc
EQUITIES
302046107
122
32790
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32790
0
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Expedia Inc
EQUITIES
30212P303
1458
12492
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12492
0
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Express Inc
EQUITIES
30219E103
127
10798
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0
0
Extreme Networks Inc
EQUITIES
30226D106
971
216307
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0
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Exxon Mobil Corp
EQUITIES
30231G102
308
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SOLE
3529
0
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EZCORP Inc
EQUITIES
302301106
272
24580
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24580
0
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Facebook Inc
EQUITIES
30303M102
649
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0
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Farmer Bros. Co
EQUITIES
307675108
450
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0
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Federated Investors Inc
EQUITIES
314211103
208
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FedEx Corp
EQUITIES
31428X106
421
2411
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Fidelity National Information Services Inc
EQUITIES
31620M106
3114
40430
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40430
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Financial Select Sector SPDR Fund
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81369Y605
463
24000
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24000
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FireEye Inc
EQUITIES
31816Q101
213
14430
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First Bancorp
EQUITIES
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233
44746
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First Data Corporation Class A
EQUITIES
32008D106
190
14436
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First Majestic Silver Corp
EQUITIES
32076V103
181
17548
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17548
0
0
Fiserv Inc
EQUITIES
337738108
403
4053
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SOLE
4053
0
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Fitbit Inc - A
EQUITIES
33812L102
635
42759
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SOLE
42759
0
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Five Star Quality Care Inc
EQUITIES
33832D106
69
36318
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Flamel Technologies SA
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338488109
128
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Fleetcor Technologies Inc
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339041105
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8433
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Flextronics International Ltd
EQUITIES
Y2573F102
174
12767
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Flowers Foods Inc
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343498101
233
15377
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Ford Motor Co
EQUITIES
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177
14641
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Fortinet Inc
EQUITIES
34959E109
241
6538
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Fortive Corp Shs
EQUITIES
34959J108
492
9666
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Forward Air Corp
EQUITIES
349853101
525
12127
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Franklin Resources Inc
EQUITIES
354613101
212
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Franks International NV
EQUITIES
N33462107
155
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Freeport-McMoRan Inc
EQUITIES
35671D857
186
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Gannett Co Inc
EQUITIES
36473H104
132
11304
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Gap Inc
EQUITIES
364760108
216
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Generac Holdings Inc
EQUITIES
368736104
270
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General Electric Co
EQUITIES
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353
11901
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Genworth Financial Inc
EQUITIES
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GigPeak Inc
EQUITIES
37518Q109
375
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Gilead Sciences Inc
EQUITIES
375558103
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Golar LNG Ltd
EQUITIES
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25580
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Gold Fields Ltd
EQUITIES
38059T106
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Goldman Sachs Group Inc
EQUITIES
38141G104
415
2574
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Graphic Packaging Holding Co
EQUITIES
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Gray Television Inc
EQUITIES
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Great Plains Energy Inc
EQUITIES
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Greenbrier Co Inc
EQUITIES
393657101
237
6722
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Guess? Inc
EQUITIES
401617105
224
15329
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15329
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Guggenheim Invest Spin-Off ETF
EQUITIES
18383M605
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15830
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15830
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Hackett Group Inc
EQUITIES
404609109
193
11660
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Halliburton Co
EQUITIES
406216101
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13828
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Harman International Industries Inc
EQUITIES
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283
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3346
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Harmony Gold Mining Company Ltd
EQUITIES
413216300
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18102
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SOLE
18102
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Harte-Hanks Inc
EQUITIES
416196103
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222759
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SOLE
222759
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Hawaiian Electric Industries Inc
EQUITIES
419870100
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17847
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SOLE
17847
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Haynes International Inc
EQUITIES
420877201
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19723
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SOLE
19723
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Headwaters Inc
EQUITIES
42210P102
209
12357
SH
SOLE
12357
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Health Care Select Sector SPDR Fund
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81369Y209
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8521
SH
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8521
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Heartland Express Inc
EQUITIES
422347104
200
10577
SH
SOLE
10577
0
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Hecla Mining Co
EQUITIES
422704106
179
31441
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SOLE
31441
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Heico Corp
EQUITIES
422806109
237
3428
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SOLE
3428
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Herc Holdings Inc
EQUITIES
42704L104
273
8099
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SOLE
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Hertz Global Holdings Inc
EQUITIES
42806J106
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6153
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SOLE
6153
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Hewlett Packard Enterprise
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42824C109
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57771
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Hilton Worldwide Holdings Inc
EQUITIES
43300A104
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10949
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10949
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Hologic Inc
EQUITIES
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Home Depot Inc
EQUITIES
437076102
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4311
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4311
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Host Hotels & Resorts Inc
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44107P104
193
12394
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12394
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HP Inc
EQUITIES
40434L105
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41150
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41150
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IAC/InterActiveCorp
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5588
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IDEXX Laboratories Inc
EQUITIES
45168D104
241
2137
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SOLE
2137
0
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IHS Markit Ltd
EQUITIES
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48435
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48435
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Industrial Select Sector SPDR Fund
EQUITIES
81369Y704
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7230
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7230
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Integrated Device Technology Inc
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395
17086
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Intel Corp
EQUITIES
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30059
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Intercontinental Exchange Inc
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45866F104
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1327
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International Business Machines Corp
EQUITIES
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2184
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Interpublic Group of Companies Inc
EQUITIES
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Intl Game Technology Plc
EQUITIES
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29491
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Intralinks Holdings Inc
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46118H104
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10984
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Intuit Inc
EQUITIES
461202103
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2791
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2791
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Invesco Ltd
EQUITIES
G491BT108
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11545
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11545
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Investors Bancorp Inc
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46146L101
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12496
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IPG Photonics Corp
EQUITIES
44980X109
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3810
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iShares 20+ Year Treasury Bond ETF
EQUITIES
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3602
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3602
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iShares iBoxx $ High Yield Corporate Bond ETF
EQUITIES
464288513
636
7293
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7293
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iShares MSCI Emerging Markets ETF
EQUITIES
464287234
454
12110
SH
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12110
0
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Ishares Msci Global Select Metals & Mining Producers Etf
EQUITIES
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10000
SH
SOLE
10000
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EQUITIES
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9489
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SOLE
9489
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iShares Russell 2000 ETF
EQUITIES
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14873
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SOLE
14873
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iShares US Healthcare ETF
EQUITIES
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4246
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4246
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iShares US Preferred Stock ETF
EQUITIES
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24837
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24837
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iShares US Real Estate ETF
EQUITIES
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2510
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2510
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EQUITIES
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Jack In The Box Inc
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5851
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JD.com Inc
EQUITIES
47215P106
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Jensyn Acquisition Corp
EQUITIES
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Jensyn Acquisition Corp-cw21
WARRANTS
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Jensyn Acquisition Corp-rights
EQUITIES
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Jive Software Inc
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John Wiley & Sons Inc
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Juniper Networks Inc
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K2M Group Holdings Inc
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48273J107
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12144
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Kandi Technologies Group Inc
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10401
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Kansas City Southern
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KAR Auction Services Inc
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48238T109
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12571
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Kellogg Co
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487836108
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4717
0
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Kennedy-Wilson Holdings Inc
EQUITIES
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300
13285
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13285
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Kindred Healthcare Inc
EQUITIES
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10116
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Kirby Corp
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22216
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Kite Realty Group Trust
EQUITIES
49803T300
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30200
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Klr Energy Acq Corp - A
EQUITIES
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635330
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Klr Energy Acq Corp - Cw21
WARRANTS
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265165
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265165
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Kosmos Energy Ltd
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26316
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26316
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Legg Mason Inc
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Leggett & Platt Inc
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15549
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15549
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EQUITIES
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Liberty Global PLC
EQUITIES
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Liberty Interactive Corp
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Liberty Media Corporation Series C Liberty Braves Common
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Liberty Media Group-a
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Life Storage Inc
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53223X107
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LinkedIn Corp
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LKQ Corp
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Lockheed Martin Corp
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Lowes Companies Inc
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548661107
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LSB Industries Inc
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LyondellBasell Industries NV
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M I Acquisitions Inc
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M Iii Acquisition Corp
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EQUITIES
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1956
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Malibu Boats Inc
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56117J100
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Manhattan Associates Inc
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ManpowerGroup Inc
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56418H100
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Marathon Oil Corp
EQUITIES
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Marathon Petroleum Corp
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56585A102
502
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Marchex Inc
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56624R108
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Marinus Pharmaceuticals Ord
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56854Q101
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Marriott International Inc
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Martin Marietta Materials Inc
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Masco Corp
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574599106
313
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Materials Select Sector SPDR
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81369Y100
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McDonalds Corp
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580135101
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58039P107
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MCKESSON CORPORATION
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8897
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SOLE
8897
0
0
MDU Resources Group Inc
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552690109
390
15347
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SOLE
15347
0
0
Medgenics Inc
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58436Q203
84
15170
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SOLE
15170
0
0
Medical Properties Trust Inc
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58463J304
154
10454
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SOLE
10454
0
0
Medley Capital Corp
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58503F106
92
12044
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SOLE
12044
0
0
MeetMe Inc
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585141104
143
23140
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SOLE
23140
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0
Mentor Graphics Corp
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587200106
1695
64122
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SOLE
64122
0
0
Merck & Co Inc
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58933Y105
610
9773
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SOLE
9773
0
0
Merrimack Pharmaceuticals Inc
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590328100
64
10000
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SOLE
10000
0
0
Methode Electronics Inc
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591520200
524
14991
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SOLE
14991
0
0
MGIC Investment Corp
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552848103
464
58034
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SOLE
58034
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0
Microchip Technology Inc
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595017104
294
4731
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SOLE
4731
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0
Micron Technology Inc
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290
16322
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16322
0
0
Microsoft Corp
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594918104
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14173
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SOLE
14173
0
0
Mid-America Apartment Communities Inc
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59522J103
230
2452
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SOLE
2452
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0
Mizuho Financial Group Inc
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60687Y109
70
20901
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20901
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0
Mobileiron Inc
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60739U204
50
18040
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SOLE
18040
0
0
Mohawk Industries Inc
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2402
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0
0
Monsanto Co
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3039
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3039
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0
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6807
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241
3163
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3163
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MSCI Inc
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55354G100
246
2934
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2934
0
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MSG Networks Inc
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553573106
473
25441
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25441
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0
Mueller Water Products Inc
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624758108
304
24185
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24185
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0
NACCO Industries Inc
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3809
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3809
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0
NASDAQ OMX Group Inc
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631103108
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3659
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4101
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4101
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0
Net 1 UEPS Technologies Inc
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64107N206
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17281
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17281
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Netflix Inc
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0
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News Corp
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23383
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65336K103
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19445
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19445
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NextEra Energy Inc
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2126
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Nielsen Holdings Plc..
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12141
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12141
0
0
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65440R101
160
18072
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18072
0
0
NiSource Inc
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65473P105
220
9122
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SOLE
9122
0
0
Noble Corporation PLC
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13917
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SOLE
13917
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0
Nokia Oyj
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654902204
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12587
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12587
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0
Nomad Holdings Ltd
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G6564A105
421
35606
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Nomura Holdings Inc
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15432
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15432
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12104
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Northern Trust Corp
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665859104
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3295
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Northstar Realty Europe Corp
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66706L101
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97500
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35937
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35937
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NRG Yield Inc
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62942X306
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13951
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Nutrisystem Inc
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67069D108
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9864
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9864
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NuVasive Inc
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670704105
299
4487
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SOLE
4487
0
0
Oasis Petroleum Inc
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674215108
749
65308
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SOLE
65308
0
0
Occidental Petroleum Corp
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674599105
306
4199
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SOLE
4199
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0
Old Republic International Corp
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680223104
248
14068
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SOLE
14068
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0
Olin Corp
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680665205
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16471
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16471
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71843
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71843
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OncoGenex Pharmaceuticals Inc
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60638
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Oracle Corp
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6260
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6260
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Orbital ATK Inc
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68557N103
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4228
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SOLE
4228
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0
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690732102
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5861
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SOLE
5861
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0
Owens Realty Mortgage Inc
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690828108
1721
99373
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SOLE
99373
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0
Pacific Spl Acquisition
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G68588105
1555
151680
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SOLE
151680
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0
Palo Alto Networks Inc
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697435105
344
2156
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SOLE
2156
0
0
Pandora Media Inc
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580
40500
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SOLE
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0
Panera Bread Co
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1289
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0
Parsley Energy Inc
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17458
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Patrick Industries Inc
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0
Pattern Energy Group Inc
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18671
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SOLE
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0
Patterson-UTI Energy Inc
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9588
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SOLE
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Paychex Inc
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6135
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6135
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PDC Energy Inc
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11883
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11883
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320
23584
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SOLE
23584
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0
PepsiCo Inc
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378
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SOLE
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Pershing Gold Corp
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13153
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SOLE
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Pfizer Inc
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340
10032
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SOLE
10032
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PG&E Corp
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342
5586
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5586
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PHI Inc
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26589
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0
Philip Morris International Inc
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2892
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0
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15923
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12839
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Pinnacle West Capital Corp
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2802
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13793
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13793
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Platform Specialty Products Corp
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14100
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SOLE
14100
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0
PNM Resources Inc
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7530
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Post Holdings Inc
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3207
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3207
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Potbelly Corp
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SOLE
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PowerShares QQQ Trust ETF Series 1
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440
299
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SOLE
299
0
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Primoris Services Corp
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12256
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12256
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0
ProShares UltraShort S&P500
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13978
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13978
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Proto Labs Inc
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3661
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3661
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0
QEP Resources Inc
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SOLE
97179
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0
Qorvo Inc
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74736K101
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SOLE
3989
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0
QTS Realty Trust Inc
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20359
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Qualcomm Inc
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18243
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Quotient Ltd
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Radian Group Inc
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Ramco-Gershenson Properties Trust
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SOLE
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0
Raytheon Co
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1519
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Realogy Holdings Corp
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8978
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SOLE
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0
Red Lion Hotels Corp
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200083
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200083
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Red Robin Gourmet Burgers Inc
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14787
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SOLE
14787
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0
Regis Corp
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14480
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SOLE
14480
0
0
Reliance Steel and Aluminum Co
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3480
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SOLE
3480
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Renewable Energy Group Inc
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11972
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SOLE
11972
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Rentech Inc
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40952
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SOLE
40952
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0
RetailMeNot Inc
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76132B106
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SOLE
17692
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0
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SOLE
68352
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0
Rice Energy Inc
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47461
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SOLE
47461
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Richardson Electronics Ltd
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SOLE
38908
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0
Rigel Pharmaceuticals Inc
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SOLE
15163
0
0
Rite Aid Corp
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36779
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SOLE
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RLJ Lodging Trust
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SOLE
11102
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0
Rmr Group Inc. (the) Cmn Class A (us)
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41854
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SOLE
41854
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0
Robert Half International Inc
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7018
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SOLE
7018
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0
Royal Dutch Shell PLC
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13993
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0
RR Donnelley & Sons Co
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257867200
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16135
SH
SOLE
16135
0
0
RSP Permian Inc
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1462
37712
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SOLE
37712
0
0
Ruby Tuesday Inc
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15498
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SOLE
15498
0
0
Ruths Hospitality Group Inc
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161
11413
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SOLE
11413
0
0
Ryder System Inc
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234
3544
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SOLE
3544
0
0
Ryerson Holding Corp Com Or Agent On This Transaction
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136
12074
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SOLE
12074
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0
S&P Global Inc
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261
2066
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SOLE
2066
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0
Salesforce.com Inc
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79466L302
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7273
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SOLE
7273
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Sarepta Therapeutics Inc
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803607100
481
7830
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SOLE
7830
0
0
SCANA Corp
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5639
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SOLE
5639
0
0
SCHLUMBERGER LTD
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310
3948
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SOLE
3948
0
0
SciClone Pharmaceuticals Inc
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80862K104
163
15941
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SOLE
15941
0
0
Scientific Games Corp
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80874P109
694
61560
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SOLE
61560
0
0
Scorpio Tankers Inc
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Y7542C106
363
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SOLE
78367
0
0
Select Medical Holdings Corp
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81619Q105
193
14287
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SOLE
14287
0
0
Sempra Energy
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816851109
518
4831
SH
SOLE
4831
0
0
Servicemaster Global Hldgs Inc
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81761R109
268
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SH
SOLE
7962
0
0
ServiceSource International Inc
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81763U100
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24858
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SOLE
24858
0
0
Shopify Inc - A
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82509L107
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SOLE
9503
0
0
Shutterfly Inc
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82568P304
2227
49885
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SOLE
49885
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0
Silicon Laboratories Inc
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826919102
332
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SOLE
5650
0
0
Sirius XM Holdings Inc
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159
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SH
SOLE
38153
0
0
SITO Mobile Ltd.
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20028
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Skechers USA Inc
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238
10393
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SOLE
10393
0
0
Skyworks Solutions Inc
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399
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SOLE
5235
0
0
SM Energy Co
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24343
0
0
Smith & Wesson Holding Corp
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269
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SOLE
10119
0
0
Sony Corp
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424
12774
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SOLE
12774
0
0
Sothebys
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507
13339
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SOLE
13339
0
0
Southwest Airlines Co
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432
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SOLE
11114
0
0
SPDR Gold Shares ETF
EQUITIES
78463V107
377
3000
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SOLE
3000
0
0
SPDR S&P 500 ETF
EQUITIES
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2594
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SOLE
11993
0
0
SPDR S&P Regional Banking ETF
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872
20637
SH
SOLE
20637
0
0
Spectrum Pharmaceuticals Inc
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0
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Sportsmans Warehouse Holdings Inc
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SOLE
20954
0
0
Sprint Corp
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11250
SH
SOLE
11250
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
10815
500
SH
Put
SOLE
500
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
10815
500
SH
Put
SOLE
500
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
5408
250
SH
Put
SOLE
250
0
0
Staples Inc
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Starwood Property Trust Inc
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213
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SOLE
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0
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State Street Corp
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857477103
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SOLE
4955
0
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Stellar Acquisition Iii Inc
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Y8172W123
7976
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SOLE
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Stillwater Mining Co
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239
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Sunesis Pharmaceuticals Inc
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SunOpta Inc
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212
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Symantec Corp
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370
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14731
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Synacor Inc
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Synergy Resources Corp
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0
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Synopsys Inc
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277
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Tableau Software Inc
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Take-Two Interactive Software Inc
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581
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0
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Tangoe Inc
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SOLE
18470
0
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Targa Resources Corp
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87612G101
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Technology Select Sector SPDR Fund
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17088
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TechTarget Inc
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15837
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Tempur Sealy International Inc
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Teradata Corp
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10540
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Teradyne Inc
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Texas Instruments Inc
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TherapeuticsMD Inc
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Thor Industries Inc
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Tillys Inc
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Time Inc
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Tivo Corp
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11117
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TPG Specialty Lending Inc
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SOLE
16410
0
0
Travelport Worldwide Ltd
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G9019D104
350
23305
SH
SOLE
23305
0
0
Tremor Video Inc
EQUITIES
89484Q100
90
53851
SH
SOLE
53851
0
0
TTM Technologies Inc
EQUITIES
87305R109
130
11333
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SOLE
11333
0
0
Twenty-First Century Fox Inc
EQUITIES
90130A101
465
19209
SH
SOLE
19209
0
0
Ultimate Software Group Inc
EQUITIES
90385D107
450
2204
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SOLE
2204
0
0
Ultra Clean Holdings Inc
EQUITIES
90385V107
96
12950
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SOLE
12950
0
0
Under Armour Inc
EQUITIES
904311107
248
6424
SH
SOLE
6424
0
0
Under Armour Inc Cls C
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904311206
461
13620
SH
SOLE
13620
0
0
Unilever NV
EQUITIES
904784709
456
9890
SH
SOLE
9890
0
0
Union Pacific Corp
EQUITIES
907818108
1252
12837
SH
SOLE
12837
0
0
Uniqure NV
EQUITIES
N90064101
103
13450
SH
SOLE
13450
0
0
United Parcel Service Inc
EQUITIES
911312106
506
4627
SH
SOLE
4627
0
0
VAALCO Energy Inc
EQUITIES
91851C201
32
34300
SH
SOLE
34300
0
0
Valero Energy Corp
EQUITIES
91913Y100
776
14640
SH
SOLE
14640
0
0
Vanguard REIT Index FundETF
EQUITIES
922908553
776
8942
SH
SOLE
8942
0
0
VeriFone Systems Inc
EQUITIES
92342Y109
504
32008
SH
SOLE
32008
0
0
Verint Systems Inc
EQUITIES
92343X100
271
7200
SH
SOLE
7200
0
0
Verisign Inc
EQUITIES
92343E102
250
3200
SH
SOLE
3200
0
0
Verisk Analytics Inc
EQUITIES
92345Y106
301
3700
SH
SOLE
3700
0
0
Viacom Inc
EQUITIES
92553P201
253
6642
SH
SOLE
6642
0
0
Viavi Solutions Inc
EQUITIES
925550105
110
14917
SH
SOLE
14917
0
0
VimpelCom Ltd
EQUITIES
92719A106
174
50000
SH
SOLE
50000
0
0
Vipshop Holdings Ltd
EQUITIES
92763W103
160
10898
SH
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10898
0
0
Virtu Finl Inc Cl A
EQUITIES
928254101
222
14854
SH
SOLE
14854
0
0
VIVUS Inc
EQUITIES
928551100
48
41740
SH
SOLE
41740
0
0
VMware Inc
EQUITIES
928563402
455
6209
SH
SOLE
6209
0
0
Vonage Holdings Corp
EQUITIES
92886T201
777
117557
SH
SOLE
117557
0
0
Wabash National Corp
EQUITIES
929566107
252
17695
SH
SOLE
17695
0
0
Walt Disney Co
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254687106
271
2921
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SOLE
2921
0
0
Waste Management Inc
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94106L109
365
5717
SH
SOLE
5717
0
0
Wayfair Inc- Class A
EQUITIES
94419L101
439
11145
SH
SOLE
11145
0
0
Web.com Group Inc
EQUITIES
94733A104
519
30044
SH
SOLE
30044
0
0
WEC Energy Group Inc
EQUITIES
92939U106
206
3437
SH
SOLE
3437
0
0
Wells Fargo & Co
EQUITIES
949746101
409
9231
SH
SOLE
9231
0
0
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EQUITIES
95058W100
737
68246
SH
SOLE
68246
0
0
Westar Energy Inc
EQUITIES
95709T100
993
17500
SH
SOLE
17500
0
0
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EQUITIES
966387102
204
23300
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SOLE
23300
0
0
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EQUITIES
M98068105
646
14885
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SOLE
14885
0
0
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EQUITIES
981419104
211
4305
SH
SOLE
4305
0
0
Westar Energy Inc
EQUITIES
95709T100
1600
282
SH
Call
SOLE
282
0
0
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EQUITIES
983134107
378
3881
SH
SOLE
3881
0
0
Xcerra Corp
EQUITIES
98400J108
80
13238
SH
SOLE
13238
0
0
Xenia Hotels & Resorts Inc
EQUITIES
984017103
481
31671
SH
SOLE
31671
0
0
Xerox Corp
EQUITIES
984121103
200
19775
SH
SOLE
19775
0
0
Xylem Inc
EQUITIES
98419M100
367
6997
SH
SOLE
6997
0
0
Yahoo! Inc
EQUITIES
984332106
885
20542
SH
SOLE
20542
0
0
Yelp Inc
EQUITIES
985817105
1448
34729
SH
SOLE
34729
0
0
Yingli Green Energy Holding Company Ltd
EQUITIES
98584B202
60
15480
SH
SOLE
15480
0
0
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EQUITIES
988498101
386
4256
SH
SOLE
4256
0
0
ZAGG Inc
EQUITIES
98884U108
245
30224
SH
SOLE
30224
0
0
Zayo Group Holdings Inc
EQUITIES
98919V105
550
18500
SH
SOLE
18500
0
0
Zebra Technologies Corp
EQUITIES
989207105
250
3595
SH
SOLE
3595
0
0
Zimmer Biomet Holdings Inc
EQUITIES
98956P102
799
6147
SH
SOLE
6147
0
0
Aegean Marine Petroleum Network Inc
EQUITIES
Y0017S102
132
13201
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SOLE
13201
0
0
Frontline Ltd
EQUITIES
G3682E192
98
13684
SH
SOLE
13684
0
0
Helen of Troy Ltd
EQUITIES
G4388N106
908
10536
SH
SOLE
10536
0
0