SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Santelli Anthony II

(Last) (First) (Middle)
9334 AMBER WOOD DRIVE

(Street)
KIRTLAND OH 44094

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/05/2021
3. Issuer Name and Ticker or Trading Symbol
ALLIANCE BIOENERGY PLUS, INC. [ ALLM ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
CFO
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 23,995,736 D
Vested Stock Options 5,000,000 D
Unvested Stock Options 9,000,000 D
Common Stock 810,000 I Self as trustee for Son
Common Stock 4,126,639 I By AES Capital Partners, L.P
Common Stock 7,526,177 I By AES Capital Resource Fund, L.P
Common Stock 136,636 I By Santelli Partners
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options 05/09/2020 05/09/2030 Common Stock 5,000,000 $0.1 D
Stock Options 01/01/2022 01/01/2032 Common Stock 4,000,000 $0.15 D
Warrants 09/18/2019 11/17/2022 Common Stock 135,136 $0.2 D
Warrants 09/18/2019 08/16/2026 Common Stock 125,000 $0.2 D
Warrants 09/18/2019 08/08/2025 Common Stock 500,000 $0.2 I AES Capital Partners, L.P.
Warrants 09/18/2019 06/02/2026 Common Stock 100,000 $0.2 I AES Capital Partners, L.P.
Warrants 09/18/2019 08/10/2026 Common Stock 625,000 $0.2 I The AES Capital Resource Fund
Warrants 09/18/2019 06/14/2026 Common Stock 2,500,000 $0.2 I The AES Capital Resource Fund
Warrants 09/18/2019 11/17/2022 Common Stock 135,136 $0.2 I Santelli Partners
Explanation of Responses:
/s/ Anthony Enrico Santelli II 01/27/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.