0001628280-24-023949.txt : 20240517
0001628280-24-023949.hdr.sgml : 20240517
20240517124554
ACCESSION NUMBER: 0001628280-24-023949
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240517
FILED AS OF DATE: 20240517
DATE AS OF CHANGE: 20240517
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Garabedian Raffi
CENTRAL INDEX KEY: 0001549086
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39525
FILM NUMBER: 24958625
MAIL ADDRESS:
STREET 1: 350 W. WASHINGTON ST., SUITE 600
CITY: TEMPE
STATE: AZ
ZIP: 85281
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ESS Tech, Inc.
CENTRAL INDEX KEY: 0001819438
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 981550150
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 26440 SW PARKWAY AVE.
STREET 2: BLDG. 83
CITY: WILSONVILLE
STATE: OR
ZIP: 97070
BUSINESS PHONE: (855) 423-9920
MAIL ADDRESS:
STREET 1: 26440 SW PARKWAY AVE.
STREET 2: BLDG. 83
CITY: WILSONVILLE
STATE: OR
ZIP: 97070
FORMER COMPANY:
FORMER CONFORMED NAME: ACON S2 Acquisition Corp.
DATE OF NAME CHANGE: 20200728
4
1
wk-form4_1715964344.xml
FORM 4
X0508
4
2024-05-17
0
0001819438
ESS Tech, Inc.
GWH
0001549086
Garabedian Raffi
C/O ESS TECH, INC.
26440 SW PARKWAY AVE., BLDG. 83
WILSONVILLE
OR
97070
1
0
0
0
0
Common Stock
2024-05-17
4
A
0
202702
0
A
392429
D
The reported shares are represented by restricted stock units ("RSUs") which vest on the earlier of (i) May 17, 2025 or (ii) the day prior to the next annual meeting of stockholders. The Reporting Person has elected to defer the settlement of these RSUs to a date within 30 days of the earlier of (i) his separation of service from the Issuer within the meaning of Section 409A of the Internal Revenue Code (Section 409A) or (ii) the date on which a change of control (as defined in the Issuer's plan) occurs, provided that such transaction qualifies as a change of control within the meaning of Section 409A.
A portion of these securities are RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.
/s/ Kelly F. Goodman, by power of attorney
2024-05-17