Regulatory Consultant

0001085146-21-000531.txt : 20210209 0001085146-21-000531.hdr.sgml : 20210209 20210208201807 ACCESSION NUMBER: 0001085146-21-000531 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210209 DATE AS OF CHANGE: 20210208 EFFECTIVENESS DATE: 20210209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Diligent Investors, LLC CENTRAL INDEX KEY: 0001549042 IRS NUMBER: 453029689 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16635 FILM NUMBER: 21603325 BUSINESS ADDRESS: STREET 1: 1901 ORANGE TREE LANE STREET 2: SUITE 230A CITY: REDLANDS STATE: CA ZIP: 92374 BUSINESS PHONE: 909-792-2894 MAIL ADDRESS: STREET 1: 132 WEST RAMSEY STREET CITY: BANNING STATE: CA ZIP: 92220 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001549042 XXXXXXXX 12-31-2020 12-31-2020 false Diligent Investors, LLC

132 WEST RAMSEY STREET BANNING CA 92220

13F HOLDINGS REPORT 028-16635 N Gerardo Martinez Regulatory Consultant 310-275-7300 /s/ Gerardo Martinez Beverly Hills CA 02-04-2021 0 218 249017 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 3M CO COM 88579Y101 590 3378 SH SOLE 0 0 3378 ABBOTT LABS COM 002824100 853 7793 SH SOLE 0 0 7793 ABBVIE INC COM 00287Y109 967 9024 SH SOLE 0 0 9024 ADOBE SYSTEMS INCORPORATED COM 00724F101 1496 2992 SH SOLE 0 0 2992 AES CORP COM 00130H105 203 8629 SH SOLE 0 0 8629 AFLAC INC COM 001055102 400 9000 SH SOLE 0 0 9000 AGNC INVT CORP COM 00123Q104 181 11631 SH SOLE 0 0 11631 ALASKA AIR GROUP INC COM 011659109 702 13500 SH SOLE 0 0 13500 ALBERTSONS COS INC COMMON STOCK 013091103 1150 65414 SH SOLE 0 0 65414 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 627 2692 SH SOLE 0 0 2692 ALLEGION PLC ORD SHS G0176J109 286 2454 SH SOLE 0 0 2454 ALPHABET INC CAP STK CL A 02079K305 974 556 SH SOLE 0 0 556 AMAZON COM INC COM 023135106 1713 526 SH SOLE 0 0 526 AMERICAN EXPRESS CO COM 025816109 602 4983 SH SOLE 0 0 4983 AMERICAN HOMES 4 RENT CL A 02665T306 506 16881 SH SOLE 0 0 16881 AMERICAN INTL GROUP INC COM NEW 026874784 329 8697 SH SOLE 0 0 8697 AMGEN INC COM 031162100 736 3203 SH SOLE 0 0 3203 ANTHEM INC COM 036752103 207 645 SH SOLE 0 0 645 APARTMENT INCOME REIT CORP COM 03750L109 651 16948 SH SOLE 0 0 16948 APPLE INC COM 037833100 11922 89847 SH SOLE 0 0 89847 APPLIED MATLS INC COM 038222105 1350 15644 SH SOLE 0 0 15644 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 241 47995 SH SOLE 0 0 47995 ARROW ELECTRS INC COM 042735100 555 5700 SH SOLE 0 0 5700 ASHLAND GLOBAL HLDGS INC COM 044186104 267 3372 SH SOLE 0 0 3372 AT&T INC COM 00206R102 2529 87941 SH SOLE 0 0 87941 AVIS BUDGET GROUP COM 053774105 205 5503 SH SOLE 0 0 5503 BEACON ROOFING SUPPLY INC COM 073685109 220 5466 SH SOLE 0 0 5466 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3104 13385 SH SOLE 0 0 13385 BK OF AMERICA CORP COM 060505104 1557 51363 SH SOLE 0 0 51363 BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 167 11714 SH SOLE 0 0 11714 BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 773 51562 SH SOLE 0 0 51562 BLACKSTONE GROUP INC COM CL A 09260D107 1603 24731 SH SOLE 0 0 24731 BOEING CO COM 097023105 1754 8195 SH SOLE 0 0 8195 BRIGHTHOUSE FINL INC COM 10922N103 323 8932 SH SOLE 0 0 8932 BRISTOL-MYERS SQUIBB CO COM 110122108 766 12350 SH SOLE 0 0 12350 CANADIAN PAC RY LTD COM 13645T100 2332 6727 SH SOLE 0 0 6727 CARDINAL HEALTH INC COM 14149Y108 655 12230 SH SOLE 0 0 12230 CATERPILLAR INC COM 149123101 531 2916 SH SOLE 0 0 2916 CHEVRON CORP NEW COM 166764100 1486 17594 SH SOLE 0 0 17594 CHUBB LIMITED COM H1467J104 232 1506 SH SOLE 0 0 1506 CIGNA CORP NEW COM 125523100 411 1976 SH SOLE 0 0 1976 CISCO SYS INC COM 17275R102 1217 27195 SH SOLE 0 0 27195 COCA COLA CO COM 191216100 1474 26875 SH SOLE 0 0 26875 CONAGRA BRANDS INC COM 205887102 218 6000 SH SOLE 0 0 6000 CORNING INC COM 219350105 1049 29142 SH SOLE 0 0 29142 CORTEVA INC COM 22052L104 1664 42971 SH SOLE 0 0 42971 CVS HEALTH CORP COM 126650100 1830 26790 SH SOLE 0 0 26790 DAVIS FUNDAMENTAL ETF TR SELCT INTL ETF 23908L405 240 10309 SH SOLE 0 0 10309 DAVIS FUNDAMENTAL ETF TR SELECT FINL 23908L108 347 14550 SH SOLE 0 0 14550 DAVIS FUNDAMENTAL ETF TR SELECT US EQTY 23908L207 288 9819 SH SOLE 0 0 9819 DAVIS FUNDAMENTAL ETF TR SELECT WRLD WI 23908L306 443 14426 SH SOLE 0 0 14426 DELTA AIR LINES INC DEL COM NEW 247361702 561 13950 SH SOLE 0 0 13950 DEUTSCHE BANK A G NAMEN AKT D18190898 114 10500 SH SOLE 0 0 10500 DIREXION SHS ETF TR DLY FIN BULL NEW 25459Y694 286 4700 SH SOLE 0 0 4700 DIREXION SHS ETF TR NAS100 EQL WGT 25459Y207 331 4400 SH SOLE 0 0 4400 DISCOVER FINL SVCS COM 254709108 786 8685 SH SOLE 0 0 8685 DISNEY WALT CO COM 254687106 6798 37523 SH SOLE 0 0 37523 DIVERSIFIED HEALTHCARE TR COM SH BEN INT 25525P107 59 14422 SH SOLE 0 0 14422 DOVER CORP COM 260003108 739 5857 SH SOLE 0 0 5857 DOW INC COM 260557103 750 13505 SH SOLE 0 0 13505 DUPONT DE NEMOURS INC COM 26614N102 973 13685 SH SOLE 0 0 13685 EATON CORP PLC SHS G29183103 516 4295 SH SOLE 0 0 4295 EATON VANCE TAX-MANAGED GLOB COM 27829F108 178 20240 SH SOLE 0 0 20240 EDISON INTL COM 281020107 263 4182 SH SOLE 0 0 4182 EMCOR GROUP INC COM 29084Q100 430 4700 SH SOLE 0 0 4700 EXXON MOBIL CORP COM 30231G102 245 5933 SH SOLE 0 0 5933 FACEBOOK INC CL A 30303M102 1442 5278 SH SOLE 0 0 5278 FORD MTR CO DEL COM 345370860 240 27261 SH SOLE 0 0 27261 FREEPORT-MCMORAN INC CL B 35671D857 251 9651 SH SOLE 0 0 9651 GENERAL ELECTRIC CO COM 369604103 454 42015 SH SOLE 0 0 42015 GENERAL MLS INC COM 370334104 712 12105 SH SOLE 0 0 12105 GLADSTONE LD CORP COM 376549101 330 22546 SH SOLE 0 0 22546 GLOBAL PMTS INC COM 37940X102 3252 15096 SH SOLE 0 0 15096 GOLDMAN SACHS GROUP INC COM 38141G104 674 2554 SH SOLE 0 0 2554 GREEN DOT CORP CL A 39304D102 1898 34012 SH SOLE 0 0 34012 HANESBRANDS INC COM 410345102 216 14818 SH SOLE 0 0 14818 HARLEY DAVIDSON INC COM 412822108 233 6356 SH SOLE 0 0 6356 HERSHA HOSPITALITY TR PR SHS BEN INT 427825500 99 12500 SH SOLE 0 0 12500 HERSHEY CO COM 427866108 636 4177 SH SOLE 0 0 4177 HOME DEPOT INC COM 437076102 976 3675 SH SOLE 0 0 3675 HONEYWELL INTL INC COM 438516106 510 2398 SH SOLE 0 0 2398 ING GROEP N.V. SPONSORED ADR 456837103 114 12057 SH SOLE 0 0 12057 INNOVATOR ETFS TR S&P 500 BUFETF 45782C771 901 29953 SH SOLE 0 0 29953 INNOVATOR ETFS TR S&P 500 BUFFER 45782C698 605 20301 SH SOLE 0 0 20301 INNOVATOR ETFS TR S&P 500 PWR BU 45782C870 622 22800 SH SOLE 0 0 22800 INNOVATOR ETFS TR S&P 500 PWRETF 45782C797 872 31341 SH SOLE 0 0 31341 INNOVIVA INC COM 45781M101 191 15444 SH SOLE 0 0 15444 INTEL CORP COM 458140100 4315 86615 SH SOLE 0 0 86615 INTUITIVE SURGICAL INC COM NEW 46120E602 618 756 SH SOLE 0 0 756 INVESCO CALIF VALUE MUN INCO COM 46132H106 170 12857 SH SOLE 0 0 12857 INVESCO EXCH TRADED FD TR II FNDMNTL HY CRP 46138E719 195 10055 SH SOLE 0 0 10055 INVESCO EXCH TRADED FD TR II S&P 500 REVENUE 46138G698 265 4251 SH SOLE 0 0 4251 INVESCO EXCH TRADED FD TR II VAR RATE PFD 46138G870 1237 47679 SH SOLE 0 0 47679 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 619 4855 SH SOLE 0 0 4855 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 343 2102 SH SOLE 0 0 2102 INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 46137V258 208 3383 SH SOLE 0 0 3383 INVESCO QQQ TR UNIT SER 1 46090E103 350 1117 SH SOLE 0 0 1117 ISHARES TR BARCLAYS 7 10 YR 464287440 409 3411 SH SOLE 0 0 3411 ISHARES TR CORE US AGGBD ET 464287226 13700 115916 SH SOLE 0 0 115916 ISHARES TR NATIONAL MUN ETF 464288414 407 3470 SH SOLE 0 0 3470 ISHARES TR USD INV GRDE ETF 464288620 3063 49424 SH SOLE 0 0 49424 JABIL INC COM 466313103 447 10500 SH SOLE 0 0 10500 JOHNSON & JOHNSON COM 478160104 1282 8146 SH SOLE 0 0 8146 JPMORGAN CHASE & CO COM 46625H100 341 2684 SH SOLE 0 0 2684 KKR & CO INC COM 48251W104 435 10737 SH SOLE 0 0 10737 KONINKLIJKE PHILIPS N V NY REG SH NEW 500472303 798 14735 SH SOLE 0 0 14735 KRAFT HEINZ CO COM 500754106 589 16995 SH SOLE 0 0 16995 KROGER CO COM 501044101 407 12814 SH SOLE 0 0 12814 L3HARRIS TECHNOLOGIES INC COM 502431109 1248 6600 SH SOLE 0 0 6600 LEVI STRAUSS & CO NEW CL A COM STK 52736R102 215 10700 SH SOLE 0 0 10700 LIBERTY BROADBAND CORP COM SER C 530307305 313 1974 SH SOLE 0 0 1974 MASTERCARD INCORPORATED CL A 57636Q104 637 1784 SH SOLE 0 0 1784 MCDONALDS CORP COM 580135101 1138 5305 SH SOLE 0 0 5305 MEDICAL PPTYS TRUST INC COM 58463J304 226 10357 SH SOLE 0 0 10357 MEDTRONIC PLC SHS G5960L103 1110 9473 SH SOLE 0 0 9473 MERCK & CO. INC COM 58933Y105 1175 14359 SH SOLE 0 0 14359 MESOBLAST LTD SPONS ADR 590717104 99 11698 SH SOLE 0 0 11698 METLIFE INC COM 59156R108 818 17430 SH SOLE 0 0 17430 MICROSOFT CORP COM 594918104 13529 60828 SH SOLE 0 0 60828 MONDELEZ INTL INC CL A 609207105 1530 26164 SH SOLE 0 0 26164 MORGAN STANLEY COM NEW 617446448 996 14541 SH SOLE 0 0 14541 NASDAQ INC COM 631103108 252 1898 SH SOLE 0 0 1898 NETFLIX INC COM 64110L106 343 634 SH SOLE 0 0 634 NOKIA CORP SPONSORED ADR 654902204 118 30300 SH SOLE 0 0 30300 NUTRIEN LTD COM 67077M108 210 4360 SH SOLE 0 0 4360 NUVEEN CALIFORNIA AMT QLT MU COM 670651108 324 20560 SH SOLE 0 0 20560 NUVEEN QUALITY MUNCP INCOME COM 67066V101 379 24646 SH SOLE 0 0 24646 NVIDIA CORPORATION COM 67066G104 490 939 SH SOLE 0 0 939 OFFICE PPTYS INCOME TR COM SHS BEN INT 67623C109 791 34821 SH SOLE 0 0 34821 ONE LIBERTY PPTYS INC COM 682406103 264 13156 SH SOLE 0 0 13156 OSI ETF TR OSHARES US QUALT 67110P407 614 16031 SH SOLE 0 0 16031 OSI ETF TR OSHARES US SMLCP 67110P100 271 8720 SH SOLE 0 0 8720 OSI ETF TR OSHS GBL INTER 67110P704 990 18237 SH SOLE 0 0 18237 PACIFIC PREMIER BANCORP COM 69478X105 7044 224817 SH SOLE 0 0 224817 PAPA JOHNS INTL INC COM 698813102 986 11624 SH SOLE 0 0 11624 PEPSICO INC COM 713448108 248 1674 SH SOLE 0 0 1674 PFIZER INC COM 717081103 2251 61163 SH SOLE 0 0 61163 POOL CORP COM 73278L105 2829 7595 SH SOLE 0 0 7595 PROCTER AND GAMBLE CO COM 742718109 2507 18015 SH SOLE 0 0 18015 PS BUSINESS PKS INC CALIF COM 69360J107 1221 9189 SH SOLE 0 0 9189 PUBLIC STORAGE COM 74460D109 830 3592 SH SOLE 0 0 3592 PVH CORPORATION COM 693656100 216 2300 SH SOLE 0 0 2300 QUALCOMM INC COM 747525103 4238 27822 SH SOLE 0 0 27822 QURATE RETAIL INC COM SER A 74915M100 150 13644 SH SOLE 0 0 13644 RALPH LAUREN CORP CL A 751212101 207 2000 SH SOLE 0 0 2000 RAYTHEON TECHNOLOGIES CORP COM 75513E101 627 8767 SH SOLE 0 0 8767 ROYAL CARIBBEAN GROUP COM V7780T103 243 3258 SH SOLE 0 0 3258 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 436 12976 SH SOLE 0 0 12976 S&P GLOBAL INC COM 78409V104 3657 11124 SH SOLE 0 0 11124 SCHWAB CHARLES CORP COM 808513105 270 5099 SH SOLE 0 0 5099 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 4024 69121 SH SOLE 0 0 69121 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 506 9843 SH SOLE 0 0 9843 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1061 11666 SH SOLE 0 0 11666 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 2337 26254 SH SOLE 0 0 26254 SEAGATE TECHNOLOGY PLC SHS G7945M107 1041 16750 SH SOLE 0 0 16750 SELECT SECTOR SPDR TR ENERGY 81369Y506 286 7550 SH SOLE 0 0 7550 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 204 1270 SH SOLE 0 0 1270 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1380 12169 SH SOLE 0 0 12169 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 440 14931 SH SOLE 0 0 14931 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 531 6000 SH SOLE 0 0 6000 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 316 2430 SH SOLE 0 0 2430 SERVICENOW INC COM 81762P102 234 425 SH SOLE 0 0 425 SHOPIFY INC CL A 82509L107 260 230 SH SOLE 0 0 230 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 4946 146546 SH SOLE 0 0 146546 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 1556 36906 SH SOLE 0 0 36906 SPDR SER TR NUVEEN BLMBRG SR 78468R739 347 6966 SH SOLE 0 0 6966 SPDR SER TR NUVEEN BRC MUNIC 78468R721 491 9348 SH SOLE 0 0 9348 SPDR SER TR PORTFLI MORTGAGE 78464A383 266 10053 SH SOLE 0 0 10053 SPDR SER TR PORTFOLIO AGRGTE 78464A649 271 8814 SH SOLE 0 0 8814 SPDR SER TR PORTFOLIO LN TSR 78464A664 318 7049 SH SOLE 0 0 7049 SPDR SER TR PORTFOLIO S&P400 78464A847 315 7786 SH SOLE 0 0 7786 SPDR SER TR PORTFOLIO S&P500 78464A854 607 13810 SH SOLE 0 0 13810 SPDR SER TR PORTFOLIO SHORT 78464A474 388 12343 SH SOLE 0 0 12343 SPDR SER TR PRTFLO S&P500 GW 78464A409 8882 160643 SH SOLE 0 0 160643 SPDR SER TR PRTFLO S&P500 VL 78464A508 7012 203909 SH SOLE 0 0 203909 SPDR SER TR S&P 400 MDCP GRW 78464A821 4642 66950 SH SOLE 0 0 66950 SPDR SER TR S&P 400 MDCP VAL 78464A839 3709 66831 SH SOLE 0 0 66831 SPDR SER TR S&P 600 SMCP GRW 78464A201 1090 14267 SH SOLE 0 0 14267 SPDR SER TR S&P 600 SMCP VAL 78464A300 1072 16196 SH SOLE 0 0 16196 SPDR SER TR WELLS FG PFD ETF 78464A292 1159 26099 SH SOLE 0 0 26099 SPROTT PHYSICAL GOLD TR UNIT 85207H104 201 13300 SH SOLE 0 0 13300 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 129 13800 SH SOLE 0 0 13800 STARBUCKS CORP COM 855244109 573 5354 SH SOLE 0 0 5354 SYNCHRONY FINANCIAL COM 87165B103 819 23585 SH SOLE 0 0 23585 SYSCO CORP COM 871829107 263 3538 SH SOLE 0 0 3538 TEREX CORP NEW COM 880779103 470 13460 SH SOLE 0 0 13460 TESLA INC COM 88160R101 987 1399 SH SOLE 0 0 1399 TEXAS INSTRS INC COM 882508104 550 3353 SH SOLE 0 0 3353 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 903 5839 SH SOLE 0 0 5839 TRUSTMARK CORP COM 898402102 259 9480 SH SOLE 0 0 9480 TTEC HLDGS INC COM 89854H102 729 10000 SH SOLE 0 0 10000 TYSON FOODS INC CL A 902494103 396 6153 SH SOLE 0 0 6153 UBS GROUP AG SHS H42097107 141 10000 SH SOLE 0 0 10000 UNILEVER PLC SPON ADR NEW 904767704 350 5800 SH SOLE 0 0 5800 UNION PAC CORP COM 907818108 441 2117 SH SOLE 0 0 2117 UNISYS CORP COM NEW 909214306 209 10643 SH SOLE 0 0 10643 UNITED PARCEL SERVICE INC CL B 911312106 1227 7288 SH SOLE 0 0 7288 UTZ BRANDS INC COM CL A 918090101 255 11554 SH SOLE 0 0 11554 VALVOLINE INC COM 92047W101 684 29542 SH SOLE 0 0 29542 VANGUARD INDEX FDS MID CAP ETF 922908629 496 2400 SH SOLE 0 0 2400 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 221 2600 SH SOLE 0 0 2600 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 266 775 SH SOLE 0 0 775 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 216 3911 SH SOLE 0 0 3911 VERIZON COMMUNICATIONS INC COM 92343V104 337 5732 SH SOLE 0 0 5732 VISA INC COM CL A 92826C839 6421 29357 SH SOLE 0 0 29357 WALGREENS BOOTS ALLIANCE INC COM 931427108 705 17670 SH SOLE 0 0 17670 WALMART INC COM 931142103 2693 18681 SH SOLE 0 0 18681 WELLS FARGO CO NEW COM 949746101 1228 40696 SH SOLE 0 0 40696 WESTERN UN CO COM 959802109 739 33700 SH SOLE 0 0 33700 WESTROCK CO COM 96145D105 1270 29179 SH SOLE 0 0 29179 WILLIAMS COS INC COM 969457100 316 15773 SH SOLE 0 0 15773 WORLD GOLD TR SPDR GLD MINIS 98149E204 1162 61330 SH SOLE 0 0 61330 WP CAREY INC COM 92936U109 391 5544 SH SOLE 0 0 5544 WYNDHAM DESTINATIONS INC COM 98310W108 294 6559 SH SOLE 0 0 6559 WYNDHAM HOTELS & RESORTS INC COM 98311A105 405 6813 SH SOLE 0 0 6813 ZIMMER BIOMET HOLDINGS INC COM 98956P102 493 3200 SH SOLE 0 0 3200 ZOETIS INC CL A 98978V103 2459 14856 SH SOLE 0 0 14856 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 207 613 SH SOLE 0 0 613