Regulatory Consultant

0001085146-20-000117.txt : 20200113 0001085146-20-000117.hdr.sgml : 20200113 20200110190459 ACCESSION NUMBER: 0001085146-20-000117 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200113 DATE AS OF CHANGE: 20200110 EFFECTIVENESS DATE: 20200113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Diligent Investors, LLC CENTRAL INDEX KEY: 0001549042 IRS NUMBER: 453029689 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16635 FILM NUMBER: 20522300 BUSINESS ADDRESS: STREET 1: 1901 ORANGE TREE LANE STREET 2: SUITE 230A CITY: REDLANDS STATE: CA ZIP: 92374 BUSINESS PHONE: 909-792-2894 MAIL ADDRESS: STREET 1: 132 WEST RAMSEY STREET CITY: BANNING STATE: CA ZIP: 92220 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001549042 XXXXXXXX 12-31-2019 12-31-2019 false Diligent Investors, LLC

132 WEST RAMSEY STREET BANNING CA 92220

13F HOLDINGS REPORT 028-16635 N Gerardo Martinez Regulatory Consultant 310-275-7300 /s/ Gerardo Martinez Beverly Hills CA 01-08-2020 0 219 221155 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 622 3527 SH SOLE 0 0 3527 ABBOTT LABS COM 002824100 675 7773 SH SOLE 0 0 7773 ABBVIE INC COM 00287Y109 792 8947 SH SOLE 0 0 8947 ADOBE INC COM 00724F101 2231 6766 SH SOLE 0 0 6766 AES CORP COM 00130H105 231 11589 SH SOLE 0 0 11589 AFLAC INC COM 001055102 476 9000 SH SOLE 0 0 9000 AGNC INVT CORP COM 00123Q104 206 11631 SH SOLE 0 0 11631 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 438 2066 SH SOLE 0 0 2066 ALLEGION PUB LTD CO ORD SHS G0176J109 422 3385 SH SOLE 0 0 3385 ALPHABET INC CAP STK CL A 02079K305 579 432 SH SOLE 0 0 432 AMAZON COM INC COM 023135106 1175 636 SH SOLE 0 0 636 AMERICAN EAGLE OUTFITTERS IN COM 02553E106 187 12725 SH SOLE 0 0 12725 AMERICAN EXPRESS CO COM 025816109 390 3131 SH SOLE 0 0 3131 AMERICAN HOMES 4 RENT CL A 02665T306 442 16881 SH SOLE 0 0 16881 AMERICAN STS WTR CO COM 029899101 221 2550 SH SOLE 0 0 2550 AMGEN INC COM 031162100 841 3489 SH SOLE 0 0 3489 ANTHEM INC COM 036752103 205 678 SH SOLE 0 0 678 APARTMENT INVT & MGMT CO CL A 03748R754 320 6190 SH SOLE 0 0 6190 APOLLO INVT CORP COM NEW 03761U502 307 17564 SH SOLE 0 0 17564 APPLE INC COM 037833100 8650 29457 SH SOLE 0 0 29457 APPLIED MATLS INC COM 038222105 992 16254 SH SOLE 0 0 16254 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 297 36700 SH SOLE 0 0 36700 ARROW ELECTRS INC COM 042735100 483 5700 SH SOLE 0 0 5700 ASHLAND GLOBAL HLDGS INC COM 044186104 283 3697 SH SOLE 0 0 3697 AT&T INC COM 00206R102 3377 86415 SH SOLE 0 0 86415 AVIS BUDGET GROUP INC COM 053774105 304 9435 SH SOLE 0 0 9435 BANK AMER CORP COM 060505104 1440 40873 SH SOLE 0 0 40873 BEACON ROOFING SUPPLY INC COM 073685109 242 7561 SH SOLE 0 0 7561 BERKLEY W R CORP COM 084423102 266 3850 SH SOLE 0 0 3850 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2459 10856 SH SOLE 0 0 10856 BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 445 31828 SH SOLE 0 0 31828 BLACKSTONE GROUP INC COM CL A 09260D107 1765 31545 SH SOLE 0 0 31545 BOEING CO COM 097023105 1352 4151 SH SOLE 0 0 4151 BRIGHTHOUSE FINL INC COM 10922N103 751 19152 SH SOLE 0 0 19152 BRISTOL MYERS SQUIBB CO COM 110122108 806 12563 SH SOLE 0 0 12563 CANADIAN PAC RY LTD COM 13645T100 1835 7198 SH SOLE 0 0 7198 CARDINAL HEALTH INC COM 14149Y108 682 13488 SH SOLE 0 0 13488 CATERPILLAR INC DEL COM 149123101 435 2944 SH SOLE 0 0 2944 CDN IMPERIAL BK COMM TORONTO COM 136069101 229 2753 SH SOLE 0 0 2753 CHEVRON CORP NEW COM 166764100 1795 14895 SH SOLE 0 0 14895 CHUBB LIMITED COM H1467J104 268 1720 SH SOLE 0 0 1720 CIGNA CORP NEW COM 125523100 595 2908 SH SOLE 0 0 2908 CISCO SYS INC COM 17275R102 1639 34182 SH SOLE 0 0 34182 COCA COLA CO COM 191216100 1566 28298 SH SOLE 0 0 28298 CONAGRA BRANDS INC COM 205887102 205 6000 SH SOLE 0 0 6000 CONOCOPHILLIPS COM 20825C104 311 4777 SH SOLE 0 0 4777 CORNING INC COM 219350105 945 32462 SH SOLE 0 0 32462 CORTEVA INC COM 22052L104 1562 52844 SH SOLE 0 0 52844 CVS HEALTH CORP COM 126650100 2115 28467 SH SOLE 0 0 28467 DAVIS FUNDAMENTAL ETF TR SELCT INTL ETF 23908L405 289 15175 SH SOLE 0 0 15175 DAVIS FUNDAMENTAL ETF TR SELECT FINL 23908L108 432 16954 SH SOLE 0 0 16954 DAVIS FUNDAMENTAL ETF TR SELECT US EQTY 23908L207 342 13233 SH SOLE 0 0 13233 DAVIS FUNDAMENTAL ETF TR SELECT WRLD WI 23908L306 531 21171 SH SOLE 0 0 21171 DEUTSCHE BANK AG NAMEN AKT D18190898 82 10500 SH SOLE 0 0 10500 DIREXION SHS ETF TR NAS100 EQL WGT 25459Y207 385 7019 SH SOLE 0 0 7019 DISCOVER FINL SVCS COM 254709108 911 10740 SH SOLE 0 0 10740 DISCOVERY INC COM SER C 25470F302 221 7245 SH SOLE 0 0 7245 DISNEY WALT CO COM DISNEY 254687106 5282 36522 SH SOLE 0 0 36522 DOVER CORP COM 260003108 811 7032 SH SOLE 0 0 7032 DOW INC COM 260557103 723 13209 SH SOLE 0 0 13209 DUPONT DE NEMOURS INC COM 26614N102 735 11446 SH SOLE 0 0 11446 EATON CORP PLC SHS G29183103 455 4807 SH SOLE 0 0 4807 EATON VANCE FLTING RATE INC COM 278279104 299 21800 SH SOLE 0 0 21800 EATON VANCE TAX MNGD GBL DV COM 27829F108 124 14124 SH SOLE 0 0 14124 EDISON INTL COM 281020107 381 5048 SH SOLE 0 0 5048 EMCOR GROUP INC COM 29084Q100 694 8040 SH SOLE 0 0 8040 EXXON MOBIL CORP COM 30231G102 376 5395 SH SOLE 0 0 5395 FACEBOOK INC CL A 30303M102 1094 5329 SH SOLE 0 0 5329 FORD MTR CO DEL COM 345370860 479 51553 SH SOLE 0 0 51553 FREEPORT-MCMORAN INC CL B 35671D857 203 15435 SH SOLE 0 0 15435 FS KKR CAPITAL CORP COM 302635107 101 16424 SH SOLE 0 0 16424 GCI LIBERTY INC COM CLASS A 36164V305 248 3499 SH SOLE 0 0 3499 GENERAL ELECTRIC CO COM 369604103 575 51518 SH SOLE 0 0 51518 GENERAL MLS INC COM 370334104 720 13437 SH SOLE 0 0 13437 GILEAD SCIENCES INC COM 375558103 232 3575 SH SOLE 0 0 3575 GLADSTONE LD CORP COM 376549101 345 26627 SH SOLE 0 0 26627 GLOBAL PMTS INC COM 37940X102 3203 17546 SH SOLE 0 0 17546 GOLDMAN SACHS GROUP INC COM 38141G104 495 2152 SH SOLE 0 0 2152 GREEN DOT CORP CL A 39304D102 1035 44433 SH SOLE 0 0 44433 HALLIBURTON CO COM 406216101 231 9447 SH SOLE 0 0 9447 HANESBRANDS INC COM 410345102 286 19240 SH SOLE 0 0 19240 HARLEY DAVIDSON INC COM 412822108 240 6456 SH SOLE 0 0 6456 HERSHA HOSPITALITY TR PR SHS BEN INT 427825500 376 25825 SH SOLE 0 0 25825 HERSHEY CO COM 427866108 691 4702 SH SOLE 0 0 4702 HOME DEPOT INC COM 437076102 770 3526 SH SOLE 0 0 3526 HONEYWELL INTL INC COM 438516106 421 2376 SH SOLE 0 0 2376 ING GROEP N V SPONSORED ADR 456837103 131 10857 SH SOLE 0 0 10857 INNOVATOR ETFS TR S&P 500 BUFETF 45782C771 792 30203 SH SOLE 0 0 30203 INNOVATOR ETFS TR S&P 500 BUFFER 45782C698 571 21509 SH SOLE 0 0 21509 INNOVATOR ETFS TR S&P 500 BUFFER 45782C888 219 7846 SH SOLE 0 0 7846 INNOVATOR ETFS TR S&P 500 PWR BU 45782C870 670 25700 SH SOLE 0 0 25700 INNOVATOR ETFS TR S&P 500 PWRETF 45782C797 967 38377 SH SOLE 0 0 38377 INNOVIVA INC COM 45781M101 330 23323 SH SOLE 0 0 23323 INTEL CORP COM 458140100 4647 77642 SH SOLE 0 0 77642 INTUITIVE SURGICAL INC COM NEW 46120E602 411 696 SH SOLE 0 0 696 INVESCO EXCHANGE TRADED FD T INTL DIVI ACHI 46137V548 207 12126 SH SOLE 0 0 12126 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 315 2484 SH SOLE 0 0 2484 INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 46137V258 294 4240 SH SOLE 0 0 4240 INVESCO EXCHNG TRADED FD TR DWA DEV MKTS 46138E875 205 7130 SH SOLE 0 0 7130 INVESCO EXCHNG TRADED FD TR EMRNG MKT SVRG 46138E784 246 8309 SH SOLE 0 0 8309 INVESCO EXCHNG TRADED FD TR FNDMNTL HY CRP 46138E719 373 19377 SH SOLE 0 0 19377 INVESCO EXCHNG TRADED FD TR KBW REGL BKG 46138E578 209 3865 SH SOLE 0 0 3865 INVESCO EXCHNG TRADED FD TR S&P 500 REVENUE 46138G698 336 5754 SH SOLE 0 0 5754 INVESCO EXCHNG TRADED FD TR VAR RATE PFD 46138G870 255 9888 SH SOLE 0 0 9888 INVESCO QQQ TR UNIT SER 1 46090E103 254 1196 SH SOLE 0 0 1196 ISHARES TR BARCLAYS 7 10 YR 464287440 382 3467 SH SOLE 0 0 3467 ISHARES TR CORE US AGGBD ET 464287226 14050 125035 SH SOLE 0 0 125035 ISHARES TR NASDAQ BIOTECH 464287556 217 1801 SH SOLE 0 0 1801 ISHARES TR NATIONAL MUN ETF 464288414 298 2612 SH SOLE 0 0 2612 ISHARES TR US AER DEF ETF 464288760 200 900 SH SOLE 0 0 900 ISHARES TR USD INV GRDE ETF 464288620 2929 50240 SH SOLE 0 0 50240 JABIL INC COM 466313103 434 10500 SH SOLE 0 0 10500 JOHNSON & JOHNSON COM 478160104 1212 8309 SH SOLE 0 0 8309 KKR & CO INC CL A 48251W104 422 14472 SH SOLE 0 0 14472 KNOWLES CORP COM 49926D109 252 11937 SH SOLE 0 0 11937 KONINKLIJKE PHILIPS N V NY REG SH NEW 500472303 716 14669 SH SOLE 0 0 14669 KRAFT HEINZ CO COM 500754106 983 30589 SH SOLE 0 0 30589 KROGER CO COM 501044101 497 17139 SH SOLE 0 0 17139 L3HARRIS TECHNOLOGIES INC COM 502431109 1306 6600 SH SOLE 0 0 6600 LAMB WESTON HLDGS INC COM 513272104 206 2400 SH SOLE 0 0 2400 LEVI STRAUSS & CO NEW CL A COM STK 52736R102 235 12200 SH SOLE 0 0 12200 MARSH & MCLENNAN COS INC COM 571748102 241 2160 SH SOLE 0 0 2160 MCDONALDS CORP COM 580135101 1003 5075 SH SOLE 0 0 5075 MEDICAL PPTYS TRUST INC COM 58463J304 228 10807 SH SOLE 0 0 10807 MEDTRONIC PLC SHS G5960L103 1049 9248 SH SOLE 0 0 9248 MERCK & CO INC COM 58933Y105 1594 17525 SH SOLE 0 0 17525 MESOBLAST LTD SPONS ADR 590717104 86 11648 SH SOLE 0 0 11648 METLIFE INC COM 59156R108 1052 20646 SH SOLE 0 0 20646 MICROSOFT CORP COM 594918104 9903 62795 SH SOLE 0 0 62795 MONDELEZ INTL INC CL A 609207105 1760 31960 SH SOLE 0 0 31960 MORGAN STANLEY COM NEW 617446448 818 16011 SH SOLE 0 0 16011 MOTOROLA SOLUTIONS INC COM NEW 620076307 253 1570 SH SOLE 0 0 1570 NASDAQ INC COM 631103108 203 1898 SH SOLE 0 0 1898 NEW YORK CMNTY BANCORP INC COM 649445103 301 25000 SH SOLE 0 0 25000 NOKIA CORP SPONSORED ADR 654902204 112 30100 SH SOLE 0 0 30100 NUTRIEN LTD COM 67077M108 305 6365 SH SOLE 0 0 6365 NUVEEN CALIFORNIA AMT QLT MU COM 670651108 311 20463 SH SOLE 0 0 20463 NUVEEN QUALITY MUNCP INCOME COM 67066V101 225 15394 SH SOLE 0 0 15394 NVIDIA CORP COM 67066G104 230 979 SH SOLE 0 0 979 OFFICE PPTYS INCOME TR COM SHS BEN INT 67623C109 1332 41455 SH SOLE 0 0 41455 ONE LIBERTY PPTYS INC COM 682406103 354 13034 SH SOLE 0 0 13034 OSI ETF TR OSHARES FTSE 67110P100 350 11820 SH SOLE 0 0 11820 OSI ETF TR OSHS GBL INTER 67110P704 217 8312 SH SOLE 0 0 8312 PACIFIC PREMIER BANCORP COM 69478X105 7346 225317 SH SOLE 0 0 225317 PAPA JOHNS INTL INC COM 698813102 937 14840 SH SOLE 0 0 14840 PEPSICO INC COM 713448108 200 1466 SH SOLE 0 0 1466 PFIZER INC COM 717081103 2406 61411 SH SOLE 0 0 61411 PHILLIPS 66 COM 718546104 234 2104 SH SOLE 0 0 2104 PIMCO ETF TR INV GRD CRP BD 72201R817 200 1820 SH SOLE 0 0 1820 POOL CORPORATION COM 73278L105 1699 8000 SH SOLE 0 0 8000 PROCTER & GAMBLE CO COM 742718109 2457 19670 SH SOLE 0 0 19670 PS BUSINESS PKS INC CALIF COM 69360J107 1612 9779 SH SOLE 0 0 9779 PUBLIC STORAGE COM 74460D109 808 3792 SH SOLE 0 0 3792 QUALCOMM INC COM 747525103 2856 32374 SH SOLE 0 0 32374 QURATE RETAIL INC COM SER A 74915M100 333 39464 SH SOLE 0 0 39464 RAYTHEON CO COM NEW 755111507 256 1167 SH SOLE 0 0 1167 REGENCY CTRS CORP COM 758849103 219 3474 SH SOLE 0 0 3474 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 741 12351 SH SOLE 0 0 12351 S&P GLOBAL INC COM 78409V104 3570 13074 SH SOLE 0 0 13074 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 3786 68933 SH SOLE 0 0 68933 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 505 10000 SH SOLE 0 0 10000 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 937 12193 SH SOLE 0 0 12193 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1805 23859 SH SOLE 0 0 23859 SEAGATE TECHNOLOGY PLC SHS G7945M107 952 16000 SH SOLE 0 0 16000 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 201 1600 SH SOLE 0 0 1600 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1227 12043 SH SOLE 0 0 12043 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 369 11997 SH SOLE 0 0 11997 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 497 6100 SH SOLE 0 0 6100 SENIOR HSG PPTYS TR SH BEN INT 81721M109 213 25285 SH SOLE 0 0 25285 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 3748 119553 SH SOLE 0 0 119553 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 802 21346 SH SOLE 0 0 21346 SPDR SERIES TRUST NUVEEN BLMBRG SR 78468R739 391 7964 SH SOLE 0 0 7964 SPDR SERIES TRUST NUVEEN BRC MUNIC 78468R721 513 10144 SH SOLE 0 0 10144 SPDR SERIES TRUST PORTFOLIO LN TSR 78464A664 381 9806 SH SOLE 0 0 9806 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 373 12079 SH SOLE 0 0 12079 SPDR SERIES TRUST PRTFLO S&P500 GW 78464A409 6424 153290 SH SOLE 0 0 153290 SPDR SERIES TRUST PRTFLO S&P500 VL 78464A508 6593 188870 SH SOLE 0 0 188870 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 3588 62842 SH SOLE 0 0 62842 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 3588 65502 SH SOLE 0 0 65502 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 837 12970 SH SOLE 0 0 12970 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 839 12763 SH SOLE 0 0 12763 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 128 10500 SH SOLE 0 0 10500 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 69 10600 SH SOLE 0 0 10600 STARBUCKS CORP COM 855244109 476 5413 SH SOLE 0 0 5413 SYNCHRONY FINL COM 87165B103 904 25115 SH SOLE 0 0 25115 SYSCO CORP COM 871829107 303 3538 SH SOLE 0 0 3538 TEREX CORP NEW COM 880779103 431 14460 SH SOLE 0 0 14460 TEXAS INSTRS INC COM 882508104 429 3343 SH SOLE 0 0 3343 THE CHARLES SCHWAB CORPORATI COM 808513105 235 4933 SH SOLE 0 0 4933 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 1000 7115 SH SOLE 0 0 7115 TRANSOCEAN LTD REG SHS H8817H100 75 10891 SH SOLE 0 0 10891 TRUIST FINL CORP COM 89832Q109 296 5255 SH SOLE 0 0 5255 TRUSTMARK CORP COM 898402102 343 9944 SH SOLE 0 0 9944 TTEC HLDGS INC COM 89854H102 396 10000 SH SOLE 0 0 10000 TYSON FOODS INC CL A 902494103 387 4250 SH SOLE 0 0 4250 UBS GROUP AG SHS H42097107 130 10300 SH SOLE 0 0 10300 UNILEVER PLC SPON ADR NEW 904767704 429 7500 SH SOLE 0 0 7500 UNION PACIFIC CORP COM 907818108 370 2049 SH SOLE 0 0 2049 UNISYS CORP COM NEW 909214306 155 13110 SH SOLE 0 0 13110 UNITED PARCEL SERVICE INC CL B 911312106 386 3297 SH SOLE 0 0 3297 VALERO ENERGY CORP NEW COM 91913Y100 203 2167 SH SOLE 0 0 2167 VALVOLINE INC COM 92047W101 713 33289 SH SOLE 0 0 33289 VANGUARD INDEX FDS MID CAP ETF 922908629 427 2396 SH SOLE 0 0 2396 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 455 4900 SH SOLE 0 0 4900 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 285 964 SH SOLE 0 0 964 VANGUARD INDEX FDS TOTAL STK MKT 922908769 233 1422 SH SOLE 0 0 1422 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 207 3860 SH SOLE 0 0 3860 VERIZON COMMUNICATIONS INC COM 92343V104 411 6696 SH SOLE 0 0 6696 VISA INC COM CL A 92826C839 6077 32339 SH SOLE 0 0 32339 W P CAREY INC COM 92936U109 710 8870 SH SOLE 0 0 8870 WALGREENS BOOTS ALLIANCE INC COM 931427108 934 15845 SH SOLE 0 0 15845 WALMART INC COM 931142103 2359 19853 SH SOLE 0 0 19853 WASTE MGMT INC DEL COM 94106L109 222 1945 SH SOLE 0 0 1945 WELLS FARGO CO NEW COM 949746101 675 12538 SH SOLE 0 0 12538 WESTERN UN CO COM 959802109 1115 41650 SH SOLE 0 0 41650 WYNDHAM DESTINATIONS INC COM 98310W108 363 7019 SH SOLE 0 0 7019 WYNDHAM HOTELS & RESORTS INC COM 98311A105 434 6909 SH SOLE 0 0 6909 ZIMMER BIOMET HLDGS INC COM 98956P102 494 3300 SH SOLE 0 0 3300 ZOETIS INC CL A 98978V103 2083 15740 SH SOLE 0 0 15740