Regulatory Consultant

0001085146-19-001424.txt : 20190510 0001085146-19-001424.hdr.sgml : 20190510 20190509191319 ACCESSION NUMBER: 0001085146-19-001424 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190510 DATE AS OF CHANGE: 20190509 EFFECTIVENESS DATE: 20190510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Diligent Investors, LLC CENTRAL INDEX KEY: 0001549042 IRS NUMBER: 453029689 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16635 FILM NUMBER: 19812359 BUSINESS ADDRESS: STREET 1: 1901 ORANGE TREE LANE STREET 2: SUITE 230A CITY: REDLANDS STATE: CA ZIP: 92374 BUSINESS PHONE: 909-792-2894 MAIL ADDRESS: STREET 1: 132 WEST RAMSEY STREET CITY: BANNING STATE: CA ZIP: 92220 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001549042 XXXXXXXX 03-31-2019 03-31-2019 false Diligent Investors, LLC

132 WEST RAMSEY STREET BANNING CA 92220

13F HOLDINGS REPORT 028-16635 N Gerardo Martinez Regulatory Consultant 310-275-7300 /s/ Gerardo Martinez Beverly Hills CA 05-09-2019 0 202 175512 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 644 3101 SH SOLE 0 0 3101 ABBOTT LABS COM 002824100 654 8178 SH SOLE 0 0 8178 ABBVIE INC COM 00287Y109 662 8220 SH SOLE 0 0 8220 ADOBE INC COM 00724F101 1858 6971 SH SOLE 0 0 6971 AES CORP COM 00130H105 221 12220 SH SOLE 0 0 12220 AFLAC INC COM 001055102 450 9000 SH SOLE 0 0 9000 AGNC INVT CORP COM 00123Q104 199 11056 SH SOLE 0 0 11056 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 325 1781 SH SOLE 0 0 1781 ALLEGION PUB LTD CO ORD SHS G0176J109 377 4157 SH SOLE 0 0 4157 ALPHABET INC CAP STK CL A 02079K305 486 413 SH SOLE 0 0 413 AMAZON COM INC COM 023135106 1104 620 SH SOLE 0 0 620 AMERICAN EAGLE OUTFITTERS IN COM 02553E106 242 10905 SH SOLE 0 0 10905 AMERICAN EXPRESS CO COM 025816109 366 3351 SH SOLE 0 0 3351 AMERICAN HOMES 4 RENT CL A 02665T306 384 16881 SH SOLE 0 0 16881 AMGEN INC COM 031162100 697 3669 SH SOLE 0 0 3669 ANTHEM INC COM 036752103 201 701 SH SOLE 0 0 701 ANWORTH MORTGAGE ASSET CP COM 037347101 48 11950 SH SOLE 0 0 11950 APARTMENT INVT & MGMT CO CL A 03748R754 334 6644 SH SOLE 0 0 6644 APOLLO INVT CORP COM NEW 03761U502 266 17564 SH SOLE 0 0 17564 APPLE INC COM 037833100 5687 29939 SH SOLE 0 0 29939 APPLIED MATLS INC COM 038222105 709 17874 SH SOLE 0 0 17874 ARROW ELECTRS INC COM 042735100 485 6300 SH SOLE 0 0 6300 ASHFORD HOSPITALITY TR INC COM SHS 044103109 50 10500 SH SOLE 0 0 10500 ASHLAND GLOBAL HLDGS INC COM 044186104 317 4058 SH SOLE 0 0 4058 AT&T INC COM 00206R102 2653 84614 SH SOLE 0 0 84614 AVIS BUDGET GROUP INC COM 053774105 400 11471 SH SOLE 0 0 11471 BANK AMER CORP COM 060505104 1193 43228 SH SOLE 0 0 43228 BANK AMER CORP 7.25%CNV PFD L 060505682 223 171 SH SOLE 0 0 171 BB&T CORP COM 054937107 256 5510 SH SOLE 0 0 5510 BEACON ROOFING SUPPLY INC COM 073685109 246 7661 SH SOLE 0 0 7661 BERKLEY W R CORP COM 084423102 237 2800 SH SOLE 0 0 2800 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2164 10770 SH SOLE 0 0 10770 BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 502 37916 SH SOLE 0 0 37916 BOEING CO COM 097023105 1243 3259 SH SOLE 0 0 3259 BRIGHTHOUSE FINL INC COM 10922N103 816 22484 SH SOLE 0 0 22484 BRISTOL MYERS SQUIBB CO COM 110122108 661 13865 SH SOLE 0 0 13865 CANADIAN PAC RY LTD COM 13645T100 1493 7248 SH SOLE 0 0 7248 CARDINAL HEALTH INC COM 14149Y108 671 13933 SH SOLE 0 0 13933 CATERPILLAR INC DEL COM 149123101 385 2843 SH SOLE 0 0 2843 CDN IMPERIAL BK COMM TORONTO COM 136069101 230 2906 SH SOLE 0 0 2906 CELGENE CORP COM 151020104 346 3665 SH SOLE 0 0 3665 CHEVRON CORP NEW COM 166764100 1720 13964 SH SOLE 0 0 13964 CHUBB LIMITED COM H1467J104 267 1904 SH SOLE 0 0 1904 CIGNA CORP NEW COM 125523100 311 1935 SH SOLE 0 0 1935 CISCO SYS INC COM 17275R102 1842 34125 SH SOLE 0 0 34125 COCA COLA CO COM 191216100 1346 28731 SH SOLE 0 0 28731 CONOCOPHILLIPS COM 20825C104 342 5127 SH SOLE 0 0 5127 CORNING INC COM 219350105 1133 34235 SH SOLE 0 0 34235 CVS HEALTH CORP COM 126650100 1267 23495 SH SOLE 0 0 23495 DAVIS FUNDAMENTAL ETF TR SELECT FINL 23908L108 460 20839 SH SOLE 0 0 20839 DAVIS FUNDAMENTAL ETF TR SELECT US EQTY 23908L207 315 13933 SH SOLE 0 0 13933 DAVIS FUNDAMENTAL ETF TR SELECT WRLD WI 23908L306 539 23222 SH SOLE 0 0 23222 DAVIS FUNDAMENTAL ETF TR SELCT INTL ETF 23908L405 300 16775 SH SOLE 0 0 16775 DEUTSCHE BANK AG NAMEN AKT D18190898 85 10500 SH SOLE 0 0 10500 DIREXION SHS ETF TR NAS100 EQL WGT 25459Y207 2267 47381 SH SOLE 0 0 47381 DISCOVER FINL SVCS COM 254709108 907 12750 SH SOLE 0 0 12750 DISNEY WALT CO COM DISNEY 254687106 4019 36199 SH SOLE 0 0 36199 DOVER CORP COM 260003108 753 8031 SH SOLE 0 0 8031 DOWDUPONT INC COM 26078J100 1001 18779 SH SOLE 0 0 18779 DXC TECHNOLOGY CO COM 23355L106 247 3837 SH SOLE 0 0 3837 EATON CORP PLC SHS G29183103 508 6307 SH SOLE 0 0 6307 EATON VANCE FLTING RATE INC COM 278279104 288 21800 SH SOLE 0 0 21800 EDISON INTL COM 281020107 313 5058 SH SOLE 0 0 5058 EMCOR GROUP INC COM 29084Q100 624 8540 SH SOLE 0 0 8540 EXXON MOBIL CORP COM 30231G102 353 4365 SH SOLE 0 0 4365 FACEBOOK INC CL A 30303M102 880 5279 SH SOLE 0 0 5279 FORD MTR CO DEL COM 345370860 443 50511 SH SOLE 0 0 50511 FREEPORT-MCMORAN INC CL B 35671D857 224 17378 SH SOLE 0 0 17378 FS KKR CAPITAL CORP COM 302635107 91 14965 SH SOLE 0 0 14965 GCI LIBERTY INC COM CLASS A 36164V305 225 4044 SH SOLE 0 0 4044 GENERAL ELECTRIC CO COM 369604103 554 55484 SH SOLE 0 0 55484 GENERAL MLS INC COM 370334104 703 13582 SH SOLE 0 0 13582 GILEAD SCIENCES INC COM 375558103 218 3348 SH SOLE 0 0 3348 GLADSTONE LD CORP COM 376549101 345 27236 SH SOLE 0 0 27236 GLOBAL PMTS INC COM 37940X102 2669 19549 SH SOLE 0 0 19549 GOLDMAN SACHS GROUP INC COM 38141G104 389 2027 SH SOLE 0 0 2027 GREEN DOT CORP CL A 39304D102 1597 26333 SH SOLE 0 0 26333 HALLIBURTON CO COM 406216101 275 9369 SH SOLE 0 0 9369 HANESBRANDS INC COM 410345102 379 21204 SH SOLE 0 0 21204 HARLEY DAVIDSON INC COM 412822108 254 7109 SH SOLE 0 0 7109 HARRIS CORP DEL COM 413875105 1054 6600 SH SOLE 0 0 6600 HERSHA HOSPITALITY TR PR SHS BEN INT 427825500 468 27325 SH SOLE 0 0 27325 HERSHEY CO COM 427866108 680 5920 SH SOLE 0 0 5920 HOME DEPOT INC COM 437076102 622 3240 SH SOLE 0 0 3240 HONEYWELL INTL INC COM 438516106 206 1299 SH SOLE 0 0 1299 ING GROEP N V SPONSORED ADR 456837103 132 10857 SH SOLE 0 0 10857 INNOVATOR ETFS TR S&P 500 PWRETF 45782C797 545 22291 SH SOLE 0 0 22291 INNOVIVA INC COM 45781M101 375 26743 SH SOLE 0 0 26743 INTEL CORP COM 458140100 4150 77275 SH SOLE 0 0 77275 INTUITIVE SURGICAL INC COM NEW 46120E602 320 561 SH SOLE 0 0 561 INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 46137V258 2002 31748 SH SOLE 0 0 31748 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 2223 19212 SH SOLE 0 0 19212 INVESCO EXCHANGE TRADED FD T INTL DIVI ACHI 46137V548 1585 99789 SH SOLE 0 0 99789 INVESCO EXCHNG TRADED FD TR FNDMNTL HY CRP 46138E719 2976 159552 SH SOLE 0 0 159552 INVESCO EXCHNG TRADED FD TR EMRNG MKT SVRG 46138E784 2693 96179 SH SOLE 0 0 96179 INVESCO EXCHNG TRADED FD TR DWA DEV MKTS 46138E875 1464 56602 SH SOLE 0 0 56602 INVESCO EXCHNG TRADED FD TR VAR RATE PFD 46138G870 254 10319 SH SOLE 0 0 10319 INVESCO QQQ TR UNIT SER 1 46090E103 372 2068 SH SOLE 0 0 2068 ISHARES TR NASDAQ BIOTECH 464287556 381 3411 SH SOLE 0 0 3411 JABIL INC COM 466313103 279 10500 SH SOLE 0 0 10500 JOHNSON & JOHNSON COM 478160104 1141 8160 SH SOLE 0 0 8160 KKR & CO INC CL A 48251W104 382 16252 SH SOLE 0 0 16252 KNOWLES CORP COM 49926D109 236 13376 SH SOLE 0 0 13376 KOHLS CORP COM 500255104 220 3200 SH SOLE 0 0 3200 KONINKLIJKE PHILIPS N V NY REG SH NEW 500472303 642 15702 SH SOLE 0 0 15702 KRAFT HEINZ CO COM 500754106 981 30037 SH SOLE 0 0 30037 KROGER CO COM 501044101 439 17854 SH SOLE 0 0 17854 LEVI STRAUSS & CO NEW CL A COM STK 52736R102 252 10700 SH SOLE 0 0 10700 MARSH & MCLENNAN COS INC COM 571748102 306 3260 SH SOLE 0 0 3260 MCDONALDS CORP COM 580135101 957 5040 SH SOLE 0 0 5040 MEDICAL PPTYS TRUST INC COM 58463J304 213 11507 SH SOLE 0 0 11507 MEDTRONIC PLC SHS G5960L103 846 9285 SH SOLE 0 0 9285 MERCK & CO INC COM 58933Y105 1464 17602 SH SOLE 0 0 17602 MESOBLAST LTD SPONS ADR 590717104 65 12296 SH SOLE 0 0 12296 METLIFE INC COM 59156R108 918 21557 SH SOLE 0 0 21557 MICROSOFT CORP COM 594918104 7773 65907 SH SOLE 0 0 65907 MONDELEZ INTL INC CL A 609207105 1732 34697 SH SOLE 0 0 34697 MORGAN STANLEY COM NEW 617446448 726 17211 SH SOLE 0 0 17211 MOTOROLA SOLUTIONS INC COM NEW 620076307 246 1755 SH SOLE 0 0 1755 NEW GOLD INC CDA COM 644535106 10 11544 SH SOLE 0 0 11544 NEW YORK CMNTY BANCORP INC COM 649445103 289 25000 SH SOLE 0 0 25000 NOKIA CORP SPONSORED ADR 654902204 172 30100 SH SOLE 0 0 30100 NUTRIEN LTD COM 67077M108 436 8265 SH SOLE 0 0 8265 NUVEEN CALIFORNIA AMT QLT MU COM 670651108 284 20394 SH SOLE 0 0 20394 NUVEEN QUALITY MUNCP INCOME COM 67066V101 207 15267 SH SOLE 0 0 15267 OFFICE PPTYS INCOME TR COM SHS BEN INT 67623C109 1025 37071 SH SOLE 0 0 37071 ONE LIBERTY PPTYS INC COM 682406103 431 14853 SH SOLE 0 0 14853 OPPENHEIMER ETF TR S&P 500 REVENUE 68386C104 2144 41566 SH SOLE 0 0 41566 OSI ETF TR OSHARES FTSE 67110P100 355 13366 SH SOLE 0 0 13366 OSI ETF TR OSHS GBL INTER 67110P704 244 10112 SH SOLE 0 0 10112 PACIFIC PREMIER BANCORP COM 69478X105 5989 225744 SH SOLE 0 0 225744 PAPA JOHNS INTL INC COM 698813102 900 16990 SH SOLE 0 0 16990 PERMIAN BASIN RTY TR UNIT BEN INT 714236106 75 10000 SH SOLE 0 0 10000 PFIZER INC COM 717081103 2731 64307 SH SOLE 0 0 64307 PHILLIPS 66 COM 718546104 215 2254 SH SOLE 0 0 2254 PIMCO ETF TR INV GRD CRP BD 72201R817 954 9192 SH SOLE 0 0 9192 POOL CORPORATION COM 73278L105 1595 9666 SH SOLE 0 0 9666 PROCTER AND GAMBLE CO COM 742718109 2053 19732 SH SOLE 0 0 19732 PS BUSINESS PKS INC CALIF COM 69360J107 1730 11029 SH SOLE 0 0 11029 PUBLIC STORAGE COM 74460D109 1022 4692 SH SOLE 0 0 4692 QUALCOMM INC COM 747525103 1920 33672 SH SOLE 0 0 33672 QURATE RETAIL INC COM SER A 74915M100 792 49549 SH SOLE 0 0 49549 RAYTHEON CO COM NEW 755111507 211 1158 SH SOLE 0 0 1158 REGENCY CTRS CORP COM 758849103 278 4114 SH SOLE 0 0 4114 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 278 4351 SH SOLE 0 0 4351 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 215 3440 SH SOLE 0 0 3440 S&P GLOBAL INC COM 78409V104 3002 14259 SH SOLE 0 0 14259 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 69 12832 SH SOLE 0 0 12832 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 306 4498 SH SOLE 0 0 4498 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 832 31975 SH SOLE 0 0 31975 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 204 3800 SH SOLE 0 0 3800 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 1715 34169 SH SOLE 0 0 34169 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 900 27905 SH SOLE 0 0 27905 SEAGATE TECHNOLOGY PLC SHS G7945M107 776 16200 SH SOLE 0 0 16200 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1155 12594 SH SOLE 0 0 12594 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 386 14997 SH SOLE 0 0 14997 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 458 6100 SH SOLE 0 0 6100 SENIOR HSG PPTYS TR SH BEN INT 81721M109 367 31135 SH SOLE 0 0 31135 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 547 12269 SH SOLE 0 0 12269 SPDR SER TR NUVEEN BRC MUNIC 78468R721 381 7726 SH SOLE 0 0 7726 SPDR SER TR NUVEEN BLMBRG SR 78468R739 252 5190 SH SOLE 0 0 5190 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 1030 17251 SH SOLE 0 0 17251 SPDR SERIES TRUST WELLS FG PFD ETF 78464A292 2703 63329 SH SOLE 0 0 63329 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 986 16351 SH SOLE 0 0 16351 SPDR SERIES TRUST BLOMBERG INTL TR 78464A516 230 8239 SH SOLE 0 0 8239 SPDR SERIES TRUST PORTFOLIO LN TSR 78464A664 3402 93482 SH SOLE 0 0 93482 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 2275 43287 SH SOLE 0 0 43287 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 2058 40850 SH SOLE 0 0 40850 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 146 14000 SH SOLE 0 0 14000 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 64 11600 SH SOLE 0 0 11600 STARBUCKS CORP COM 855244109 268 3608 SH SOLE 0 0 3608 SYNCHRONY FINL COM 87165B103 871 27289 SH SOLE 0 0 27289 SYSCO CORP COM 871829107 236 3538 SH SOLE 0 0 3538 TEREX CORP NEW COM 880779103 471 14660 SH SOLE 0 0 14660 TEXAS INSTRS INC COM 882508104 355 3343 SH SOLE 0 0 3343 THE CHARLES SCHWAB CORPORATI COM 808513105 287 6703 SH SOLE 0 0 6703 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 922 7815 SH SOLE 0 0 7815 TRANSOCEAN LTD REG SHS H8817H100 130 14929 SH SOLE 0 0 14929 TRUSTMARK CORP COM 898402102 379 11264 SH SOLE 0 0 11264 TTEC HLDGS INC COM 89854H102 362 10000 SH SOLE 0 0 10000 TYSON FOODS INC CL A 902494103 316 4550 SH SOLE 0 0 4550 UBS GROUP AG SHS H42097107 131 10800 SH SOLE 0 0 10800 UNILEVER PLC SPON ADR NEW 904767704 456 7900 SH SOLE 0 0 7900 UNION PACIFIC CORP COM 907818108 337 2017 SH SOLE 0 0 2017 UNISYS CORP COM NEW 909214306 160 13710 SH SOLE 0 0 13710 UNITED PARCEL SERVICE INC CL B 911312106 368 3297 SH SOLE 0 0 3297 VALVOLINE INC COM 92047W101 692 37299 SH SOLE 0 0 37299 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 426 4900 SH SOLE 0 0 4900 VANGUARD INDEX FDS MID CAP ETF 922908629 354 2200 SH SOLE 0 0 2200 VANGUARD WORLD FDS ENERGY ETF 92204A306 254 2843 SH SOLE 0 0 2843 VERIZON COMMUNICATIONS INC COM 92343V104 365 6175 SH SOLE 0 0 6175 VISA INC COM CL A 92826C839 5466 34996 SH SOLE 0 0 34996 W P CAREY INC COM 92936U109 712 9095 SH SOLE 0 0 9095 WALGREENS BOOTS ALLIANCE INC COM 931427108 1050 16599 SH SOLE 0 0 16599 WALMART INC COM 931142103 1979 20288 SH SOLE 0 0 20288 WELLS FARGO CO NEW COM 949746101 258 5344 SH SOLE 0 0 5344 WESTERN UN CO COM 959802109 818 44283 SH SOLE 0 0 44283 WHEELER REAL ESTATE INVT TR CV PFD SER B 963025309 133 10193 SH SOLE 0 0 10193 WYNDHAM DESTINATIONS INC COM 98310W108 309 7639 SH SOLE 0 0 7639 WYNDHAM HOTELS & RESORTS INC COM 98311A105 417 8335 SH SOLE 0 0 8335 ZIMMER BIOMET HLDGS INC COM 98956P102 421 3300 SH SOLE 0 0 3300 ZOETIS INC CL A 98978V103 1752 17407 SH SOLE 0 0 17407