Regulatory Consultant

0001085146-19-000176.txt : 20190117 0001085146-19-000176.hdr.sgml : 20190117 20190116195709 ACCESSION NUMBER: 0001085146-19-000176 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190117 DATE AS OF CHANGE: 20190116 EFFECTIVENESS DATE: 20190117 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Diligent Investors, LLC CENTRAL INDEX KEY: 0001549042 IRS NUMBER: 453029689 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16635 FILM NUMBER: 19529942 BUSINESS ADDRESS: STREET 1: 1901 ORANGE TREE LANE STREET 2: SUITE 230A CITY: REDLANDS STATE: CA ZIP: 92374 BUSINESS PHONE: 909-792-2894 MAIL ADDRESS: STREET 1: 132 WEST RAMSEY STREET CITY: BANNING STATE: CA ZIP: 92220 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001549042 XXXXXXXX 12-31-2018 12-31-2018 false Diligent Investors, LLC

132 WEST RAMSEY STREET BANNING CA 92220

13F HOLDINGS REPORT 028-16635 N Gerardo Martinez Regulatory Consultant 310-275-7300 /s/ Gerardo Martinez Beverly Hills CA 01-16-2019 0 189 152447 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 529 2774 SH SOLE 0 0 2774 ABBOTT LABS COM 002824100 588 8130 SH SOLE 0 0 8130 ABBVIE INC COM 00287Y109 708 7679 SH SOLE 0 0 7679 ADOBE INC COM 00724F101 1081 4780 SH SOLE 0 0 4780 AES CORP COM 00130H105 180 12420 SH SOLE 0 0 12420 AFLAC INC COM 001055102 410 9000 SH SOLE 0 0 9000 AGNC INVT CORP COM 00123Q104 194 11056 SH SOLE 0 0 11056 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 231 1684 SH SOLE 0 0 1684 ALLEGION PUB LTD CO ORD SHS G0176J109 332 4164 SH SOLE 0 0 4164 ALPHABET INC CAP STK CL A 02079K305 394 377 SH SOLE 0 0 377 AMAZON COM INC COM 023135106 960 639 SH SOLE 0 0 639 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 214 11080 SH SOLE 0 0 11080 AMERICAN EXPRESS CO COM 025816109 319 3351 SH SOLE 0 0 3351 AMERICAN HOMES 4 RENT CL A 02665T306 335 16881 SH SOLE 0 0 16881 AMGEN INC COM 031162100 715 3673 SH SOLE 0 0 3673 ANWORTH MORTGAGE ASSET CP COM 037347101 48 11950 SH SOLE 0 0 11950 APARTMENT INVT & MGMT CO CL A 03748R101 296 6744 SH SOLE 0 0 6744 APOLLO INVT CORP COM NEW 03761U502 218 17564 SH SOLE 0 0 17564 APPLE INC COM 037833100 4630 29353 SH SOLE 0 0 29353 APPLIED MATLS INC COM 038222105 592 18074 SH SOLE 0 0 18074 ARROW ELECTRS INC COM 042735100 434 6300 SH SOLE 0 0 6300 ASHFORD HOSPITALITY TR INC COM SHS 044103109 42 10500 SH SOLE 0 0 10500 ASHLAND GLOBAL HLDGS INC COM 044186104 297 4183 SH SOLE 0 0 4183 AT&T INC COM 00206R102 2338 81911 SH SOLE 0 0 81911 AVIS BUDGET GROUP COM 053774105 257 11421 SH SOLE 0 0 11421 BANK AMER CORP 7.25%CNV PFD L 060505682 214 171 SH SOLE 0 0 171 BANK AMER CORP COM 060505104 928 37676 SH SOLE 0 0 37676 BB&T CORP COM 054937107 239 5510 SH SOLE 0 0 5510 BEACON ROOFING SUPPLY INC COM 073685109 243 7661 SH SOLE 0 0 7661 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2197 10760 SH SOLE 0 0 10760 BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 509 41268 SH SOLE 0 0 41268 BOEING CO COM 097023105 752 2332 SH SOLE 0 0 2332 BRIGHTHOUSE FINL INC COM 10922N103 707 23193 SH SOLE 0 0 23193 BRISTOL MYERS SQUIBB CO COM 110122108 732 14089 SH SOLE 0 0 14089 CANADIAN PAC RY LTD COM 13645T100 1301 7323 SH SOLE 0 0 7323 CARDINAL HEALTH INC COM 14149Y108 621 13931 SH SOLE 0 0 13931 CATERPILLAR INC DEL COM 149123101 387 3043 SH SOLE 0 0 3043 CDN IMPERIAL BK COMM TORONTO COM 136069101 224 3006 SH SOLE 0 0 3006 CELGENE CORP COM 151020104 245 3815 SH SOLE 0 0 3815 CHEVRON CORP NEW COM 166764100 994 9135 SH SOLE 0 0 9135 CHUBB LIMITED COM H1467J104 254 1970 SH SOLE 0 0 1970 CIGNA CORP NEW COM 125523100 367 1935 SH SOLE 0 0 1935 CISCO SYS INC COM 17275R102 1455 33587 SH SOLE 0 0 33587 COCA COLA CO COM 191216100 1331 28102 SH SOLE 0 0 28102 CONOCOPHILLIPS COM 20825C104 320 5127 SH SOLE 0 0 5127 CORNING INC COM 219350105 1048 34677 SH SOLE 0 0 34677 CVS HEALTH CORP COM 126650100 1417 21633 SH SOLE 0 0 21633 DAVIS FUNDAMENTAL ETF TR SELCT INTL ETF 23908L405 278 18426 SH SOLE 0 0 18426 DAVIS FUNDAMENTAL ETF TR SELECT FINL 23908L108 446 21739 SH SOLE 0 0 21739 DAVIS FUNDAMENTAL ETF TR SELECT US EQTY 23908L207 291 14533 SH SOLE 0 0 14533 DAVIS FUNDAMENTAL ETF TR SELECT WRLD WI 23908L306 464 23722 SH SOLE 0 0 23722 DEUTSCHE BANK AG NAMEN AKT D18190898 86 10500 SH SOLE 0 0 10500 DIREXION SHS ETF TR NAS100 EQL WGT 25459Y207 1862 45906 SH SOLE 0 0 45906 DISCOVER FINL SVCS COM 254709108 752 12750 SH SOLE 0 0 12750 DISNEY WALT CO COM DISNEY 254687106 3449 31459 SH SOLE 0 0 31459 DOVER CORP COM 260003108 570 8031 SH SOLE 0 0 8031 DOWDUPONT INC COM 26078J100 1001 18716 SH SOLE 0 0 18716 DXC TECHNOLOGY CO COM 23355L106 204 3837 SH SOLE 0 0 3837 EATON CORP PLC SHS G29183103 440 6407 SH SOLE 0 0 6407 EATON VANCE FLTING RATE INC COM 278279104 276 21800 SH SOLE 0 0 21800 EDISON INTL COM 281020107 224 3942 SH SOLE 0 0 3942 EMCOR GROUP INC COM 29084Q100 510 8540 SH SOLE 0 0 8540 EXXON MOBIL CORP COM 30231G102 298 4365 SH SOLE 0 0 4365 FACEBOOK INC CL A 30303M102 710 5414 SH SOLE 0 0 5414 FORD MTR CO DEL COM PAR $0.01 345370860 388 50672 SH SOLE 0 0 50672 FREEPORT-MCMORAN INC CL B 35671D857 168 16271 SH SOLE 0 0 16271 FS KKR CAPITAL CORP COM 302635107 78 14965 SH SOLE 0 0 14965 GENERAL ELECTRIC CO COM 369604103 383 50564 SH SOLE 0 0 50564 GENERAL MLS INC COM 370334104 579 14878 SH SOLE 0 0 14878 GLADSTONE LD CORP COM 376549101 313 27235 SH SOLE 0 0 27235 GLOBAL PMTS INC COM 37940X102 2028 19669 SH SOLE 0 0 19669 GOLDMAN SACHS GROUP INC COM 38141G104 334 2002 SH SOLE 0 0 2002 GOVERNMENT PPTYS INCOME TR COM SHS BEN INT 38376A103 978 142415 SH SOLE 0 0 142415 GREEN DOT CORP CL A 39304D102 2102 26433 SH SOLE 0 0 26433 HALLIBURTON CO COM 406216101 245 9210 SH SOLE 0 0 9210 HANESBRANDS INC COM 410345102 270 21528 SH SOLE 0 0 21528 HARLEY DAVIDSON INC COM 412822108 243 7109 SH SOLE 0 0 7109 HARRIS CORP DEL COM 413875105 889 6600 SH SOLE 0 0 6600 HERSHA HOSPITALITY TR PR SHS BEN INT 427825500 497 28325 SH SOLE 0 0 28325 HERSHEY CO COM 427866108 635 5920 SH SOLE 0 0 5920 HOME DEPOT INC COM 437076102 418 2435 SH SOLE 0 0 2435 ING GROEP N V SPONSORED ADR 456837103 116 10857 SH SOLE 0 0 10857 INNOVIVA INC COM 45781M101 467 26743 SH SOLE 0 0 26743 INTEL CORP COM 458140100 3583 76358 SH SOLE 0 0 76358 INVESCO EXCHANGE TRADED FD T INTL DIVI ACHI 46137V548 1356 95974 SH SOLE 0 0 95974 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 1838 18441 SH SOLE 0 0 18441 INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 46137V258 1727 30381 SH SOLE 0 0 30381 INVESCO EXCHNG TRADED FD TR DWA DEV MKTS 46138E875 1247 54315 SH SOLE 0 0 54315 INVESCO EXCHNG TRADED FD TR EMRNG MKT SVRG 46138E784 2424 91735 SH SOLE 0 0 91735 INVESCO EXCHNG TRADED FD TR FNDMNTL HY CRP 46138E719 2932 165939 SH SOLE 0 0 165939 INVESCO EXCHNG TRADED FD TR VAR RATE PFD 46138G870 233 10223 SH SOLE 0 0 10223 INVESCO QQQ TR UNIT SER 1 46090E103 319 2068 SH SOLE 0 0 2068 ISHARES TR NASDAQ BIOTECH 464287556 343 3561 SH SOLE 0 0 3561 JABIL INC COM 466313103 260 10500 SH SOLE 0 0 10500 JOHNSON & JOHNSON COM 478160104 917 7107 SH SOLE 0 0 7107 KKR & CO INC CL A 48251W104 328 16724 SH SOLE 0 0 16724 KNOWLES CORP COM 49926D109 185 13876 SH SOLE 0 0 13876 KOHLS CORP COM 500255104 212 3200 SH SOLE 0 0 3200 KONINKLIJKE PHILIPS N V NY REG SH NEW 500472303 557 15867 SH SOLE 0 0 15867 KRAFT HEINZ CO COM 500754106 1107 25726 SH SOLE 0 0 25726 KROGER CO COM 501044101 494 17954 SH SOLE 0 0 17954 MARSH & MCLENNAN COS INC COM 571748102 259 3250 SH SOLE 0 0 3250 MCDONALDS CORP COM 580135101 895 5040 SH SOLE 0 0 5040 MEDICAL PPTYS TRUST INC COM 58463J304 185 11507 SH SOLE 0 0 11507 MEDTRONIC PLC SHS G5960L103 845 9285 SH SOLE 0 0 9285 MERCK & CO INC COM 58933Y105 1394 18239 SH SOLE 0 0 18239 MESOBLAST LTD SPONS ADR 590717104 51 12296 SH SOLE 0 0 12296 METLIFE INC COM 59156R108 897 21837 SH SOLE 0 0 21837 MFS CALIF MUN FD COM 59318C106 101 10118 SH SOLE 0 0 10118 MICROSOFT CORP COM 594918104 6334 62358 SH SOLE 0 0 62358 MONDELEZ INTL INC CL A 609207105 1410 35235 SH SOLE 0 0 35235 MORGAN STANLEY COM NEW 617446448 682 17211 SH SOLE 0 0 17211 MOTOROLA SOLUTIONS INC COM NEW 620076307 202 1755 SH SOLE 0 0 1755 NEW GOLD INC CDA COM 644535106 9 11544 SH SOLE 0 0 11544 NEW YORK CMNTY BANCORP INC COM 649445103 235 25000 SH SOLE 0 0 25000 NOKIA CORP SPONSORED ADR 654902204 175 30100 SH SOLE 0 0 30100 NUTRIEN LTD COM 67077M108 396 8425 SH SOLE 0 0 8425 NUVEEN CALIFORNIA AMT QLT MU COM 670651108 258 20369 SH SOLE 0 0 20369 NUVEEN QUALITY MUNCP INCOME COM 67066V101 191 15223 SH SOLE 0 0 15223 ONE LIBERTY PPTYS INC COM 682406103 360 14853 SH SOLE 0 0 14853 OPPENHEIMER ETF TR S&P 500 REVENUE 68386C104 1863 40022 SH SOLE 0 0 40022 OSI ETF TR OSHARES FTSE 67110P100 330 13958 SH SOLE 0 0 13958 OSI ETF TR OSHS GBL INTER 67110P704 197 10312 SH SOLE 0 0 10312 PACIFIC PREMIER BANCORP COM 69478X105 5761 225744 SH SOLE 0 0 225744 PERMIAN BASIN RTY TR UNIT BEN INT 714236106 60 10200 SH SOLE 0 0 10200 PFIZER INC COM 717081103 2827 64768 SH SOLE 0 0 64768 PG&E CORP COM 69331C108 245 10330 SH SOLE 0 0 10330 PIMCO ETF TR INV GRD CRP BD 72201R817 785 7924 SH SOLE 0 0 7924 POOL CORPORATION COM 73278L105 1467 9866 SH SOLE 0 0 9866 PROCTER AND GAMBLE CO COM 742718109 1827 19874 SH SOLE 0 0 19874 PS BUSINESS PKS INC CALIF COM 69360J107 1483 11319 SH SOLE 0 0 11319 PUBLIC STORAGE COM 74460D109 950 4692 SH SOLE 0 0 4692 QUALCOMM INC COM 747525103 1684 29583 SH SOLE 0 0 29583 QURATE RETAIL INC COM SER A 74915M100 990 50699 SH SOLE 0 0 50699 REGENCY CTRS CORP COM 758849103 242 4129 SH SOLE 0 0 4129 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 261 4351 SH SOLE 0 0 4351 S&P GLOBAL INC COM 78409V104 2442 14367 SH SOLE 0 0 14367 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 62 12887 SH SOLE 0 0 12887 SCHWAB CHARLES CORP NEW COM 808513105 282 6783 SH SOLE 0 0 6783 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 733 31152 SH SOLE 0 0 31152 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 785 26990 SH SOLE 0 0 26990 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 1738 34832 SH SOLE 0 0 34832 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 711 11864 SH SOLE 0 0 11864 SEAGATE TECHNOLOGY PLC SHS G7945M107 625 16200 SH SOLE 0 0 16200 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1091 12613 SH SOLE 0 0 12613 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 362 15197 SH SOLE 0 0 15197 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 393 6100 SH SOLE 0 0 6100 SENIOR HSG PPTYS TR SH BEN INT 81721M109 359 30635 SH SOLE 0 0 30635 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 490 11955 SH SOLE 0 0 11955 SPDR SER TR NUVEEN BLMBRG SR 78468R739 249 5189 SH SOLE 0 0 5189 SPDR SER TR NUVEEN BRC MUNIC 78468R721 372 7724 SH SOLE 0 0 7724 SPDR SERIES TRUST BLOMBERG INTL TR 78464A516 375 13589 SH SOLE 0 0 13589 SPDR SERIES TRUST PORTFOLIO LN TSR 78464A664 3352 95668 SH SOLE 0 0 95668 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 1973 43022 SH SOLE 0 0 43022 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 1740 39218 SH SOLE 0 0 39218 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 883 16361 SH SOLE 0 0 16361 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 833 15483 SH SOLE 0 0 15483 SPDR SERIES TRUST WELLS FG PFD ETF 78464A292 2442 61717 SH SOLE 0 0 61717 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 144 14000 SH SOLE 0 0 14000 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 72 12800 SH SOLE 0 0 12800 SYNCHRONY FINL COM 87165B103 640 27285 SH SOLE 0 0 27285 SYSCO CORP COM 871829107 222 3538 SH SOLE 0 0 3538 TEREX CORP NEW COM 880779103 410 14860 SH SOLE 0 0 14860 TEXAS INSTRS INC COM 882508104 315 3333 SH SOLE 0 0 3333 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 912 7855 SH SOLE 0 0 7855 TRANSOCEAN LTD REG SHS H8817H100 104 14929 SH SOLE 0 0 14929 TRUSTMARK CORP COM 898402102 320 11264 SH SOLE 0 0 11264 TTEC HLDGS INC COM 89854H102 286 10000 SH SOLE 0 0 10000 UBS GROUP AG SHS H42097107 134 10800 SH SOLE 0 0 10800 UNILEVER PLC SPON ADR NEW 904767704 413 7900 SH SOLE 0 0 7900 UNISYS CORP COM NEW 909214306 158 13544 SH SOLE 0 0 13544 UNITED PARCEL SERVICE INC CL B 911312106 317 3247 SH SOLE 0 0 3247 VALVOLINE INC COM 92047W101 742 38342 SH SOLE 0 0 38342 VANGUARD INDEX FDS MID CAP ETF 922908629 304 2200 SH SOLE 0 0 2200 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 380 5090 SH SOLE 0 0 5090 VANGUARD WORLD FDS ENERGY ETF 92204A306 218 2822 SH SOLE 0 0 2822 VERIZON COMMUNICATIONS INC COM 92343V104 347 6175 SH SOLE 0 0 6175 VISA INC COM CL A 92826C839 4601 34873 SH SOLE 0 0 34873 W P CAREY INC COM 92936U109 604 9245 SH SOLE 0 0 9245 W R BERKLEY CORPORATION COM 084423102 207 2800 SH SOLE 0 0 2800 WALGREENS BOOTS ALLIANCE INC COM 931427108 1141 16700 SH SOLE 0 0 16700 WALMART INC COM 931142103 1890 20288 SH SOLE 0 0 20288 WELLS FARGO CO NEW COM 949746101 221 4799 SH SOLE 0 0 4799 WESTERN UN CO COM 959802109 774 45380 SH SOLE 0 0 45380 WHEELER REAL ESTATE INVT TR CV PFD SER B 963025309 79 10193 SH SOLE 0 0 10193 WYNDHAM DESTINATIONS INC COM 98310W108 276 7705 SH SOLE 0 0 7705 WYNDHAM HOTELS & RESORTS INC COM 98311A105 358 7901 SH SOLE 0 0 7901 ZIMMER BIOMET HLDGS INC COM 98956P102 342 3300 SH SOLE 0 0 3300 ZOETIS INC CL A 98978V103 1492 17447 SH SOLE 0 0 17447